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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
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FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-08200
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Bridgeway Funds, Inc.
(Exact name of registrant as specified in charter)
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20 Greenway Plaza, Suite 450
Houston, Texas 77046
(Address of principal executive offices) (Zip code)
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Tammira Philippe, President
Bridgeway Funds, Inc.
20 Greenway Plaza, Suite 450
Houston, Texas 77046
(Name and address of agent for service)
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Registrant's telephone number, including area code: (713) 661-3500
Date of fiscal year end: June 30
Date of reporting period: July 1, 2019 - June 30, 2020
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Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 ((S)(S) 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX,
and the Commission will make this information public. A registrant is not
required to respond to the collection of information contained in Form N-PX
unless the Form displays a currently valid Office of Management and Budget
("OMB") control number. Please direct comments concerning the accuracy of the
information collection burden estimate and any suggestions for reducing the
burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street,
NW, Washington, DC 20549-0609. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. (S) 3507.
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PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-08200
Reporting Period: 07/01/2019 - 06/30/2020
Bridgeway Funds, Inc.
======================= Bridgeway Aggressive Investors 1 =======================
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John E. Caldwell For For Management
1b Elect Director Nora M. Denzel For For Management
1c Elect Director Mark Durcan For For Management
1d Elect Director Michael P. Gregoire For For Management
1e Elect Director Joseph A. Householder For For Management
1f Elect Director John W. Marren For For Management
1g Elect Director Lisa T. Su For For Management
1h Elect Director Abhi Y. Talwalkar For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
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AERCAP HOLDINGS NV
Ticker: AER Security ID: N00985106
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Receive Report of Management Board None None Management
(Non-Voting)
3 Adopt Financial Statements For For Management
4 Receive Explanation on Company's None None Management
Reserves and Dividend Policy
5 Approve Discharge of Management Board For For Management
6.a Reelect Paul T. Dacier as For For Management
Non-Executive Director
6.b Reelect Richard M. Gradon as For For Management
Non-Executive Director
6.c Reelect Robert G. Warden as For For Management
Non-Executive Director
7 Appoint Peter L. Juhas to Represent For For Management
the Management in Case All Directors
are Absent or Prevented from Acting
8 Ratify PricewaterhouseCoopers as For For Management
Auditors
9.a Grant Board Authority to Issue Shares For For Management
9.b Authorize Board to Exclude Preemptive For For Management
Rights from Share Issuances Under Item
9.a
9.c Grant Board Authority to Issue For Against Management
Additional Shares
9.d Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances Under Item
9.c
10.a Authorize Repurchase of Shares For For Management
10.b Conditional Authorization to For For Management
Repurchase Additional Shares
11 Approve Reduction in Share Capital For For Management
through Cancellation of Shares
12 Allow Questions None None Management
13 Close Meeting None None Management
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ALASKA AIR GROUP, INC.
Ticker: ALK Security ID: 011659109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia M. Bedient For For Management
1b Elect Director James A. Beer For For Management
1c Elect Director Marion C. Blakey For For Management
1d Elect Director Raymond L. Conner For For Management
1e Elect Director Dhiren R. Fonseca For For Management
1f Elect Director Kathleen T. Hogan For For Management
1g Elect Director Susan J. Li For For Management
1h Elect Director Benito Minicucci For For Management
1i Elect Director Helvi K. Sandvik For For Management
1j Elect Director J. Kenneth Thompson For For Management
1k Elect Director Bradley D. Tilden For For Management
1l Elect Director Eric K. Yeaman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Political Contributions Against For Shareholder
Disclosure
5 Report on Lobbying Payments and Policy Against For Shareholder
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AMERICAN HOMES 4 RENT
Ticker: AMH Security ID: 02665T306
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tamara Hughes Gustavson For Against Management
1.2 Elect Director David P. Singelyn For Against Management
1.3 Elect Director Douglas N. Benham For Against Management
1.4 Elect Director John "Jack" Corrigan For Against Management
1.5 Elect Director David Goldberg For Against Management
1.6 Elect Director Matthew J. Hart For Against Management
1.7 Elect Director James H. Kropp For Against Management
1.8 Elect Director Winifred "Wendy" M. Webb For Against Management
1.9 Elect Director Jay Willoughby For Against Management
1.10 Elect Director Kenneth M. Woolley For Against Management
1.11 Elect Director Matthew R. Zaist For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Robert D. Hormats For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director Grace D. Lieblein For For Management
1f Elect Director Craig Macnab For For Management
1g Elect Director JoAnn A. Reed For For Management
1h Elect Director Pamela D.A. Reeve For For Management
1i Elect Director David E. Sharbutt For For Management
1j Elect Director Bruce L. Tanner For For Management
1k Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Expenditures
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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AMERIPRISE FINANCIAL, INC.
Ticker: AMP Security ID: 03076C106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James M. Cracchiolo For For Management
1b Elect Director Dianne Neal Blixt For For Management
1c Elect Director Amy DiGeso For For Management
1d Elect Director Lon R. Greenberg For For Management
1e Elect Director Jeffrey Noddle For For Management
1f Elect Director Robert F. Sharpe, Jr. For For Management
1g Elect Director Brian T. Shea For For Management
1h Elect Director W. Edward Walter, III For For Management
1i Elect Director Christopher J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
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APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Ron Sugar For For Management
1g Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
6 Report on Freedom of Expression and Against For Shareholder
Access to Information Policies
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BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against For Shareholder
7 Review of Statement of the Purpose of Against For Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
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BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For Against Management
1b Elect Director Caroline D. Dorsa For Against Management
1c Elect Director William A. Hawkins For Against Management
1d Elect Director Nancy L. Leaming For Against Management
1e Elect Director Jesus B. Mantas For Against Management
1f Elect Director Richard C. Mulligan For Against Management
1g Elect Director Robert W. Pangia For Against Management
1h Elect Director Stelios Papadopoulos For Against Management
1i Elect Director Brian S. Posner For Against Management
1j Elect Director Eric K. Rowinsky For Against Management
1k Elect Director Stephen A. Sherwin For Against Management
1l Elect Director Michel Vounatsos For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CADENCE DESIGN SYSTEMS, INC.
Ticker: CDNS Security ID: 127387108
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Adams For For Management
1.2 Elect Director Susan L. Bostrom For For Management
1.3 Elect Director Ita Brennan For For Management
1.4 Elect Director Lewis Chew For For Management
1.5 Elect Director James D. Plummer For For Management
1.6 Elect Director Alberto For For Management
Sangiovanni-Vincentelli
1.7 Elect Director John B. Shoven For For Management
1.8 Elect Director Young K. Sohn For For Management
1.9 Elect Director Lip-Bu Tan For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
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CDW CORPORATION
Ticker: CDW Security ID: 12514G108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven W. Alesio For For Management
1b Elect Director Barry K. Allen For For Management
1c Elect Director Lynda M. Clarizio For For Management
1d Elect Director Christine A. Leahy For For Management
1e Elect Director David W. Nelms For For Management
1f Elect Director Joseph R. Swedish For For Management
1g Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
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CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Javed Ahmed For For Management
1b Elect Director Robert C. Arzbaecher For For Management
1c Elect Director William Davisson For For Management
1d Elect Director John W. Eaves For For Management
1e Elect Director Stephen A. Furbacher For For Management
1f Elect Director Stephen J. Hagge For For Management
1g Elect Director Anne P. Noonan For For Management
1h Elect Director Michael J. Toelle For For Management
1i Elect Director Theresa E. Wagler For For Management
1j Elect Director Celso L. White For For Management
1k Elect Director W. Anthony Will For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
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CHEMED CORPORATION
Ticker: CHE Security ID: 16359R103
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. McNamara For For Management
1.2 Elect Director Ron DeLyons For For Management
1.3 Elect Director Joel F. Gemunder For For Management
1.4 Elect Director Patrick P. Grace For For Management
1.5 Elect Director Christopher J. Heaney For For Management
1.6 Elect Director Thomas C. Hutton For For Management
1.7 Elect Director Andrea R. Lindell For For Management
1.8 Elect Director Thomas P. Rice For For Management
1.9 Elect Director Donald E. Saunders For For Management
1.10 Elect Director George J. Walsh, III For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
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CHIPOTLE MEXICAN GRILL, INC.
Ticker: CMG Security ID: 169656105
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Albert S. Baldocchi For For Management
1.2 Elect Director Patricia Fili-Krushel For For Management
1.3 Elect Director Neil W. Flanzraich For For Management
1.4 Elect Director Robin Hickenlooper For For Management
1.5 Elect Director Scott Maw For For Management
1.6 Elect Director Ali Namvar For For Management
1.7 Elect Director Brian Niccol For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
5 Require Independent Board Chair Against For Shareholder
6 Report on Employment-Related Against For Shareholder
Arbitration
7 Provide Right to Act by Written Consent Against For Shareholder
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CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director William J. DeLaney For For Management
1.3 Elect Director Eric J. Foss For For Management
1.4 Elect Director Elder Granger For For Management
1.5 Elect Director Isaiah Harris, Jr. For For Management
1.6 Elect Director Roman Martinez, IV For For Management
1.7 Elect Director Kathleen M. Mazzarella For For Management
1.8 Elect Director Mark B. McClellan For For Management
1.9 Elect Director John M. Partridge For For Management
1.10 Elect Director William L. Roper For For Management
1.11 Elect Director Eric C. Wiseman For For Management
1.12 Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Report on Gender Pay Gap Against For Shareholder
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CNH INDUSTRIAL NV
Ticker: CNHI Security ID: N20944109
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.b Adopt Financial Statements and For For Management
Statutory Reports
2.c Approve Dividends of EUR 0.18 Per Share For For Management
2.d Approve Discharge of Directors For For Management
3.a Approve Remuneration Report For For Management
3.b Amend Remuneration Policy For For Management
3.c Approve Long Term Incentive Plan For For Management
4.a Reelect Suzanne Heywood as Executive For Against Management
Director
4.b Reelect Hubertus M. Muhlhauser as None None Management
Executive Director
4.c Reelect Leo W. Houle as Non-Executive For For Management
Director
4.d Reelect John B. Lanaway as For For Management
Non-Executive Director
4.e Reelect Alessandro Nasi as For For Management
Non-Executive Director
4.f Reelect Lorenzo Simonelli as For For Management
Non-Executive Director
4.g Reelect Jacqueline A. Tammenoms Bakker For For Management
as Non-Executive Director
4.h Reelect Jacques Theurillat as For For Management
Non-Executive Director
4.i Elect Howard Buffett as Non-Executive For For Management
Director
4.j Elect Nelda (Janine) Connors as For For Management
Non-Executive Director
4.k Elect Tufan Erginbilgic as For For Management
Non-Executive Director
4.l Elect Vagn Sorensen as Non-Executive For Against Management
Director
5 Ratify Ernst & Young as Auditors For For Management
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Close Meeting None None Management
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CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Robert E. Garrison, II For For Management
1f Elect Director Andrea J. Goldsmith For For Management
1g Elect Director Lee W. Hogan For For Management
1h Elect Director Edward C. Hutcheson, Jr. For For Management
1i Elect Director J. Landis Martin For For Management
1j Elect Director Robert F. McKenzie For For Management
1k Elect Director Anthony J. Melone For For Management
1l Elect Director W. Benjamin Moreland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: DEC 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
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DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director Pascal Desroches For For Management
1e Elect Director Paul J. Diaz For For Management
1f Elect Director John M. Nehra For For Management
1g Elect Director Javier J. Rodriguez For For Management
1h Elect Director Phyllis R. Yale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Report on Political Contributions Against For Shareholder
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DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward H. Bastian For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ashton B. Carter For For Management
1d Elect Director David G. DeWalt For For Management
1e Elect Director William H. Easter, III For For Management
1f Elect Director Christopher A. Hazleton For For Management
1g Elect Director Michael P. Huerta For For Management
1h Elect Director Jeanne P. Jackson For For Management
1i Elect Director George N. Mattson For For Management
1j Elect Director Sergio A. L. Rial For For Management
1k Elect Director David S. Taylor For For Management
1l Elect Director Kathy N. Waller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Climate Lobbying Against For Shareholder
6 Report on Political Contributions Against For Shareholder
7 Report on Sexual Harassment Policy Against For Shareholder
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DISH NETWORK CORPORATION
Ticker: DISH Security ID: 25470M109
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen Q. Abernathy For For Management
1.2 Elect Director George R. Brokaw For For Management
1.3 Elect Director James DeFranco For For Management
1.4 Elect Director Cantey M. Ergen For For Management
1.5 Elect Director Charles W. Ergen For For Management
1.6 Elect Director Afshin Mohebbi For For Management
1.7 Elect Director Tom A. Ortolf For For Management
1.8 Elect Director Joseph T. Proietti For For Management
1.9 Elect Director Carl E. Vogel For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Sandra B. Cochran None None Management
*Withdrawn Resolution*
1d Elect Director Patricia D. Fili-Krushel For For Management
1e Elect Director Timothy I. McGuire For For Management
1f Elect Director William C. Rhodes, III For For Management
1g Elect Director Debra A. Sandler For For Management
1h Elect Director Ralph E. Santana For For Management
1i Elect Director Todd J. Vasos For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Charter Amendment to Replace For For Management
Supermajority Vote Requirements with a
Majority Vote Requirement
5 Approve Bylaw Amendment to Replace For For Management
Supermajority Vote Requirements with a
Majority Vote Requirement
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EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Jesse A. Cohn For For Management
1d Elect Director Diana Farrell For For Management
1e Elect Director Logan D. Green For For Management
1f Elect Director Bonnie S. Hammer For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Pierre M. Omidyar For For Management
1k Elect Director Paul S. Pressler For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
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EDWARDS LIFESCIENCES CORPORATION
Ticker: EW Security ID: 28176E108
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Mussallem For Against Management
1b Elect Director Kieran T. Gallahue For Against Management
1c Elect Director Leslie S. Heisz For Against Management
1d Elect Director William J. Link For Against Management
1e Elect Director Steven R. Loranger For Against Management
1f Elect Director Martha H. Marsh For Against Management
1g Elect Director Ramona Sequeira For Against Management
1h Elect Director Nicholas J. Valeriani For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Approve Stock Split For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Provide Right to Act by Written Consent Against Against Shareholder
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ENOVA INTERNATIONAL, INC.
Ticker: ENVA Security ID: 29357K103
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen Carnahan For Against Management
1b Elect Director Daniel R. Feehan For Against Management
1c Elect Director David Fisher For Against Management
1d Elect Director William M. Goodyear For Against Management
1e Elect Director James A. Gray For Against Management
1f Elect Director Gregg A. Kaplan For Against Management
1g Elect Director Mark P. McGowan For Against Management
1h Elect Director Mark A. Tebbe For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Pricewaterhousecoopers LLP as For For Management
Auditors
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EQUITY LIFESTYLE PROPERTIES, INC.
Ticker: ELS Security ID: 29472R108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Berkenfield For For Management
1.2 Elect Director Philip Calian For For Management
1.3 Elect Director David Contis For For Management
1.4 Elect Director Constance Freedman For For Management
1.5 Elect Director Thomas Heneghan For For Management
1.6 Elect Director Tao Huang For For Management
1.7 Elect Director Marguerite Nader For For Management
1.8 Elect Director Scott Peppet For For Management
1.9 Elect Director Sheli Rosenberg For For Management
1.10 Elect Director Samuel Zell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
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EXPEDIA GROUP, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: DEC 03, 2019 Meeting Type: Annual
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel Altman For Withhold Management
1b Elect Director Susan C. Athey For Withhold Management
1c Elect Director A. George 'Skip' Battle For Withhold Management
1d Elect Director Chelsea Clinton For Withhold Management
1e Elect Director Barry Diller For Withhold Management
1f Elect Director Craig A. Jacobson For Withhold Management
1g Elect Director Victor A. Kaufman For Withhold Management
1h Elect Director Peter M. Kern For Withhold Management
1i Elect Director Dara Khosrowshahi For Withhold Management
1j Elect Director Mark D. Okerstrom For Withhold Management
1k Elect Director Alexander von For Withhold Management
Furstenberg
1l Elect Director Julie Whalen For Withhold Management
2a Approve Securities Transfer For For Management
Restrictions
2b Approve Change-of-Control Clause For For Management
3 Ratify Ernst & Young as Auditors For For Management
--------------------------------------------------------------------------------
FASTENAL COMPANY
Ticker: FAST Security ID: 311900104
Meeting Date: APR 25, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Willard D. Oberton For Against Management
1b Elect Director Michael J. Ancius For Against Management
1c Elect Director Michael J. Dolan For Against Management
1d Elect Director Stephen L. Eastman For Against Management
1e Elect Director Daniel L. Florness For Against Management
1f Elect Director Rita J. Heise For Against Management
1g Elect Director Daniel L. Johnson For Against Management
1h Elect Director Nicholas J. Lundquist For Against Management
1i Elect Director Scott A. Satterlee For Against Management
1j Elect Director Reyne K. Wisecup For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against For Shareholder
--------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES NV
Ticker: FCA Security ID: N31738102
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Director's Report (Non-Voting) None None Management
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Approve Remuneration Report For For Management
2.d Adopt Financial Statements and For For Management
Statutory Reports
2.e Approve Discharge of Directors For For Management
3.a Reelect John Elkann as Executive For Against Management
Director
3.b Reelect Michael Manley as Executive For For Management
Director
3.c Reelect Richard K. Palmer as Executive For For Management
Director
4.a Reelect Ronald L. Thompson as For For Management
Non-Executive Director
4.b Reelect John Abbott as Non-Executive For For Management
Director
4.c Reelect Andrea Agnelli as For For Management
Non-Executive Director
4.d Reelect Tiberto Brandolini d'Adda as For For Management
Non-Executive Director
4.e Reelect Glenn Earle as Non-Executive For For Management
Director
4.f Reelect Valerie A. Mars as For For Management
Non-Executive Director
4.g Reelect Michelangelo A. Volpi as For For Management
Non-Executive Director
4.h Reelect Patience Wheatcroft as For For Management
Non-Executive Director
4.i Reelect Ermenegildo Zegna as For For Management
Non-Executive Director
5 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
6.1 Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Merger or Acquisition
6.2 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
6.3 Grant Board Authority to Issue Special For Against Management
Voting Shares and Right to
Subscription Up to Maximum Aggregate
Special Voting Shares
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Amend Remuneration Policy For For Management
9 Amend Special Voting Shares' Terms and For For Management
Conditions
10 Close Meeting None None Management
--------------------------------------------------------------------------------
FIRST REPUBLIC BANK
Ticker: FRC Security ID: 33616C100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James H. Herbert, II For For Management
1b Elect Director Katherine August-deWilde For For Management
1c Elect Director Hafize Gaye Erkan For For Management
1d Elect Director Frank J. Fahrenkopf, Jr. For For Management
1e Elect Director Boris Groysberg For For Management
1f Elect Director Sandra R. Hernandez For For Management
1g Elect Director Pamela J. Joyner For For Management
1h Elect Director Reynold Levy For For Management
1i Elect Director Duncan L. Niederauer For For Management
1j Elect Director George G.C. Parker For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Gerald J. Ford For For Management
1.3 Elect Director Lydia H. Kennard For For Management
1.4 Elect Director Dustan E. McCoy For For Management
1.5 Elect Director John J. Stephens For For Management
1.6 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENPACT LIMITED
Ticker: G Security ID: G3922B107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director N.V. "Tiger" Tyagarajan For For Management
1.2 Elect Director James Madden For For Management
1.3 Elect Director Ajay Agrawal For For Management
1.4 Elect Director Stacey Cartwright For For Management
1.5 Elect Director Laura Conigliaro For For Management
1.6 Elect Director Carol Lindstrom For For Management
1.7 Elect Director CeCelia Morken For For Management
1.8 Elect Director Mark Nunnelly For For Management
1.9 Elect Director Mark Verdi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
GENTEX CORPORATION
Ticker: GNTX Security ID: 371901109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leslie Brown For Withhold Management
1.2 Elect Director Steve Downing For Withhold Management
1.3 Elect Director Gary Goode For Withhold Management
1.4 Elect Director James Hollars For Withhold Management
1.5 Elect Director John Mulder For Withhold Management
1.6 Elect Director Richard Schaum For Withhold Management
1.7 Elect Director Kathleen Starkoff For Withhold Management
1.8 Elect Director Brian Walker For Withhold Management
1.9 Elect Director James Wallace For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
H&E EQUIPMENT SERVICES, INC.
Ticker: HEES Security ID: 404030108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Engquist For Withhold Management
1.2 Elect Director Bradley W. Barber For Withhold Management
1.3 Elect Director Paul N. Arnold For Withhold Management
1.4 Elect Director Gary W. Bagley For Withhold Management
1.5 Elect Director Bruce C. Bruckmann For Withhold Management
1.6 Elect Director Patrick L. Edsell For Withhold Management
1.7 Elect Director Thomas J. Galligan, III For Withhold Management
1.8 Elect Director Lawrence C. Karlson For Withhold Management
1.9 Elect Director John T. Sawyer For Withhold Management
1.10 Elect Director Mary P. Thompson For Withhold Management
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Al Khayyal For For Management
1b Elect Director William E. Albrecht For For Management
1c Elect Director M. Katherine Banks For For Management
1d Elect Director Alan M. Bennett For For Management
1e Elect Director Milton Carroll For For Management
1f Elect Director Nance K. Dicciani For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Patricia Hemingway Hall For For Management
1i Elect Director Robert A. Malone For For Management
1j Elect Director Jeffrey A. Miller For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HCA HEALTHCARE, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas F. Frist, III For For Management
1b Elect Director Samuel N. Hazen For For Management
1c Elect Director Meg G. Crofton For For Management
1d Elect Director Robert J. Dennis For For Management
1e Elect Director Nancy-Ann DeParle For For Management
1f Elect Director William R. Frist For For Management
1g Elect Director Charles O. Holliday, Jr. For For Management
1h Elect Director Michael W. Michelson For For Management
1i Elect Director Wayne J. Riley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne-Marie N. Ainsworth For For Management
1b Elect Director Douglas Y. Bech For For Management
1c Elect Director Anna C. Catalano For For Management
1d Elect Director Leldon E. Echols For For Management
1e Elect Director Michael C. Jennings For For Management
1f Elect Director R. Craig Knocke For For Management
1g Elect Director Robert J. Kostelnik For For Management
1h Elect Director James H. Lee For For Management
1i Elect Director Franklin Myers For For Management
1j Elect Director Michael E. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Robert R. Bennett For For Management
1.4 Elect Director Charles "Chip" V. Bergh For For Management
1.5 Elect Director Stacy Brown-Philpot For For Management
1.6 Elect Director Stephanie A. Burns For For Management
1.7 Elect Director Mary Anne Citrino For For Management
1.8 Elect Director Richard L. Clemmer For For Management
1.9 Elect Director Enrique Lores For For Management
1.10 Elect Director Yoky Matsuoka For For Management
1.11 Elect Director Stacey Mobley For For Management
1.12 Elect Director Subra Suresh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie Herendeen For Against Management
1b Elect Director Michael Simon For Against Management
1c Elect Director Jay Simons For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INGLES MARKETS, INC.
Ticker: IMKTA Security ID: 457030104
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest E. Ferguson For Withhold Management
1.2 Elect Director John R. Lowden For Withhold Management
--------------------------------------------------------------------------------
K12 INC.
Ticker: LRN Security ID: 48273U102
Meeting Date: DEC 13, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For For Management
1.2 Elect Director Craig R. Barrett For For Management
1.3 Elect Director Guillermo Bron For For Management
1.4 Elect Director Robert L. Cohen For For Management
1.5 Elect Director Nathaniel A. Davis For For Management
1.6 Elect Director John M. Engler For For Management
1.7 Elect Director Steven B. Fink For For Management
1.8 Elect Director Robert E. Knowling, Jr. For For Management
1.9 Elect Director Liza McFadden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
KIRKLAND LAKE GOLD LTD.
Ticker: KL Security ID: 49741E100
Meeting Date: JAN 28, 2020 Meeting Type: Special
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Detour Gold For For Management
Corporation
--------------------------------------------------------------------------------
LAM RESEARCH CORPORATION
Ticker: LRCX Security ID: 512807108
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sohail U. Ahmed For For Management
1.2 Elect Director Timothy M. Archer For For Management
1.3 Elect Director Eric K. Brandt For For Management
1.4 Elect Director Michael R. Cannon For For Management
1.5 Elect Director Youssef A. El-Mansy For For Management
1.6 Elect Director Catherine P. Lego For For Management
1.7 Elect Director Bethany J. Mayer For For Management
1.8 Elect Director Abhijit Y. Talwalkar For For Management
1.9 Elect Director Lih Shyng (Rick L.) Tsai For For Management
1.10 Elect Director Leslie F. Varon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEAR CORPORATION
Ticker: LEA Security ID: 521865204
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas P. Capo For For Management
1b Elect Director Mei-Wei Cheng For For Management
1c Elect Director Jonathan F. Foster For For Management
1d Elect Director Mary Lou Jepsen For For Management
1e Elect Director Kathleen A. Ligocki For For Management
1f Elect Director Conrad L. Mallett, Jr. For For Management
1g Elect Director Raymond E. Scott For For Management
1h Elect Director Gregory C. Smith For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Impact Against For Shareholder
Assessment
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For For Management
1.4 Elect Director Joseph F. Dunford, Jr. For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Marillyn A. Hewson For For Management
1.9 Elect Director Vicki A. Hollub For For Management
1.10 Elect Director Jeh C. Johnson For For Management
1.11 Elect Director Debra L. Reed-Klages For For Management
1.12 Elect Director James D. Taiclet, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LULULEMON ATHLETICA INC.
Ticker: LULU Security ID: 550021109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Casey For Against Management
1b Elect Director Glenn Murphy For Against Management
1c Elect Director David M. Mussafer For Against Management
1d Elect Director Stephanie Ferris For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Policy to Eliminate the Sale of Against For Shareholder
Items Containing Down Feathers
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 16, 2020 Meeting Type: Annual
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bailey For For Management
1.2 Elect Director Richard M. Beyer For For Management
1.3 Elect Director Steven J. Gomo For For Management
1.4 Elect Director Mary Pat McCarthy For For Management
1.5 Elect Director Sanjay Mehrotra For For Management
1.6 Elect Director Robert E. Switz For For Management
1.7 Elect Director MaryAnn Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
PEOPLE'S UNITED FINANCIAL, INC.
Ticker: PBCT Security ID: 712704105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Barnes For Against Management
1b Elect Director Collin P. Baron For Against Management
1c Elect Director George P. Carter For Against Management
1d Elect Director Jane Chwick For Against Management
1e Elect Director William F. Cruger, Jr. For Against Management
1f Elect Director John K. Dwight For Against Management
1g Elect Director Jerry Franklin For Against Management
1h Elect Director Janet M. Hansen For Against Management
1i Elect Director Nancy McAllister For Against Management
1j Elect Director Mark W. Richards For Against Management
1k Elect Director Kirk W. Walters For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PILGRIM'S PRIDE CORPORATION
Ticker: PPC Security ID: 72147K108
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gilberto Tomazoni For Withhold Management
1.2 Elect Director Denilson Molina For Withhold Management
1.3 Elect Director Wallim Cruz De For For Management
Vasconcellos Junior
1.4 Elect Director Vincent Trius For For Management
1.5 Elect Director Andre Nogueira de Souza For Withhold Management
1.6 Elect Director Farha Aslam For For Management
2.1 Elect Director Michael L. Cooper For For Management
2.2 Elect Director Charles Macaluso For For Management
2.3 Elect Director Arquimedes A. Celis For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
5 Report on Reduction of Water Pollution Against For Shareholder
6 Report on Human Rights Due Diligence Against For Shareholder
Process
7 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gilbert F. Casellas For For Management
1.3 Elect Director Robert M. Falzon For For Management
1.4 Elect Director Martina Hund-Mejean For For Management
1.5 Elect Director Karl J. Krapek For For Management
1.6 Elect Director Peter R. Lighte For For Management
1.7 Elect Director Charles F. Lowrey For For Management
1.8 Elect Director George Paz For For Management
1.9 Elect Director Sandra Pianalto For For Management
1.10 Elect Director Christine A. Poon For For Management
1.11 Elect Director Douglas A. Scovanner For For Management
1.12 Elect Director Michael A. Todman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
REALOGY HOLDINGS CORP.
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fiona P. Dias For For Management
1.2 Elect Director Matthew J. Espe For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director Bryson R. Koehler For For Management
1.5 Elect Director Duncan L. Niederauer For For Management
1.6 Elect Director Ryan M. Schneider For For Management
1.7 Elect Director Enrique Silva For For Management
1.8 Elect Director Sherry M. Smith For For Management
1.9 Elect Director Christopher S. Terrill For For Management
1.10 Elect Director Michael J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
REALTY INCOME CORPORATION
Ticker: O Security ID: 756109104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen R. Allen For For Management
1b Elect Director A. Larry Chapman For For Management
1c Elect Director Reginald H. Gilyard For For Management
1d Elect Director Priya Cherian Huskins For For Management
1e Elect Director Christie B. Kelly For For Management
1f Elect Director Gerardo I. Lopez For For Management
1g Elect Director Michael D. McKee For For Management
1h Elect Director Gregory T. McLaughlin For For Management
1i Elect Director Ronald L. Merriman For For Management
1j Elect Director Sumit Roy For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RENAISSANCERE HOLDINGS LTD.
Ticker: RNR Security ID: G7496G103
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David C. Bushnell For For Management
1b Elect Director James L. Gibbons For For Management
1c Elect Director Jean D. Hamilton For For Management
1d Elect Director Anthony M. Santomero For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: 74967X103
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eri Chaya For For Management
1.2 Elect Director Mark Demilio For For Management
1.3 Elect Director Leonard Schlesinger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 09, 2020 Meeting Type: Annual
Record Date: JAN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene A. Delaney For For Management
1b Elect Director John P. Goldsberry For For Management
1c Elect Director Rita S. Lane For For Management
1d Elect Director Joseph G. Licata, Jr. For For Management
1e Elect Director Hartmut Liebel For For Management
1f Elect Director Krish Prabhu For For Management
1g Elect Director Mario M. Rosati For For Management
1h Elect Director Jure Sola For For Management
1i Elect Director Jackie M. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SEAGATE TECHNOLOGY PLC
Ticker: STX Security ID: G7945M107
Meeting Date: OCT 29, 2019 Meeting Type: Annual
Record Date: SEP 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William D. Mosley For Against Management
1b Elect Director Stephen J. Luczo For Against Management
1c Elect Director Mark W. Adams For Against Management
1d Elect Director Judy Bruner For Against Management
1e Elect Director Michael R. Cannon For Against Management
1f Elect Director William T. Coleman For Against Management
1g Elect Director Jay L. Geldmacher For Against Management
1h Elect Director Dylan G. Haggart For Against Management
1i Elect Director Stephanie Tilenius For Against Management
1j Elect Director Edward J. Zander For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
4 Amend Omnibus Stock Plan For For Management
5 Authorize Board to Allot and Issue For For Management
Shares
6 Authorize Board to Opt-Out of For For Management
Statutory Pre-Emption Rights
7 Determine Price Range for Reissuance For For Management
of Treasury Shares
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: DEC 04, 2019 Meeting Type: Special
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SPX CORPORATION
Ticker: SPXC Security ID: 784635104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ricky D. Puckett For For Management
1.2 Elect Director Meenal A. Sethna For For Management
1.3 Elect Director Tana L. Utley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
SQUARE, INC.
Ticker: SQ Security ID: 852234103
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Amy Brooks For Withhold Management
1.3 Elect Director James McKelvey For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Non-Management Employee Against For Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard E. Allison, Jr. For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Andrew Campion For For Management
1d Elect Director Mary N. Dillon For For Management
1e Elect Director Isabel Ge Mahe For For Management
1f Elect Director Mellody Hobson For For Management
1g Elect Director Kevin R. Johnson For For Management
1h Elect Director Jorgen Vig Knudstorp For For Management
1i Elect Director Satya Nadella For For Management
1j Elect Director Joshua Cooper Ramo For For Management
1k Elect Director Clara Shih For For Management
1l Elect Director Javier G. Teruel For For Management
1m Elect Director Myron E. Ullman, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks of Omitting Viewpoint Against Against Shareholder
and Ideology from EEO Policy
--------------------------------------------------------------------------------
SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret M. Keane For For Management
1b Elect Director Fernando Aguirre For For Management
1c Elect Director Paget L. Alves For For Management
1d Elect Director Arthur W. Coviello, Jr. For For Management
1e Elect Director William W. Graylin For For Management
1f Elect Director Roy A. Guthrie For For Management
1g Elect Director Richard C. Hartnack For For Management
1h Elect Director Jeffrey G. Naylor For For Management
1i Elect Director Laurel J. Richie For For Management
1j Elect Director Olympia J. Snowe For For Management
1k Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Business Operations Report and For For Management
Financial Statements
2 Amend Procedures for Lending Funds to For For Management
Other Parties
3.1 Elect Yancey Hai, with SHAREHOLDER NO. For For Management
D100708xxx as Independent Director
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director George S. Barrett For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Robert L. Edwards For For Management
1f Elect Director Melanie L. Healey For For Management
1g Elect Director Donald R. Knauss For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Mary E. Minnick For For Management
1j Elect Director Kenneth L. Salazar For For Management
1k Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TD AMERITRADE HOLDING CORPORATION
Ticker: AMTD Security ID: 87236Y108
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TECK RESOURCES LIMITED
Ticker: TECK.B Security ID: 878742204
Meeting Date: APR 21, 2020 Meeting Type: Annual/Special
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayank M. Ashar For For Management
1.2 Elect Director Quan Chong For Withhold Management
1.3 Elect Director Edward C. Dowling For For Management
1.4 Elect Director Eiichi Fukuda For For Management
1.5 Elect Director Toru Higo For For Management
1.6 Elect Director Norman B. Keevil, III For For Management
1.7 Elect Director Donald R. Lindsay For For Management
1.8 Elect Director Sheila A. Murray For For Management
1.9 Elect Director Tracey L. McVicar For For Management
1.10 Elect Director Kenneth W. Pickering For For Management
1.11 Elect Director Una M. Power For For Management
1.12 Elect Director Timothy R. Snider For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
4 Amend Stock Option Plan For For Management
--------------------------------------------------------------------------------
THE ANDERSONS, INC.
Ticker: ANDE Security ID: 034164103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick E. Bowe For Withhold Management
1.2 Elect Director Michael J. Anderson, Sr. For Withhold Management
1.3 Elect Director Gerard M. Anderson For Withhold Management
1.4 Elect Director Stephen F. Dowdle For Withhold Management
1.5 Elect Director Pamela S. Hershberger For Withhold Management
1.6 Elect Director Catherine M. Kilbane For Withhold Management
1.7 Elect Director Robert J. King, Jr. For Withhold Management
1.8 Elect Director Ross W. Manire For Withhold Management
1.9 Elect Director Patrick S. Mullin For Withhold Management
1.10 Elect Director John T. Stout, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William S. Haraf For For Management
1b Elect Director Frank C. Herringer For For Management
1c Elect Director Roger O. Walther For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Proxy Access Right For For Management
6 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Amend Charter For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE ENSIGN GROUP, INC.
Ticker: ENSG Security ID: 29358P101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy E. Christensen For For Management
1.2 Elect Director Barry M. Smith For For Management
1.3 Elect Director Swati B. Abbott For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HERSHEY COMPANY
Ticker: HSY Security ID: 427866108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela M. Arway For For Management
1.2 Elect Director James W. Brown For For Management
1.3 Elect Director Michele G. Buck For For Management
1.4 Elect Director Victor L. Crawford For For Management
1.5 Elect Director Charles A. Davis For For Management
1.6 Elect Director Mary Kay Haben For For Management
1.7 Elect Director James C. Katzman For For Management
1.8 Elect Director M. Diane Koken For For Management
1.9 Elect Director Robert M. Malcolm For For Management
1.10 Elect Director Anthony J. Palmer For For Management
1.11 Elect Director Juan R. Perez For For Management
1.12 Elect Director Wendy L. Schoppert For For Management
1.13 Elect Director David L. Shedlarz For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TOPBUILD CORP.
Ticker: BLD Security ID: 89055F103
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alec C. Covington For Against Management
1b Elect Director Gerald Volas For Against Management
1c Elect Director Carl T. Camden For Against Management
1d Elect Director Joseph S. Cantie For Against Management
1e Elect Director Tina M. Donikowski For Against Management
1f Elect Director Mark A. Petrarca For Against Management
1g Elect Director Nancy M. Taylor For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TTEC HOLDINGS, INC.
Ticker: TTEC Security ID: 89854H102
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth D. Tuchman For For Management
1b Elect Director Steven J. Anenen For For Management
1c Elect Director Tracy L. Bahl For For Management
1d Elect Director Gregory A. Conley For For Management
1e Elect Director Robert N. Frerichs For For Management
1f Elect Director Marc L. Holtzman For For Management
1g Elect Director Ekta Singh-Bushell For For Management
2 Ratify PricewaterhouseCoopers LLC as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED AIRLINES HOLDINGS, INC.
Ticker: UAL Security ID: 910047109
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carolyn Corvi For For Management
1b Elect Director Barney Harford For For Management
1c Elect Director Michele J. Hooper For For Management
1d Elect Director Walter Isaacson For For Management
1e Elect Director James A. C. Kennedy For For Management
1f Elect Director J. Scott Kirby For For Management
1g Elect Director Oscar Munoz For For Management
1h Elect Director Edward M. Philip For For Management
1i Elect Director Edward L. Shapiro For For Management
1j Elect Director David J. Vitale For For Management
1k Elect Director James M. Whitehurst For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Global Warming-Related Against For Shareholder
Lobbying Activities
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director William R. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Rudy H.P. Markham For For Management
1g Elect Director Franck J. Moison For For Management
1h Elect Director Clark 'Sandy' T. Randt, For For Management
Jr.
1i Elect Director Christiana Smith Shi For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jose B. Alvarez For For Management
1.2 Elect Director Marc A. Bruno For For Management
1.3 Elect Director Matthew J. Flannery For For Management
1.4 Elect Director Bobby J. Griffin For For Management
1.5 Elect Director Kim Harris Jones For For Management
1.6 Elect Director Terri L. Kelly For For Management
1.7 Elect Director Michael J. Kneeland For For Management
1.8 Elect Director Gracia C. Martore For For Management
1.9 Elect Director Filippo Passerini For For Management
1.10 Elect Director Donald C. Roof For For Management
1.11 Elect Director Shiv Singh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director David S. Wichmann For For Management
1j Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
VERSO CORPORATION
Ticker: VRS Security ID: 92531L207
Meeting Date: JAN 31, 2020 Meeting Type: Proxy Contest
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1a Elect Director Robert K. Beckler For Did Not Vote Management
1b Elect Director Paula H.J. Cholmondeley For Did Not Vote Management
1c Elect Director Randy J. Nebel For Did Not Vote Management
1d Elect Director Steven D. Scheiwe For Did Not Vote Management
1e Elect Director Jay Shuster For Did Not Vote Management
1f Elect Director Adam St. John For Did Not Vote Management
1g Elect Director Nancy M. Taylor For Did Not Vote Management
2 Approve Sale of Androscoggin Mill For Did Not Vote Management
3 Adjourn Meeting For Did Not Vote Management
4a Reduce Supermajority Vote Requirement For Did Not Vote Management
for Removal of Directors
4b Reduce Supermajority Vote Requirement For Did Not Vote Management
to Amend Bylaws
4c Reduce Supermajority Vote Requirement For Did Not Vote Management
to Amend Certain Provisions of the
Certificate of Incorporation
5 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
7 Adopt Stockholder Rights Plan For Did Not Vote Management
8 Adopt Majority Vote for Election of None Did Not Vote Management
Directors
9 Repeal Amendments to Verso's Amended Against Did Not Vote Shareholder
and Restated Bylaws Adopted After June
26, 2019
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1.1 Elect Director Sean T. Erwin For For Shareholder
1.2 Elect Director Jeffrey E. Kirt For For Shareholder
1.3 Elect Director Timothy Lowe For Withhold Shareholder
1.4 Management Nominee Robert K. Beckler For For Shareholder
1.5 Management Nominee Paula H.J. For For Shareholder
Cholmondeley
1.6 Management Nominee Randy J. Nebel For For Shareholder
1.7 Management Nominee Adam St. John For For Shareholder
2 Approve Sale of Androscoggin Mill None For Management
3 Adjourn Meeting None For Management
4a Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
4b Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4c Reduce Supermajority Vote Requirement For For Management
to Amend Certain Provisions of the
Certificate of Incorporation
5 Advisory Vote to Ratify Named None Against Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as None For Management
Auditors
7 Adopt Stockholder Rights Plan None Against Management
8 Adopt Majority Vote for Election of For Against Management
Directors
9 Repeal Amendments to Verso's Amended For For Shareholder
and Restated Bylaws Adopted After June
26, 2019
--------------------------------------------------------------------------------
VERTEX PHARMACEUTICALS INCORPORATED
Ticker: VRTX Security ID: 92532F100
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sangeeta N. Bhatia For For Management
1.2 Elect Director Lloyd Carney For For Management
1.3 Elect Director Alan Garber For For Management
1.4 Elect Director Terrence Kearney For For Management
1.5 Elect Director Reshma Kewalramani For For Management
1.6 Elect Director Yuchun Lee For For Management
1.7 Elect Director Jeffrey M. Leiden For For Management
1.8 Elect Director Margaret G. McGlynn For For Management
1.9 Elect Director Diana McKenzie For For Management
1.10 Elect Director Bruce I. Sachs For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
VISTA OUTDOOR INC.
Ticker: VSTO Security ID: 928377100
Meeting Date: AUG 06, 2019 Meeting Type: Annual
Record Date: JUN 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director April H. Foley For Against Management
1b Elect Director Tig H. Krekel For Against Management
1c Elect Director Michael D. Robinson For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Therese M. Bassett For For Management
1b Elect Director John G. Boss For For Management
1c Elect Director John E. Kunz For For Management
1d Elect Director Larry J. Magee For For Management
1e Elect Director Ann D. Murtlow For For Management
1f Elect Director Scott K. Sorensen For For Management
1g Elect Director Stuart A. Taylor, II For For Management
1h Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION
Ticker: WDC Security ID: 958102105
Meeting Date: NOV 14, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimberly E. Alexy For For Management
1b Elect Director Martin I. Cole For For Management
1c Elect Director Kathleen A. Cote For For Management
1d Elect Director Tunc Doluca For For Management
1e Elect Director Len J. Lauer For For Management
1f Elect Director Matthew E. Massengill For For Management
1g Elect Director Stephen D. Milligan For For Management
1h Elect Director Stephanie A. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Bush For For Management
1.2 Elect Director Christa Davies For For Management
1.3 Elect Director Michael A. Stankey For For Management
1.4 Elect Director George J. Still, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Ken (Kanwaljit) Bakshi For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Sharda Cherwoo For For Management
1.5 Elect Director Richard A. Kassar For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director Stephen K. Roddenberry For For Management
1.8 Elect Director Paul H. Stebbins For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
XEROX HOLDINGS CORPORATION
Ticker: XRX Security ID: 98421M106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Cozza For For Management
1.2 Elect Director Jonathan Christodoro For Against Management
1.3 Elect Director Joseph J. Echevarria For For Management
1.4 Elect Director Nicholas Graziano For For Management
1.5 Elect Director Cheryl Gordon Krongard For Against Management
1.6 Elect Director Scott Letier For Against Management
1.7 Elect Director Giovanni ('John') For For Management
Visentin
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: JUN 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Segers For For Management
1.2 Elect Director Raman K. Chitkara For For Management
1.3 Elect Director Saar Gillai For For Management
1.4 Elect Director Ronald S. Jankov For For Management
1.5 Elect Director Mary Louise Krakauer For For Management
1.6 Elect Director Thomas H. Lee For For Management
1.7 Elect Director J. Michael Patterson For For Management
1.8 Elect Director Victor Peng For For Management
1.9 Elect Director Marshall C. Turner For For Management
1.10 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ZENDESK, INC.
Ticker: ZEN Security ID: 98936J101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Curtis For Against Management
1b Elect Director Mikkel Svane For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZYNGA INC.
Ticker: ZNGA Security ID: 98986T108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Pincus For Against Management
1b Elect Director Frank Gibeau For Against Management
1c Elect Director Regina E. Dugan For Against Management
1d Elect Director William "Bing" Gordon For Against Management
1e Elect Director Louis J. Lavigne, Jr. For Against Management
1f Elect Director Carol G. Mills For Against Management
1g Elect Director Janice M. Roberts For Against Management
1h Elect Director Ellen F. Siminoff For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
=========================== Bridgeway Blue Chip Fund ===========================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas "Tony" K. Brown For For Management
1b Elect Director Pamela J. Craig For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Amy E. Hood For For Management
1g Elect Director Muhtar Kent For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Michael F. Roman For For Management
1k Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Consider Pay Disparity Between Against For Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Sundar Pichai For For Management
1.4 Elect Director John L. Hennessy For For Management
1.5 Elect Director Frances H. Arnold For For Management
1.6 Elect Director L. John Doerr For Withhold Management
1.7 Elect Director Roger W. Ferguson Jr. For For Management
1.8 Elect Director Ann Mather For For Management
1.9 Elect Director Alan R. Mulally For Withhold Management
1.10 Elect Director K. Ram Shiram For Withhold Management
1.11 Elect Director Robin L. Washington For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Arbitration of Against For Shareholder
Employment-Related Claims
7 Establish Human Rights Risk Oversight Against For Shareholder
Committee
8 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
9 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
10 Report on Takedown Requests Against For Shareholder
11 Require a Majority Vote for the Against For Shareholder
Election of Directors
12 Report on Gender/Racial Pay Gap Against For Shareholder
13 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
14 Report on Whistleblower Policies and Against For Shareholder
Practices
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Report on Management of Food Waste Against For Shareholder
6 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products or Cloud-Based Services
7 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
8 Report on Products Promoting Hate Against For Shareholder
Speech and Sales of Offensive Products
9 Require Independent Board Chairman Against For Shareholder
10 Report on Global Median Gender/Racial Against For Shareholder
Pay Gap
11 Report on Reducing Environmental and Against For Shareholder
Health Harms to Communities of Color
12 Report on Viewpoint Discrimination Against Against Shareholder
13 Report on Promotion Velocity Against For Shareholder
14 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
15 Human Rights Risk Assessment Against For Shareholder
16 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Ron Sugar For For Management
1g Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
6 Report on Freedom of Expression and Against For Shareholder
Access to Information Policies
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Debra L. Lee For For Management
1.8 Elect Director Stephen J. Luczo For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Approve Nomination of Employee Against Against Shareholder
Representative Director
6 Improve Guiding Principles of Against For Shareholder
Executive Compensation
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against For Shareholder
7 Review of Statement of the Purpose of Against For Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 02, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Kenneth I. Chenault For For Management
1.7 Elect Director Susan L. Decker For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For For Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt a Policy on Board Diversity Against For Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Charles W. Moorman, IV For For Management
1f Elect Director Dambisa F. Moyo For For Management
1g Elect Director Debra Reed-Klages For For Management
1h Elect Director Ronald D. Sugar For For Management
1i Elect Director D. James Umpleby, III For For Management
1j Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Establish Board Committee on Climate Against For Shareholder
Risk
6 Report on Climate Lobbying Aligned Against For Shareholder
with Paris Agreement Goals
7 Report on Petrochemical Risk Against For Shareholder
8 Report on Human Rights Practices Against For Shareholder
9 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
10 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin For For Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Carol B. Tome For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Grace E. Dailey For For Management
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director John C. Dugan For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against For Shareholder
6 Review on Governance Documents Against For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For Withhold Management
1.5 Elect Director Gerald L. Hassell For Withhold Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For Withhold Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Amend Stock Option Plan For For Management
4 Amend Restricted Stock Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Risks Posed by Failing to Against For Shareholder
Prevent Sexual Harassment
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan K. Avery For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth C. Frazier For For Management
1.5 Elect Director Joseph L. Hooley For For Management
1.6 Elect Director Steven A. Kandarian For For Management
1.7 Elect Director Douglas R. Oberhelman For For Management
1.8 Elect Director Samuel J. Palmisano For For Management
1.9 Elect Director William C. Weldon For For Management
1.10 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Costs & Benefits of Against Against Shareholder
Climate-Related Expenditures
7 Report on Risks of Petrochemical Against For Shareholder
Operations in Flood Prone Areas
8 Report on Political Contributions Against For Shareholder
9 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For Withhold Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Non-Employee Director For Against Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Report on Political Advertising Against For Shareholder
8 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
9 Report on Civil and Human Rights Risk Against For Shareholder
Assessment
10 Report on Online Child Sexual Against For Shareholder
Exploitation
11 Report on Median Gender/Racial Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Goetz For For Management
1b Elect Director Alyssa Henry For For Management
1c Elect Director Omar Ishrak For For Management
1d Elect Director Risa Lavizzo-Mourey For For Management
1e Elect Director Tsu-Jae King Liu For For Management
1f Elect Director Gregory D. Smith For For Management
1g Elect Director Robert 'Bob' H. Swan For For Management
1h Elect Director Andrew Wilson For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Global Median Gender/Racial Against For Shareholder
Pay Gap
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Buberl For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director David N. Farr For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michelle J. Howard For For Management
1.6 Elect Director Arvind Krishna For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director Frederick William For For Management
McNabb, III
1.9 Elect Director Martha E. Pollack For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joseph R. Swedish For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Peter R. Voser For For Management
1.14 Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Governing Documents to allow Against For Shareholder
Removal of Directors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Certificate of Incorporation to For For Management
Permit Removal of Directors With or
Without Cause
5 Require Independent Board Chair Against For Shareholder
6 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Lee R. Raymond For Against Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Require Independent Board Chair Against For Shareholder
5 Report on Reputational Risk Related to Against For Shareholder
Canadian Oil Sands, Oil Sands Pipeline
Companies and Arctic Oil and Gas
Exploration and Production.
6 Report on Climate Change Against For Shareholder
7 Amend Shareholder Written Consent Against Against Shareholder
Provisions
8 Report on Charitable Contributions Against Against Shareholder
9 Report on Gender/Racial Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Robert Eckert For For Management
1c Elect Director Catherine Engelbert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Christopher Kempczinski For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Paul Walsh For For Management
1l Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Sugar and Public Health Against For Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Sandra E. Peterson For For Management
1.7 Elect Director Penny S. Pritzker For For Management
1.8 Elect Director Charles W. Scharf For For Management
1.9 Elect Director Arne M. Sorenson For For Management
1.10 Elect Director John W. Stanton For For Management
1.11 Elect Director John W. Thompson For For Management
1.12 Elect Director Emma N. Walmsley For For Management
1.13 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against For Shareholder
the Board of Directors
5 Report on Gender Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 19, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For Withhold Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Hector Garcia-Molina None None Management
*Withdrawn Resolution*
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd - Deceased None None Management
1.11 Elect Director Renee J. James For For Management
1.12 Elect Director Charles W. Moorman, IV For Withhold Management
1.13 Elect Director Leon E. Panetta For Withhold Management
1.14 Elect Director William G. Parrett For For Management
1.15 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Gender Pay Gap Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director Cesar Conde For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Richard W. Fisher For For Management
1f Elect Director Michelle Gass For For Management
1g Elect Director Ramon L. Laguarta For For Management
1h Elect Director David C. Page For For Management
1i Elect Director Robert C. Pohlad For For Management
1j Elect Director Daniel Vasella For For Management
1k Elect Director Darren Walker For For Management
1l Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Report on Sugar and Public Health Against For Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Dan R. Littman For For Management
1.10 Elect Director Shantanu Narayen For For Management
1.11 Elect Director Suzanne Nora Johnson For For Management
1.12 Elect Director James Quincey For For Management
1.13 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Proxy Access Right Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Gender Pay Gap Against For Shareholder
9 Elect Director Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Fields For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Ann M. Livermore For For Management
1d Elect Director Harish Manwani For For Management
1e Elect Director Mark D. McLaughlin For For Management
1f Elect Director Steve Mollenkopf For For Management
1g Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Kornelis "Neil" Smit For For Management
1j Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES CORPORATION
Ticker: RTX Security ID: 913017109
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd J. Austin, III For For Management
1b Elect Director Gregory J. Hayes For For Management
1c Elect Director Marshall O. Larsen For For Management
1d Elect Director Robert K. (Kelly) For For Management
Ortberg
1e Elect Director Margaret L. O'Sullivan For For Management
1f Elect Director Denise L. Ramos For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Brian C. Rogers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Adopt Simple Majority Vote None For Shareholder
5 Report on Plant Closures Against For Shareholder
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bradway For For Management
1b Elect Director David L. Calhoun For For Management
1c Elect Director Arthur D. Collins, Jr. For Against Management
1d Elect Director Edmund P. Giambastiani, For Against Management
Jr.
1e Elect Director Lynn J. Good For For Management
1f Elect Director Nikki R. Haley - None None Management
Withdrawn Resolution
1g Elect Director Akhil Johri For For Management
1h Elect Director Lawrence W. Kellner For Against Management
1i Elect Director Caroline B. Kennedy For For Management
1j Elect Director Steven M. Mollenkopf For For Management
1k Elect Director John M. Richardson For For Management
1l Elect Director Susan C. Schwab For Against Management
1m Elect Director Ronald A. Williams For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Director Nominee Qualifications Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
9 Increase Disclosure of Compensation Against For Shareholder
Adjustments
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Marc Bolland For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Christopher C. Davis For For Management
1.5 Elect Director Barry Diller For For Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Alexis M. Herman For For Management
1.8 Elect Director Robert A. Kotick For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director James Quincey For Against Management
1.11 Elect Director Caroline J. Tsay For For Management
1.12 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Report on the Health Impacts and Risks Against For Shareholder
of Sugar in the Company's Products
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gerard J. Arpey For For Management
1b Elect Director Ari Bousbib For For Management
1c Elect Director Jeffery H. Boyd For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Helena B. Foulkes For For Management
1h Elect Director Linda R. Gooden For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Manuel Kadre For For Management
1k Elect Director Stephanie C. Linnartz For For Management
1l Elect Director Craig A. Menear For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Shareholder Written Consent Against Against Shareholder
Provisions
5 Prepare Employment Diversity Report Against For Shareholder
and Report on Diversity Policies
6 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
7 Report on Congruency Political Against For Shareholder
Analysis and Electioneering
Expenditures
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Scott D. Cook For For Management
1e Elect Director Joseph Jimenez For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Safra A. Catz For For Management
1d Elect Director Francis A. deSouza For For Management
1e Elect Director Michael B.G. Froman For For Management
1f Elect Director Robert A. Iger For For Management
1g Elect Director Maria Elena Lagomasino For For Management
1h Elect Director Mark G. Parker For For Management
1i Elect Director Derica W. Rice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director William R. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Rudy H.P. Markham For For Management
1g Elect Director Franck J. Moison For For Management
1h Elect Director Clark 'Sandy' T. Randt, For For Management
Jr.
1i Elect Director Christiana Smith Shi For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: OCT 11, 2019 Meeting Type: Special
Record Date: SEP 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director David S. Wichmann For For Management
1j Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Vittorio Colao For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director Clarence Otis, Jr. For For Management
1.6 Elect Director Daniel H. Schulman For For Management
1.7 Elect Director Rodney E. Slater For For Management
1.8 Elect Director Hans E. Vestberg For For Management
1.9 Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Assess Feasibility of Data Privacy as Against For Shareholder
a Performance Measure for Senior
Executive Compensation
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon L. Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WALMART INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar Conde For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Sarah J. Friar For For Management
1d Elect Director Carla A. Harris For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Marissa A. Mayer For For Management
1g Elect Director C. Douglas McMillon For For Management
1h Elect Director Gregory B. Penner For Against Management
1i Elect Director Steven S Reinemund For For Management
1j Elect Director S. Robson Walton For For Management
1k Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Report on Impacts of Single-Use Against For Shareholder
Plastic Bags
6 Report on Supplier Antibiotics Use Against For Shareholder
Standards
7 Adopt Policy to Include Hourly Against For Shareholder
Associates as Director Candidates
8 Report on Strengthening Prevention of Against For Shareholder
Workplace Sexual Harassment
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Wayne M. Hewett For For Management
1e Elect Director Donald M. James For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
5 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
6 Report on Global Median Gender Pay Gap Against For Shareholder
====================== Bridgeway Managed Volatility Fund =======================
3M COMPANY
Ticker: MMM Security ID: 88579Y101
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas "Tony" K. Brown For For Management
1b Elect Director Pamela J. Craig For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Michael L. Eskew For For Management
1e Elect Director Herbert L. Henkel For For Management
1f Elect Director Amy E. Hood For For Management
1g Elect Director Muhtar Kent For For Management
1h Elect Director Dambisa F. Moyo For For Management
1i Elect Director Gregory R. Page For For Management
1j Elect Director Michael F. Roman For For Management
1k Elect Director Patricia A. Woertz For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Consider Pay Disparity Between Against For Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
ABBOTT LABORATORIES
Ticker: ABT Security ID: 002824100
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Roxanne S. Austin For For Management
1.3 Elect Director Sally E. Blount For For Management
1.4 Elect Director Robert B. Ford For For Management
1.5 Elect Director Michelle A. Kumbier For For Management
1.6 Elect Director Edward M. Liddy For For Management
1.7 Elect Director Darren W. McDew For For Management
1.8 Elect Director Nancy McKinstry For For Management
1.9 Elect Director Phebe N. Novakovic For For Management
1.10 Elect Director William A. Osborn For For Management
1.11 Elect Director Daniel J. Starks For For Management
1.12 Elect Director John G. Stratton For For Management
1.13 Elect Director Glenn F. Tilton For For Management
1.14 Elect Director Miles D. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Increase Disclosure of Compensation Against For Shareholder
Adjustments
6 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
7 Adopt Simple Majority Vote Against For Shareholder
--------------------------------------------------------------------------------
ABBVIE INC.
Ticker: ABBV Security ID: 00287Y109
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Alpern For For Management
1.2 Elect Director Edward M. Liddy For For Management
1.3 Elect Director Melody B. Meyer For For Management
1.4 Elect Director Frederick H. Waddell For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Eliminate Supermajority Vote For For Management
Requirement
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Report on Integrating Risks Related to Against For Shareholder
Drug Pricing into Senior Executive
Compensation
--------------------------------------------------------------------------------
ADOBE INC.
Ticker: ADBE Security ID: 00724F101
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy L. Banse For For Management
1b Elect Director Frank A. Calderoni For For Management
1c Elect Director James E. Daley For For Management
1d Elect Director Laura B. Desmond For For Management
1e Elect Director Charles M. Geschke For For Management
1f Elect Director Shantanu Narayen For For Management
1g Elect Director Kathleen Oberg For For Management
1h Elect Director Dheeraj Pandey For For Management
1i Elect Director David A. Ricks For For Management
1j Elect Director Daniel L. Rosensweig For For Management
1k Elect Director John E. Warnock For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Gender Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
AFLAC INCORPORATED
Ticker: AFL Security ID: 001055102
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel P. Amos For For Management
1b Elect Director W. Paul Bowers For For Management
1c Elect Director Toshihiko Fukuzawa For For Management
1d Elect Director Thomas J. Kenny For For Management
1e Elect Director Georgette D. Kiser For For Management
1f Elect Director Karole F. Lloyd For For Management
1g Elect Director Nobuchika Mori For For Management
1h Elect Director Joseph L. Moskowitz For For Management
1i Elect Director Barbara K. Rimer For For Management
1j Elect Director Katherine T. Rohrer For For Management
1k Elect Director Melvin T. Stith For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALLERGAN PLC
Ticker: AGN Security ID: G0177J108
Meeting Date: OCT 14, 2019 Meeting Type: Special
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Scheme of Arrangement For For Management
2 Approve Cancellation of Cancellation For For Management
Shares
3 Authorize Board to Allot and Issue For For Management
Shares
4 Amend Articles of Association For For Management
5 Advisory Vote on Golden Parachutes For For Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALLY FINANCIAL INC.
Ticker: ALLY Security ID: 02005N100
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin W. Hobbs For For Management
1.2 Elect Director Kenneth J. Bacon For For Management
1.3 Elect Director Katryn (Trynka) For For Management
Shineman Blake
1.4 Elect Director Maureen A. For For Management
Breakiron-Evans
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Mayree C. Clark For For Management
1.7 Elect Director Kim S. Fennebresque For For Management
1.8 Elect Director Marjorie Magner For For Management
1.9 Elect Director Brian H. Sharples For For Management
1.10 Elect Director John J. Stack For For Management
1.11 Elect Director Michael F. Steib For For Management
1.12 Elect Director Jeffrey J. Brown For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALPHABET INC.
Ticker: GOOGL Security ID: 02079K305
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Sundar Pichai For For Management
1.4 Elect Director John L. Hennessy For For Management
1.5 Elect Director Frances H. Arnold For For Management
1.6 Elect Director L. John Doerr For Withhold Management
1.7 Elect Director Roger W. Ferguson Jr. For For Management
1.8 Elect Director Ann Mather For For Management
1.9 Elect Director Alan R. Mulally For Withhold Management
1.10 Elect Director K. Ram Shiram For Withhold Management
1.11 Elect Director Robin L. Washington For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Arbitration of Against For Shareholder
Employment-Related Claims
7 Establish Human Rights Risk Oversight Against For Shareholder
Committee
8 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
9 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
10 Report on Takedown Requests Against For Shareholder
11 Require a Majority Vote for the Against For Shareholder
Election of Directors
12 Report on Gender/Racial Pay Gap Against For Shareholder
13 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
14 Report on Whistleblower Policies and Against For Shareholder
Practices
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Jamie S. Gorelick For For Management
1d Elect Director Daniel P. Huttenlocher For For Management
1e Elect Director Judith A. McGrath For For Management
1f Elect Director Indra K. Nooyi For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
1j Elect Director Wendell P. Weeks For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Report on Management of Food Waste Against For Shareholder
6 Report on Customers' Use of its Against For Shareholder
Surveillance and Computer Vision
Products or Cloud-Based Services
7 Report on Potential Human Rights Against For Shareholder
Impacts of Customers' Use of
Rekognition
8 Report on Products Promoting Hate Against For Shareholder
Speech and Sales of Offensive Products
9 Require Independent Board Chairman Against For Shareholder
10 Report on Global Median Gender/Racial Against For Shareholder
Pay Gap
11 Report on Reducing Environmental and Against For Shareholder
Health Harms to Communities of Color
12 Report on Viewpoint Discrimination Against Against Shareholder
13 Report on Promotion Velocity Against For Shareholder
14 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
15 Human Rights Risk Assessment Against For Shareholder
16 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN AIRLINES GROUP INC.
Ticker: AAL Security ID: 02376R102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Albaugh For For Management
1b Elect Director Jeffrey D. Benjamin For For Management
1c Elect Director John T. Cahill For For Management
1d Elect Director Michael J. Embler For For Management
1e Elect Director Matthew J. Hart For For Management
1f Elect Director Susan D. Kronick For For Management
1g Elect Director Martin H. Nesbitt For For Management
1h Elect Director Denise M. O'Leary For For Management
1i Elect Director W. Douglas Parker For For Management
1j Elect Director Ray M. Robinson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Expenditures
--------------------------------------------------------------------------------
AMERICAN ELECTRIC POWER COMPANY, INC.
Ticker: AEP Security ID: 025537101
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas K. Akins For For Management
1.2 Elect Director David J. Anderson For For Management
1.3 Elect Director J. Barnie Beasley, Jr. For For Management
1.4 Elect Director Ralph D. Crosby, Jr. For For Management
1.5 Elect Director Art A. Garcia For For Management
1.6 Elect Director Linda A. Goodspeed For For Management
1.7 Elect Director Thomas E. Hoaglin For For Management
1.8 Elect Director Sandra Beach Lin For For Management
1.9 Elect Director Margaret M. McCarthy For For Management
1.10 Elect Director Richard C. Notebaert For For Management
1.11 Elect Director Stephen S. Rasmussen For For Management
1.12 Elect Director Oliver G. Richard, III For For Management
1.13 Elect Director Sara Martinez Tucker For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director John J. Brennan For For Management
1c Elect Director Peter Chernin For For Management
1d Elect Director Ralph de la Vega For For Management
1e Elect Director Anne Lauvergeon For For Management
1f Elect Director Michael O. Leavitt For For Management
1g Elect Director Theodore J. Leonsis For For Management
1h Elect Director Karen L. Parkhill For For Management
1i Elect Director Lynn A. Pike For For Management
1j Elect Director Stephen J. Squeri For For Management
1k Elect Director Daniel L. Vasella For For Management
1l Elect Director Ronald A. Williams For For Management
1m Elect Director Christopher D. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender/Racial Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas A. Bartlett For For Management
1b Elect Director Raymond P. Dolan For For Management
1c Elect Director Robert D. Hormats For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director Grace D. Lieblein For For Management
1f Elect Director Craig Macnab For For Management
1g Elect Director JoAnn A. Reed For For Management
1h Elect Director Pamela D.A. Reeve For For Management
1i Elect Director David E. Sharbutt For For Management
1j Elect Director Bruce L. Tanner For For Management
1k Elect Director Samme L. Thompson For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against For Shareholder
Expenditures
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AMGEN INC.
Ticker: AMGN Security ID: 031162100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director Robert A. Bradway For For Management
1c Elect Director Brian J. Druker For For Management
1d Elect Director Robert A. Eckert For For Management
1e Elect Director Greg C. Garland For For Management
1f Elect Director Fred Hassan For For Management
1g Elect Director Charles M. Holley, Jr. For For Management
1h Elect Director Tyler Jacks For For Management
1i Elect Director Ellen J. Kullman For For Management
1j Elect Director Ronald D. Sugar For For Management
1k Elect Director R. Sanders Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: AUG 08, 2019 Meeting Type: Special
Record Date: JUL 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
--------------------------------------------------------------------------------
ANTHEM, INC.
Ticker: ANTM Security ID: 036752103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gail K. Boudreaux For For Management
1.2 Elect Director R. Kerry Clark For For Management
1.3 Elect Director Robert L. Dixon, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V102
Meeting Date: FEB 04, 2020 Meeting Type: Special
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
2 Approve Reduction of Share Capital and For For Management
Creation of Distributable Profits
3 Approve Terms of an Off-Exchange For For Management
Buyback and Cancellation of Class B
Ordinary Shares
4 Approve Delisting of Shares from the For For Management
New York Stock Exchange
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0408V111
Meeting Date: FEB 04, 2020 Meeting Type: Court
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
--------------------------------------------------------------------------------
AON PLC
Ticker: AON Security ID: G0403H108
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lester B. Knight For For Management
1.2 Elect Director Gregory C. Case For For Management
1.3 Elect Director Jin-Yong Cai For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Fulvio Conti For For Management
1.6 Elect Director Cheryl A. Francis For For Management
1.7 Elect Director J. Michael Losh For For Management
1.8 Elect Director Richard B. Myers For For Management
1.9 Elect Director Richard C. Notebaert For For Management
1.10 Elect Director Gloria Santona For For Management
1.11 Elect Director Carolyn Y. Woo For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Ratify Ernst & Young Chartered For For Management
Accountants as Statutory Auditor
5 Authorize Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Bell For For Management
1b Elect Director Tim Cook For For Management
1c Elect Director Al Gore For For Management
1d Elect Director Andrea Jung For For Management
1e Elect Director Art Levinson For For Management
1f Elect Director Ron Sugar For For Management
1g Elect Director Sue Wagner For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Proxy Access Amendments Against For Shareholder
5 Assess Feasibility of Including Against For Shareholder
Sustainability as a Performance
Measure for Senior Executive
Compensation
6 Report on Freedom of Expression and Against For Shareholder
Access to Information Policies
--------------------------------------------------------------------------------
APPLIED MATERIALS, INC.
Ticker: AMAT Security ID: 038222105
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Judy Bruner For For Management
1b Elect Director Xun (Eric) Chen For For Management
1c Elect Director Aart J. de Geus For For Management
1d Elect Director Gary E. Dickerson For For Management
1e Elect Director Stephen R. Forrest For For Management
1f Elect Director Thomas J. Iannotti For For Management
1g Elect Director Alexander A. Karsner For For Management
1h Elect Director Adrianna C. Ma For For Management
1i Elect Director Yvonne McGill For For Management
1j Elect Director Scott A. McGregor For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Provide Right to Act by Written Consent For For Management
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLAND COMPANY
Ticker: ADM Security ID: 039483102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael S. Burke For For Management
1b Elect Director Terrell K. Crews For For Management
1c Elect Director Pierre Dufour For For Management
1d Elect Director Donald E. Felsinger For For Management
1e Elect Director Suzan F. Harrison For For Management
1f Elect Director Juan R. Luciano For For Management
1g Elect Director Patrick J. Moore For For Management
1h Elect Director Francisco J. Sanchez For For Management
1i Elect Director Debra A. Sandler For For Management
1j Elect Director Lei Z. Schlitz For For Management
1k Elect Director Kelvin R. Westbrook For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AT&T INC.
Ticker: T Security ID: 00206R102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall L. Stephenson For For Management
1.2 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.3 Elect Director Richard W. Fisher For For Management
1.4 Elect Director Scott T. Ford For For Management
1.5 Elect Director Glenn H. Hutchins For For Management
1.6 Elect Director William E. Kennard For For Management
1.7 Elect Director Debra L. Lee For For Management
1.8 Elect Director Stephen J. Luczo For For Management
1.9 Elect Director Michael B. McCallister For For Management
1.10 Elect Director Beth E. Mooney For For Management
1.11 Elect Director Matthew K. Rose For For Management
1.12 Elect Director Cynthia B. Taylor For For Management
1.13 Elect Director Geoffrey Y. Yang For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Approve Nomination of Employee Against Against Shareholder
Representative Director
6 Improve Guiding Principles of Against For Shareholder
Executive Compensation
--------------------------------------------------------------------------------
ATHENE HOLDING LTD.
Ticker: ATH Security ID: G0684D107
Meeting Date: FEB 12, 2020 Meeting Type: Special
Record Date: NOV 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Bylaws For For Management
2 Approve Conversion of Class B Common For For Management
Shares
3 Approve Conversion of Class M Common For For Management
Shares
4 Approve Issuance of Shares Pursuant to For For Management
Transactions with Related Parties
5 Adjourn Meeting For For Management
A Shareholder Represents that Neither None For Management
they nor Any of its Tax Attributed
Affiliates Owns Any Class B Shares or
Any Equity Interests of Apollo Global
Management or AP Alternative Assets.
If You do not Mark Yes your Vote may
Not Count. For = Yes; Against= No
B Shareholder Represents that it is None For Management
Neither an Employee of Apollo Group
nor a Management Shareholder, If You
do not Mark Yes your Vote may Not
Count For = Yes and Against= No
--------------------------------------------------------------------------------
AUTOZONE, INC.
Ticker: AZO Security ID: 053332102
Meeting Date: DEC 18, 2019 Meeting Type: Annual
Record Date: OCT 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas H. Brooks For For Management
1.2 Elect Director Linda A. Goodspeed For For Management
1.3 Elect Director Earl G. Graves, Jr. For For Management
1.4 Elect Director Enderson Guimaraes For For Management
1.5 Elect Director Michael M. Calbert For For Management
1.6 Elect Director D. Bryan Jordan For For Management
1.7 Elect Director Gale V. King For For Management
1.8 Elect Director George R. Mrkonic, Jr. For For Management
1.9 Elect Director William C. Rhodes, III For For Management
1.10 Elect Director Jill A. Soltau For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sharon L. Allen For For Management
1b Elect Director Susan S. Bies For For Management
1c Elect Director Jack O. Bovender, Jr. For For Management
1d Elect Director Frank P. Bramble, Sr. For For Management
1e Elect Director Pierre J.P. de Weck For For Management
1f Elect Director Arnold W. Donald For For Management
1g Elect Director Linda P. Hudson For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Thomas J. May For For Management
1j Elect Director Brian T. Moynihan For For Management
1k Elect Director Lionel L. Nowell, III For For Management
1l Elect Director Denise L. Ramos For For Management
1m Elect Director Clayton S. Rose For For Management
1n Elect Director Michael D. White For For Management
1o Elect Director Thomas D. Woods For For Management
1p Elect Director R. David Yost For For Management
1q Elect Director Maria T. Zuber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Proxy Access Right Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Gender Pay Gap Against For Shareholder
7 Review of Statement of the Purpose of Against For Shareholder
a Corporation and Report on
Recommended Changes to Governance
Documents, Policies, and Practices
--------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC.
Ticker: BAX Security ID: 071813109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jose "Joe" E. Almeida For For Management
1b Elect Director Thomas F. Chen For For Management
1c Elect Director John D. Forsyth For For Management
1d Elect Director James R. Gavin, III For For Management
1e Elect Director Peter S. Hellman For For Management
1f Elect Director Michael F. Mahoney For For Management
1g Elect Director Patricia B. Morrrison For For Management
1h Elect Director Stephen N. Oesterle For For Management
1i Elect Director Cathy R. Smith For For Management
1j Elect Director Thomas T. Stallkamp For For Management
1k Elect Director Albert P.L. Stroucken For For Management
1l Elect Director Amy A. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chair Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
BB&T CORPORATION
Ticker: BBT Security ID: 054937107
Meeting Date: JUL 30, 2019 Meeting Type: Special
Record Date: JUN 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Change Company Name to Truist For For Management
Financial Corporation
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BECTON, DICKINSON AND COMPANY
Ticker: BDX Security ID: 075887109
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Catherine M. Burzik For For Management
1.2 Elect Director R. Andrew Eckert For For Management
1.3 Elect Director Vincent A. Forlenza For For Management
1.4 Elect Director Claire M. Fraser For For Management
1.5 Elect Director Jeffrey W. Henderson For For Management
1.6 Elect Director Christopher Jones For For Management
1.7 Elect Director Marshall O. Larsen For For Management
1.8 Elect Director David F. Melcher For For Management
1.9 Elect Director Thomas E. Polen For For Management
1.10 Elect Director Claire Pomeroy For For Management
1.11 Elect Director Rebecca W. Rimel For For Management
1.12 Elect Director Timothy M. Ring For For Management
1.13 Elect Director Bertram L. Scott For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Omnibus Stock Plan For For Management
6 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 02, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Gregory E. Abel For For Management
1.4 Elect Director Howard G. Buffett For For Management
1.5 Elect Director Stephen B. Burke For For Management
1.6 Elect Director Kenneth I. Chenault For For Management
1.7 Elect Director Susan L. Decker For For Management
1.8 Elect Director David S. Gottesman For For Management
1.9 Elect Director Charlotte Guyman For For Management
1.10 Elect Director Ajit Jain For For Management
1.11 Elect Director Thomas S. Murphy For For Management
1.12 Elect Director Ronald L. Olson For For Management
1.13 Elect Director Walter Scott, Jr. For For Management
1.14 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt a Policy on Board Diversity Against For Shareholder
--------------------------------------------------------------------------------
BIOGEN INC.
Ticker: BIIB Security ID: 09062X103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alexander J. Denner For Against Management
1b Elect Director Caroline D. Dorsa For Against Management
1c Elect Director William A. Hawkins For Against Management
1d Elect Director Nancy L. Leaming For Against Management
1e Elect Director Jesus B. Mantas For Against Management
1f Elect Director Richard C. Mulligan For Against Management
1g Elect Director Robert W. Pangia For Against Management
1h Elect Director Stelios Papadopoulos For Against Management
1i Elect Director Brian S. Posner For Against Management
1j Elect Director Eric K. Rowinsky For Against Management
1k Elect Director Stephen A. Sherwin For Against Management
1l Elect Director Michel Vounatsos For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bader M. Alsaad For For Management
1b Elect Director Mathis Cabiallavetta For For Management
1c Elect Director Pamela Daley For For Management
1d Elect Director William S. Demchak For For Management
1e Elect Director Jessica P. Einhorn For For Management
1f Elect Director Laurence D. Fink For For Management
1g Elect Director William E. Ford For For Management
1h Elect Director Fabrizio Freda For For Management
1i Elect Director Murry S. Gerber For For Management
1j Elect Director Margaret L. Johnson For For Management
1k Elect Director Robert S. Kapito For For Management
1l Elect Director Cheryl D. Mills For For Management
1m Elect Director Gordon M. Nixon For For Management
1n Elect Director Charles H. Robbins For For Management
1o Elect Director Marco Antonio Slim Domit For For Management
1p Elect Director Susan L. Wagner For For Management
1q Elect Director Mark Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte LLP as Auditors For For Management
4 Report on the Statement on the Purpose Against For Shareholder
of a Corporation
--------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY
Ticker: BMY Security ID: 110122108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Peter J. Arduini For For Management
1B Elect Director Robert Bertolini For For Management
1C Elect Director Michael W. Bonney For For Management
1D Elect Director Giovanni Caforio For For Management
1E Elect Director Matthew W. Emmens For For Management
1F Elect Director Julia A. Haller For For Management
1G Elect Director Dinesh C. Paliwal For For Management
1H Elect Director Theodore R. Samuels For For Management
1I Elect Director Vicki L. Sato For For Management
1J Elect Director Gerald L. Storch For For Management
1K Elect Director Karen H. Vousden For For Management
1L Elect Director Phyllis R. Yale For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dorothy M. Ables For Withhold Management
1.2 Elect Director Rhys J. Best For Withhold Management
1.3 Elect Director Robert S. Boswell For Withhold Management
1.4 Elect Director Amanda M. Brock For Withhold Management
1.5 Elect Director Peter B. Delaney For Withhold Management
1.6 Elect Director Dan O. Dinges For Withhold Management
1.7 Elect Director Robert Kelley For Withhold Management
1.8 Elect Director W. Matt Ralls For Withhold Management
1.9 Elect Director Marcus A. Watts For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAMPBELL SOUP COMPANY
Ticker: CPB Security ID: 134429109
Meeting Date: NOV 20, 2019 Meeting Type: Annual
Record Date: SEP 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fabiola R. Arredondo For For Management
1.2 Elect Director Howard M. Averill For For Management
1.3 Elect Director John P. (JP) Bilbrey For For Management
1.4 Elect Director Mark A. Clouse For For Management
1.5 Elect Director Bennett Dorrance For For Management
1.6 Elect Director Maria Teresa (Tessa) For For Management
Hilado
1.7 Elect Director Sarah Hofstetter For For Management
1.8 Elect Director Marc B. Lautenbach For For Management
1.9 Elect Director Mary Alice Dorrance For For Management
Malone
1.10 Elect Director Keith R. McLoughlin For For Management
1.11 Elect Director Kurt T. Schmidt For For Management
1.12 Elect Director Archbold D. van Beuren For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORPORATION
Ticker: COF Security ID: 14040H105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard D. Fairbank For For Management
1b Elect Director Aparna Chennapragada For For Management
1c Elect Director Ann Fritz Hackett For For Management
1d Elect Director Peter Thomas Killalea For For Management
1e Elect Director Cornelis "Eli" Leenaars For For Management
1f Elect Director Pierre E. Leroy For For Management
1g Elect Director Francois Locoh-Donou For For Management
1h Elect Director Peter E. Raskind For For Management
1i Elect Director Eileen Serra For For Management
1j Elect Director Mayo A. Shattuck, III For For Management
1k Elect Director Bradford H. Warner For For Management
1l Elect Director Catherine G. West For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CARNIVAL CORPORATION
Ticker: CCL Security ID: 143658300
Meeting Date: APR 06, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Micky Arison as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
2 Re-elect Jonathon Band as a Director For For Management
of Carnival Corporation and as a
Director of Carnival plc.
3 Re-elect Jason Glen Cahilly as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
4 Re-elect Helen Deeble as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
5 Re-elect Arnold W. Donald as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
6 Re-elect Richard J. Glasier as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
7 Re-elect Katie Lahey as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
8 Re-elect John Parker as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
9 Re-elect Stuart Subotnick as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
10 Re-elect Laura Weil as a Director of For For Management
Carnival Corporation and as a Director
of Carnival plc.
11 Re-elect Randall J. Weisenburger as a For For Management
Director of Carnival Corporation and
as a Director of Carnival plc.
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Approve Directors' Remuneration Report For For Management
other than Remuneration Report Set out
in Section B of Part II (in accordance
with legal requirements applicable to
UK companies)
14 Approve Directors' Remuneration Policy For For Management
(in accordance with legal requirements
applicable to UK companies)
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Independent Auditors of Carnival
plc; Ratify the Selection of the U.S.
Firm of PricewaterhouseCoopers LLP as
the Independent Registered Certified
Public Accounting Firm of Carnival
Corporation
16 Authorize Board to Fix Remuneration of For For Management
Auditors
17 Receive the UK Accounts and Reports of For For Management
the Directors and Auditors of Carnival
plc for the year ended November 30,
2019 (in accordance with legal
requirements applicable to UK
companies).
18 Approve Issuance of Equity For For Management
19 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
20 Authorize Share Repurchase Program For For Management
21 Approve Omnibus Stock Plan For For Management
22 Approve UK Employee Share Purchase Plan For For Management
--------------------------------------------------------------------------------
CDW CORPORATION
Ticker: CDW Security ID: 12514G108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven W. Alesio For For Management
1b Elect Director Barry K. Allen For For Management
1c Elect Director Lynda M. Clarizio For For Management
1d Elect Director Christine A. Leahy For For Management
1e Elect Director David W. Nelms For For Management
1f Elect Director Joseph R. Swedish For For Management
1g Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
CENTURYLINK, INC.
Ticker: CTL Security ID: 156700106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Martha H. Bejar For Against Management
1b Elect Director Virginia Boulet For Against Management
1c Elect Director Peter C. Brown For Against Management
1d Elect Director Kevin P. Chilton For Against Management
1e Elect Director Steven "Terry" Clontz For Against Management
1f Elect Director T. Michael Glenn For Against Management
1g Elect Director W. Bruce Hanks For Against Management
1h Elect Director Hal S. Jones For Against Management
1i Elect Director Michael J. Roberts For Against Management
1j Elect Director Laurie A. Siegel For Against Management
1k Elect Director Jeffrey K. Storey For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wanda M. Austin For For Management
1b Elect Director John B. Frank For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director Charles W. Moorman, IV For For Management
1f Elect Director Dambisa F. Moyo For For Management
1g Elect Director Debra Reed-Klages For For Management
1h Elect Director Ronald D. Sugar For For Management
1i Elect Director D. James Umpleby, III For For Management
1j Elect Director Michael K. Wirth For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Establish Board Committee on Climate Against For Shareholder
Risk
6 Report on Climate Lobbying Aligned Against For Shareholder
with Paris Agreement Goals
7 Report on Petrochemical Risk Against For Shareholder
8 Report on Human Rights Practices Against For Shareholder
9 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
10 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
CHUBB LIMITED
Ticker: CB Security ID: H1467J104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Allocate Disposable Profit For For Management
2.2 Approve Dividend Distribution From For For Management
Legal Reserves Through Capital
Contributions Reserve Subaccount
3 Approve Discharge of Board of Directors For For Management
4.1 Ratify PricewaterhouseCoopers AG For For Management
(Zurich) as Statutory Auditor
4.2 Ratify PricewaterhouseCoopers LLP For For Management
(United States) as Independent
Registered Accounting Firm
4.3 Ratify BDO AG (Zurich) as Special For For Management
Audit Firm
5.1 Elect Director Evan G. Greenberg For For Management
5.2 Elect Director Michael G. Atieh For For Management
5.3 Elect Director Sheila P. Burke For For Management
5.4 Elect Director James I. Cash For For Management
5.5 Elect Director Mary Cirillo For For Management
5.6 Elect Director Michael P. Connors For For Management
5.7 Elect Director John A. Edwardson For For Management
5.8 Elect Director Robert J. Hugin For For Management
5.9 Elect Director Robert W. Scully For For Management
5.10 Elect Director Eugene B. Shanks, Jr. For For Management
5.11 Elect Director Theodore E. Shasta For For Management
5.12 Elect Director David H. Sidwell For For Management
5.13 Elect Director Olivier Steimer For For Management
5.14 Elect Director Frances F. Townsend For For Management
6 Elect Evan G. Greenberg as Board For Against Management
Chairman
7.1 Elect Michael P. Connors as Member of For For Management
the Compensation Committee
7.2 Elect Mary Cirillo as Member of the For For Management
Compensation Committee
7.3 Elect John A. Edwardson as Member of For For Management
the Compensation Committee
7.4 Elect Frances F. Townsend as Member of For For Management
the Compensation Committee
8 Designate Homburger AG as Independent For For Management
Proxy
9 Issue Shares Without Preemptive Rights For For Management
10 Approve CHF 52,613,190.00 Reduction in For For Management
Share Capital via Cancellation in
Nominal Value of CHF 24.15 each
11.1 Approve the Maximum Aggregate For For Management
Remuneration of Directors
11.2 Approve Remuneration of Executive For For Management
Management in the Amount of USD 46
Million for Fiscal 2021
12 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
13 Transact Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
CIGNA CORPORATION
Ticker: CI Security ID: 125523100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cordani For For Management
1.2 Elect Director William J. DeLaney For For Management
1.3 Elect Director Eric J. Foss For For Management
1.4 Elect Director Elder Granger For For Management
1.5 Elect Director Isaiah Harris, Jr. For For Management
1.6 Elect Director Roman Martinez, IV For For Management
1.7 Elect Director Kathleen M. Mazzarella For For Management
1.8 Elect Director Mark B. McClellan For For Management
1.9 Elect Director John M. Partridge For For Management
1.10 Elect Director William L. Roper For For Management
1.11 Elect Director Eric C. Wiseman For For Management
1.12 Elect Director Donna F. Zarcone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Report on Gender Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Michael D. Capellas For For Management
1d Elect Director Mark Garrett For For Management
1e Elect Director Kristina M. Johnson For For Management
1f Elect Director Roderick C. McGeary For For Management
1g Elect Director Charles H. Robbins For For Management
1h Elect Director Arun Sarin For For Management
1i Elect Director Brenton L. Saunders For For Management
1j Elect Director Carol B. Tome For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Ellen M. Costello For For Management
1c Elect Director Grace E. Dailey For For Management
1d Elect Director Barbara J. Desoer For For Management
1e Elect Director John C. Dugan For For Management
1f Elect Director Duncan P. Hennes For For Management
1g Elect Director Peter B. Henry For For Management
1h Elect Director S. Leslie Ireland For For Management
1i Elect Director Lew W. (Jay) Jacobs, IV For For Management
1j Elect Director Renee J. James For For Management
1k Elect Director Gary M. Reiner For For Management
1l Elect Director Diana L. Taylor For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Deborah C. Wright For For Management
1o Elect Director Alexander R. Wynaendts For For Management
1p Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Proxy Access Right Against For Shareholder
6 Review on Governance Documents Against For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CITRIX SYSTEMS, INC.
Ticker: CTXS Security ID: 177376100
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Calderoni For For Management
1b Elect Director Nanci E. Caldwell For For Management
1c Elect Director Robert D. Daleo For For Management
1d Elect Director Murray J. Demo For For Management
1e Elect Director Ajei S. Gopal For For Management
1f Elect Director David J. Henshall For For Management
1g Elect Director Thomas E. Hogan For For Management
1h Elect Director Moira A. Kilcoyne For For Management
1i Elect Director Peter J. Sacripanti For For Management
1j Elect Director J. Donald Sherman For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Zein Abdalla For For Management
1b Elect Director Vinita Bali For For Management
1c Elect Director Maureen Breakiron-Evans For For Management
1d Elect Director Archana Deskus For For Management
1e Elect Director John M. Dineen For For Management
1f Elect Director John N. Fox, Jr. For For Management
1g Elect Director Brian Humphries For For Management
1h Elect Director Leo S. Mackay, Jr. For For Management
1i Elect Director Michael Patsalos-Fox For For Management
1j Elect Director Joseph M. Velli For For Management
1k Elect Director Sandra S. Wijnberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John P. Bilbrey For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Lisa M. Edwards For For Management
1d Elect Director Helene D. Gayle For For Management
1e Elect Director C. Martin Harris For For Management
1f Elect Director Martina Hund-Mejean For For Management
1g Elect Director Lorrie M. Norrington For For Management
1h Elect Director Michael B. Polk For For Management
1i Elect Director Stephen I. Sadove For For Management
1j Elect Director Noel R. Wallace For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Madeline S. Bell For For Management
1.3 Elect Director Naomi M. Bergman For For Management
1.4 Elect Director Edward D. Breen For Withhold Management
1.5 Elect Director Gerald L. Hassell For Withhold Management
1.6 Elect Director Jeffrey A. Honickman For For Management
1.7 Elect Director Maritza G. Montiel For For Management
1.8 Elect Director Asuka Nakahara For For Management
1.9 Elect Director David C. Novak For Withhold Management
1.10 Elect Director Brian L. Roberts For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Amend Stock Option Plan For For Management
4 Amend Restricted Stock Plan For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Risks Posed by Failing to Against For Shareholder
Prevent Sexual Harassment
--------------------------------------------------------------------------------
COMERICA INCORPORATED
Ticker: CMA Security ID: 200340107
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Collins For For Management
1.2 Elect Director Roger A. Cregg For For Management
1.3 Elect Director T. Kevin DeNicola For For Management
1.4 Elect Director Curtis C. Farmer For For Management
1.5 Elect Director Jacqueline P. Kane For For Management
1.6 Elect Director Richard G. Lindner For For Management
1.7 Elect Director Barbara R. Smith For For Management
1.8 Elect Director Robert S. Taubman For For Management
1.9 Elect Director Reginald M. Turner, Jr. For For Management
1.10 Elect Director Nina G. Vaca For For Management
1.11 Elect Director Michael G. Van de Ven For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles E. Bunch For For Management
1b Elect Director Caroline Maury Devine For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Jody Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Jeffrey A. Joerres For For Management
1g Elect Director Ryan M. Lance For For Management
1h Elect Director William H. McRaven For For Management
1i Elect Director Sharmila Mulligan For For Management
1j Elect Director Arjun N. Murti For For Management
1k Elect Director Robert A. Niblock For For Management
1l Elect Director David T. Seaton For For Management
1m Elect Director R. A. Walker For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSTELLATION BRANDS, INC.
Ticker: STZ Security ID: 21036P108
Meeting Date: JUL 16, 2019 Meeting Type: Annual
Record Date: MAY 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer M. Daniels For For Management
1.2 Elect Director Jerry Fowden For For Management
1.3 Elect Director Ernesto M. Hernandez For For Management
1.4 Elect Director Susan Somersille Johnson For For Management
1.5 Elect Director James A. Locke, III For Withhold Management
1.6 Elect Director Daniel J. McCarthy For Withhold Management
1.7 Elect Director William A. Newlands For For Management
1.8 Elect Director Richard Sands For For Management
1.9 Elect Director Robert Sands For For Management
1.10 Elect Director Judy A. Schmeling For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Berry For Withhold Management
1.2 Elect Director Shelly Lambertz For Withhold Management
1.3 Elect Director Timothy G. Taylor For Withhold Management
2 Declassify the Board of Directors For For Management
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORTEVA, INC.
Ticker: CTVA Security ID: 22052L104
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Robert A. Brown For For Management
1c Elect Director James C. Collins, Jr. For For Management
1d Elect Director Klaus A. Engel For For Management
1e Elect Director Michael O. Johanns For For Management
1f Elect Director Lois D. Juliber For For Management
1g Elect Director Rebecca B. Liebert For For Management
1h Elect Director Marcos M. Lutz For For Management
1i Elect Director Nayaki Nayyar For For Management
1j Elect Director Gregory R. Page For For Management
1k Elect Director Lee M. Thomas For For Management
1l Elect Director Patrick J. Ward For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION
Ticker: COST Security ID: 22160K105
Meeting Date: JAN 22, 2020 Meeting Type: Annual
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan L. Decker For For Management
1.2 Elect Director Richard A. Galanti For For Management
1.3 Elect Director Sally Jewell For For Management
1.4 Elect Director Charles T. Munger For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Articles of Incorporation to For For Management
Provide Directors May Be Removed With
or Without Cause
5 Disclose Board Diversity and Against Against Shareholder
Qualifications Matrix
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 22822V101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Jay A. Brown For For Management
1c Elect Director Cindy Christy For For Management
1d Elect Director Ari Q. Fitzgerald For For Management
1e Elect Director Robert E. Garrison, II For For Management
1f Elect Director Andrea J. Goldsmith For For Management
1g Elect Director Lee W. Hogan For For Management
1h Elect Director Edward C. Hutcheson, Jr. For For Management
1i Elect Director J. Landis Martin For For Management
1j Elect Director Robert F. McKenzie For For Management
1k Elect Director Anthony J. Melone For For Management
1l Elect Director W. Benjamin Moreland For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS HEALTH CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fernando Aguirre For For Management
1b Elect Director C. David Brown, II For For Management
1c Elect Director Alecia A. DeCoudreaux For For Management
1d Elect Director Nancy-Ann M. DeParle For For Management
1e Elect Director David W. Dorman For For Management
1f Elect Director Roger N. Farah For For Management
1g Elect Director Anne M. Finucane For For Management
1h Elect Director Edward J. Ludwig For For Management
1i Elect Director Larry J. Merlo For For Management
1j Elect Director Jean-Pierre Millon For For Management
1k Elect Director Mary L. Schapiro For For Management
1l Elect Director William C. Weldon For For Management
1m Elect Director Tony L. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Amend Shareholder Written Consent Against Against Shareholder
Provisions
7 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Linda Hefner Filler For For Management
1.2 Elect Director Thomas P. Joyce, Jr. For For Management
1.3 Elect Director Teri List-Stoll For Against Management
1.4 Elect Director Walter G. Lohr, Jr. For Against Management
1.5 Elect Director Jessica L. Mega For For Management
1.6 Elect Director Pardis C. Sabeti For For Management
1.7 Elect Director Mitchell P. Rales For For Management
1.8 Elect Director Steven M. Rales For For Management
1.9 Elect Director John T. Schwieters For Against Management
1.10 Elect Director Alan G. Spoon For For Management
1.11 Elect Director Raymond C. Stevens For For Management
1.12 Elect Director Elias A. Zerhouni For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JAN 23, 2020 Meeting Type: Special
Record Date: DEC 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DAVITA INC.
Ticker: DVA Security ID: 23918K108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Pamela M. Arway For For Management
1b Elect Director Charles G. Berg For For Management
1c Elect Director Barbara J. Desoer For For Management
1d Elect Director Pascal Desroches For For Management
1e Elect Director Paul J. Diaz For For Management
1f Elect Director John M. Nehra For For Management
1g Elect Director Javier J. Rodriguez For For Management
1h Elect Director Phyllis R. Yale For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
DELL TECHNOLOGIES INC.
Ticker: DELL Security ID: 24703L202
Meeting Date: JUL 09, 2019 Meeting Type: Annual
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Dell For Withhold Management
1.2 Elect Director David W. Dorman For Withhold Management
1.3 Elect Director Egon Durban For Withhold Management
1.4 Elect Director William D. Green For Withhold Management
1.5 Elect Director Ellen J. Kullman For Withhold Management
1.6 Elect Director Simon Patterson For Withhold Management
1.7 Elect Director Lynn M. Vojvodich For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward H. Bastian For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ashton B. Carter For For Management
1d Elect Director David G. DeWalt For For Management
1e Elect Director William H. Easter, III For For Management
1f Elect Director Christopher A. Hazleton For For Management
1g Elect Director Michael P. Huerta For For Management
1h Elect Director Jeanne P. Jackson For For Management
1i Elect Director George N. Mattson For For Management
1j Elect Director Sergio A. L. Rial For For Management
1k Elect Director David S. Taylor For For Management
1l Elect Director Kathy N. Waller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Climate Lobbying Against For Shareholder
6 Report on Political Contributions Against For Shareholder
7 Report on Sexual Harassment Policy Against For Shareholder
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Sandra B. Cochran None None Management
*Withdrawn Resolution*
1d Elect Director Patricia D. Fili-Krushel For For Management
1e Elect Director Timothy I. McGuire For For Management
1f Elect Director William C. Rhodes, III For For Management
1g Elect Director Debra A. Sandler For For Management
1h Elect Director Ralph E. Santana For For Management
1i Elect Director Todd J. Vasos For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Charter Amendment to Replace For For Management
Supermajority Vote Requirements with a
Majority Vote Requirement
5 Approve Bylaw Amendment to Replace For For Management
Supermajority Vote Requirements with a
Majority Vote Requirement
--------------------------------------------------------------------------------
DOMINION ENERGY, INC.
Ticker: D Security ID: 25746U109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Bennett For For Management
1b Elect Director Helen E. Dragas For For Management
1c Elect Director James O. Ellis, Jr. For For Management
1d Elect Director Thomas F. Farrell, II For For Management
1e Elect Director D. Maybank Hagood For For Management
1f Elect Director John W. Harris For For Management
1g Elect Director Ronald W. Jibson For For Management
1h Elect Director Mark J. Kington For For Management
1i Elect Director Joseph M. Rigby For For Management
1j Elect Director Pamela J. Royal For For Management
1k Elect Director Robert H. Spilman, Jr. For For Management
1l Elect Director Susan N. Story For For Management
1m Elect Director Michael E. Szymanczyk For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
DOW INC.
Ticker: DOW Security ID: 260557103
Meeting Date: APR 09, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Allen For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Wesley G. Bush For For Management
1f Elect Director Richard K. Davis For For Management
1g Elect Director Jeff M. Fettig For For Management
1h Elect Director Jim Fitterling For For Management
1i Elect Director Jacqueline C. Hinman For For Management
1j Elect Director Jill S. Wyant For For Management
1k Elect Director Daniel W. Yohannes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
DUKE ENERGY CORPORATION
Ticker: DUK Security ID: 26441C204
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael G. Browning For For Management
1.2 Elect Director Annette K. Clayton For For Management
1.3 Elect Director Theodore F. Craver, Jr. For For Management
1.4 Elect Director Robert M. Davis For For Management
1.5 Elect Director Daniel R. DiMicco For For Management
1.6 Elect Director Nicholas C. Fanandakis For For Management
1.7 Elect Director Lynn J. Good For For Management
1.8 Elect Director John T. Herron For For Management
1.9 Elect Director William E. Kennard For For Management
1.10 Elect Director E. Marie McKee For For Management
1.11 Elect Director Marya M. Rose For For Management
1.12 Elect Director Thomas E. Skains For For Management
1.13 Elect Director William E. Webster, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Eliminate Supermajority Vote None For Shareholder
Requirement
6 Report on Political Contributions Against For Shareholder
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
DUPONT DE NEMOURS, INC.
Ticker: DD Security ID: 26614N102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Amy G. Brady For For Management
1b Elect Director Edward D. Breen For For Management
1c Elect Director Ruby R. Chandy For For Management
1d Elect Director Franklin K. Clyburn, Jr. For For Management
1e Elect Director Terrence R. Curtin For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. du Pont For For Management
1h Elect Director Rajiv L. Gupta For For Management
1i Elect Director Luther C. Kissam For For Management
1j Elect Director Frederick M. Lowery For For Management
1k Elect Director Raymond J. Milchovich For For Management
1l Elect Director Steven M. Sterin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Approve Creation of an Employee Board Against For Shareholder
Advisory Position
--------------------------------------------------------------------------------
DXC TECHNOLOGY COMPANY
Ticker: DXC Security ID: 23355L106
Meeting Date: AUG 15, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mukesh Aghi For For Management
1b Elect Director Amy E. Alving For For Management
1c Elect Director David L. Herzog For For Management
1d Elect Director Sachin Lawande For For Management
1e Elect Director J. Michael Lawrie For For Management
1f Elect Director Mary L. Krakauer For For Management
1g Elect Director Julio A. Portalatin For For Management
1h Elect Director Peter Rutland For For Management
1i Elect Director Michael J. Salvino For For Management
1j Elect Director Manoj P. Singh For For Management
1k Elect Director Robert F. Woods For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony J. Bates For For Management
1b Elect Director Adriane M. Brown For For Management
1c Elect Director Jesse A. Cohn For For Management
1d Elect Director Diana Farrell For For Management
1e Elect Director Logan D. Green For For Management
1f Elect Director Bonnie S. Hammer For For Management
1g Elect Director Jamie Iannone For For Management
1h Elect Director Kathleen C. Mitic For For Management
1i Elect Director Matthew J. Murphy For For Management
1j Elect Director Pierre M. Omidyar For For Management
1k Elect Director Paul S. Pressler For For Management
1l Elect Director Robert H. Swan For For Management
1m Elect Director Perry M. Traquina For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Shari L. Ballard For For Management
1c Elect Director Barbara J. Beck For For Management
1d Elect Director Jeffrey M. Ettinger For For Management
1e Elect Director Arthur J. Higgins For For Management
1f Elect Director Michael Larson For For Management
1g Elect Director David W. MacLennan For For Management
1h Elect Director Tracy B. McKibben For For Management
1i Elect Director Lionel L. Nowell, III For For Management
1j Elect Director Victoria J. Reich For For Management
1k Elect Director Suzanne M. Vautrinot For For Management
1l Elect Director John J. Zillmer For For Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
ELECTRONIC ARTS INC.
Ticker: EA Security ID: 285512109
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leonard S. Coleman For For Management
1b Elect Director Jay C. Hoag For For Management
1c Elect Director Jeffrey T. Huber For For Management
1d Elect Director Lawrence F. Probst, III For For Management
1e Elect Director Talbott Roche For For Management
1f Elect Director Richard A. Simonson For For Management
1g Elect Director Luis A. Ubinas For For Management
1h Elect Director Heidi J. Ueberroth For For Management
1i Elect Director Andrew Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Provide Right for Shareholders Holding For For Management
25% or More of the Common Stock to
Call Special Meetings
6 Provide Right for Shareholders Holding Against For Shareholder
15% or More of the Common Stock to
Call Special Meetings
--------------------------------------------------------------------------------
EMERSON ELECTRIC CO.
Ticker: EMR Security ID: 291011104
Meeting Date: FEB 04, 2020 Meeting Type: Annual
Record Date: NOV 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin S. Craighead For Withhold Management
1.2 Elect Director David N. Farr For Withhold Management
1.3 Elect Director Gloria A. Flach For Withhold Management
1.4 Elect Director Matthew S. Levatich For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For Against Management
1b Elect Director Charles R. Crisp For Against Management
1c Elect Director Robert P. Daniels For Against Management
1d Elect Director James C. Day For Against Management
1e Elect Director C. Christopher Gaut For Against Management
1f Elect Director Julie J. Robertson For Against Management
1g Elect Director Donald F. Textor For Against Management
1h Elect Director William R. Thomas For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUINIX, INC.
Ticker: EQIX Security ID: 29444U700
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Bartlett For For Management
1.2 Elect Director Nanci Caldwell For For Management
1.3 Elect Director Adaire Fox-Martin For For Management
1.4 Elect Director Gary Hromadko For For Management
1.5 Elect Director William Luby For For Management
1.6 Elect Director Irving Lyons, III For For Management
1.7 Elect Director Charles Meyers For For Management
1.8 Elect Director Christopher Paisley For For Management
1.9 Elect Director Sandra Rivera For For Management
1.10 Elect Director Peter Van Camp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
EXELON CORPORATION
Ticker: EXC Security ID: 30161N101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Anderson For For Management
1b Elect Director Ann Berzin For For Management
1c Elect Director Laurie Brlas For For Management
1d Elect Director Christopher M. Crane For For Management
1e Elect Director Yves C. de Balmann For For Management
1f Elect Director Nicholas DeBenedictis For For Management
1g Elect Director Linda P. Jojo For For Management
1h Elect Director Paul Joskow For For Management
1i Elect Director Robert J. Lawless For For Management
1j Elect Director John Richardson For For Management
1k Elect Director Mayo Shattuck, III For For Management
1l Elect Director John F. Young For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan K. Avery For For Management
1.2 Elect Director Angela F. Braly For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Kenneth C. Frazier For For Management
1.5 Elect Director Joseph L. Hooley For For Management
1.6 Elect Director Steven A. Kandarian For For Management
1.7 Elect Director Douglas R. Oberhelman For For Management
1.8 Elect Director Samuel J. Palmisano For For Management
1.9 Elect Director William C. Weldon For For Management
1.10 Elect Director Darren W. Woods For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Costs & Benefits of Against Against Shareholder
Climate-Related Expenditures
7 Report on Risks of Petrochemical Against For Shareholder
Operations in Flood Prone Areas
8 Report on Political Contributions Against For Shareholder
9 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peggy Alford For For Management
1.2 Elect Director Marc L. Andreessen For Withhold Management
1.3 Elect Director Andrew W. Houston For For Management
1.4 Elect Director Nancy Killefer For For Management
1.5 Elect Director Robert M. Kimmitt For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For Withhold Management
1.8 Elect Director Tracey T. Travis For For Management
1.9 Elect Director Mark Zuckerberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Non-Employee Director For Against Management
Compensation Policy
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Require Independent Board Chair Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Report on Political Advertising Against For Shareholder
8 Require Independent Director Nominee Against For Shareholder
with Human and/or Civil Rights
Experience
9 Report on Civil and Human Rights Risk Against For Shareholder
Assessment
10 Report on Online Child Sexual Against For Shareholder
Exploitation
11 Report on Median Gender/Racial Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
FAIR ISAAC CORPORATION
Ticker: FICO Security ID: 303250104
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Braden R. Kelly For For Management
1b Elect Director Fabiola R. Arredondo For For Management
1c Elect Director A. George Battle For For Management
1d Elect Director James D. Kirsner For For Management
1e Elect Director William J. Lansing For For Management
1f Elect Director Eva Manolis For For Management
1g Elect Director Marc F. McMorris For For Management
1h Elect Director Joanna Rees For For Management
1i Elect Director David A. Rey For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 23, 2019 Meeting Type: Annual
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Edwardson For For Management
1.2 Elect Director Marvin R. Ellison For For Management
1.3 Elect Director Susan Patricia Griffith For For Management
1.4 Elect Director John C. (Chris) Inglis For For Management
1.5 Elect Director Kimberly A. Jabal For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director R. Brad Martin For For Management
1.8 Elect Director Joshua Cooper Ramo For For Management
1.9 Elect Director Susan C. Schwab For For Management
1.10 Elect Director Frederick W. Smith For For Management
1.11 Elect Director David P. Steiner For For Management
1.12 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Report on Employee Representation on Against For Shareholder
the Board of Directors
--------------------------------------------------------------------------------
FIAT CHRYSLER AUTOMOBILES NV
Ticker: FCA Security ID: N31738102
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.a Receive Director's Report (Non-Voting) None None Management
2.b Receive Explanation on Company's None None Management
Reserves and Dividend Policy
2.c Approve Remuneration Report For For Management
2.d Adopt Financial Statements and For For Management
Statutory Reports
2.e Approve Discharge of Directors For For Management
3.a Reelect John Elkann as Executive For Against Management
Director
3.b Reelect Michael Manley as Executive For For Management
Director
3.c Reelect Richard K. Palmer as Executive For For Management
Director
4.a Reelect Ronald L. Thompson as For For Management
Non-Executive Director
4.b Reelect John Abbott as Non-Executive For For Management
Director
4.c Reelect Andrea Agnelli as For For Management
Non-Executive Director
4.d Reelect Tiberto Brandolini d'Adda as For For Management
Non-Executive Director
4.e Reelect Glenn Earle as Non-Executive For For Management
Director
4.f Reelect Valerie A. Mars as For For Management
Non-Executive Director
4.g Reelect Michelangelo A. Volpi as For For Management
Non-Executive Director
4.h Reelect Patience Wheatcroft as For For Management
Non-Executive Director
4.i Reelect Ermenegildo Zegna as For For Management
Non-Executive Director
5 Ratify Ernst & Young Accountants LLP For For Management
as Auditors
6.1 Grant Board Authority to Issue Shares For Against Management
Up To 10 Percent of Issued Capital
Plus Additional 10 Percent in Case of
Merger or Acquisition
6.2 Authorize Board to Exclude Preemptive For Against Management
Rights from Share Issuances
6.3 Grant Board Authority to Issue Special For Against Management
Voting Shares and Right to
Subscription Up to Maximum Aggregate
Special Voting Shares
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Amend Remuneration Policy For For Management
9 Amend Special Voting Shares' Terms and For For Management
Conditions
10 Close Meeting None None Management
--------------------------------------------------------------------------------
FORD MOTOR COMPANY
Ticker: F Security ID: 345370860
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimberly A. Casiano For For Management
1b Elect Director Anthony F. Earley, Jr. For For Management
1c Elect Director Edsel B. Ford, II For For Management
1d Elect Director William Clay Ford, Jr. For For Management
1e Elect Director James P. Hackett For For Management
1f Elect Director William W. Helman, IV For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director John C. Lechleiter For For Management
1i Elect Director Beth E. Mooney For For Management
1j Elect Director John L. Thornton For For Management
1k Elect Director John B. Veihmeyer For For Management
1l Elect Director Lynn M. Vojvodich For For Management
1m Elect Director John S. Weinberg For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2019 Meeting Type: Annual
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Kerry Clark For For Management
1b Elect Director David M. Cordani For For Management
1c Elect Director Roger W. Ferguson, Jr. For For Management
1d Elect Director Jeffrey L. Harmening For For Management
1e Elect Director Maria G. Henry For For Management
1f Elect Director Elizabeth C. Lempres For For Management
1g Elect Director Diane L. Neal For For Management
1h Elect Director Steve Odland For For Management
1i Elect Director Maria A. Sastre For For Management
1j Elect Director Eric D. Sprunk For For Management
1k Elect Director Jorge A. Uribe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary T. Barra For For Management
1b Elect Director Wesley G. Bush For For Management
1c Elect Director Linda R. Gooden For For Management
1d Elect Director Joseph Jimenez For For Management
1e Elect Director Jane L. Mendillo For For Management
1f Elect Director Judith A. Miscik For For Management
1g Elect Director Patricia F. Russo For For Management
1h Elect Director Thomas M. Schoewe For For Management
1i Elect Director Theodore M. Solso For For Management
1j Elect Director Carol M. Stephenson For For Management
1k Elect Director Devin N. Wenig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Approve Omnibus Stock Plan For For Management
6 Provide Right to Act by Written Consent Against For Shareholder
7 Amend Proxy Access Right Against For Shareholder
8 Report on Human Rights Policy Against For Shareholder
Implementation
9 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jacqueline K. Barton For For Management
1b Elect Director Sandra J. Horning For For Management
1c Elect Director Kelly A. Kramer For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director Harish Manwani For For Management
1f Elect Director Daniel P. O'Day For For Management
1g Elect Director Richard J. Whitley For For Management
1h Elect Director Per Wold-Olsen For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
5 Eliminate the Ownership Threshold for Against Against Shareholder
Stockholders to Request a Record Date
to Take Action by Written Consent
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Abdulaziz F. Al Khayyal For For Management
1b Elect Director William E. Albrecht For For Management
1c Elect Director M. Katherine Banks For For Management
1d Elect Director Alan M. Bennett For For Management
1e Elect Director Milton Carroll For For Management
1f Elect Director Nance K. Dicciani For For Management
1g Elect Director Murry S. Gerber For For Management
1h Elect Director Patricia Hemingway Hall For For Management
1i Elect Director Robert A. Malone For For Management
1j Elect Director Jeffrey A. Miller For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HASBRO, INC.
Ticker: HAS Security ID: 418056107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth A. Bronfin For For Management
1.2 Elect Director Michael R. Burns For For Management
1.3 Elect Director Hope F. Cochran For For Management
1.4 Elect Director Crispin H. Davis For For Management
1.5 Elect Director John A. Frascotti For For Management
1.6 Elect Director Lisa Gersh For For Management
1.7 Elect Director Brian D. Goldner For For Management
1.8 Elect Director Alan G. Hassenfeld For For Management
1.9 Elect Director Tracy A. Leinbach For For Management
1.10 Elect Director Edward M. Philip For For Management
1.11 Elect Director Richard S. Stoddart For For Management
1.12 Elect Director Mary Beth West For For Management
1.13 Elect Director Linda K. Zecher For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
HEWLETT PACKARD ENTERPRISE COMPANY
Ticker: HPE Security ID: 42824C109
Meeting Date: APR 01, 2020 Meeting Type: Annual
Record Date: FEB 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel Ammann For For Management
1b Elect Director Pamela L. Carter For For Management
1c Elect Director Jean M. Hobby For For Management
1d Elect Director George R. Kurtz For For Management
1e Elect Director Raymond J. Lane For For Management
1f Elect Director Ann M. Livermore For For Management
1g Elect Director Antonio F. Neri For For Management
1h Elect Director Charles H. Noski For For Management
1i Elect Director Raymond E. Ozzie For For Management
1j Elect Director Gary M. Reiner For For Management
1k Elect Director Patricia F. Russo For For Management
1l Elect Director Lip-Bu Tan For For Management
1m Elect Director Mary Agnes Wilderotter For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne-Marie N. Ainsworth For For Management
1b Elect Director Douglas Y. Bech For For Management
1c Elect Director Anna C. Catalano For For Management
1d Elect Director Leldon E. Echols For For Management
1e Elect Director Michael C. Jennings For For Management
1f Elect Director R. Craig Knocke For For Management
1g Elect Director Robert J. Kostelnik For For Management
1h Elect Director James H. Lee For For Management
1i Elect Director Franklin Myers For For Management
1j Elect Director Michael E. Rose For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC.
Ticker: HON Security ID: 438516106
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Darius Adamczyk For For Management
1B Elect Director Duncan B. Angove For For Management
1C Elect Director William S. Ayer For For Management
1D Elect Director Kevin Burke For For Management
1E Elect Director D. Scott Davis For For Management
1F Elect Director Linnet F. Deily For For Management
1G Elect Director Deborah Flint For For Management
1H Elect Director Judd Gregg For For Management
1I Elect Director Clive Hollick For For Management
1J Elect Director Grace D. Lieblein For For Management
1K Elect Director Raymond T. Odierno For For Management
1L Elect Director George Paz For For Management
1M Elect Director Robin L. Washington For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
HP INC.
Ticker: HPQ Security ID: 40434L105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For For Management
1.2 Elect Director Shumeet Banerji For For Management
1.3 Elect Director Robert R. Bennett For For Management
1.4 Elect Director Charles "Chip" V. Bergh For For Management
1.5 Elect Director Stacy Brown-Philpot For For Management
1.6 Elect Director Stephanie A. Burns For For Management
1.7 Elect Director Mary Anne Citrino For For Management
1.8 Elect Director Richard L. Clemmer For For Management
1.9 Elect Director Enrique Lores For For Management
1.10 Elect Director Yoky Matsuoka For For Management
1.11 Elect Director Stacey Mobley For For Management
1.12 Elect Director Subra Suresh For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
HUBSPOT, INC.
Ticker: HUBS Security ID: 443573100
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Julie Herendeen For Against Management
1b Elect Director Michael Simon For Against Management
1c Elect Director Jay Simons For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUNTINGTON BANCSHARES INCORPORATED
Ticker: HBAN Security ID: 446150104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lizabeth Ardisana For For Management
1.2 Elect Director Alanna Y. Cotton For For Management
1.3 Elect Director Ann B. "Tanny" Crane For For Management
1.4 Elect Director Robert S. Cubbin For For Management
1.5 Elect Director Steven G. Elliott For For Management
1.6 Elect Director Gina D. France For For Management
1.7 Elect Director J. Michael Hochschwender For For Management
1.8 Elect Director John C. "Chris" Inglis For For Management
1.9 Elect Director Katherine M. A. "Allie" For For Management
Kline
1.10 Elect Director Richard W. Neu For For Management
1.11 Elect Director Kenneth J. Phelan For For Management
1.12 Elect Director David L. Porteous For For Management
1.13 Elect Director Stephen D. Steinour For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INGERSOLL RAND, INC.
Ticker: IR Security ID: 45687V106
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kirk E. Arnold For For Management
1b Elect Director William P. Donnelly For For Management
1c Elect Director Marc E. Jones For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
INGERSOLL-RAND PLC
Ticker: IR Security ID: G47791101
Meeting Date: FEB 04, 2020 Meeting Type: Special
Record Date: DEC 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Trane For For Management
Technologies plc
--------------------------------------------------------------------------------
INTEL CORPORATION
Ticker: INTC Security ID: 458140100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James J. Goetz For For Management
1b Elect Director Alyssa Henry For For Management
1c Elect Director Omar Ishrak For For Management
1d Elect Director Risa Lavizzo-Mourey For For Management
1e Elect Director Tsu-Jae King Liu For For Management
1f Elect Director Gregory D. Smith For For Management
1g Elect Director Robert 'Bob' H. Swan For For Management
1h Elect Director Andrew Wilson For For Management
1i Elect Director Frank D. Yeary For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Provide Right to Act by Written Consent Against For Shareholder
6 Report on Global Median Gender/Racial Against For Shareholder
Pay Gap
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas Buberl For For Management
1.2 Elect Director Michael L. Eskew For For Management
1.3 Elect Director David N. Farr For For Management
1.4 Elect Director Alex Gorsky For For Management
1.5 Elect Director Michelle J. Howard For For Management
1.6 Elect Director Arvind Krishna For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director Frederick William For For Management
McNabb, III
1.9 Elect Director Martha E. Pollack For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joseph R. Swedish For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Peter R. Voser For For Management
1.14 Elect Director Frederick H. Waddell For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Governing Documents to allow Against For Shareholder
Removal of Directors
5 Provide Right to Act by Written Consent Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
INTUIT INC.
Ticker: INTU Security ID: 461202103
Meeting Date: JAN 23, 2020 Meeting Type: Annual
Record Date: NOV 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eve Burton For For Management
1b Elect Director Scott D. Cook For For Management
1c Elect Director Richard L. Dalzell For For Management
1d Elect Director Sasan K. Goodarzi For For Management
1e Elect Director Deborah Liu For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director Dennis D. Powell For For Management
1h Elect Director Brad D. Smith For For Management
1i Elect Director Thomas Szkutak For For Management
1j Elect Director Raul Vazquez For For Management
1k Elect Director Jeff Weiner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Adopt a Mandatory Arbitration Bylaw Against Against Shareholder
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary C. Beckerle For For Management
1b Elect Director D. Scott Davis For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Jennifer A. Doudna For For Management
1e Elect Director Alex Gorsky For For Management
1f Elect Director Marillyn A. Hewson For For Management
1g Elect Director Hubert Joly For For Management
1h Elect Director Mark B. McClellan For For Management
1i Elect Director Anne M. Mulcahy For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Mark A. Weinberger For For Management
1m Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Amend Certificate of Incorporation to For For Management
Permit Removal of Directors With or
Without Cause
5 Require Independent Board Chair Against For Shareholder
6 Report on Governance Measures Against For Shareholder
Implemented Related to Opioids
--------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: JCI Security ID: G51502105
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean Blackwell For For Management
1b Elect Director Pierre Cohade For For Management
1c Elect Director Michael E. Daniels For For Management
1d Elect Director Juan Pablo del Valle For For Management
Perochena
1e Elect Director W. Roy Dunbar For For Management
1f Elect Director Gretchen R. Haggerty For For Management
1g Elect Director Simone Menne For For Management
1h Elect Director George R. Oliver For For Management
1i Elect Director Jurgen Tinggren For For Management
1j Elect Director Mark Vergnano For For Management
1k Elect Director R. David Yost For For Management
1l Elect Director John D. Young For For Management
2a Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Authorize Market Purchases of Company For For Management
Shares
4 Determine Price Range for Reissuance For For Management
of Treasury Shares
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Approve the Directors' Authority to For For Management
Allot Shares
7 Approve the Disapplication of For For Management
Statutory Pre-Emption Rights
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director Stephen B. Burke For For Management
1c Elect Director Todd A. Combs For For Management
1d Elect Director James S. Crown For For Management
1e Elect Director James Dimon For For Management
1f Elect Director Timothy P. Flynn For For Management
1g Elect Director Mellody Hobson For For Management
1h Elect Director Michael A. Neal For For Management
1i Elect Director Lee R. Raymond For Against Management
1j Elect Director Virginia M. Rometty For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Require Independent Board Chair Against For Shareholder
5 Report on Reputational Risk Related to Against For Shareholder
Canadian Oil Sands, Oil Sands Pipeline
Companies and Arctic Oil and Gas
Exploration and Production.
6 Report on Climate Change Against For Shareholder
7 Amend Shareholder Written Consent Against Against Shareholder
Provisions
8 Report on Charitable Contributions Against Against Shareholder
9 Report on Gender/Racial Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
JUNIPER NETWORKS, INC.
Ticker: JNPR Security ID: 48203R104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gary Daichendt For For Management
1b Elect Director Anne DelSanto For For Management
1c Elect Director Kevin DeNuccio For For Management
1d Elect Director James Dolce For For Management
1e Elect Director Christine Gorjanc For For Management
1f Elect Director Janet Haugen For For Management
1g Elect Director Scott Kriens For For Management
1h Elect Director Rahul Merchant For For Management
1i Elect Director Rami Rahim For For Management
1j Elect Director William Stensrud For For Management
2 Ratify Ernst & Young as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
KEYCORP
Ticker: KEY Security ID: 493267108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce D. Broussard For For Management
1.2 Elect Director Gary M. Crosby For For Management
1.3 Elect Director Alexander M. Cutler For For Management
1.4 Elect Director H. James Dallas For For Management
1.5 Elect Director Elizabeth R. Gile For For Management
1.6 Elect Director Ruth Ann M. Gillis For For Management
1.7 Elect Director Christopher M. Gorman For For Management
1.8 Elect Director Carlton L. Highsmith For For Management
1.9 Elect Director Richard J. Hipple For For Management
1.10 Elect Director Kristen L. Manos For For Management
1.11 Elect Director Barbara R. Snyder For For Management
1.12 Elect Director David K. Wilson For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
Ticker: KMB Security ID: 494368103
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Abelardo E. Bru For For Management
1.2 Elect Director Robert W. Decherd For For Management
1.3 Elect Director Michael D. Hsu For For Management
1.4 Elect Director Mae C. Jemison For For Management
1.5 Elect Director S. Todd Maclin For For Management
1.6 Elect Director Sherilyn S. McCoy For For Management
1.7 Elect Director Christa S. Quarles For For Management
1.8 Elect Director Ian C. Read For For Management
1.9 Elect Director Dunia A. Shive For For Management
1.10 Elect Director Mark T. Smucker For For Management
1.11 Elect Director Michael D. White For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director Steven J. Kean For For Management
1.3 Elect Director Kimberly A. Dang For For Management
1.4 Elect Director Ted A. Gardner For For Management
1.5 Elect Director Anthony W. Hall, Jr. For For Management
1.6 Elect Director Gary L. Hultquist For For Management
1.7 Elect Director Ronald L. Kuehn, Jr. For For Management
1.8 Elect Director Deborah A. Macdonald For For Management
1.9 Elect Director Michael C. Morgan For For Management
1.10 Elect Director Arthur C. Reichstetter For For Management
1.11 Elect Director Fayez Sarofim For For Management
1.12 Elect Director C. Park Shaper For For Management
1.13 Elect Director William A. Smith For For Management
1.14 Elect Director Joel V. Staff For For Management
1.15 Elect Director Robert F. Vagt For For Management
1.16 Elect Director Perry M. Waughtal For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LINDE PLC
Ticker: LIN Security ID: G5494J103
Meeting Date: JUL 26, 2019 Meeting Type: Annual
Record Date: JUL 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Wolfgang H. Reitzle For For Management
1b Elect Director Stephen F. Angel For For Management
1c Elect Director Ann-Kristin Achleitner For For Management
1d Elect Director Clemens A. H. Borsig For For Management
1e Elect Director Nance K. Dicciani For For Management
1f Elect Director Thomas Enders For For Management
1g Elect Director Franz Fehrenbach For For Management
1h Elect Director Edward G. Galante For For Management
1i Elect Director Larry D. McVay For For Management
1j Elect Director Victoria E. Ossadnik For For Management
1k Elect Director Martin H. Richenhagen For For Management
1l Elect Director Robert L. Wood For For Management
2a Ratify PricewaterhouseCoopers as For For Management
Auditors
2b Authorize Board to Fix Remuneration of For For Management
Auditors
3 Determine Price Range for Reissuance For For Management
of Treasury Shares
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
LOCKHEED MARTIN CORPORATION
Ticker: LMT Security ID: 539830109
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel F. Akerson For For Management
1.2 Elect Director David B. Burritt For For Management
1.3 Elect Director Bruce A. Carlson For For Management
1.4 Elect Director Joseph F. Dunford, Jr. For For Management
1.5 Elect Director James O. Ellis, Jr. For For Management
1.6 Elect Director Thomas J. Falk For For Management
1.7 Elect Director Ilene S. Gordon For For Management
1.8 Elect Director Marillyn A. Hewson For For Management
1.9 Elect Director Vicki A. Hollub For For Management
1.10 Elect Director Jeh C. Johnson For For Management
1.11 Elect Director Debra L. Reed-Klages For For Management
1.12 Elect Director James D. Taiclet, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
LOGMEIN, INC.
Ticker: LOGM Security ID: 54142L109
Meeting Date: MAR 12, 2020 Meeting Type: Special
Record Date: FEB 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Steven A. Davis For Against Management
2b Elect Director J. Michael Stice For Against Management
2c Elect Director John P. Surma For Against Management
2d Elect Director Susan Tomasky For Against Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adopt Simple Majority Vote For For Shareholder
6 Report on Integrating Community Against For Shareholder
Impacts Into Executive Compensation
Program
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
Ticker: MMC Security ID: 571748102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony K. Anderson For For Management
1b Elect Director Oscar Fanjul For For Management
1c Elect Director Daniel S. Glaser For For Management
1d Elect Director H. Edward Hanway For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Tamara Ingram For For Management
1g Elect Director Jane H. Lute For For Management
1h Elect Director Steven A. Mills For For Management
1i Elect Director Bruce P. Nolop For For Management
1j Elect Director Marc D. Oken For For Management
1k Elect Director Morton O. Schapiro For For Management
1l Elect Director Lloyd M. Yates For For Management
1m Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Richard K. Davis For For Management
1d Elect Director Steven J. Freiberg For For Management
1e Elect Director Julius Genachowski For For Management
1f Elect Director Choon Phong Goh For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Oki Matsumoto For For Management
1i Elect Director Youngme Moon For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Gabrielle Sulzberger For For Management
1m Elect Director Jackson Tai For For Management
1n Elect Director Lance Uggla For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd Dean For For Management
1b Elect Director Robert Eckert For For Management
1c Elect Director Catherine Engelbert For For Management
1d Elect Director Margaret Georgiadis For For Management
1e Elect Director Enrique Hernandez, Jr. For For Management
1f Elect Director Christopher Kempczinski For For Management
1g Elect Director Richard Lenny For For Management
1h Elect Director John Mulligan For For Management
1i Elect Director Sheila Penrose For For Management
1j Elect Director John Rogers, Jr. For For Management
1k Elect Director Paul Walsh For For Management
1l Elect Director Miles White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Sugar and Public Health Against For Shareholder
--------------------------------------------------------------------------------
MERCK & CO., INC.
Ticker: MRK Security ID: 58933Y105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leslie A. Brun For For Management
1b Elect Director Thomas R. Cech For For Management
1c Elect Director Mary Ellen Coe For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Kenneth C. Frazier For For Management
1f Elect Director Thomas H. Glocer For For Management
1g Elect Director Risa J. Lavizzo-Mourey For For Management
1h Elect Director Paul B. Rothman For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Christine E. Seidman For For Management
1k Elect Director Inge G. Thulin For For Management
1l Elect Director Kathy J. Warden For For Management
1m Elect Director Peter C. Wendell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Report on Corporate Tax Savings Against Against Shareholder
Allocation
--------------------------------------------------------------------------------
METLIFE, INC.
Ticker: MET Security ID: 59156R108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cheryl W. Grise For For Management
1b Elect Director Carlos M. Gutierrez For For Management
1c Elect Director Gerald L. Hassell For For Management
1d Elect Director David L. Herzog For For Management
1e Elect Director R. Glenn Hubbard For For Management
1f Elect Director Edward J. Kelly, III For For Management
1g Elect Director William E. Kennard For For Management
1h Elect Director Michel A. Khalaf For For Management
1i Elect Director Catherine R. Kinney For For Management
1j Elect Director Diana L. McKenzie For For Management
1k Elect Director Denise M. Morrison For For Management
1l Elect Director Mark A. Weinberger For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MICRO FOCUS INTERNATIONAL PLC
Ticker: MCRO Security ID: 594837403
Meeting Date: MAR 25, 2020 Meeting Type: Annual
Record Date: FEB 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Elect Greg Lock as Director For For Management
6 Re-elect Stephen Murdoch as Director For For Management
7 Re-elect Brian McArthur-Muscroft as For For Management
Director
8 Re-elect Karen Slatford as Director For For Management
9 Re-elect Richard Atkins as Director For For Management
10 Re-elect Amanda Brown as Director For For Management
11 Re-elect Lawton Fitt as Director For For Management
12 Reappoint KPMG LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity For For Management
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call General For For Management
Meeting with Two Weeks' Notice
--------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC.
Ticker: MU Security ID: 595112103
Meeting Date: JAN 16, 2020 Meeting Type: Annual
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Bailey For For Management
1.2 Elect Director Richard M. Beyer For For Management
1.3 Elect Director Steven J. Gomo For For Management
1.4 Elect Director Mary Pat McCarthy For For Management
1.5 Elect Director Sanjay Mehrotra For For Management
1.6 Elect Director Robert E. Switz For For Management
1.7 Elect Director MaryAnn Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Gates, III For For Management
1.2 Elect Director Reid G. Hoffman For For Management
1.3 Elect Director Hugh F. Johnston For For Management
1.4 Elect Director Teri L. List-Stoll For For Management
1.5 Elect Director Satya Nadella For For Management
1.6 Elect Director Sandra E. Peterson For For Management
1.7 Elect Director Penny S. Pritzker For For Management
1.8 Elect Director Charles W. Scharf For For Management
1.9 Elect Director Arne M. Sorenson For For Management
1.10 Elect Director John W. Stanton For For Management
1.11 Elect Director John W. Thompson For For Management
1.12 Elect Director Emma N. Walmsley For For Management
1.13 Elect Director Padmasree Warrior For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Employee Representation on Against For Shareholder
the Board of Directors
5 Report on Gender Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC.
Ticker: MDLZ Security ID: 609207105
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lewis W.K. Booth For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Debra A. Crew For For Management
1.4 Elect Director Lois D. Juliber For For Management
1.5 Elect Director Peter W. May For For Management
1.6 Elect Director Jorge S. Mesquita For For Management
1.7 Elect Director Fredric G. Reynolds For For Management
1.8 Elect Director Christiana S. Shi For For Management
1.9 Elect Director Patrick T. Siewert For For Management
1.10 Elect Director Michael A. Todman For For Management
1.11 Elect Director Jean-Francois M. L. van For For Management
Boxmeer
1.12 Elect Director Dirk Van de Put For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Consider Pay Disparity Between Against For Shareholder
Executives and Other Employees
--------------------------------------------------------------------------------
MORGAN STANLEY
Ticker: MS Security ID: 617446448
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth Corley For For Management
1b Elect Director Alistair Darling For For Management
1c Elect Director Thomas H. Glocer For For Management
1d Elect Director James P. Gorman For For Management
1e Elect Director Robert H. Herz For For Management
1f Elect Director Nobuyuki Hirano For For Management
1g Elect Director Stephen J. Luczo For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Dennis M. Nally For For Management
1j Elect Director Takeshi Ogasawara For For Management
1k Elect Director Hutham S. Olayan For For Management
1l Elect Director Mary L. Schapiro For For Management
1m Elect Director Perry M. Traquina For For Management
1n Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETAPP, INC.
Ticker: NTAP Security ID: 64110D104
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director T. Michael Nevens For For Management
1b Elect Director Gerald Held For For Management
1c Elect Director Kathryn M. Hill For For Management
1d Elect Director Deborah L. Kerr For For Management
1e Elect Director George Kurian For For Management
1f Elect Director Scott F. Schenkel For For Management
1g Elect Director George T. Shaheen For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEXTERA ENERGY, INC.
Ticker: NEE Security ID: 65339F101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sherry S. Barrat For For Management
1b Elect Director James L. Camaren For For Management
1c Elect Director Kenneth B. Dunn For For Management
1d Elect Director Naren K. Gursahaney For For Management
1e Elect Director Kirk S. Hachigian For For Management
1f Elect Director Toni Jennings For For Management
1g Elect Director Amy B. Lane For For Management
1h Elect Director David L. Porges For For Management
1i Elect Director James L. Robo For For Management
1j Elect Director Rudy E. Schupp For For Management
1k Elect Director John L. Skolds For For Management
1l Elect Director William H. Swanson For For Management
1m Elect Director Darryl L. Wilson For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director Peter B. Henry For For Management
1.3 Elect Director Michelle A. Peluso For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
Ticker: NOC Security ID: 666807102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathy J. Warden For For Management
1.2 Elect Director Marianne C. Brown For For Management
1.3 Elect Director Donald E. Felsinger For For Management
1.4 Elect Director Ann M. Fudge For For Management
1.5 Elect Director Bruce S. Gordon For For Management
1.6 Elect Director William H. Hernandez For For Management
1.7 Elect Director Madeleine A. Kleiner For For Management
1.8 Elect Director Karl J. Krapek For For Management
1.9 Elect Director Gary Roughead For For Management
1.10 Elect Director Thomas M. Schoewe For For Management
1.11 Elect Director James S. Turley For For Management
1.12 Elect Director Mark A. Welsh, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Human Rights Impact Against For Shareholder
Assessment
5 Reduce Ownership Threshold for Against Against Shareholder
Shareholders to Request Action by
Written Consent
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen I. Chazen For For Management
1b Elect Director Andrew Gould For For Management
1c Elect Director Nicholas Graziano For For Management
1d Elect Director Carlos M. Gutierrez For For Management
1e Elect Director Vicki Hollub For For Management
1f Elect Director William R. Klesse For For Management
1g Elect Director Andrew N. Langham For For Management
1h Elect Director Jack B. Moore For For Management
1i Elect Director Margarita For For Management
Palau-Hernandez
1j Elect Director Avedick B. Poladian For For Management
1k Elect Director Robert M. Shearer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
5 Approve Issuance of the Warrant Shares For For Management
Upon Exercise of the Warrant
6 Increase Authorized Common Stock For For Management
7 Amend Charter to Enhance Shareholders' For For Management
Ability to Act by Written Consent
8 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
and Approve Certain Additional
Amendments
9 Approve Shareholder Rights Plan For For Management
(Poison Pill)
--------------------------------------------------------------------------------
OMNICOM GROUP INC.
Ticker: OMC Security ID: 681919106
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Wren For For Management
1.2 Elect Director Mary C. Choksi For For Management
1.3 Elect Director Leonard S. Coleman, Jr. For For Management
1.4 Elect Director Susan S. Denison For For Management
1.5 Elect Director Ronnie S. Hawkins For For Management
1.6 Elect Director Deborah J. Kissire For For Management
1.7 Elect Director Gracia C. Martore For For Management
1.8 Elect Director Linda Johnson Rice For For Management
1.9 Elect Director Valerie M. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
ORACLE CORPORATION
Ticker: ORCL Security ID: 68389X105
Meeting Date: NOV 19, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey S. Berg For Withhold Management
1.2 Elect Director Michael J. Boskin For For Management
1.3 Elect Director Safra A. Catz For For Management
1.4 Elect Director Bruce R. Chizen For Withhold Management
1.5 Elect Director George H. Conrades For Withhold Management
1.6 Elect Director Lawrence J. Ellison For For Management
1.7 Elect Director Rona A. Fairhead For For Management
1.8 Elect Director Hector Garcia-Molina None None Management
*Withdrawn Resolution*
1.9 Elect Director Jeffrey O. Henley For For Management
1.10 Elect Director Mark V. Hurd - Deceased None None Management
1.11 Elect Director Renee J. James For For Management
1.12 Elect Director Charles W. Moorman, IV For Withhold Management
1.13 Elect Director Leon E. Panetta For Withhold Management
1.14 Elect Director William G. Parrett For For Management
1.15 Elect Director Naomi O. Seligman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Gender Pay Gap Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PAYPAL HOLDINGS, INC.
Ticker: PYPL Security ID: 70450Y103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rodney C. Adkins For For Management
1b Elect Director Jonathan Christodoro For For Management
1c Elect Director John J. Donahoe For For Management
1d Elect Director David W. Dorman For For Management
1e Elect Director Belinda J. Johnson For For Management
1f Elect Director Gail J. McGovern For For Management
1g Elect Director Deborah M. Messemer For For Management
1h Elect Director David M. Moffett For For Management
1i Elect Director Ann M. Sarnoff For For Management
1j Elect Director Daniel H. Schulman For For Management
1k Elect Director Frank D. Yeary For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Adopt Human and Indigenous People's Against For Shareholder
Rights Policy
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director Cesar Conde For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Richard W. Fisher For For Management
1f Elect Director Michelle Gass For For Management
1g Elect Director Ramon L. Laguarta For For Management
1h Elect Director David C. Page For For Management
1i Elect Director Robert C. Pohlad For For Management
1j Elect Director Daniel Vasella For For Management
1k Elect Director Darren Walker For For Management
1l Elect Director Alberto Weisser For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
5 Report on Sugar and Public Health Against For Shareholder
--------------------------------------------------------------------------------
PERSPECTA INC.
Ticker: PRSP Security ID: 715347100
Meeting Date: AUG 13, 2019 Meeting Type: Annual
Record Date: JUN 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sanju K. Bansal For For Management
1b Elect Director Sondra L. Barbour For For Management
1c Elect Director John M. Curtis For For Management
1d Elect Director Lisa S. Disbrow For For Management
1e Elect Director Glenn A. Eisenberg For For Management
1f Elect Director Pamela O. Kimmet For For Management
1g Elect Director J. Michael Lawrie For For Management
1h Elect Director Ramzi M. Musallam For For Management
1i Elect Director Philip O. Nolan For For Management
1j Elect Director Michael E. Ventling For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald E. Blaylock For For Management
1.2 Elect Director Albert Bourla For For Management
1.3 Elect Director W. Don Cornwell For For Management
1.4 Elect Director Joseph J. Echevarria For For Management
1.5 Elect Director Scott Gottlieb For For Management
1.6 Elect Director Helen H. Hobbs For For Management
1.7 Elect Director Susan Hockfield For For Management
1.8 Elect Director James M. Kilts For For Management
1.9 Elect Director Dan R. Littman For For Management
1.10 Elect Director Shantanu Narayen For For Management
1.11 Elect Director Suzanne Nora Johnson For For Management
1.12 Elect Director James Quincey For For Management
1.13 Elect Director James C. Smith For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against Against Shareholder
5 Amend Proxy Access Right Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Require Independent Board Chair Against For Shareholder
8 Report on Gender Pay Gap Against For Shareholder
9 Elect Director Susan Desmond-Hellmann For For Management
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles M. Holley For For Management
1b Elect Director Glenn F. Tilton For Against Management
1c Elect Director Marna C. Whittington For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Risks of Gulf Coast Against For Shareholder
Petrochemical Investments
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC.
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Baltimore, Jr. For For Management
1.2 Elect Director Gilbert F. Casellas For For Management
1.3 Elect Director Robert M. Falzon For For Management
1.4 Elect Director Martina Hund-Mejean For For Management
1.5 Elect Director Karl J. Krapek For For Management
1.6 Elect Director Peter R. Lighte For For Management
1.7 Elect Director Charles F. Lowrey For For Management
1.8 Elect Director George Paz For For Management
1.9 Elect Director Sandra Pianalto For For Management
1.10 Elect Director Christine A. Poon For For Management
1.11 Elect Director Douglas A. Scovanner For For Management
1.12 Elect Director Michael A. Todman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED
Ticker: PEG Security ID: 744573106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Izzo For For Management
1.2 Elect Director Shirley Ann Jackson For For Management
1.3 Elect Director Willie A. Deese For For Management
1.4 Elect Director David Lilley For For Management
1.5 Elect Director Barry H. Ostrowsky For For Management
1.6 Elect Director Scott G. Stephenson For For Management
1.7 Elect Director Laura A. Sugg For For Management
1.8 Elect Director John P. Surma For For Management
1.9 Elect Director Susan Tomasky For For Management
1.10 Elect Director Alfred W. Zollar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PUBLIC STORAGE
Ticker: PSA Security ID: 74460D109
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Havner, Jr. For For Management
1.2 Elect Director Tamara Hughes Gustavson For For Management
1.3 Elect Director Uri P. Harkham For For Management
1.4 Elect Director Leslie S. Heisz For For Management
1.5 Elect Director B. Wayne Hughes, Jr. For For Management
1.6 Elect Director Avedick B. Poladian For For Management
1.7 Elect Director Gary E. Pruitt For For Management
1.8 Elect Director John Reyes For For Management
1.9 Elect Director Joseph D. Russell, Jr. For For Management
1.10 Elect Director Tariq M. Shaukat For For Management
1.11 Elect Director Ronald P. Spogli For For Management
1.12 Elect Director Daniel C. Staton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 10, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark Fields For For Management
1b Elect Director Jeffrey W. Henderson For For Management
1c Elect Director Ann M. Livermore For For Management
1d Elect Director Harish Manwani For For Management
1e Elect Director Mark D. McLaughlin For For Management
1f Elect Director Steve Mollenkopf For For Management
1g Elect Director Clark T. "Sandy" Randt, For For Management
Jr.
1h Elect Director Irene B. Rosenfeld For For Management
1i Elect Director Kornelis "Neil" Smit For For Management
1j Elect Director Anthony J. Vinciquerra For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RAYTHEON COMPANY
Ticker: RTN Security ID: 755111507
Meeting Date: OCT 11, 2019 Meeting Type: Special
Record Date: SEP 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RAYTHEON TECHNOLOGIES CORPORATION
Ticker: RTX Security ID: 913017109
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd J. Austin, III For For Management
1b Elect Director Gregory J. Hayes For For Management
1c Elect Director Marshall O. Larsen For For Management
1d Elect Director Robert K. (Kelly) For For Management
Ortberg
1e Elect Director Margaret L. O'Sullivan For For Management
1f Elect Director Denise L. Ramos For For Management
1g Elect Director Fredric G. Reynolds For For Management
1h Elect Director Brian C. Rogers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Adopt Simple Majority Vote None For Shareholder
5 Report on Plant Closures Against For Shareholder
--------------------------------------------------------------------------------
REPUBLIC SERVICES, INC.
Ticker: RSG Security ID: 760759100
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Manuel Kadre For For Management
1b Elect Director Tomago Collins For For Management
1c Elect Director Thomas W. Handley For For Management
1d Elect Director Jennifer M. Kirk For For Management
1e Elect Director Michael Larson For For Management
1f Elect Director Kim S. Pegula For For Management
1g Elect Director Donald W. Slager For For Management
1h Elect Director James P. Snee For For Management
1i Elect Director Sandra M. Volpe For For Management
1j Elect Director Katharine B. Weymouth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For Against Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For Against Management
1b Elect Director K. Gunnar Bjorklund For Against Management
1c Elect Director Michael J. Bush For Against Management
1d Elect Director Norman A. Ferber For Against Management
1e Elect Director Sharon D. Garrett For Against Management
1f Elect Director Stephen D. Milligan For Against Management
1g Elect Director Patricia H. Mueller For Against Management
1h Elect Director George P. Orban For Against Management
1i Elect Director Gregory L. Quesnel For Against Management
1j Elect Director Larree M. Renda For Against Management
1k Elect Director Barbara Rentler For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
S&P GLOBAL INC.
Ticker: SPGI Security ID: 78409V104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marco Alvera For For Management
1.2 Elect Director William J. Amelio For For Management
1.3 Elect Director William D. Green For For Management
1.4 Elect Director Charles E. Haldeman, Jr. For For Management
1.5 Elect Director Stephanie C. Hill For For Management
1.6 Elect Director Rebecca J. Jacoby For For Management
1.7 Elect Director Monique F. Leroux For For Management
1.8 Elect Director Maria R. Morris For For Management
1.9 Elect Director Douglas L. Peterson For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Kurt L. Schmoke For For Management
1.12 Elect Director Richard E. Thornburgh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Provide Directors May Be Removed With For For Management
or Without Cause
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SALESFORCE.COM, INC.
Ticker: CRM Security ID: 79466L302
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc Benioff For For Management
1b Elect Director Craig Conway For For Management
1c Elect Director Parker Harris For For Management
1d Elect Director Alan Hassenfeld For For Management
1e Elect Director Neelie Kroes For For Management
1f Elect Director Colin Powell For For Management
1g Elect Director Sanford Robertson For For Management
1h Elect Director John V. Roos For For Management
1i Elect Director Robin Washington For For Management
1j Elect Director Maynard Webb For For Management
1k Elect Director Susan Wojcicki For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
SANTANDER CONSUMER USA HOLDINGS INC.
Ticker: SC Security ID: 80283M101
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mahesh Aditya For Withhold Management
1.2 Elect Director Homaira Akbari For For Management
1.3 Elect Director Juan Carlos Alvarez de For For Management
Soto
1.4 Elect Director Stephen A. Ferriss For Withhold Management
1.5 Elect Director Victor Hill For For Management
1.6 Elect Director Edith E. Holiday For For Management
1.7 Elect Director Javier Maldonado For Withhold Management
1.8 Elect Director Robert J. McCarthy For For Management
1.9 Elect Director William F. Muir For For Management
1.10 Elect Director William Rainer For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Report on Risk of Racial Against For Shareholder
Discrimination in Vehicle Lending
--------------------------------------------------------------------------------
SEMPRA ENERGY
Ticker: SRE Security ID: 816851109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Boeckmann For For Management
1.2 Elect Director Kathleen L. Brown For For Management
1.3 Elect Director Andres Conesa For For Management
1.4 Elect Director Maria Contreras-Sweet For For Management
1.5 Elect Director Pablo A. Ferrero For For Management
1.6 Elect Director William D. Jones For For Management
1.7 Elect Director Jeffrey W. Martin For For Management
1.8 Elect Director Bethany J. Mayer For For Management
1.9 Elect Director Michael N. Mears For For Management
1.10 Elect Director Jack T. Taylor For For Management
1.11 Elect Director Cynthia L. Walker For For Management
1.12 Elect Director Cynthia J. Warner For For Management
1.13 Elect Director James C. Yardley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC.
Ticker: SPG Security ID: 828806109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Glyn F. Aeppel For Against Management
1b Elect Director Larry C. Glasscock For Against Management
1c Elect Director Karen N. Horn For Against Management
1d Elect Director Allan Hubbard For Against Management
1e Elect Director Reuben S. Leibowitz For Against Management
1f Elect Director Gary M. Rodkin For Against Management
1g Elect Director Stefan M. Selig For Against Management
1h Elect Director Daniel C. Smith For Against Management
1i Elect Director J. Albert Smith, Jr. For Against Management
1j Elect Director Marta R. Stewart For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO.
Ticker: LUV Security ID: 844741108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David W. Biegler For For Management
1b Elect Director J. Veronica Biggins For For Management
1c Elect Director Douglas H. Brooks For For Management
1d Elect Director William H. Cunningham For For Management
1e Elect Director John G. Denison For For Management
1f Elect Director Thomas W. Gilligan For For Management
1g Elect Director Gary C. Kelly For For Management
1h Elect Director Grace D. Lieblein For For Management
1i Elect Director Nancy B. Loeffler For For Management
1j Elect Director John T. Montford For For Management
1k Elect Director Ron Ricks For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Require Independent Board Chair Against For Shareholder
5 Provide Right to Act by Written Consent Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
SPIRIT AEROSYSTEMS HOLDINGS, INC.
Ticker: SPR Security ID: 848574109
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen A. Cambone For Against Management
1b Elect Director Charles L. Chadwell For Against Management
1c Elect Director Irene M. Esteves For Against Management
1d Elect Director Paul E. Fulchino For Against Management
1e Elect Director Thomas C. Gentile, III For Against Management
1f Elect Director Richard A. Gephardt For Against Management
1g Elect Director Robert D. Johnson For Against Management
1h Elect Director Ronald T. Kadish For Against Management
1i Elect Director John L. Plueger For Against Management
1j Elect Director Laura H. Wright For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
SQUARE, INC.
Ticker: SQ Security ID: 852234103
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roelof Botha For Withhold Management
1.2 Elect Director Amy Brooks For Withhold Management
1.3 Elect Director James McKelvey For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Report on Non-Management Employee Against For Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
STARBUCKS CORPORATION
Ticker: SBUX Security ID: 855244109
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard E. Allison, Jr. For For Management
1b Elect Director Rosalind G. Brewer For For Management
1c Elect Director Andrew Campion For For Management
1d Elect Director Mary N. Dillon For For Management
1e Elect Director Isabel Ge Mahe For For Management
1f Elect Director Mellody Hobson For For Management
1g Elect Director Kevin R. Johnson For For Management
1h Elect Director Jorgen Vig Knudstorp For For Management
1i Elect Director Satya Nadella For For Management
1j Elect Director Joshua Cooper Ramo For For Management
1k Elect Director Clara Shih For For Management
1l Elect Director Javier G. Teruel For For Management
1m Elect Director Myron E. Ullman, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Risks of Omitting Viewpoint Against Against Shareholder
and Ideology from EEO Policy
--------------------------------------------------------------------------------
STATE STREET CORPORATION
Ticker: STT Security ID: 857477103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick de Saint-Aignan For For Management
1b Elect Director Marie A. Chandoha For For Management
1c Elect Director Lynn A. Dugle For For Management
1d Elect Director Amelia C. Fawcett For For Management
1e Elect Director William C. Freda For For Management
1f Elect Director Sara Mathew For For Management
1g Elect Director William L. Meaney For For Management
1h Elect Director Ronald P. O'Hanley For For Management
1i Elect Director Sean O'Sullivan For For Management
1j Elect Director Richard P. Sergel For For Management
1k Elect Director Gregory L. Summe For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
STRYKER CORPORATION
Ticker: SYK Security ID: 863667101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary K. Brainerd For For Management
1b Elect Director Srikant M. Datar For For Management
1c Elect Director Roch Doliveux For For Management
1d Elect Director Allan C. Golston For For Management
1e Elect Director Kevin A. Lobo For For Management
1f Elect Director Sherilyn S. McCoy For For Management
1g Elect Director Andrew K. Silvernail For For Management
1h Elect Director Lisa M. Skeete Tatum For For Management
1i Elect Director Ronda E. Stryker For For Management
1j Elect Director Rajeev Suri For For Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Non-Management Employee Against For Shareholder
Representation on the Board of
Directors
--------------------------------------------------------------------------------
SYNCHRONY FINANCIAL
Ticker: SYF Security ID: 87165B103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret M. Keane For For Management
1b Elect Director Fernando Aguirre For For Management
1c Elect Director Paget L. Alves For For Management
1d Elect Director Arthur W. Coviello, Jr. For For Management
1e Elect Director William W. Graylin For For Management
1f Elect Director Roy A. Guthrie For For Management
1g Elect Director Richard C. Hartnack For For Management
1h Elect Director Jeffrey G. Naylor For For Management
1i Elect Director Laurel J. Richie For For Management
1j Elect Director Olympia J. Snowe For For Management
1k Elect Director Ellen M. Zane For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
T. ROWE PRICE GROUP, INC.
Ticker: TROW Security ID: 74144T108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Bartlett For For Management
1b Elect Director Mary K. Bush For For Management
1c Elect Director Dina Dublon For For Management
1d Elect Director Freeman A. Hrabowski, For For Management
III
1e Elect Director Robert F. MacLellan For For Management
1f Elect Director Olympia J. Snowe For For Management
1g Elect Director Robert J. Stevens For For Management
1h Elect Director William J. Stromberg For For Management
1i Elect Director Richard R. Verma For For Management
1j Elect Director Sandra S. Wijnberg For For Management
1k Elect Director Alan D. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Report on and Assess Proxy Voting Against For Shareholder
Policies in Relation to Climate Change
Position
--------------------------------------------------------------------------------
TARGET CORPORATION
Ticker: TGT Security ID: 87612E106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director George S. Barrett For For Management
1c Elect Director Brian C. Cornell For For Management
1d Elect Director Calvin Darden For For Management
1e Elect Director Robert L. Edwards For For Management
1f Elect Director Melanie L. Healey For For Management
1g Elect Director Donald R. Knauss For For Management
1h Elect Director Monica C. Lozano For For Management
1i Elect Director Mary E. Minnick For For Management
1j Elect Director Kenneth L. Salazar For For Management
1k Elect Director Dmitri L. Stockton For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED
Ticker: TXN Security ID: 882508104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Blinn For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Janet F. Clark For For Management
1d Elect Director Carrie S. Cox For For Management
1e Elect Director Martin S. Craighead For For Management
1f Elect Director Jean M. Hobby For For Management
1g Elect Director Michael D. Hsu For For Management
1h Elect Director Ronald Kirk For For Management
1i Elect Director Pamela H. Patsley For For Management
1j Elect Director Robert E. Sanchez For For Management
1k Elect Director Richard k. Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE AES CORPORATION
Ticker: AES Security ID: 00130H105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet G. Davidson For For Management
1.2 Elect Director Andres R. Gluski For For Management
1.3 Elect Director Tarun Khanna For For Management
1.4 Elect Director Holly K. Koeppel For For Management
1.5 Elect Director Julia M. Laulis For For Management
1.6 Elect Director James H. Miller For For Management
1.7 Elect Director Alain Monie For For Management
1.8 Elect Director John B. Morse, Jr. For For Management
1.9 Elect Director Moises Naim For For Management
1.10 Elect Director Jeffrey W. Ubben For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
and Charter Amendments Adopted by the
Board of Directors
--------------------------------------------------------------------------------
THE ALLSTATE CORPORATION
Ticker: ALL Security ID: 020002101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kermit R. Crawford For For Management
1b Elect Director Michael L. Eskew For For Management
1c Elect Director Margaret M. Keane For For Management
1d Elect Director Siddharth N. (Bobby) For For Management
Mehta
1e Elect Director Jacques P. Perold For For Management
1f Elect Director Andrea Redmond For For Management
1g Elect Director Gregg M. Sherrill For For Management
1h Elect Director Judith A. Sprieser For For Management
1i Elect Director Perry M. Traquina For For Management
1j Elect Director Thomas J. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BOEING COMPANY
Ticker: BA Security ID: 097023105
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert A. Bradway For For Management
1b Elect Director David L. Calhoun For For Management
1c Elect Director Arthur D. Collins, Jr. For Against Management
1d Elect Director Edmund P. Giambastiani, For Against Management
Jr.
1e Elect Director Lynn J. Good For For Management
1f Elect Director Nikki R. Haley - None None Management
Withdrawn Resolution
1g Elect Director Akhil Johri For For Management
1h Elect Director Lawrence W. Kellner For Against Management
1i Elect Director Caroline B. Kennedy For For Management
1j Elect Director Steven M. Mollenkopf For For Management
1k Elect Director John M. Richardson For For Management
1l Elect Director Susan C. Schwab For Against Management
1m Elect Director Ronald A. Williams For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Require Director Nominee Qualifications Against Against Shareholder
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require Independent Board Chairman Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Adopt Share Retention Policy For Against For Shareholder
Senior Executives
9 Increase Disclosure of Compensation Against For Shareholder
Adjustments
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William S. Haraf For For Management
1b Elect Director Frank C. Herringer For For Management
1c Elect Director Roger O. Walther For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Proxy Access Right For For Management
6 Adopt Policy to Annually Disclose Against For Shareholder
EEO-1 Data
7 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: JUN 04, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Amend Charter For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE COCA-COLA COMPANY
Ticker: KO Security ID: 191216100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert A. Allen For For Management
1.2 Elect Director Marc Bolland For For Management
1.3 Elect Director Ana Botin For For Management
1.4 Elect Director Christopher C. Davis For For Management
1.5 Elect Director Barry Diller For For Management
1.6 Elect Director Helene D. Gayle For For Management
1.7 Elect Director Alexis M. Herman For For Management
1.8 Elect Director Robert A. Kotick For For Management
1.9 Elect Director Maria Elena Lagomasino For For Management
1.10 Elect Director James Quincey For Against Management
1.11 Elect Director Caroline J. Tsay For For Management
1.12 Elect Director David B. Weinberg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Report on the Health Impacts and Risks Against For Shareholder
of Sugar in the Company's Products
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Michele Burns For For Management
1b Elect Director Drew G. Faust For For Management
1c Elect Director Mark A. Flaherty For For Management
1d Elect Director Ellen J. Kullman For For Management
1e Elect Director Lakshmi N. Mittal For For Management
1f Elect Director Adebayo O. Ogunlesi For For Management
1g Elect Director Peter Oppenheimer For For Management
1h Elect Director David M. Solomon For For Management
1i Elect Director Jan E. Tighe For For Management
1j Elect Director David A. Viniar For For Management
1k Elect Director Mark O. Winkelman For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Provide Right to Act by Written Consent Against For Shareholder
5 Review of Statement on the Purpose of Against For Shareholder
a Corporation
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 14, 2019 Meeting Type: Annual
Record Date: JUN 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kathryn W. Dindo For For Management
1b Elect Director Paul J. Dolan For For Management
1c Elect Director Jay L. Henderson For For Management
1d Elect Director Gary A. Oatey For For Management
1e Elect Director Kirk L. Perry For For Management
1f Elect Director Sandra Pianalto For For Management
1g Elect Director Nancy Lopez Russell For For Management
1h Elect Director Alex Shumate For For Management
1i Elect Director Mark T. Smucker For For Management
1j Elect Director Richard K. Smucker For For Management
1k Elect Director Timothy P. Smucker For For Management
1l Elect Director Dawn C. Willoughby For For Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nora A. Aufreiter For For Management
1b Elect Director Anne Gates For For Management
1c Elect Director Karen M. Hoguet For For Management
1d Elect Director Susan J. Kropf For For Management
1e Elect Director W. Rodney McMullen For For Management
1f Elect Director Clyde R. Moore For For Management
1g Elect Director Ronald L. Sargent For For Management
1h Elect Director Bobby S. Shackouls For For Management
1i Elect Director Mark S. Sutton For For Management
1j Elect Director Ashok Vemuri For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLC as For For Management
Auditor
4 Assess Environmental Impact of Against For Shareholder
Non-Recyclable Packaging
5 Report on Human Rights Due Diligence Against For Shareholder
Process in Operations and Supply Chain
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: PNC Security ID: 693475105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Alvarado For For Management
1.2 Elect Director Charles E. Bunch For For Management
1.3 Elect Director Debra A. Cafaro For For Management
1.4 Elect Director Marjorie Rodgers For For Management
Cheshire
1.5 Elect Director William S. Demchak For For Management
1.6 Elect Director Andrew T. Feldstein For For Management
1.7 Elect Director Richard J. Harshman For For Management
1.8 Elect Director Daniel R. Hesse For For Management
1.9 Elect Director Linda R. Medler For For Management
1.10 Elect Director Martin Pfinsgraff For For Management
1.11 Elect Director Toni Townes-Whitley For For Management
1.12 Elect Director Michael J. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY
Ticker: PG Security ID: 742718109
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Francis S. Blake For For Management
1b Elect Director Angela F. Braly For For Management
1c Elect Director Amy L. Chang For For Management
1d Elect Director Scott D. Cook For For Management
1e Elect Director Joseph Jimenez For For Management
1f Elect Director Terry J. Lundgren For For Management
1g Elect Director Christine M. McCarthy For For Management
1h Elect Director W. James McNerney, Jr. For For Management
1i Elect Director Nelson Peltz For For Management
1j Elect Director David S. Taylor For For Management
1k Elect Director Margaret C. Whitman For For Management
1l Elect Director Patricia A. Woertz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION
Ticker: PGR Security ID: 743315103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip Bleser For For Management
1b Elect Director Stuart B. Burgdoerfer For For Management
1c Elect Director Pamela J. Craig For For Management
1d Elect Director Charles A. Davis For For Management
1e Elect Director Roger N. Farah For For Management
1f Elect Director Lawton W. Fitt For For Management
1g Elect Director Susan Patricia Griffith For For Management
1h Elect Director Jeffrey D. Kelly For For Management
1i Elect Director Patrick H. Nettles For For Management
1j Elect Director Barbara R. Snyder For For Management
1k Elect Director Jan E. Tighe For For Management
1l Elect Director Kahina Van Dyke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kerrii B. Anderson For For Management
1.2 Elect Director Arthur F. Anton For For Management
1.3 Elect Director Jeff M. Fettig For For Management
1.4 Elect Director Richard J. Kramer For For Management
1.5 Elect Director Susan J. Kropf For For Management
1.6 Elect Director John G. Morikis For For Management
1.7 Elect Director Christine A. Poon For For Management
1.8 Elect Director Michael H. Thaman For For Management
1.9 Elect Director Matthew Thornton, III For For Management
1.10 Elect Director Steven H. Wunning For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Safra A. Catz For For Management
1d Elect Director Francis A. deSouza For For Management
1e Elect Director Michael B.G. Froman For For Management
1f Elect Director Robert A. Iger For For Management
1g Elect Director Maria Elena Lagomasino For For Management
1h Elect Director Mark G. Parker For For Management
1i Elect Director Derica W. Rice For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC.
Ticker: TMO Security ID: 883556102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marc N. Casper For For Management
1b Elect Director Nelson J. Chai For For Management
1c Elect Director C. Martin Harris For For Management
1d Elect Director Tyler Jacks For For Management
1e Elect Director Judy C. Lewent For For Management
1f Elect Director Thomas J. Lynch For For Management
1g Elect Director Jim P. Manzi For For Management
1h Elect Director James C. Mullen For For Management
1i Elect Director Lars R. Sorensen For For Management
1j Elect Director Debora L. Spar For For Management
1k Elect Director Scott M. Sperling For For Management
1l Elect Director Dion J. Weisler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
TRANE TECHNOLOGIES PLC
Ticker: TT Security ID: G8994E103
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kirk E. Arnold For Against Management
1b Elect Director Ann C. Berzin For Against Management
1c Elect Director John Bruton For Against Management
1d Elect Director Jared L. Cohon For Against Management
1e Elect Director Gary D. Forsee For Against Management
1f Elect Director Linda P. Hudson For Against Management
1g Elect Director Michael W. Lamach For Against Management
1h Elect Director Myles P. Lee For Against Management
1i Elect Director Karen B. Peetz For Against Management
1j Elect Director John P. Surma For Against Management
1k Elect Director Richard J. Swift For Against Management
1l Elect Director Tony L. White For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve PricewaterhouseCoopers LLP as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Authorize Issue of Equity For For Management
5 Renew Directors' Authority to Issue For For Management
Shares for Cash
6 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
TRUIST FINANCIAL CORPORATION
Ticker: TFC Security ID: 89832Q109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer S. Banner For For Management
1.2 Elect Director K. David Boyer, Jr. For For Management
1.3 Elect Director Agnes Bundy Scanlan For For Management
1.4 Elect Director Anna R. Cablik For For Management
1.5 Elect Director Dallas S. Clement For For Management
1.6 Elect Director Paul D. Donahue For For Management
1.7 Elect Director Paul R. Garcia For For Management
1.8 Elect Director Patrick C. Graney, III For For Management
1.9 Elect Director Linnie M. Haynesworth For For Management
1.10 Elect Director Kelly S. King For For Management
1.11 Elect Director Easter A. Maynard For For Management
1.12 Elect Director Donna S. Morea For For Management
1.13 Elect Director Charles A. Patton For For Management
1.14 Elect Director Nido R. Qubein For For Management
1.15 Elect Director David M. Ratcliffe For For Management
1.16 Elect Director William H. Rogers, Jr. For For Management
1.17 Elect Director Frank P. Scruggs, Jr. For For Management
1.18 Elect Director Christine Sears For For Management
1.19 Elect Director Thomas E. Skains For For Management
1.20 Elect Director Bruce L. Tanner For For Management
1.21 Elect Director Thomas N. Thompson For For Management
1.22 Elect Director Steven C. Voorhees For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warner L. Baxter For For Management
1b Elect Director Dorothy J. Bridges For For Management
1c Elect Director Elizabeth L. Buse For For Management
1d Elect Director Marc N. Casper For For Management
1e Elect Director Andrew Cecere For For Management
1f Elect Director Kimberly J. Harris For For Management
1g Elect Director Roland A. Hernandez For For Management
1h Elect Director Olivia F. Kirtley For For Management
1i Elect Director Karen S. Lynch For For Management
1j Elect Director Richard P. McKenney For For Management
1k Elect Director Yusuf I. Mehdi For For Management
1l Elect Director John P. Wiehoff For For Management
1m Elect Director Scott W. Wine For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andrew H. Card, Jr. For For Management
1b Elect Director William J. DeLaney For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Lance M. Fritz For For Management
1e Elect Director Deborah C. Hopkins For For Management
1f Elect Director Jane H. Lute For For Management
1g Elect Director Michael R. McCarthy For For Management
1h Elect Director Thomas F. McLarty, III For For Management
1i Elect Director Bhavesh V. Patel For For Management
1j Elect Director Jose H. Villarreal For For Management
1k Elect Director Christopher J. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC.
Ticker: UPS Security ID: 911312106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David P. Abney For For Management
1b Elect Director Rodney C. Adkins For For Management
1c Elect Director Michael J. Burns For For Management
1d Elect Director William R. Johnson For For Management
1e Elect Director Ann M. Livermore For For Management
1f Elect Director Rudy H.P. Markham For For Management
1g Elect Director Franck J. Moison For For Management
1h Elect Director Clark 'Sandy' T. Randt, For For Management
Jr.
1i Elect Director Christiana Smith Shi For For Management
1j Elect Director John T. Stankey For For Management
1k Elect Director Carol B. Tome For For Management
1l Elect Director Kevin Warsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
6 Report on Climate Change Against For Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: OCT 11, 2019 Meeting Type: Special
Record Date: SEP 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
Ticker: UNH Security ID: 91324P102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard T. Burke For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Stephen J. Hemsley For For Management
1d Elect Director Michele J. Hooper For For Management
1e Elect Director F. William McNabb, III For For Management
1f Elect Director Valerie C. Montgomery For For Management
Rice
1g Elect Director John H. Noseworthy For For Management
1h Elect Director Glenn M. Renwick For For Management
1i Elect Director David S. Wichmann For For Management
1j Elect Director Gail R. Wilensky For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director H. Paulett Eberhart For For Management
1B Elect Director Joseph W. Gorder For For Management
1C Elect Director Kimberly S. Greene For For Management
1D Elect Director Deborah P. Majoras For For Management
1E Elect Director Eric D. Mullins For For Management
1F Elect Director Donald L. Nickles For For Management
1G Elect Director Philip J. Pfeiffer For For Management
1H Elect Director Robert A. Profusek For For Management
1I Elect Director Stephen M. Waters For For Management
1J Elect Director Randall J. Weisenburger For For Management
1K Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VEEVA SYSTEMS INC.
Ticker: VEEV Security ID: 922475108
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Carges For Withhold Management
1.2 Elect Director Paul E. Chamberlain For Withhold Management
1.3 Elect Director Paul Sekhri For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Mark T. Bertolini For For Management
1.3 Elect Director Vittorio Colao For For Management
1.4 Elect Director Melanie L. Healey For For Management
1.5 Elect Director Clarence Otis, Jr. For For Management
1.6 Elect Director Daniel H. Schulman For For Management
1.7 Elect Director Rodney E. Slater For For Management
1.8 Elect Director Hans E. Vestberg For For Management
1.9 Elect Director Gregory G. Weaver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Eliminate Above-Market Earnings in Against For Shareholder
Executive Retirement Plans
5 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Assess Feasibility of Data Privacy as Against For Shareholder
a Performance Measure for Senior
Executive Compensation
8 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd A. Carney For Against Management
1b Elect Director Mary B. Cranston For For Management
1c Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1d Elect Director Alfred F. Kelly, Jr. For For Management
1e Elect Director Ramon L. Laguarta For For Management
1f Elect Director John F. Lundgren For For Management
1g Elect Director Robert W. Matschullat For For Management
1h Elect Director Denise M. Morrison For For Management
1i Elect Director Suzanne Nora Johnson For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WALMART INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cesar Conde For For Management
1b Elect Director Timothy P. Flynn For For Management
1c Elect Director Sarah J. Friar For For Management
1d Elect Director Carla A. Harris For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Marissa A. Mayer For For Management
1g Elect Director C. Douglas McMillon For For Management
1h Elect Director Gregory B. Penner For Against Management
1i Elect Director Steven S Reinemund For For Management
1j Elect Director S. Robson Walton For For Management
1k Elect Director Steuart L. Walton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Report on Impacts of Single-Use Against For Shareholder
Plastic Bags
6 Report on Supplier Antibiotics Use Against For Shareholder
Standards
7 Adopt Policy to Include Hourly Against For Shareholder
Associates as Director Candidates
8 Report on Strengthening Prevention of Against For Shareholder
Workplace Sexual Harassment
--------------------------------------------------------------------------------
WASTE MANAGEMENT, INC.
Ticker: WM Security ID: 94106L109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank M. Clark, Jr. For For Management
1b Elect Director James C. Fish, Jr. For For Management
1c Elect Director Andres R. Gluski For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director Kathleen M. Mazzarella For For Management
1f Elect Director William B. Plummer For For Management
1g Elect Director John C. Pope For For Management
1h Elect Director Thomas H. Weidemeyer For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven D. Black For For Management
1b Elect Director Celeste A. Clark For For Management
1c Elect Director Theodore F. Craver, Jr. For For Management
1d Elect Director Wayne M. Hewett For For Management
1e Elect Director Donald M. James For For Management
1f Elect Director Maria R. Morris For For Management
1g Elect Director Charles H. Noski For For Management
1h Elect Director Richard B. Payne, Jr. For For Management
1i Elect Director Juan A. Pujadas For For Management
1j Elect Director Ronald L. Sargent For For Management
1k Elect Director Charles W. Scharf For For Management
1l Elect Director Suzanne M. Vautrinot For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
5 Report on Incentive-Based Compensation Against For Shareholder
and Risks of Material Losses
6 Report on Global Median Gender Pay Gap Against For Shareholder
--------------------------------------------------------------------------------
WORKDAY, INC.
Ticker: WDAY Security ID: 98138H101
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Bush For For Management
1.2 Elect Director Christa Davies For For Management
1.3 Elect Director Michael A. Stankey For For Management
1.4 Elect Director George J. Still, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WYNN RESORTS LTD.
Ticker: WYNN Security ID: 983134107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Byrne For Withhold Management
1.2 Elect Director Patricia Mulroy For Withhold Management
1.3 Elect Director Clark T. Randt, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
XILINX, INC.
Ticker: XLNX Security ID: 983919101
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: JUN 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Segers For For Management
1.2 Elect Director Raman K. Chitkara For For Management
1.3 Elect Director Saar Gillai For For Management
1.4 Elect Director Ronald S. Jankov For For Management
1.5 Elect Director Mary Louise Krakauer For For Management
1.6 Elect Director Thomas H. Lee For For Management
1.7 Elect Director J. Michael Patterson For For Management
1.8 Elect Director Victor Peng For For Management
1.9 Elect Director Marshall C. Turner For For Management
1.10 Elect Director Elizabeth W. Vanderslice For For Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paget L. Alves For For Management
1b Elect Director Keith Barr For For Management
1c Elect Director Michael J. Cavanagh For For Management
1d Elect Director Christopher M. Connor For For Management
1e Elect Director Brian C. Cornell For For Management
1f Elect Director Tanya L. Domier For For Management
1g Elect Director David W. Gibbs For For Management
1h Elect Director Mirian M. Graddick-Weir For For Management
1i Elect Director Thomas C. Nelson For For Management
1j Elect Director P. Justin Skala For For Management
1k Elect Director Elane B. Stock For For Management
1l Elect Director Annie Young-Scrivner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Supply Chain Impact on Against For Shareholder
Deforestation
===================== Bridgeway Omni Small-Cap Value Fund ======================
SCHOLASTIC CORPORATION
Ticker: SCHL Security ID: 807066105
Meeting Date: SEP 18, 2019 Meeting Type: Annual
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Barge For For Management
1.2 Elect Director John L. Davies For For Management
--------------------------------------------------------------------------------
1347 PROPERTY INSURANCE HOLDINGS, INC.
Ticker: PIH Security ID: 68244P107
Meeting Date: DEC 17, 2019 Meeting Type: Annual
Record Date: OCT 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rita Hayes For For Management
1.2 Elect Director Lewis M. Johnson For For Management
1.3 Elect Director Dennis A. Wong For For Management
2 Declassify the Board of Directors For For Management
3 Amend Bylaws to Provide Directors May For For Management
Be Removed With or Without Cause
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
1ST CONSTITUTION BANCORP
Ticker: FCCY Security ID: 31986N102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond R. Ciccone For For Management
1.2 Elect Director Edwin J. Pisani For For Management
1.3 Elect Director Roy D. Tartaglia For For Management
1.4 Elect Director Robert F. Mangano For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify BDO USA LLP as Auditors For For Management
--------------------------------------------------------------------------------
1ST SOURCE CORPORATION
Ticker: SRCE Security ID: 336901103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vinod M. Khilnani For Against Management
1b Elect Director Rex Martin For Against Management
1c Elect Director Christopher J. Murphy, For For Management
III
1d Elect Director Timothy K. Ozark For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD LLP as Auditors For For Management
--------------------------------------------------------------------------------
A-MARK PRECIOUS METALS, INC.
Ticker: AMRK Security ID: 00181T107
Meeting Date: OCT 30, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For Withhold Management
1.2 Elect Director Ellis Landau For Withhold Management
1.3 Elect Director Beverley Lepine For Withhold Management
1.4 Elect Director William Montgomery For Withhold Management
1.5 Elect Director John (Jay) U. Moorhead For Withhold Management
1.6 Elect Director Jess M. Ravich For Withhold Management
1.7 Elect Director Gregory N. Roberts For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
A. H. BELO CORPORATION
Ticker: AHC Security ID: 001282102
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Beckert For Withhold Management
1.2 Elect Director Louis E. Caldera For Withhold Management
1.3 Elect Director Robert W. Decherd For Withhold Management
1.4 Elect Director Ronald D. McCray For Withhold Management
2 Ratify Grant Thornton LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ABERCROMBIE & FITCH CO.
Ticker: ANF Security ID: 002896207
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kerrii B. Anderson For For Management
1b Elect Director Terry L. Burman For For Management
1c Elect Director Felix Carbullido For For Management
1d Elect Director Susie Coulter For For Management
1e Elect Director Sarah M. Gallagher For For Management
1f Elect Director James A. Goldman For For Management
1g Elect Director Michael E. Greenlees For For Management
1h Elect Director Archie M. Griffin For For Management
1i Elect Director Fran Horowitz For For Management
1j Elect Director Helen E. McCluskey For For Management
1k Elect Director Charles R. Perrin For For Management
1l Elect Director Nigel Travis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Associate Director Omnibus For For Management
Stock Plan
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: JUL 15, 2019 Meeting Type: Annual
Record Date: MAY 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katharine Wolanyk For Against Management
1.2 Elect Director Isaac T. Kohlberg For Against Management
2 Declassify the Board of Directors For For Management
3 Eliminate Supermajority Vote For For Management
Requirements for Specified Corporate
Actions
4 Provide Right to Call Special Meeting For For Management
5 Approve Securities Transfer For For Management
Restrictions
6 Ratify Tax Benefits Preservation Plan For For Management
7 Ratify Grant Thornton LLP as Auditors For Against Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: FEB 14, 2020 Meeting Type: Special
Record Date: DEC 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Voting of Preferred Shares For For Management
on an As-Converted Basis and the
Issuance of Common Stock in Connection
with the Potential Future Conversion
of Series A Convertible Preferred
Stock and Exercise of Warrants
2 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maureen O'Connell For Against Management
1B Elect Director Katharine Wolanyk For Against Management
1C Elect Director Isaac T. Kohlberg For Against Management
1D Elect Director Jonathan Sagal For Against Management
1E Elect Director Clifford Press For Against Management
1F Elect Director Alfred V. Tobia, Jr. For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Buzzard For For Management
1b Elect Director Kathleen S. Dvorak For For Management
1c Elect Director Boris Elisman For For Management
1d Elect Director Pradeep Jotwani For For Management
1e Elect Director Robert J. Keller For For Management
1f Elect Director Thomas Kroeger For For Management
1g Elect Director Ron Lombardi For For Management
1h Elect Director Graciela I. Monteagudo For For Management
1i Elect Director Hans Michael Norkus For For Management
1j Elect Director E. Mark Rajkowski For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACME UNITED CORPORATION
Ticker: ACU Security ID: 004816104
Meeting Date: APR 20, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter C. Johnsen For Withhold Management
1.2 Elect Director Richmond Y. Holden, Jr. For Withhold Management
1.3 Elect Director Brian S. Olschan For Withhold Management
1.4 Elect Director Stevenson E. Ward, III For Withhold Management
1.5 Elect Director Susan H. Murphy For Withhold Management
1.6 Elect Director Rex L. Davidson For Withhold Management
1.7 Elect Director Brian K. Barker For Withhold Management
2 Amend Stock Option Plan For For Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACNB CORPORATION
Ticker: ACNB Security ID: 000868109
Meeting Date: DEC 20, 2019 Meeting Type: Special
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACNB CORPORATION
Ticker: ACNB Security ID: 000868109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly S. Chaney For Withhold Management
1.2 Elect Director Frank Elsner, III For Withhold Management
1.3 Elect Director James P. Helt For Withhold Management
1.4 Elect Director Scott L. Kelley For Withhold Management
1.5 Elect Director Daniel W. Potts For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
ADAMS RESOURCES & ENERGY, INC.
Ticker: AE Security ID: 006351308
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Townes G. Pressler For For Management
1.2 Elect Director Michelle A. Earley For For Management
1.3 Elect Director Murray E. Brasseux For For Management
1.4 Elect Director Richard C. Jenner For For Management
1.5 Elect Director W.R. Scofield For For Management
1.6 Elect Director John O. Niemann, Jr. For For Management
1.7 Elect Director Dennis E. Dominic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANSIX INC.
Ticker: ASIX Security ID: 00773T101
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erin N. Kane For Against Management
1b Elect Director Michael L. Marberry For Against Management
1c Elect Director Darrell K. Hughes For Against Management
1d Elect Director Todd D. Karran For Against Management
1e Elect Director Paul E. Huck For Against Management
1f Elect Director Daniel F. Sansone For Against Management
1g Elect Director Sharon S. Spurlin For Against Management
1h Elect Director Patrick S. Williams For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. Cortinovis For Against Management
1b Elect Director Stephanie A. Cuskley For Against Management
1c Elect Director Walter J. Galvin For Against Management
1d Elect Director Rhonda Germany Ballintyn For Against Management
1e Elect Director Charles R. Gordon For Against Management
1f Elect Director M. Richard Smith For Against Management
1g Elect Director Phillip D. Wright For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AEROCENTURY CORP.
Ticker: ACY Security ID: 007737109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy E. Hahn For Withhold Management
1.2 Elect Director Toni M. Perazzo For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AIR T, INC.
Ticker: AIRT Security ID: 009207101
Meeting Date: AUG 14, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth Barkett For Withhold Management
1.2 Elect Director Raymond Cabillot For Withhold Management
1.3 Elect Director William Foudray For Withhold Management
1.4 Elect Director Gary Kohler For Withhold Management
1.5 Elect Director Peter McClung For Withhold Management
1.6 Elect Director Andrew Stumpf For Withhold Management
1.7 Elect Director Nicholas Swenson For Withhold Management
1.8 Elect Director Travis Swenson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AIRCASTLE LIMITED
Ticker: AYR Security ID: G0129K104
Meeting Date: MAR 06, 2020 Meeting Type: Special
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALASKA COMMUNICATIONS SYSTEMS GROUP, INC.
Ticker: ALSK Security ID: 01167P101
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Karp For For Management
1.2 Elect Director Peter D. Aquino For For Management
1.3 Elect Director Wayne Barr, Jr. For For Management
1.4 Elect Director Benjamin C. Duster, IV For For Management
1.5 Elect Director Shelly C. Lombard For For Management
1.6 Elect Director William H. Bishop For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALICO, INC.
Ticker: ALCO Security ID: 016230104
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Kiernan For Withhold Management
1.2 Elect Director George R. Brokaw For Withhold Management
1.3 Elect Director R. Greg Eisner For Withhold Management
1.4 Elect Director Benjamin D. Fishman For Withhold Management
1.5 Elect Director W. Andrew Krusen, Jr. For Withhold Management
1.6 Elect Director Henry R. Slack For Withhold Management
1.7 Elect Director Toby K. Purse For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ALLEGIANCE BANCSHARES, INC.
Ticker: ABTX Security ID: 01748H107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denise Castillo-Rhodes For For Management
1.2 Elect Director Robert Ivany For Withhold Management
1.3 Elect Director George Martinez For Withhold Management
1.4 Elect Director Janet S. Wong For For Management
2 Amend Certificate of Formation to For For Management
Remove the Plurality Voting Standard
for the Election of Directors
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 08, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike F. Chang For For Management
1.2 Elect Director Yueh-Se Ho For For Management
1.3 Elect Director Lucas S. Chang For For Management
1.4 Elect Director Claudia Chen For For Management
1.5 Elect Director King Owyang For For Management
1.6 Elect Director Michael L. Pfeiffer For For Management
1.7 Elect Director Michael J. Salameh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve BDO USA, LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Ticker: ASPS Security ID: L0175J104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott E. Burg For Against Management
1b Elect Director Joseph L. Morettini For Against Management
1c Elect Director Roland Muller-Ineichen For Against Management
1d Elect Director William B. Shepro For Against Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Independent Registered Auditors and
Atwell S.a r.l. as Certified Auditor
for Statutory Accounts
3 Approve Financial Statements For For Management
4 Receive and Approve Directors' and For For Management
Auditors' Special Reports
5 Approve Financial Statements and For For Management
Allocation of Income
6 Approve Discharge of Directors and For For Management
Auditors
7 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMALGAMATED BANK
Ticker: AMAL Security ID: 022663108
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynne P. Fox For For Management
1b Elect Director Donald E. Bouffard, Jr. For For Management
1c Elect Director Maryann Bruce For For Management
1d Elect Director Patricia Diaz Dennis For For Management
1e Elect Director Robert C. Dinerstein For For Management
1f Elect Director Mark A. Finser For For Management
1g Elect Director Julie Kelly For For Management
1h Elect Director John McDonagh For For Management
1i Elect Director Keith Mestrich For For Management
1j Elect Director Robert G. Romasco For For Management
1k Elect Director Edgar Romney, Sr. For For Management
1l Elect Director Stephen R. Sleigh For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Amend Articles of Incorporation For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMCON DISTRIBUTING COMPANY
Ticker: DIT Security ID: 02341Q205
Meeting Date: DEC 23, 2019 Meeting Type: Annual
Record Date: NOV 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher H. Atayan For Withhold Management
1.2 Elect Director Raymond F. Bentele For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
AMERANT BANCORP, INC.
Ticker: AMTB Security ID: 023576101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick C. Copeland, For For Management
Jr.
1.2 Elect Director Millar Wilson For For Management
1.3 Elect Director Miguel A. Capriles L For For Management
1.4 Elect Director Rosa M. Costantino For For Management
1.5 Elect Director Pamella J. Dana For For Management
1.6 Elect Director Gustavo Marturet M. For For Management
1.7 Elect Director Gerald P. Plush For For Management
1.8 Elect Director John W. Quill For For Management
1.9 Elect Director Jose Antonio Villamil For For Management
1.10 Elect Director Guillermo Villar For Against Management
1.11 Elect Director Gustavo J. Vollmer A. For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. McCaslin For For Management
1.2 Elect Director William P. Miller, II For For Management
1.3 Elect Director Sandra E. Pierce For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
AMERICAN NATIONAL BANKSHARES INC.
Ticker: AMNB Security ID: 027745108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tammy Moss Finley For Withhold Management
1.2 Elect Director Charles H. Majors For Withhold Management
1.3 Elect Director Dan M. Pleasant For Withhold Management
1.4 Elect Director Joel R. Shepherd For Withhold Management
2 Ratify Yount, Hyde & Barbour P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN OUTDOOR BRANDS CORPORATION
Ticker: AOBC Security ID: 02874P103
Meeting Date: SEP 24, 2019 Meeting Type: Annual
Record Date: JUL 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry M. Monheit For Withhold Management
1.2 Elect Director Robert L. Scott For Withhold Management
1.3 Elect Director Anita D. Britt For Withhold Management
1.4 Elect Director P. James Debney For Withhold Management
1.5 Elect Director John B. Furman For Withhold Management
1.6 Elect Director Gregory J. Gluchowski, For Withhold Management
Jr.
1.7 Elect Director Michael F. Golden For Withhold Management
1.8 Elect Director Mitchell A. Saltz For Withhold Management
1.9 Elect Director I. Marie Wadecki For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt a Comprehensive Human Rights Against For Shareholder
Policy
--------------------------------------------------------------------------------
AMERICAN PUBLIC EDUCATION, INC.
Ticker: APEI Security ID: 02913V103
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric C. Andersen For For Management
1b Elect Director Barbara G. Fast For For Management
1c Elect Director Jean C. Halle For For Management
1d Elect Director Barbara 'Bobbi' L. For For Management
Kurshan
1e Elect Director Timothy J. Landon For For Management
1f Elect Director William G. Robinson, Jr. For For Management
1g Elect Director Angela Selden For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as Auditor For Against Management
--------------------------------------------------------------------------------
AMERICAN RIVER BANKSHARES
Ticker: AMRB Security ID: 029326105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicolas C. Anderson For For Management
1.2 Elect Director Kimberly A. Box For For Management
1.3 Elect Director Charles D. Fite For For Management
1.4 Elect Director Jeffery Owensby For For Management
1.5 Elect Director Julie A. Raney For For Management
1.6 Elect Director David E. Ritchie, Jr. For For Management
1.7 Elect Director William A. Robotham For For Management
1.8 Elect Director Philip A. Wright For For Management
1.9 Elect Director Michael A. Ziegler For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Crowe LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERISERV FINANCIAL, INC.
Ticker: ASRV Security ID: 03074A102
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan R. Dennison For Withhold Management
1.2 Elect Director Sara A. Sargent For Withhold Management
2 Ratify S.R. Snodgrass PC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Susan Y. Kim For For Management
1.3 Elect Director Stephen D. Kelley For For Management
1.4 Elect Director Douglas A. Alexander For For Management
1.5 Elect Director Roger A. Carolin For For Management
1.6 Elect Director Winston J. Churchill For For Management
1.7 Elect Director Daniel Liao For For Management
1.8 Elect Director MaryFrances McCourt For For Management
1.9 Elect Director Robert R. Morse For For Management
1.10 Elect Director Gil C. Tily For For Management
1.11 Elect Director David N. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMPLIFY ENERGY CORP.
Ticker: AMPY Security ID: 03212B103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Hamm For Against Management
1b Elect Director Scott L. Hoffman For Against Management
1c Elect Director Randal T. Klein For Against Management
1d Elect Director Evan S. Lederman For Against Management
1e Elect Director David H. Proman For Against Management
1f Elect Director Todd R. Snyder For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMREP CORPORATION
Ticker: AXR Security ID: 032159105
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert E. Robotti For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
Ticker: ANGO Security ID: 03475V101
Meeting Date: OCT 15, 2019 Meeting Type: Annual
Record Date: AUG 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Gould For Withhold Management
1.2 Elect Director Dennis S. Meteny For Withhold Management
1.3 Elect Director Michael E. Tarnoff For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC.
Ticker: APOG Security ID: 037598109
Meeting Date: JAN 14, 2020 Meeting Type: Annual
Record Date: NOV 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christina M. Alvord For For Management
1.2 Elect Director Frank G. Heard For For Management
1.3 Elect Director Elizabeth M. Lilly For For Management
1.4 Elect Director Mark A. Pompa For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
7 Reduce Supermajority Vote Requirement For For Management
to Amend Director Removal Provision
8 Amend Articles to Eliminate the For For Management
Anti-Greenmail Provision
9 Reduce Supermajority Vote Requirement For For Management
to Amend the Anti-Greenmail Provision
10 Ratify the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
11 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APPROACH RESOURCES INC.
Ticker: AREX Security ID: 03834A103
Meeting Date: JUL 02, 2019 Meeting Type: Annual
Record Date: MAY 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew R. Kahn For Withhold Management
1.2 Elect Director Vean J. Gregg, III For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS, INC.
Ticker: ARC Security ID: 00191G103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumarakulasingam For For Management
("Suri") Suriyakumar
1.2 Elect Director Bradford L. Brooks For For Management
1.3 Elect Director Cheryl Cook For For Management
1.4 Elect Director Tracey Luttrell For For Management
1.5 Elect Director Dewitt Kerry McCluggage For For Management
1.6 Elect Director Mark W. Mealy For For Management
2 Ratify Armanino LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ARCBEST CORPORATION
Ticker: ARCB Security ID: 03937C105
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eduardo F. Conrado For For Management
1.2 Elect Director Fredrik J. Eliasson For For Management
1.3 Elect Director Stephen E. Gorman For For Management
1.4 Elect Director Michael P. Hogan For For Management
1.5 Elect Director Kathleen D. McElligott For For Management
1.6 Elect Director Judy R. McReynolds For For Management
1.7 Elect Director Craig E. Philip For For Management
1.8 Elect Director Steven L. Spinner For For Management
1.9 Elect Director Janice E. Stipp For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ARCH COAL INC.
Ticker: ARCH Security ID: 039380407
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Bartels, Jr. For Withhold Management
1.2 Elect Director James N. Chapman For Withhold Management
1.3 Elect Director John W. Eaves For Withhold Management
1.4 Elect Director Sherman K. Edmiston, III For Withhold Management
1.5 Elect Director Robert B. Hamill For Withhold Management
1.6 Elect Director Holly Keller Koeppel For Withhold Management
1.7 Elect Director Patrick A. Kriegshauser For Withhold Management
1.8 Elect Director Paul A. Lang For Withhold Management
1.9 Elect Director Richard A. Navarre For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ARCHROCK, INC.
Ticker: AROC Security ID: 03957W106
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Marie N. Ainsworth For Withhold Management
1.2 Elect Director Wendell R. Brooks For Withhold Management
1.3 Elect Director D. Bradley Childers For Withhold Management
1.4 Elect Director Gordon T. Hall For Withhold Management
1.5 Elect Director Frances Powell Hawes For Withhold Management
1.6 Elect Director Jeffery D. Hildebrand For Withhold Management
1.7 Elect Director J.W.G. "Will" For Withhold Management
Honeybourne
1.8 Elect Director James H. Lytal For Withhold Management
1.9 Elect Director Edmund P. Segner, III For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARDMORE SHIPPING CORPORATION
Ticker: ASC Security ID: Y0207T100
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mats Berglund For Withhold Management
1.2 Elect Director Kirsi Tikka For Withhold Management
--------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker: ARGO Security ID: G0464B107
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Bernard C. Bailey For For Management
2b Elect Director Thomas A. Bradley For For Management
2c Elect Director Fred R. Donner For For Management
2d Elect Director Anthony P. Latham For For Management
2e Elect Director Dymphna A. Lehane For For Management
2f Elect Director Samuel G. Liss For For Management
2g Elect Director Carol A. McFate For For Management
2h Elect Director Kathleen A. Nealon For For Management
2i Elect Director Al-Noor Ramji For For Management
2j Elect Director Kevin J. Rehnberg For For Management
2k Elect Director John H. Tonelli For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Establish Range For Board Size For For Management
6 Amend Bye-Laws to Modify the Voting For For Management
Push-Up Requirement
--------------------------------------------------------------------------------
ARK RESTAURANTS CORP.
Ticker: ARKR Security ID: 040712101
Meeting Date: MAR 19, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Weinstein For Withhold Management
1b Elect Director Steven Shulman For Withhold Management
1c Elect Director Anthony J. Sirica For Withhold Management
1d Elect Director Marcia Allen For Withhold Management
1e Elect Director Paul Gordon For Withhold Management
1f Elect Director Bruce R. Lewin For Withhold Management
1g Elect Director Vincent Pascal For Withhold Management
1h Elect Director Arthur Stainman For Withhold Management
1i Elect Director Stephen Novick For Withhold Management
2 Ratify CohnReznick LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ARLINGTON ASSET INVESTMENT CORP.
Ticker: AI Security ID: 041356205
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel E. Berce For Against Management
1b Elect Director David W. Faeder For Against Management
1c Elect Director Melinda H. McClure For Against Management
1d Elect Director Ralph S. Michael, III For Against Management
1e Elect Director Anthony P. Nader, III For Against Management
1f Elect Director J. Rock Tonkel, Jr. For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AROTECH CORPORATION
Ticker: ARTX Security ID: 042682203
Meeting Date: DEC 17, 2019 Meeting Type: Special
Record Date: OCT 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ART'S-WAY MANUFACTURING CO., INC.
Ticker: ARTW Security ID: 043168103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc H. McConnell For Withhold Management
1.2 Elect Director J. Ward McConnell, Jr. For Withhold Management
1.3 Elect Director Thomas E. Buffamante For Withhold Management
1.4 Elect Director David R. Castle For Withhold Management
1.5 Elect Director David A. White For Withhold Management
2 Ratify Eide Bailly LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASCENA RETAIL GROUP, INC.
Ticker: ASNA Security ID: 04351G101
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katie J. Bayne For Against Management
1.2 Elect Director Paul Keglevic For Against Management
1.3 Elect Director Kay Krill For Against Management
1.4 Elect Director Stacey Rauch For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Reverse Stock Split For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASSERTIO THERAPEUTICS, INC.
Ticker: ASRT Security ID: 04545L107
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2.1 Elect Director James P. Fogarty For For Management
2.2 Elect Director Karen A. Dawes For For Management
2.3 Elect Director James J. Galeota, Jr. For For Management
2.4 Elect Director Arthur J. Higgins For For Management
2.5 Elect Director Heather L. Mason For For Management
2.6 Elect Director William T. McKee For For Management
2.7 Elect Director Peter D. Staple For For Management
2.8 Elect Director James L. Tyree For For Management
2.9 Elect Director David E. Wheadon For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Approve Reverse Stock Split For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Golden Parachutes For For Management
8 Ratify Ernst & Young LLP as Auditors For For Management
9 Adjourn Meeting For For Management
10 Other Business For Against Management
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For Withhold Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For For Management
Cooper
1.3 Elect Director Henchy R. Enden For For Management
1.4 Elect Director James H. Graves For For Management
1.5 Elect Director Douglas J. Hertz For For Management
1.6 Elect Director Thomas "Tommy" M. Holder For For Management
1.7 Elect Director Lizanne Thomas For For Management
1.8 Elect Director Douglas L. Williams For For Management
1.9 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Bernlohr For For Management
1.2 Elect Director Charles F. Bolden, Jr. For For Management
1.3 Elect Director John W. Dietrich For For Management
1.4 Elect Director William J. Flynn For For Management
1.5 Elect Director Bobby J. Griffin For For Management
1.6 Elect Director Carol B. Hallett For For Management
1.7 Elect Director Jane H. Lute For For Management
1.8 Elect Director Duncan J. McNabb For For Management
1.9 Elect Director Sheila A. Stamps For For Management
1.10 Elect Director John K. Wulff For For Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVAYA HOLDINGS CORP.
Ticker: AVYA Security ID: 05351X101
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Watkins For Withhold Management
1.2 Elect Director James M. Chirico, Jr. For Withhold Management
1.3 Elect Director Stephan Scholl For Withhold Management
1.4 Elect Director Susan L. Spradley For Withhold Management
1.5 Elect Director Stanley J. Sutula, III For Withhold Management
1.6 Elect Director Scott D. Vogel For Withhold Management
1.7 Elect Director Jacqueline E. Yeaney For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVIAT NETWORKS, INC.
Ticker: AVNW Security ID: 05366Y201
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director John Mutch For Against Management
1B Elect Director Kenneth Kong For Against Management
1C Elect Director John J. Quicke For Against Management
1D Elect Director James C. Stoffel For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
B. RILEY FINANCIAL, INC.
Ticker: RILY Security ID: 05580M108
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryant R. Riley For Against Management
1.2 Elect Director Robert D'Agostino For Against Management
1.3 Elect Director Randall E. Paulson For Against Management
1.4 Elect Director Todd D. Sims For Against Management
1.5 Elect Director Thomas J. Kelleher For Against Management
1.6 Elect Director Mikel H. Williams For Against Management
1.7 Elect Director Michael J. Sheldon For Against Management
1.8 Elect Director Robert L. Antin For Against Management
1.9 Elect Director Mimi K. Walters For Against Management
2 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANC OF CALIFORNIA, INC.
Ticker: BANC Security ID: 05990K106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. "Conan" Barker For For Management
1.2 Elect Director Mary A. Curran For For Management
1.3 Elect Director B. A. Fallon-Walsh For For Management
1.4 Elect Director Bonnie G. Hill For For Management
1.5 Elect Director Richard J. Lashley For For Management
1.6 Elect Director Jonah F. Schnel For For Management
1.7 Elect Director Robert D. Sznewajs For For Management
1.8 Elect Director Andrew Thau For For Management
1.9 Elect Director Jared M. Wolff For For Management
1.10 Elect Director W. Kirk Wycoff For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A.
Ticker: BLX Security ID: P16994132
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Ratify KPMG as Auditors For For Management
3a Elect Director Mario Covo For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Certificate of Incorporation Re: For For Management
Nomination of Chief Executive Officer
--------------------------------------------------------------------------------
BANCORP 34, INC.
Ticker: BCTF Security ID: 05970V106
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Harris For Withhold Management
1.2 Elect Director Elaine E. Ralls For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS
Ticker: BOCH Security ID: 06424J103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orin N. Bennett For Withhold Management
1.2 Elect Director Gary R. Burks For Withhold Management
1.3 Elect Director Randall S. Eslick For Withhold Management
1.4 Elect Director Joseph Q. Gibson For Withhold Management
1.5 Elect Director Jon W. Halfhide For Withhold Management
1.6 Elect Director David J. Inderkum For Withhold Management
1.7 Elect Director Linda J. Miles For Withhold Management
1.8 Elect Director Karl L. Silberstein For Withhold Management
1.9 Elect Director Terence J. Street For Withhold Management
1.10 Elect Director Lyle L. Tullis For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANKFINANCIAL CORPORATION
Ticker: BFIN Security ID: 06643P104
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Morgan Gasior For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BAR HARBOR BANKSHARES
Ticker: BHB Security ID: 066849100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daina H. Belair For Against Management
1b Elect Director Matthew L. Caras For Against Management
1c Elect Director David M. Colter For Against Management
1d Elect Director Steven H. Dimick For Against Management
1e Elect Director Martha T. Dudman For Against Management
1f Elect Director Lauri E. Fernald For Against Management
1g Elect Director Brendan J. O'Halloran For Against Management
1h Elect Director Curtis C. Simard For Against Management
1i Elect Director Kenneth E. Smith For Against Management
1j Elect Director Stephen R. Theroux For Against Management
1k Elect Director Scott G. Toothaker For Against Management
1l Elect Director David B. Woodside For Against Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BARNES & NOBLE EDUCATION, INC.
Ticker: BNED Security ID: 06777U101
Meeting Date: SEP 25, 2019 Meeting Type: Annual
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emily C. Chiu For For Management
1.2 Elect Director Daniel A. DeMatteo For For Management
1.3 Elect Director David G. Golden For For Management
1.4 Elect Director Michael P. Huseby For For Management
1.5 Elect Director John R. Ryan For For Management
1.6 Elect Director Jerry Sue Thornton For For Management
1.7 Elect Director David A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INCORPORATED
Ticker: BSET Security ID: 070203104
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Belk For Withhold Management
1.2 Elect Director Kristina Cashman For Withhold Management
1.3 Elect Director Virginia W. Hamlet For Withhold Management
1.4 Elect Director J. Walter McDowell For Withhold Management
1.5 Elect Director Robert H. Spilman, Jr. For Withhold Management
1.6 Elect Director William C. Wampler, Jr. For Withhold Management
1.7 Elect Director William C. Warden, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BCB BANCORP, INC.
Ticker: BCBP Security ID: 055298103
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Ballance For Withhold Management
1.2 Elect Director Joseph J. Brogan For Withhold Management
1.3 Elect Director August Pellegrini, Jr. For Withhold Management
1.4 Elect Director James G. Rizzo For Withhold Management
2 Ratify Wolf & Company, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEASLEY BROADCAST GROUP, INC.
Ticker: BBGI Security ID: 074014101
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Fiorile For Withhold Management
1.2 Elect Director Mark S. Fowler For Withhold Management
1.3 Elect Director Brian E. Beasley For Withhold Management
1.4 Elect Director Bruce G. Beasley For Withhold Management
1.5 Elect Director Caroline Beasley For Withhold Management
1.6 Elect Director George G. Beasley For Withhold Management
1.7 Elect Director Peter A. Bordes, Jr. For Withhold Management
1.8 Elect Director Leslie Godridge For Withhold Management
1.9 Elect Director Allen B. Shaw For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
BEAZER HOMES USA, INC.
Ticker: BZH Security ID: 07556Q881
Meeting Date: FEB 05, 2020 Meeting Type: Annual
Record Date: DEC 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth S. Acton For Against Management
1b Elect Director Laurent Alpert For Against Management
1c Elect Director Allan P. Merrill For Against Management
1d Elect Director Peter M. Orser For Against Management
1e Elect Director Norma A. Provencio For Against Management
1f Elect Director Danny R. Shepherd For Against Management
1g Elect Director David J. Spitz For Against Management
1h Elect Director C. Christian Winkle For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BEL FUSE INC.
Ticker: BELFB Security ID: 077347300
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Dooley For Withhold Management
1.2 Elect Director Rita V. Smith For Withhold Management
2 Ratify Deloitte and Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Conversion of Class A Common Against For Shareholder
Stock
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Carlson For Withhold Management
1.2 Elect Director Douglas G. Duncan For Withhold Management
1.3 Elect Director Robert K. Gifford For Withhold Management
1.4 Elect Director Kenneth T. Lamneck For Withhold Management
1.5 Elect Director Jeffrey S. McCreary For Withhold Management
1.6 Elect Director Merilee Raines For Withhold Management
1.7 Elect Director David W. Scheible For Withhold Management
1.8 Elect Director Jeffrey W. Benck For Withhold Management
1.9 Elect Director Anne De Greef-Safft For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC.
Ticker: BHLB Security ID: 084680107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Baye Adofo-Wilson For For Management
1.2 Elect Director Rheo A. Brouillard For For Management
1.3 Elect Director David M. Brunelle For For Management
1.4 Elect Director Robert M. Curley For For Management
1.5 Elect Director John B. Davies For For Management
1.6 Elect Director J. Williar Dunlaevy For For Management
1.7 Elect Director William H. Hughes, III For For Management
1.8 Elect Director Cornelius D. Mahoney For For Management
1.9 Elect Director Richard M. Marotta For For Management
1.10 Elect Director Sylvia Maxfield For For Management
1.11 Elect Director Laurie Norton Moffatt For For Management
1.12 Elect Director Jonathan I. Shulman For For Management
1.13 Elect Director D. Jeffrey Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERRY CORPORATION (BRY)
Ticker: BRY Security ID: 08579X101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Trem Smith For Withhold Management
1.2 Elect Director Cary Baetz For Withhold Management
1.3 Elect Director Brent Buckley For Withhold Management
1.4 Elect Director Anne Mariucci For Withhold Management
1.5 Elect Director Don Paul For Withhold Management
1.6 Elect Director C. Kent Potter For Withhold Management
1.7 Elect Director Eugene Voiland For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION
Ticker: BGFV Security ID: 08915P101
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer H. Dunbar For Against Management
1b Elect Director Steven G. Miller For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BK TECHNOLOGIES CORPORATION
Ticker: BKTI Security ID: 05587G104
Meeting Date: JUL 12, 2019 Meeting Type: Annual
Record Date: MAY 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Kyle Cerminara For Withhold Management
1.2 Elect Director Lewis M. Johnson For Withhold Management
1.3 Elect Director Michael R. Dill For Withhold Management
1.4 Elect Director Charles T. Lanktree For Withhold Management
1.5 Elect Director E. Gray Payne For Withhold Management
1.6 Elect Director John W. Struble For Withhold Management
1.7 Elect Director Ryan R. K. Turner For Withhold Management
2 Ratify Moore Stephens Lovelace, P.A. For For Management
as Auditor
--------------------------------------------------------------------------------
BMC STOCK HOLDINGS, INC.
Ticker: BMCH Security ID: 05591B109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Alexander For For Management
1b Elect Director David W. Bullock For For Management
1c Elect Director David L. Keltner For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BOISE CASCADE COMPANY
Ticker: BCC Security ID: 09739D100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas Carlile For For Management
1B Elect Director Kristopher J. Matula For For Management
1C Elect Director Duane C. McDougall For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Certificate of Incorporation to For For Management
Remove Inapplicable Governance
Provisions
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BONANZA CREEK ENERGY, INC.
Ticker: BCEI Security ID: 097793400
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carrie L. Hudak For Withhold Management
1.2 Elect Director Eric T. Greager For Withhold Management
1.3 Elect Director Paul Keglevic For Withhold Management
1.4 Elect Director Brian Steck For Withhold Management
1.5 Elect Director Jack E. Vaughn For Withhold Management
1.6 Elect Director Scott D. Vogel For Withhold Management
1.7 Elect Director Jeffrey E. Wojahn For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: BPFH Security ID: 101119105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony DeChellis For For Management
1.2 Elect Director Mark F. Furlong For For Management
1.3 Elect Director Joseph C. Guyaux For For Management
1.4 Elect Director Deborah F. Kuenstner For For Management
1.5 Elect Director Gloria C. Larson For For Management
1.6 Elect Director Kimberly S. Stevenson For For Management
1.7 Elect Director Luis Antonio Ubinas For For Management
1.8 Elect Director Stephen M. Waters For For Management
1.9 Elect Director Lizabeth H. Zlatkus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BRIGGS & STRATTON CORPORATION
Ticker: BGG Security ID: 109043109
Meeting Date: OCT 31, 2019 Meeting Type: Annual
Record Date: AUG 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey R. Hennion For For Management
1.2 Elect Director Patricia L. Kampling For For Management
1.3 Elect Director Todd J. Teske For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC.
Ticker: BKD Security ID: 112463104
Meeting Date: OCT 29, 2019 Meeting Type: Annual
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria L. Freed For For Management
1.2 Elect Director Guy P. Sansone For For Management
2 Amend Certificate of Incorporation to For For Management
Accelerate Annual Elections of Class
II Directors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC.
Ticker: BKD Security ID: 112463104
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lucinda M. Baier For For Management
1B Elect Director Frank M. Bumstead For For Management
1C Elect Director Lee S. Wielansky For For Management
1D Elect Director Jordan R. Asher For For Management
1E Elect Director Victoria L. Freed For For Management
1F Elect Director Guy P. Sansone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION
Ticker: BMTC Security ID: 117665109
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea F. Gilbert For For Management
1.2 Elect Director Lynn B. McKee For For Management
1.3 Elect Director F. Kevin Tylus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BUILD-A-BEAR WORKSHOP, INC.
Ticker: BBW Security ID: 120076104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maxine Clark For Against Management
1.2 Elect Director Sharon John For For Management
1.3 Elect Director Sarah Personette For Against Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
BUSINESS FIRST BANCSHARES, INC.
Ticker: BFST Security ID: 12326C105
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Buquet, III For Against Management
1.2 Elect Director Ricky D. Day For Against Management
1.3 Elect Director Mark P. Folse For Against Management
1.4 Elect Director John A. Graves For Against Management
1.5 Elect Director Robert S. Greer, Jr. For Against Management
1.6 Elect Director J. Vernon Johnson For Against Management
1.7 Elect Director Rolfe H. McCollister, For Against Management
Jr.
1.8 Elect Director Andrew D. McLindon For Against Management
1.9 Elect Director David R. Melville, III For Against Management
1.10 Elect Director Patrick E. Mockler For Against Management
1.11 Elect Director David A. Montgomery, Jr. For Against Management
1.12 Elect Director Arthur J. Price For Against Management
1.13 Elect Director Kenneth Wm. Smith For Against Management
1.14 Elect Director Steven G. White For Against Management
2 Ratify Dixon Hughes Goodman, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BYLINE BANCORP, INC.
Ticker: BY Security ID: 124411109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip R. Cabrera For For Management
1.2 Elect Director Antonio del Valle For For Management
Perochena
1.3 Elect Director Roberto R. Herencia For For Management
1.4 Elect Director Mary Jo S. Herseth For For Management
1.5 Elect Director Steven P. Kent For For Management
1.6 Elect Director William G. Kistner For For Management
1.7 Elect Director Alberto J. Paracchini For For Management
1.8 Elect Director Steven M. Rull For For Management
1.9 Elect Director Robert R. Yohanan For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
C&F FINANCIAL CORPORATION
Ticker: CFFI Security ID: 12466Q104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Anthony Peay For Withhold Management
1.2 Elect Director Julie R. Agnew For Withhold Management
1.3 Elect Director J. P. Causey, Jr. For Withhold Management
1.4 Elect Director Thomas F. Cherry For Withhold Management
1.5 Elect Director George R. Sisson, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
CADENCE BANCORPORATION
Ticker: CADE Security ID: 12739A100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Harrison, Jr. For For Management
1.2 Elect Director Joseph W. Evans For For Management
2 Declassify the Board of Directors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
4 Amend Certificate of Incorporation Re: For For Management
Obsolete Provisions
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAESARSTONE LTD.
Ticker: CSTE Security ID: M20598104
Meeting Date: SEP 24, 2019 Meeting Type: Annual
Record Date: AUG 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Ariel Halperin as Director For For Management
1.b Reelect Dori Brown as Director For For Management
1.c Reelect Roger Abravanel as Director For For Management
1.d Reelect Eric D. Herschmann as Director For For Management
1.e Reelect Ronald Kaplan as Director For For Management
1.f Reelect Ofer Tsimchi as Director For For Management
1.g Elect Shai Bober as Director For For Management
1.h Elect Tom Pardo Izhaki as Director For For Management
2 Amend Articles Re: Notice of Board For For Management
Meeting
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
4 Renew Company's Liability Insurance For For Management
coverage for Directors/Officers
5 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
6 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CALEDONIA MINING CORPORATION PLC
Ticker: CAL Security ID: G1757E113
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leigh A. Wilson For For Management
1b Elect Director Steven Curtis For For Management
1c Elect Director Mark Learmonth For For Management
1d Elect Director John Kelly For For Management
1e Elect Director Johan Holtzhausen For For Management
1f Elect Director John McGloin For For Management
1g Elect Director Nick Clarke For For Management
2 Approve BDO South Africa Inc as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3a Elect Audit Committee Member Johan For For Management
Holtzhausen
3b Elect Audit Committee Member John Kelly For For Management
3c Elect Audit Committee Member John For For Management
McGloin
--------------------------------------------------------------------------------
CALERES, INC.
Ticker: CAL Security ID: 129500104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mahendra R. Gupta For For Management
1.2 Elect Director Carla C. Hendra For For Management
1.3 Elect Director Wenda Harris Millard For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
Ticker: CPE Security ID: 13123X102
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew R. Bob For For Management
1.2 Elect Director Anthony J. Nocchiero For For Management
1.3 Elect Director James M. Trimble For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
5 Approve Reverse Stock Split For For Management
6 Reduce Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION
Ticker: CAC Security ID: 133034108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robin A. Sawyer For Against Management
1b Elect Director Lawrence J. Sterrs For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
CANTERBURY PARK HOLDING CORPORATION
Ticker: CPHC Security ID: 13811E101
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen H. Bausch For Withhold Management
1.2 Elect Director John S. Himle For Withhold Management
1.3 Elect Director Carin J. Offerman For Withhold Management
1.4 Elect Director Randall D. Sampson For Withhold Management
1.5 Elect Director Dale H. Schenian For Withhold Management
2 Ratify Wipfli LLP as Auditor For For Management
--------------------------------------------------------------------------------
CAPITAL CITY BANK GROUP, INC.
Ticker: CCBG Security ID: 139674105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Barron For For Management
1.2 Elect Director Stanley W. Connally, Jr. For For Management
1.3 Elect Director J. Everitt Drew For For Management
1.4 Elect Director W. Eric Grant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAPSTAR FINANCIAL HOLDINGS, INC.
Ticker: CSTR Security ID: 14070T102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Bottorff For Withhold Management
1.2 Elect Director L. Earl Bentz For Withhold Management
1.3 Elect Director Jeffrey L. Cunningham For Withhold Management
1.4 Elect Director Thomas R. Flynn For Withhold Management
1.5 Elect Director Louis A. Green, III For Withhold Management
1.6 Elect Director Myra NanDora Jenne For Withhold Management
1.7 Elect Director Timothy K. Schools For Withhold Management
1.8 Elect Director Dale W. Polley For Withhold Management
1.9 Elect Director Joelle J. Phillips For Withhold Management
1.10 Elect Director Stephen B. Smith For Withhold Management
1.11 Elect Director James S. Turner, Jr. For Withhold Management
1.12 Elect Director Toby S. Wilt For Withhold Management
2 Ratify Elliott Davis, LLC as Auditors For For Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CARPENTER TECHNOLOGY CORPORATION
Ticker: CRS Security ID: 144285103
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Viola L. Acoff For For Management
1.2 Elect Director I. Martin Inglis For For Management
1.3 Elect Director Stephen M. Ward, Jr. For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CARRIAGE SERVICES, INC.
Ticker: CSV Security ID: 143905107
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas B. Meehan For Withhold Management
1.2 Elect Director Donald D. Patteson, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARROLS RESTAURANT GROUP, INC.
Ticker: TAST Security ID: 14574X104
Meeting Date: AUG 29, 2019 Meeting Type: Annual
Record Date: JUL 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel T. Accordino For Against Management
1.2 Elect Director Matthew Perelman For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Conversion of Securities For For Management
4 Amend Certificate of Incorporation For For Management
5 Provide Directors May Only Be Removed For For Management
for Cause
6 Amend Certificate of Incorporation For For Management
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CARROLS RESTAURANT GROUP, INC.
Ticker: TAST Security ID: 14574X104
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hannah S. Craven For Against Management
1b Elect Director Lawrence E. Hyatt For Against Management
1c Elect Director Alexander Sloane For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CB FINANCIAL SERVICES, INC.
Ticker: CBFV Security ID: 12479G101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Fox For Withhold Management
1.2 Elect Director William C. Groves For Withhold Management
1.3 Elect Director John J. LaCarte For Withhold Management
1.4 Elect Director William G. Petroplus For Withhold Management
1.5 Elect Director David F. Pollock For Withhold Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CENTRAL GARDEN & PET COMPANY
Ticker: CENT Security ID: 153527106
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Balousek For Withhold Management
1.2 Elect Director William E. Brown For Withhold Management
1.3 Elect Director Timothy P. Cofer For Withhold Management
1.4 Elect Director Thomas J. Colligan For Withhold Management
1.5 Elect Director Michael J. Edwards For Withhold Management
1.6 Elect Director Michael J. Griffith For Withhold Management
1.7 Elect Director Christopher T. Metz For Withhold Management
1.8 Elect Director Brooks M. Pennington, For Withhold Management
III
1.9 Elect Director John R. Ranelli For Withhold Management
1.10 Elect Director Mary Beth Springer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine H. H. Camp For For Management
1.2 Elect Director Earl E. Fry For For Management
1.3 Elect Director Wayne K. Kamitaki For For Management
1.4 Elect Director Paul J. Kosasa For For Management
1.5 Elect Director Duane K. Kurisu For For Management
1.6 Elect Director Christopher T. Lutes For For Management
1.7 Elect Director Colbert M. Matsumoto For For Management
1.8 Elect Director A. Catherine Ngo For For Management
1.9 Elect Director Saedene K. Ota For For Management
1.10 Elect Director Crystal K. Rose For For Management
1.11 Elect Director Paul K. Yonamine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP
Ticker: CVCY Security ID: 155685100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel N. Cunningham For Withhold Management
1.2 Elect Director Daniel J. Doyle For Withhold Management
1.3 Elect Director F.T. "Tommy" Elliott, IV For Withhold Management
1.4 Elect Director Robert J. Flautt For Withhold Management
1.5 Elect Director James M. Ford For Withhold Management
1.6 Elect Director Gary D. Gall For Withhold Management
1.7 Elect Director Steven D. McDonald For Withhold Management
1.8 Elect Director Louis McMurray For Withhold Management
1.9 Elect Director Karen Musson For Withhold Management
1.10 Elect Director Dorothea D. Silva For Withhold Management
1.11 Elect Director William S. Smittcamp For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTURY CASINOS, INC.
Ticker: CNTY Security ID: 156492100
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Hoetzinger For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEMUNG FINANCIAL CORPORATION
Ticker: CHMG Security ID: 164024101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Lounsberry, For Withhold Management
III
1.2 Elect Director Anders M. Tomson For Withhold Management
1.3 Elect Director G. Thomas Tranter, Jr. For Withhold Management
1.4 Elect Director Larry H. Becker For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHICAGO RIVET & MACHINE CO.
Ticker: CVR Security ID: 168088102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bourg For Withhold Management
1.2 Elect Director Kent H. Cooney For Withhold Management
1.3 Elect Director Patricia M. Miller For Withhold Management
1.4 Elect Director Kurt Moders For Withhold Management
1.5 Elect Director James W. Morrissey For Withhold Management
1.6 Elect Director Walter W. Morrissey For Withhold Management
1.7 Elect Director John C. Osterman For Withhold Management
1.8 Elect Director John L. Showel For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David F. Walker For Against Management
1b Elect Director Bonnie R. Brooks For Against Management
1c Elect Director Janice L. Fields For Against Management
1d Elect Director Deborah L. Kerr For Against Management
1e Elect Director Molly Langenstein For Against Management
1f Elect Director John J. Mahoney For Against Management
1g Elect Director Kim Roy For Against Management
1h Elect Director William S. Simon For Against Management
1i Elect Director Stephen E. Watson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
CHINA AUTOMOTIVE SYSTEMS, INC.
Ticker: CAAS Security ID: 16936R105
Meeting Date: JUL 18, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hanlin Chen For Withhold Management
1.2 Elect Director Qizhou Wu For Withhold Management
1.3 Elect Director Guangxun Xu For Withhold Management
1.4 Elect Director Heng Henry Lu For Withhold Management
1.5 Elect Director Tong Kooi Teo For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Ratify PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor
--------------------------------------------------------------------------------
CHINA XD PLASTICS COMPANY LIMITED
Ticker: CXDC Security ID: 16948F107
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jie Han For Withhold Management
1.2 Elect Director Taylor Zhang For Withhold Management
1.3 Elect Director Linyuan Zhai For Withhold Management
1.4 Elect Director Huiyi Chen For Withhold Management
1.5 Elect Director Guanbao Huang For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG Huazhen LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Majority Voting for Uncontested For For Management
Election of Directors
2 Declassify the Board of Directors For For Management
3.1 Elect Director John (Andy) O'Donnell For Withhold Management
3.2 Elect Director Scott Buckhout For Withhold Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITI TRENDS, INC.
Ticker: CTRN Security ID: 17306X102
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Carney For For Management
1.2 Elect Director Jonathan Duskin For For Management
1.3 Elect Director David N. Makuen For For Management
1.4 Elect Director Peter R. Sachse For For Management
1.5 Elect Director Kenneth D. Seipel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CITIZENS COMMUNITY BANCORP, INC.
Ticker: CZWI Security ID: 174903104
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard McHugh For Withhold Management
1.2 Elect Director Francis E. Felber For Withhold Management
1.3 Elect Director Michael L. Swenson For Withhold Management
2 Ratify Eide Bailly LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC.
Ticker: CIVB Security ID: 178867107
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Depler For Withhold Management
1.2 Elect Director Julie A. Mattlin For Withhold Management
1.3 Elect Director James O. Miller For Withhold Management
1.4 Elect Director Dennis E. Murray, Jr. For Withhold Management
1.5 Elect Director Allen R. Nickles For Withhold Management
1.6 Elect Director Mary Patricia Oliver For Withhold Management
1.7 Elect Director William F. Ritzmann For Withhold Management
1.8 Elect Director Dennis G. Shaffer For Withhold Management
1.9 Elect Director Harry Singer For Withhold Management
1.10 Elect Director Daniel J. White For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify S. R. Snodgrass, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker: CLW Security ID: 18538R103
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joe W. Laymon For For Management
1b Elect Director John P. O'Donnell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CNB FINANCIAL CORPORATION
Ticker: CCNE Security ID: 126128107
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter F. Smith For Against Management
1.2 Elect Director Jeffrey S. Powell For Against Management
1.3 Elect Director Francis X. Straub, III For Against Management
1.4 Elect Director Peter C. Varischetti For Against Management
1.5 Elect Director Julie M. Young For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CODORUS VALLEY BANCORP, INC.
Ticker: CVLY Security ID: 192025104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah M. Brown For Withhold Management
1.2 Elect Director John W. Giambalvo For Withhold Management
1.3 Elect Director MacGregor S. Jones For Withhold Management
1.4 Elect Director Larry J. Miller For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
COFFEE HOLDING CO., INC.
Ticker: JVA Security ID: 192176105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Gordon For Withhold Management
1.2 Elect Director John Rotelli For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLONY BANKCORP, INC.
Ticker: CBAN Security ID: 19623P101
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott L. Downing For Withhold Management
1.2 Elect Director M. Frederick Dwozan, Jr. For Withhold Management
1.3 Elect Director T. Heath Fountain For Withhold Management
1.4 Elect Director Terry L. Hester For Withhold Management
1.5 Elect Director Edward P. Loomis, Jr. For Withhold Management
1.6 Elect Director Mark H. Massee For Withhold Management
1.7 Elect Director Meagan M. Mowry For Withhold Management
1.8 Elect Director Matthew D. Reed For Withhold Management
1.9 Elect Director Jonathan W. R. Ross For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify McNair, McLemore, Middlebrooks For For Management
& Co., LLC as Auditor
--------------------------------------------------------------------------------
COMMERCIAL VEHICLE GROUP, INC.
Ticker: CVGI Security ID: 202608105
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harold C. Bevis For For Management
1b Elect Director Roger L. Fix For For Management
1c Elect Director Robert C. Griffin For For Management
1d Elect Director Wayne M. Rancourt For For Management
1e Elect Director James R. Ray, Jr. For For Management
1f Elect Director Janice E. Stipp For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC.
Ticker: JCS Security ID: 203900105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger H.D. Lacey For Withhold Management
1.2 Elect Director Richard A. Primuth For Withhold Management
1.3 Elect Director Randall D. Sampson For Withhold Management
1.4 Elect Director Steven C. Webster For Withhold Management
1.5 Elect Director Michael R. Zapata For Withhold Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
COMMUNITY BANKERS TRUST CORPORATION
Ticker: ESXB Security ID: 203612106
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Hardy For Withhold Management
1.2 Elect Director Gail L. Letts For Withhold Management
1.3 Elect Director S. Waite Rawls, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
COMMUNITY TRUST BANCORP, INC.
Ticker: CTBI Security ID: 204149108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Baird For For Management
1.2 Elect Director Nick Carter For For Management
1.3 Elect Director Franklin H. Farris, Jr For For Management
1.4 Elect Director Jean R. Hale For For Management
1.5 Elect Director Eugenia Crittenden For For Management
"Crit" Luallen
1.6 Elect Director James E. McGhee, II For For Management
1.7 Elect Director Franky Minnifield For For Management
1.8 Elect Director M. Lynn Parrish For For Management
1.9 Elect Director Anthony W. St. Charles For For Management
2 Ratify BKD, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMUNITY WEST BANCSHARES
Ticker: CWBC Security ID: 204157101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Bartlein For For Management
1.2 Elect Director Jean W. Blois For For Management
1.3 Elect Director Dana L. Boutain For For Management
1.4 Elect Director Tom L. Dobyns For For Management
1.5 Elect Director John D. Illgen For For Management
1.6 Elect Director James W. Lokey For For Management
1.7 Elect Director Shereef Moharram For For Management
1.8 Elect Director William R. Peeples For For Management
1.9 Elect Director Martin E. Plourd For For Management
1.10 Elect Director Kirk B. Stovesand For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify RSM as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
COMPUTER TASK GROUP, INCORPORATED
Ticker: CTG Security ID: 205477102
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: JUN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Klein For For Management
1.2 Elect Director Valerie Rahmani For For Management
1.3 Elect Director Filip J.L. Gyde For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPX INTERNATIONAL INC.
Ticker: CIX Security ID: 20563P101
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Barry For For Management
1.2 Elect Director David A. Bowers For Withhold Management
1.3 Elect Director Loretta J. Feehan For Withhold Management
1.4 Elect Director Robert D. Graham For Withhold Management
1.5 Elect Director Terri L. Herrington For For Management
1.6 Elect Director Ann Manix For For Management
1.7 Elect Director Mary A. Tidlund For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Security ID: 205768302
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For Withhold Management
1.2 Elect Director Roland O. Burns For Withhold Management
1.3 Elect Director Elizabeth B. Davis For Withhold Management
1.4 Elect Director Morris E. Foster For Withhold Management
1.5 Elect Director John D. Jacobi For Withhold Management
1.6 Elect Director Jordan T. Marye For Withhold Management
1.7 Elect Director Jim L. Turner For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP.
Ticker: CMTL Security ID: 205826209
Meeting Date: DEC 03, 2019 Meeting Type: Annual
Record Date: OCT 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred Kornberg For Against Management
1b Elect Director Edwin Kantor For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CONN'S, INC.
Ticker: CONN Security ID: 208242107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Haworth For Against Management
1.2 Elect Director Sue E. Gove For Against Management
1.3 Elect Director Bob L. Martin For Against Management
1.4 Elect Director Douglas H. Martin For Against Management
1.5 Elect Director Norman L. Miller For Against Management
1.6 Elect Director William E. Saunders, Jr. For Against Management
1.7 Elect Director William (David) Schofman For Against Management
1.8 Elect Director Oded Shein For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CONNECTONE BANCORP, INC.
Ticker: CNOB Security ID: 20786W107
Meeting Date: DEC 09, 2019 Meeting Type: Special
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger and Issuance of Cash For For Management
and Stock Consideration Pursuant to
the Merger Agreement
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CONNECTONE BANCORP, INC.
Ticker: CNOB Security ID: 20786W107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Sorrentino, III For Withhold Management
1.2 Elect Director Frank W. Baier For Withhold Management
1.3 Elect Director Alexander A. Bol For Withhold Management
1.4 Elect Director Stephen T. Boswell For Withhold Management
1.5 Elect Director Katherin Nukk-Freeman For Withhold Management
1.6 Elect Director Frank Huttle, III For Withhold Management
1.7 Elect Director Michael Kempner For Withhold Management
1.8 Elect Director Nicholas Minoia For Withhold Management
1.9 Elect Director Joseph Parisi, Jr. For Withhold Management
1.10 Elect Director Daniel Rifkin For Withhold Management
1.11 Elect Director William A. Thompson For Withhold Management
1.12 Elect Director Mark Sokolich For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Majority Voting Standard For For Management
4 Amend Certificate of Incorporation to For For Management
Eliminate Certain Legacy Provisions
5 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
Ticker: CNSL Security ID: 209034107
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Currey For For Management
1.2 Elect Director Maribeth S. Rahe For For Management
1.3 Elect Director C. Robert Udell, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSOLIDATED-TOMOKA LAND CO.
Ticker: CTO Security ID: 210226106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Albright For Against Management
1.2 Elect Director George R. Brokaw For Against Management
1.3 Elect Director Laura M. Franklin For Against Management
1.4 Elect Director R. Blakeslee Gable For Against Management
1.5 Elect Director Christopher W. Haga For Against Management
1.6 Elect Director Howard C. Serkin For Against Management
1.7 Elect Director Casey R. Wold For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Change Company Name to CTO Realty For For Management
Growth, Inc.
--------------------------------------------------------------------------------
CONSUMER PORTFOLIO SERVICES, INC.
Ticker: CPSS Security ID: 210502100
Meeting Date: OCT 22, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bradley, Jr. For Withhold Management
1.2 Elect Director Chris A. Adams For Withhold Management
1.3 Elect Director Louis M. Grasso For Withhold Management
1.4 Elect Director Brian J. Rayhill For Withhold Management
1.5 Elect Director William B. Roberts For Withhold Management
1.6 Elect Director Gregory S. Washer For Withhold Management
1.7 Elect Director Daniel S. Wood For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
Ticker: MCF Security ID: 21075N204
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Goff For Against Management
1b Elect Director Wilkie S. Colyer, Jr. For Against Management
1c Elect Director B.A. Berilgen For Against Management
1d Elect Director Lon McCain For Against Management
1e Elect Director Joseph J. Romano For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Approve Conversion of the Series C For For Management
Contingent Convertible Preferred Stock
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY
Ticker: CTB Security ID: 216831107
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Chapman For Withhold Management
1.2 Elect Director Susan F. Davis For Withhold Management
1.3 Elect Director Kathryn P. Dickson For Withhold Management
1.4 Elect Director John J. Holland For Withhold Management
1.5 Elect Director Bradley E. Hughes For Withhold Management
1.6 Elect Director Tracey I. Joubert For Withhold Management
1.7 Elect Director Gary S. Michel For Withhold Management
1.8 Elect Director Brian C. Walker For Withhold Management
1.9 Elect Director Robert D. Welding For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORE MOLDING TECHNOLOGIES, INC.
Ticker: CMT Security ID: 218683100
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Duvall For Withhold Management
1.2 Elect Director Thomas R. Cellitti For Withhold Management
1.3 Elect Director James F. Crowley For Withhold Management
1.4 Elect Director Ralph O. Hellmold For Withhold Management
1.5 Elect Director Matthew E. Jauchius For Withhold Management
1.6 Elect Director Andrew O. Smith For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORNERSTONE BUILDING BRANDS, INC.
Ticker: CNR Security ID: 21925D109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen J. Affeldt For For Management
1.2 Elect Director George L. Ball For For Management
1.3 Elect Director Timothy O'Brien For For Management
1.4 Elect Director Nathan K. Sleeper For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
COSTAMARE INC.
Ticker: CMRE Security ID: Y1771G102
Meeting Date: OCT 03, 2019 Meeting Type: Annual
Record Date: AUG 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Konstantinos For Against Management
Konstantakopoulos
1b Elect Director Charlotte Stratos For Against Management
2 Ratify Ernst & Young (Hellas) For For Management
Certified Auditors Accountants S.A. as
Auditors
--------------------------------------------------------------------------------
COUNTY BANCORP, INC.
Ticker: ICBK Security ID: 221907108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Schneider For Withhold Management
1.2 Elect Director Lynn D. Davis For Withhold Management
1.3 Elect Director Andrew J. Steimle For Withhold Management
1.4 Elect Director Jacob B. Eisen For Withhold Management
2 Ratify Plante & Moran, PLLC as Auditor For For Management
--------------------------------------------------------------------------------
COWEN INC.
Ticker: COWN Security ID: 223622606
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brett H. Barth For For Management
1.2 Elect Director Katherine E. Dietze For For Management
1.3 Elect Director Gregg A. Gonsalves For For Management
1.4 Elect Director Steven Kotler For For Management
1.5 Elect Director Lawrence E. Leibowitz For For Management
1.6 Elect Director Jack H. Nusbaum For For Management
1.7 Elect Director Margaret L. Poster For For Management
1.8 Elect Director Douglas A. Rediker For For Management
1.9 Elect Director Jeffrey M. Solomon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CRA INTERNATIONAL, INC.
Ticker: CRAI Security ID: 12618T105
Meeting Date: JUL 10, 2019 Meeting Type: Annual
Record Date: MAY 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Maleh For Withhold Management
1.2 Elect Director Thomas Avery For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CROSS COUNTRY HEALTHCARE, INC.
Ticker: CCRN Security ID: 227483104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin C. Clark For For Management
1b Elect Director W. Larry Cash For For Management
1c Elect Director Thomas C. Dircks For For Management
1d Elect Director Gale Fitzgerald For For Management
1e Elect Director Darrell S. Freeman, Sr. For For Management
1f Elect Director Janice E. Nevin For For Management
1g Elect Director Mark Perlberg For For Management
1h Elect Director Joseph A. Trunfio For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CROWN CRAFTS, INC.
Ticker: CRWS Security ID: 228309100
Meeting Date: AUG 13, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Randall Chestnut For Withhold Management
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CSP INC.
Ticker: CSPI Security ID: 126389105
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor Dellovo For Withhold Management
1.2 Elect Director Charles Blackmon For Withhold Management
1.3 Elect Director Ismail "Izzy" Azeri For Withhold Management
1.4 Elect Director C. Shelton James For Withhold Management
1.5 Elect Director Marilyn T. Smith For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CSS INDUSTRIES, INC.
Ticker: CSS Security ID: 125906107
Meeting Date: AUG 30, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip R. Broenniman For Against Management
1.2 Elect Director Stephen P. Crane For Against Management
1.3 Elect Director Elam M. Hitchner, III For Against Management
1.4 Elect Director Melissa Ludwig For Against Management
1.5 Elect Director Rebecca C. Matthias For Against Management
1.6 Elect Director Harry J. Mullany, III For Against Management
1.7 Elect Director Christopher J. Munyan For Against Management
1.8 Elect Director William Rulon-Miller For Against Management
1.9 Elect Director David Silver For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMULUS MEDIA INC.
Ticker: CMLS Security ID: 231082801
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary G. Berner For For Management
1.2 Elect Director David M. Baum For For Management
1.3 Elect Director Matthew C. Blank For For Management
1.4 Elect Director Thomas H. Castro For For Management
1.5 Elect Director Joan Hogan Gillman For For Management
1.6 Elect Director Andrew W. Hobson For For Management
1.7 Elect Director Brian G. Kushner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC.
Ticker: CUBI Security ID: 23204G100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Lawrence Way For For Management
1.2 Elect Director Steven J. Zuckerman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYNERGISTEK, INC.
Ticker: CTEK Security ID: 23258P105
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caleb Barlow For Withhold Management
1.2 Elect Director Michael Loria For Withhold Management
1.3 Elect Director Robert McCashin For Withhold Management
1.4 Elect Director Michael McMillan For Withhold Management
1.5 Elect Director Theresa Meadows For Withhold Management
1.6 Elect Director Mark Roberson For Withhold Management
1.7 Elect Director Dana Sellers For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Haskell & White LLP as Auditors For For Management
--------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY
Ticker: DWSN Security ID: 239360100
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig W. Cooper For Withhold Management
1.2 Elect Director Stephen C. Jumper For Withhold Management
1.3 Elect Director Michael L. Klofas For Withhold Management
1.4 Elect Director Ted R. North For Withhold Management
1.5 Elect Director Mark A. Vander Ploeg For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditor For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEL TACO RESTAURANTS, INC.
Ticker: TACO Security ID: 245496104
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence F. Levy For Withhold Management
1.2 Elect Director Eileen Aptman For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELTA APPAREL, INC.
Ticker: DLA Security ID: 247368103
Meeting Date: FEB 06, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anita D. Britt For Withhold Management
1.2 Elect Director J. Bradley Campbell For Withhold Management
1.3 Elect Director G. Jay Gogue For Withhold Management
1.4 Elect Director Glenda E. Hood For Withhold Management
1.5 Elect Director Robert W. Humphreys For Withhold Management
1.6 Elect Director Robert E. Staton, Sr. For Withhold Management
1.7 Elect Director A. Alexander Taylor, II For Withhold Management
1.8 Elect Director David G. Whalen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DESTINATION XL GROUP, INC.
Ticker: DXLG Security ID: 25065K104
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: JUN 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Kyees For Against Management
1.2 Elect Director Harvey S. Kanter For Against Management
1.3 Elect Director Jack Boyle For Against Management
1.4 Elect Director Lionel F. Conacher For Against Management
1.5 Elect Director Seymour Holtzman For Against Management
1.6 Elect Director Willem Mesdag For Against Management
1.7 Elect Director Ward K. Mooney For Against Management
1.8 Elect Director Mitchell S. Presser For Against Management
1.9 Elect Director Ivy Ross For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DHI GROUP, INC.
Ticker: DHX Security ID: 23331S100
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol Carpenter For For Management
1.2 Elect Director Jennifer Deason For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
DHT HOLDINGS, INC.
Ticker: DHT Security ID: Y2065G121
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeremy Kramer For Withhold Management
2 Ratify Deloitte AS as Auditors For For Management
--------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC.
Ticker: DCOM Security ID: 253922108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven D. Cohn For For Management
1.2 Elect Director Barbara G. Koster For For Management
1.3 Elect Director Kenneth J. Mahon For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DLH HOLDINGS CORP.
Ticker: DLHC Security ID: 23335Q100
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Allen For For Management
1.2 Elect Director Martin J. Delaney For For Management
1.3 Elect Director Elder Granger For For Management
1.4 Elect Director Frances M. Murphy For For Management
1.5 Elect Director Zachary C. Parker For For Management
1.6 Elect Director Frederick G. Wasserman For For Management
1.7 Elect Director Austin J. Yerks, III For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify WithumSmith+Brown, PC as For For Management
Auditors
--------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION
Ticker: DNBF Security ID: 233237106
Meeting Date: SEP 25, 2019 Meeting Type: Special
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
DONEGAL GROUP INC.
Ticker: DGICA Security ID: 257701201
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin G. Burke For Withhold Management
1.2 Elect Director Jack L. Hess For Withhold Management
1.3 Elect Director David C. King For Withhold Management
1.4 Elect Director Annette B. Szady For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DONNELLEY FINANCIAL SOLUTIONS, INC.
Ticker: DFIN Security ID: 25787G100
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luis A. Aguilar For For Management
1.2 Elect Director Richard L. Crandall For For Management
1.3 Elect Director Charles D. Drucker For For Management
1.4 Elect Director Juliet S. Ellis For For Management
1.5 Elect Director Gary G. Greenfield For For Management
1.6 Elect Director Jeffrey Jacobowitz For For Management
1.7 Elect Director Daniel N. Leib For For Management
1.8 Elect Director Lois M. Martin For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
DORIAN LPG LTD.
Ticker: LPG Security ID: Y2106R110
Meeting Date: NOV 21, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Hadjipateras For For Management
1.2 Elect Director Malcolm McAvity For Withhold Management
2 Ratify Deloitte Certified Public For For Management
Accountants S.A. as Auditors
--------------------------------------------------------------------------------
DXP ENTERPRISES, INC.
Ticker: DXPE Security ID: 233377407
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Little For Withhold Management
1.2 Elect Director Joseph R. Mannes For Withhold Management
1.3 Elect Director Timothy P. Halter For Withhold Management
1.4 Elect Director David Patton For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams, LLP as Auditors For For Management
--------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC.
Ticker: EBMT Security ID: 26942G100
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanya Chemodurow For Withhold Management
1.2 Elect Director Corey Jensen For Withhold Management
1.3 Elect Director Cynthia A. Utterback For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Non-Employee Director For For Management
Restricted Stock Plan
--------------------------------------------------------------------------------
EAGLE BANCORP, INC.
Ticker: EGBN Security ID: 268948106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew D. Brockwell For For Management
1.2 Elect Director Theresa G. LaPlaca For For Management
1.3 Elect Director A. Leslie Ludwig For For Management
1.4 Elect Director Norman R. Pozez For For Management
1.5 Elect Director Kathy A. Raffa For For Management
1.6 Elect Director Susan G. Riel For For Management
1.7 Elect Director James A. Soltesz For For Management
1.8 Elect Director Benjamin M. Soto For For Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EAGLE BULK SHIPPING INC.
Ticker: EGLE Security ID: Y2187A143
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Leand, Jr. For Withhold Management
1.2 Elect Director Randee E. Day For Withhold Management
1.3 Elect Director Justin A. Knowles For Withhold Management
1.4 Elect Director Bart Veldhuizen For Withhold Management
1.5 Elect Director Gary Vogel For Withhold Management
1.6 Elect Director Gary Weston For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For Against Management
--------------------------------------------------------------------------------
EARTHSTONE ENERGY, INC.
Ticker: ESTE Security ID: 27032D304
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad A. Thielemann For Withhold Management
1.2 Elect Director Zachary G. Urban For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
EASTMAN KODAK COMPANY
Ticker: KODK Security ID: 277461406
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Todd Bradley For Against Management
1.2 Elect Director James V. Continenza For Against Management
1.3 Elect Director Jeffrey D. Engelberg For Against Management
1.4 Elect Director George Karfunkel For Against Management
1.5 Elect Director Philippe D. Katz For Against Management
1.6 Elect Director Jason New For Against Management
1.7 Elect Director William G. Parrett For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ECHO GLOBAL LOGISTICS, INC.
Ticker: ECHO Security ID: 27875T101
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas R. Waggoner For For Management
1.2 Elect Director Samuel K. Skinner For For Management
1.3 Elect Director Matthew Ferguson For For Management
1.4 Elect Director David Habiger For For Management
1.5 Elect Director William M. Farrow, III For For Management
1.6 Elect Director Virginia L. Henkels For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT INC.
Ticker: EEI Security ID: 278878103
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Justin C. Jacobs For Against Management
1.2 Elect Director Michael El-Hillow For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT INC.
Ticker: EEI Security ID: 278878103
Meeting Date: NOV 20, 2019 Meeting Type: Special
Record Date: OCT 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EDGEWELL PERSONAL CARE COMPANY
Ticker: EPC Security ID: 28035Q102
Meeting Date: FEB 06, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Black For For Management
1b Elect Director George R. Corbin For For Management
1c Elect Director Daniel J. Heinrich For For Management
1d Elect Director Carla C. Hendra For For Management
1e Elect Director R. David Hoover For For Management
1f Elect Director John C. Hunter, III For For Management
1g Elect Director James C. Johnson For For Management
1h Elect Director Rod R. Little For For Management
1i Elect Director Joseph D. O'Leary For For Management
1j Elect Director Rakesh Sachdev For For Management
1k Elect Director Gary K. Waring For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ELEVATE CREDIT, INC.
Ticker: ELVT Security ID: 28621V101
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen J. Shaper For Withhold Management
1.2 Elect Director Saundra D. Schrock For Withhold Management
1.3 Elect Director Tyler W.K. Head For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
EMC INSURANCE GROUP INC.
Ticker: EMCI Security ID: 268664109
Meeting Date: SEP 18, 2019 Meeting Type: Special
Record Date: AUG 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EMERALD HOLDING, INC.
Ticker: EEX Security ID: 29103W104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Alicea For Withhold Management
1.2 Elect Director Sally Shankland None None Management
*Withdrawn Resolution*
1.3 Elect Director Emmanuelle Skala For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
EMMIS COMMUNICATIONS CORPORATION
Ticker: EMMS Security ID: 291525400
Meeting Date: JUL 11, 2019 Meeting Type: Annual
Record Date: MAY 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Dubin For Withhold Management
1.2 Elect Director Greg A. Nathanson For Withhold Management
1.3 Elect Director Jeffrey H. Smulyan For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Blakey For For Management
1.2 Elect Director Joao (John) M. de For For Management
Figueiredo
1.3 Elect Director Douglas D. Dirks For For Management
1.4 Elect Director James R. Kroner For For Management
1.5 Elect Director Michael J. McColgan For For Management
1.6 Elect Director Michael J. McSally For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENNIS, INC.
Ticker: EBF Security ID: 293389102
Meeting Date: JUL 18, 2019 Meeting Type: Annual
Record Date: MAY 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Blind For For Management
1.2 Elect Director Barbara T. Clemens For For Management
1.3 Elect Director Michael J. Schaefer For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
ENOVA INTERNATIONAL, INC.
Ticker: ENVA Security ID: 29357K103
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen Carnahan For Against Management
1b Elect Director Daniel R. Feehan For Against Management
1c Elect Director David Fisher For Against Management
1d Elect Director William M. Goodyear For Against Management
1e Elect Director James A. Gray For Against Management
1f Elect Director Gregg A. Kaplan For Against Management
1g Elect Director Mark P. McGowan For Against Management
1h Elect Director Mark A. Tebbe For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Pricewaterhousecoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC.
Ticker: NPO Security ID: 29355X107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marvin A. Riley For For Management
1.2 Elect Director Thomas M. Botts For For Management
1.3 Elect Director Felix M. Brueck For For Management
1.4 Elect Director B. Bernard Burns, Jr. For For Management
1.5 Elect Director Diane C. Creel For For Management
1.6 Elect Director Adele M. Gulfo For For Management
1.7 Elect Director David L. Hauser For For Management
1.8 Elect Director John Humphrey For For Management
1.9 Elect Director Kees van der Graaf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENTEGRA FINANCIAL CORP.
Ticker: ENFC Security ID: 29363J108
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: JUN 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Ronald D. Beale For Against Management
3.2 Elect Director R. Matt Dunbar For Against Management
3.3 Elect Director Roger D. Plemens For Against Management
4 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENTERCOM COMMUNICATIONS CORP.
Ticker: ETM Security ID: 293639100
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Field For Withhold Management
1.2 Elect Director Joseph M. Field For Withhold Management
1.3 Elect Director David J. Berkman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENTERPRISE BANCORP, INC.
Ticker: EBTC Security ID: 293668109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Clementi For Withhold Management
1.2 Elect Director Carole A. Cowan For Withhold Management
1.3 Elect Director Normand E. Deschene For Withhold Management
1.4 Elect Director John A. Koutsos For Withhold Management
1.5 Elect Director Joseph C. Lerner For Withhold Management
1.6 Elect Director Richard W. Main For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
ENTRAVISION COMMUNICATIONS CORPORATION
Ticker: EVC Security ID: 29382R107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter F. Ulloa For For Management
1.2 Elect Director Paul A. Zevnik For Withhold Management
1.3 Elect Director Gilbert R. Vasquez For Withhold Management
1.4 Elect Director Patricia Diaz Dennis For Withhold Management
1.5 Elect Director Juan Saldivar von For For Management
Wuthenau
1.6 Elect Director Martha Elena Diaz For Withhold Management
1.7 Elect Director Fehmi Zeko For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY BANCSHARES, INC.
Ticker: EQBK Security ID: 29460X109
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Junetta M. Everett For For Management
1.2 Elect Director Gary C. Allerheiligen For Against Management
1.3 Elect Director Benjamen M. Hutton For For Management
1.4 Elect Director Gregory L. Gaeddert For Against Management
2 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
ERA GROUP INC.
Ticker: ERA Security ID: 26885G109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2.1 Elect Director Christopher S. Bradshaw For For Management
2.2 Elect Director Charles Fabrikant For For Management
2.3 Elect Director Ann Fairbanks For For Management
2.4 Elect Director Christopher P. Papouras For For Management
2.5 Elect Director Yueping Sun For For Management
2.6 Elect Director Steven Webster For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Reverse Stock Split For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EROS INTERNATIONAL PLC
Ticker: EROS Security ID: G3788M114
Meeting Date: DEC 20, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Director Dilip Thakkar For Against Management
3 Elect Director Rishika Lulla Singh For Against Management
4 Ratify Grant Thornton India LLP as For For Management
Auditors
5 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
ESSA BANCORP, INC.
Ticker: ESSA Security ID: 29667D104
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Henning For Withhold Management
1.2 Elect Director Elizabeth B. Weekes For Withhold Management
2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
Ticker: ETH Security ID: 297602104
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Farooq Kathwari For For Management
1b Elect Director James B. Carlson For For Management
1c Elect Director John J. Dooner, Jr. For For Management
1d Elect Director Domenick J. Esposito For For Management
1e Elect Director Mary Garrett For For Management
1f Elect Director James W. Schmotter For For Management
1g Elect Director Tara I. Stacom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EVANS BANCORP, INC.
Ticker: EVBN Security ID: 29911Q208
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Battle For For Management
1.2 Elect Director James E. Biddle, Jr. For For Management
1.3 Elect Director Jody L. Lomeo For For Management
1.4 Elect Director Nora B. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Archbold For For Management
1b Elect Director Timothy Baxter For For Management
1c Elect Director Peter Swinburn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EXTERRAN CORPORATION
Ticker: EXTN Security ID: 30227H106
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William M. Goodyear For For Management
1b Elect Director James C. Gouin For For Management
1c Elect Director John P. Ryan For For Management
1d Elect Director Christopher T. Seaver For For Management
1e Elect Director Hatem Soliman For For Management
1f Elect Director Mark R. Sotir For For Management
1g Elect Director Andrew J. Way For For Management
1h Elect Director Ieda Gomes Yell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For For Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For For Management
1.3 Elect Director J. Jonathan (Jon) Ayers For For Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For Withhold Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For For Management
Holmes
1.8 Elect Director Orrin H. Ingram For For Management
1.9 Elect Director Raja J. Jubran For For Management
1.10 Elect Director Emily J. Reynolds For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: JUN 15, 2020 Meeting Type: Special
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue Shares in Connection For For Management
with Merger
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FBL FINANCIAL GROUP, INC.
Ticker: FFG Security ID: 30239F106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger K. Brooks For Withhold Management
1.2 Elect Director Paul A. Juffer For Withhold Management
1.3 Elect Director Paul E. Larson For Withhold Management
1.4 Elect Director Daniel D. Pitcher For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY
Ticker: FNHC Security ID: 31431B109
Meeting Date: OCT 17, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Braun For Against Management
1.2 Elect Director Jenifer G. Kimbrough For Against Management
1.3 Elect Director David W. Michelson For Against Management
1.4 Elect Director David K. Patterson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY
Ticker: FNHC Security ID: 31431B109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Patterson For Against Management
1.2 Elect Director Thomas A. Rogers For Against Management
1.3 Elect Director Roberta N. Young For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIESTA RESTAURANT GROUP, INC.
Ticker: FRGI Security ID: 31660B101
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stacey Rauch For Against Management
1b Elect Director Nicholas Daraviras For Against Management
1c Elect Director Stephen P. Elker For Against Management
1d Elect Director Brian P. Friedman For Against Management
1e Elect Director Nicholas P. Shepherd For Against Management
1f Elect Director Richard C. Stockinger For Against Management
1g Elect Director Paul E. Twohig For Against Management
1h Elect Director Sherrill Kaplan For Against Management
1i Elect Director Andrew V. Rechtschaffen For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Other Business For Against Management
--------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC.
Ticker: FISI Security ID: 317585404
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald K. Boswell For For Management
1.2 Elect Director Andrew W. Dorn, Jr. For For Management
1.3 Elect Director Robert M. Glaser For For Management
1.4 Elect Director Susan R. Holliday For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BANCORP
Ticker: FBP Security ID: 318672706
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juan Acosta Reboyras For For Management
1b Elect Director Aurelio Aleman For For Management
1c Elect Director Luz A. Crespo For For Management
1d Elect Director Tracey Dedrick For For Management
1e Elect Director Daniel E. Frye For For Management
1f Elect Director Robert T. Gormley For For Management
1g Elect Director John A. Heffern For For Management
1h Elect Director Roberto R. Herencia For For Management
1i Elect Director Jose Menendez-Cortada For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BANK
Ticker: FRBA Security ID: 31931U102
Meeting Date: SEP 18, 2019 Meeting Type: Special
Record Date: AUG 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Grand For For Management
Bank, N.A.
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRST BANK
Ticker: FRBA Security ID: 31931U102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick M. Ryan For Withhold Management
1.2 Elect Director Leslie E. Goodman For Withhold Management
1.3 Elect Director Patrick L. Ryan For Withhold Management
1.4 Elect Director Elbert G. Basolis, Jr. For Withhold Management
1.5 Elect Director Douglas C. Borden For Withhold Management
1.6 Elect Director Christopher B. Chandor For Withhold Management
1.7 Elect Director Patricia A. Costante For Withhold Management
1.8 Elect Director Scott R. Gamble For Withhold Management
1.9 Elect Director Deborah Paige Hanson For Withhold Management
1.10 Elect Director Gary S. Hofing For Withhold Management
1.11 Elect Director Glenn M. Josephs For Withhold Management
1.12 Elect Director Peter Pantages For Withhold Management
1.13 Elect Director Michael E. Salz For Withhold Management
1.14 Elect Director John E. Strydesky For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BUSEY CORPORATION
Ticker: BUSE Security ID: 319383204
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Barr For For Management
1.2 Elect Director Stanley J. Bradshaw For For Management
1.3 Elect Director Michael D. Cassens For For Management
1.4 Elect Director Van A. Dukeman For For Management
1.5 Elect Director Karen M. Jensen For For Management
1.6 Elect Director Frederic L. Kenney For For Management
1.7 Elect Director Stephen V. King For For Management
1.8 Elect Director Gregory B. Lykins For For Management
1.9 Elect Director Thomas G. Sloan For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BUSINESS FINANCIAL SERVICES, INC.
Ticker: FBIZ Security ID: 319390100
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carla C. Chavarria For For Management
1.2 Elect Director Ralph R. Kauten For For Management
1.3 Elect Director Gerald L. (Jerry) For For Management
Kilcoyne
1.4 Elect Director Daniel P. Olszewski For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST CAPITAL, INC.
Ticker: FCAP Security ID: 31942S104
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William W. Harrod For Against Management
1.2 Elect Director Dana L. Huber For Against Management
1.3 Elect Director Robert C. Guilfoyle For Against Management
1.4 Elect Director Lou Ann Moore For Against Management
2 Ratify Monroe Shine & Co., Inc. as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST CHOICE BANCORP
Ticker: FCBP Security ID: 31948P104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Franko For For Management
1.2 Elect Director James H. Gray For For Management
1.3 Elect Director Peter H. Hui For For Management
1.4 Elect Director Fred D. Jensen For For Management
1.5 Elect Director Luis Maizel For For Management
1.6 Elect Director Lynn McKenzie-Tallerico For For Management
1.7 Elect Director Pravin C. Pranav For For Management
1.8 Elect Director Phillip T. Thong For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Eide Bailly LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST COMMUNITY BANKSHARES, INC.
Ticker: FCBC Security ID: 31983A103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. William Davis For Withhold Management
1.2 Elect Director Gary R. Mills For Withhold Management
1.3 Elect Director M. Adam Sarver For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION
Ticker: FCCO Security ID: 319835104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Brown For For Management
1.2 Elect Director W. James Kitchens, Jr. For For Management
1.3 Elect Director Edward J. Tarver For For Management
1.4 Elect Director Roderick M. Todd, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Elliott Davis, LLC as Auditors For For Management
--------------------------------------------------------------------------------
FIRST DEFIANCE FINANCIAL CORP.
Ticker: FDEF Security ID: 32006W106
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee Burdman For For Management
1.2 Elect Director Jean A. Hubbard For For Management
1.3 Elect Director Charles D. Niehaus For For Management
1.4 Elect Director Mark A. Robison For For Management
1.5 Elect Director Richard J. Schiraldi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL CORPORATION
Ticker: THFF Security ID: 320218100
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory L. Gibson For Withhold Management
1.2 Elect Director Paul J. Pierson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL NORTHWEST, INC.
Ticker: FFNW Security ID: 32022K102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Kiley, III For Withhold Management
1.2 Elect Director Richard M. Riccobono For Withhold Management
1.3 Elect Director Roger H. Molvar For Withhold Management
1.4 Elect Director Ralph C. Sabin For Withhold Management
1.5 Elect Director Diane C. Davis For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
FIRST FOUNDATION INC.
Ticker: FFWM Security ID: 32026V104
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Max Briggs For Withhold Management
1.2 Elect Director John Hakopian For Withhold Management
1.3 Elect Director Scott F. Kavanaugh For Withhold Management
1.4 Elect Director Ulrich E. Keller, Jr. For Withhold Management
1.5 Elect Director David Lake For Withhold Management
1.6 Elect Director Elizabeth A. Pagliarini For Withhold Management
1.7 Elect Director Mitchell M. Rosenberg For Withhold Management
1.8 Elect Director Diane M. Rubin For Withhold Management
1.9 Elect Director Jacob Sonenshine For Withhold Management
2 Ratify Eide Bailly LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST GUARANTY BANCSHARES, INC.
Ticker: FGBI Security ID: 32043P106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack Rossi For Withhold Management
1.2 Elect Director William K. Hood For Withhold Management
1.3 Elect Director Alton B. Lewis, Jr. For Withhold Management
1.4 Elect Director Marshall T. Reynolds For Withhold Management
1.5 Elect Director Edgar R. Smith, III For Withhold Management
2 Ratify Castaing, Hussey & Lolan, LLC For For Management
as Auditors
--------------------------------------------------------------------------------
FIRST INTERNET BANCORP
Ticker: INBK Security ID: 320557101
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Becker For For Management
1.2 Elect Director Ana Dutra For For Management
1.3 Elect Director John K. Keach, Jr. For For Management
1.4 Elect Director David R. Lovejoy For For Management
1.5 Elect Director Michael L. Smith For For Management
1.6 Elect Director Ralph R. Whitney, Jr. For For Management
1.7 Elect Director Jerry Williams For For Management
1.8 Elect Director Jean L. Wojtowicz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
4 Amend Articles of Incorporation to For For Management
Allow Shareholders to Amend Bylaws
--------------------------------------------------------------------------------
FIRST MID BANCSHARES, INC.
Ticker: FMBH Security ID: 320866106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Grissom For Withhold Management
1.2 Elect Director Mary J. Westerhold For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST NORTHWEST BANCORP
Ticker: FNWB Security ID: 335834107
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew P. Deines For Withhold Management
1.2 Elect Director Stephen E. Oliver For Withhold Management
1.3 Elect Director Jennifer Zaccardo For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST UNITED CORPORATION
Ticker: FUNC Security ID: 33741H107
Meeting Date: JUN 11, 2020 Meeting Type: Proxy Contest
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director John F. Barr For For Management
1.2 Elect Director Brian R. Boal For For Management
1.3 Elect Director John W. McCullough For Withhold Management
1.4 Elect Director Marisa A. Shockley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Michael J. Driscoll For Did Not Vote Shareholder
1.2 Elect Director Lisa Narrell-Mead For Did Not Vote Shareholder
1.3 Elect Director Ethan C. Elzen For Did Not Vote Shareholder
1.4 Management Nominee Marisa A. Shockley For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP Against Did Not Vote Management
as Auditors
--------------------------------------------------------------------------------
FIRST US BANCSHARES, INC.
Ticker: FUSB Security ID: 33744V103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew C. Bearden, Jr. For For Management
1.2 Elect Director Robert Stephen Briggs For For Management
1.3 Elect Director Sheri S. Cook For For Management
1.4 Elect Director John C. Gordon For For Management
1.5 Elect Director David P. Hale For For Management
1.6 Elect Director William G. Harrison For For Management
1.7 Elect Director James F. House For For Management
1.8 Elect Director J. Lee McPhearson For For Management
1.9 Elect Director Jack W. Meigs For For Management
1.10 Elect Director Aubrey S. Miller For For Management
1.11 Elect Director Donna D. Smith For For Management
1.12 Elect Director Bruce N. Wilson For For Management
2 Ratify Carr, Riggs & Ingram, LLC as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLANIGAN'S ENTERPRISES, INC.
Ticker: BDL Security ID: 338517105
Meeting Date: FEB 28, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August H. Bucci For Withhold Management
1.2 Elect Director Christopher J. Nelms For Withhold Management
1.3 Elect Director Patrick J. Flanigan For Withhold Management
--------------------------------------------------------------------------------
FLEXSTEEL INDUSTRIES, INC.
Ticker: FLXS Security ID: 339382103
Meeting Date: DEC 09, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Creekmuir For Withhold Management
1.2 Elect Director Jerald K. Dittmer For Withhold Management
1.3 Elect Director Charles R. Eitel For Withhold Management
1.4 Elect Director Matthew A. Kaness For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
FLUENT, INC.
Ticker: FLNT Security ID: 34380C102
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ryan Schulke For Against Management
1b Elect Director Matthew Conlin For Against Management
1c Elect Director Andrew Frawley For Against Management
1d Elect Director Donald Mathis For Against Management
1e Elect Director Barbara Shattuck Kohn For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
Ticker: FFIC Security ID: 343873105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. McCabe For For Management
1b Elect Director Donna M. O'Brien For For Management
1c Elect Director Michael J. Russo For For Management
1d Elect Director Caren C. Yoh For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditor For For Management
--------------------------------------------------------------------------------
FNCB BANCORP, INC.
Ticker: FNCB Security ID: 302578109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard A. Champi For Withhold Management
1.2 Elect Director Louis A. DeNaples For Withhold Management
1.3 Elect Director Keith W. Eckel For Withhold Management
1.4 Elect Director Kathleen McCarthy For Withhold Management
Lambert
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
FONAR CORPORATION
Ticker: FONR Security ID: 344437405
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond V. Damadian For Withhold Management
1.2 Elect Director Claudette J.V. Chan For Withhold Management
1.3 Elect Director Robert J. Janoff None None Management
*Withdrawn Resolution*
1.4 Elect Director Charles N. O'Data For Withhold Management
1.5 Elect Director Ronald G. Lehman For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
FORTERRA, INC.
Ticker: FRTA Security ID: 34960W106
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Harrell For Withhold Management
1.2 Elect Director Chad Lewis For Withhold Management
1.3 Elect Director Karl H. Watson, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOSSIL GROUP, INC.
Ticker: FOSL Security ID: 34988V106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Belgya For For Management
1.2 Elect Director William B. Chiasson For For Management
1.3 Elect Director Kim Harriss Jones For For Management
1.4 Elect Director Kosta N. Kartsotis For For Management
1.5 Elect Director Kevin Mansell For For Management
1.6 Elect Director Diane L. Neal For For Management
1.7 Elect Director Gail B. Tifford For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FOUNDATION BUILDING MATERIALS, INC.
Ticker: FBM Security ID: 350392106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Espe For Against Management
1b Elect Director Fareed A. Khan For Against Management
1c Elect Director James F. Underhill For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FRANKLIN FINANCIAL NETWORK, INC.
Ticker: FSB Security ID: 35352P104
Meeting Date: JUN 15, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FRANKLIN FINANCIAL SERVICES CORPORATION
Ticker: FRAF Security ID: 353525108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Warren Elliott For Withhold Management
1.2 Elect Director Timothy G. Henry For Withhold Management
1.3 Elect Director Stanley J. Kerlin For Withhold Management
1.4 Elect Director Kimberly M. Rzomp For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Articles of Incorporation For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael J. Berthelot For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRIEDMAN INDUSTRIES, INCORPORATED
Ticker: FRD Security ID: 358435105
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Taylor For Withhold Management
1.2 Elect Director Durga D. Agrawal For Withhold Management
1.3 Elect Director Max Reichenthal For Withhold Management
1.4 Elect Director Joel Spira For Withhold Management
1.5 Elect Director Tim Stevenson For Withhold Management
1.6 Elect Director Joe L. Williams For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Moss Adams LLP as Auditors For For Management
5 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
FRONTLINE LTD.
Ticker: FRO Security ID: G3682E192
Meeting Date: SEP 13, 2019 Meeting Type: Annual
Record Date: JUL 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2 Authorize Board to Fill Vacancies For For Management
3 Elect Director John Fredriksen For Against Management
4 Elect Director James O'Shaughnessy For Against Management
5 Elect Director Ulrika Laurin For Against Management
6 Elect Director Ola Lorentzon For Against Management
7 Approve PricewaterhouseCoopers AS of For For Management
Oslo, Norway as Auditors and Authorize
Board to Fix Their Remuneration
8 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
FS BANCORP, INC.
Ticker: FSBW Security ID: 30263Y104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Mansfield For Withhold Management
1.2 Elect Director Margaret R. Piesik For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
FS KKR CAPITAL CORP.
Ticker: FSK Security ID: 302635107
Meeting Date: JUL 16, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara Adams For For Management
1.2 Elect Director Frederick Arnold For For Management
1.3 Elect Director Michael C. Forman For For Management
1.4 Elect Director Jerel A. Hopkins For For Management
2 Approve Reduced Asset Coverage Ratio For Against Management
3 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
FSB BANCORP, INC.
Ticker: FSBC Security ID: 30289C102
Meeting Date: APR 20, 2020 Meeting Type: Special
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FUEL TECH, INC.
Ticker: FTEK Security ID: 359523107
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent J. Arnone For Withhold Management
1.2 Elect Director Douglas G. Bailey For Withhold Management
1.3 Elect Director Sharon L. Jones For Withhold Management
1.4 Elect Director James J. Markowsky For Withhold Management
1.5 Elect Director Thomas S. Shaw, Jr. For Withhold Management
1.6 Elect Director Dennis L. Zeitler For Withhold Management
2 Approve Reverse Stock Split For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FULL HOUSE RESORTS, INC.
Ticker: FLL Security ID: 359678109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kenneth R. Adams For For Management
1B Elect Director Carl G. Braunlich For For Management
1C Elect Director Lewis A. Fanger For For Management
1D Elect Director Daniel R. Lee For For Management
1E Elect Director Kathleen M. Marshall For For Management
1F Elect Director Bradley M. Tirpak For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FUTUREFUEL CORP.
Ticker: FF Security ID: 36116M106
Meeting Date: SEP 10, 2019 Meeting Type: Annual
Record Date: JUL 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald C. Bedell For Withhold Management
1.2 Elect Director Edwin A. Levy For Withhold Management
1.3 Elect Director Terrance C.Z. (Terry) For Withhold Management
Egger
2 Ratify RSM US LLP as Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC.
Ticker: GCAP Security ID: 36268W100
Meeting Date: JUL 11, 2019 Meeting Type: Annual
Record Date: MAY 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Schenk For Against Management
1.2 Elect Director Christopher W. Calhoun For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC.
Ticker: GCAP Security ID: 36268W100
Meeting Date: JUN 05, 2020 Meeting Type: Special
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 36473H104
Meeting Date: NOV 14, 2019 Meeting Type: Special
Record Date: SEP 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 36472T109
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayur Gupta For For Management
1.2 Elect Director Theodore P. Janulis For Withhold Management
1.3 Elect Director John Jeffry Louis, III For For Management
1.4 Elect Director Maria M. Miller For For Management
1.5 Elect Director Michael E. Reed For For Management
1.6 Elect Director Debra A. Sandler For For Management
1.7 Elect Director Kevin M. Sheehan For Withhold Management
1.8 Elect Director Barbara W. Wall For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5A Eliminate Supermajority Vote For For Management
Requirement to Amend Certain
Provisions of Certificate of
Incorporation
5B Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
5C Eliminate Supermajority Vote For For Management
Requirement to Remove and Appoint
Directors
6 Prepare an Annual "Journalism Report" None For Shareholder
--------------------------------------------------------------------------------
GENERAL FINANCE CORPORATION
Ticker: GFN Security ID: 369822101
Meeting Date: DEC 05, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Manuel Marrero For For Management
1.2 Elect Director Douglas B. Trussler For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
GENESCO INC.
Ticker: GCO Security ID: 371532102
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joanna Barsh For For Management
1.2 Elect Director Matthew C. Diamond For For Management
1.3 Elect Director Marty G. Dickens For For Management
1.4 Elect Director Thurgood Marshall, Jr. For For Management
1.5 Elect Director Kathleen Mason For For Management
1.6 Elect Director Kevin P. McDermott For For Management
1.7 Elect Director Mimi E. Vaughn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL INDEMNITY
Ticker: GBLI Security ID: G3933F105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Saul A. Fox For Against Management
1b Elect Director Joseph W. Brown For Against Management
1c Elect Director Michele A. Colucci For Against Management
1d Elect Director Seth J. Gersch For Against Management
1e Elect Director Jason B. Hurwitz For Against Management
1f Elect Director Bruce R. Lederman For Against Management
1g Elect Director Cynthia Y. Valko For Against Management
1h Elect Director James D. Wehr For Against Management
2 Matters Concerning Global Indemnity For For Management
Reinsurance Company, Ltd. and to
Authorize Global Indemnity Limited to
Vote, as Proxy on such Matters
3 Approve Ernst & Young Global Limited For For Management
('EY') as Auditors and Authorize Board
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GMS INC.
Ticker: GMS Security ID: 36251C103
Meeting Date: OCT 30, 2019 Meeting Type: Annual
Record Date: SEP 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian R. Hoesterey For Against Management
1b Elect Director Teri P. McClure For For Management
1c Elect Director Richard K. Mueller For Against Management
1d Elect Director J. Louis Sharpe For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOLDEN ENTERTAINMENT, INC.
Ticker: GDEN Security ID: 381013101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake L. Sartini For Withhold Management
1.2 Elect Director Lyle A. Berman For Withhold Management
1.3 Elect Director Ann Dozier For Withhold Management
1.4 Elect Director Mark A. Lipparelli For Withhold Management
1.5 Elect Director Anthony A. Marnell, III For Withhold Management
1.6 Elect Director Robert L. Miodunski For Withhold Management
1.7 Elect Director Terrence L. Wright For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GOOD TIMES RESTAURANTS INC.
Ticker: GTIM Security ID: 382140879
Meeting Date: FEB 13, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Geoffrey R. Bailey For Against Management
1b Elect Director Jason S. Maceda For Against Management
1c Elect Director Charles Jobson For Against Management
1d Elect Director Robert J. Stetson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For Against Management
--------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION
Ticker: GDP Security ID: 382410843
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter G. 'Gil' Goodrich For Withhold Management
1.2 Elect Director Robert C. Turnham, Jr. For Withhold Management
1.3 Elect Director Timothy D. Leuliette For Withhold Management
1.4 Elect Director Ronald F. Coleman For Withhold Management
1.5 Elect Director K. Adam Leight For Withhold Management
1.6 Elect Director Thomas M. Souers For Withhold Management
1.7 Elect Director Jeffrey S. Serota For Withhold Management
1.8 Elect Director Edward J. Sondey For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC.
Ticker: GTE Security ID: 38500T101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Dey For Against Management
1.2 Elect Director Gary S. Guidry For Against Management
1.3 Elect Director Evan Hazell For Against Management
1.4 Elect Director Robert B. Hodgins For Against Management
1.5 Elect Director Ronald W. Royal For Against Management
1.6 Elect Director Sondra Scott For Against Management
1.7 Elect Director David P. Smith For Against Management
1.8 Elect Director Brooke Wade For Against Management
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAY TELEVISION, INC.
Ticker: GTN Security ID: 389375106
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilton H. Howell, Jr. For For Management
1.2 Elect Director Howell W. Newton For For Management
1.3 Elect Director Richard L. Boger For For Management
1.4 Elect Director T. L. (Gene) Elder For For Management
1.5 Elect Director Luis A. Garcia For For Management
1.6 Elect Director Richard B. Hare For For Management
1.7 Elect Director Robin R. Howell For For Management
1.8 Elect Director Donald P. (Pat) For For Management
LaPlatney
1.9 Elect Director Paul H. McTear For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION
Ticker: GLDD Security ID: 390607109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine J. Dorward-King For Withhold Management
1b Elect Director Ryan J. Levenson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC.
Ticker: GSBC Security ID: 390905107
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin R. Ausburn For Withhold Management
1.2 Elect Director Larry D. Frazier For Withhold Management
1.3 Elect Director Douglas M. Pitt For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For Against Management
--------------------------------------------------------------------------------
GREEN PLAINS INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Anderson For Withhold Management
1.2 Elect Director Wayne Hoovestol For Withhold Management
1.3 Elect Director Ejnar Knudsen For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRIFFON CORPORATION
Ticker: GFF Security ID: 398433102
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: DEC 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Brosig For For Management
1.2 Elect Director Robert G. Harrison For For Management
1.3 Elect Director Lacy M. Johnson For For Management
1.4 Elect Director James W. Sight For For Management
1.5 Elect Director Samanta Hegedus Stewart For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC.
Ticker: GPI Security ID: 398905109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carin M. Barth For For Management
1.2 Elect Director Earl J. Hesterberg For For Management
1.3 Elect Director Lincoln Pereira For For Management
1.4 Elect Director Stephen D. Quinn For For Management
1.5 Elect Director Steven P. Stanbrook For For Management
1.6 Elect Director Charles L. Szews For For Management
1.7 Elect Director Anne Taylor For For Management
1.8 Elect Director Max P. Watson, Jr. For For Management
1.9 Elect Director MaryAnn Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GULF RESOURCES, INC.
Ticker: GURE Security ID: 40251W309
Meeting Date: DEC 18, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ming Yang For Withhold Management
1.2 Elect Director Xiaobin Liu For Withhold Management
1.3 Elect Director Naihui Miao For Withhold Management
1.4 Elect Director Shengwei Ma For Withhold Management
1.5 Elect Director Yang Zou For Withhold Management
1.6 Elect Director Shitong Jiang For Withhold Management
1.7 Elect Director Tengfei Zhang For Withhold Management
2 Ratify Morison Cogen LLP as Auditors For For Management
3 Approve Reverse Stock Split For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION
Ticker: HAFC Security ID: 410495204
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Ahn For For Management
1b Elect Director Kiho Choi For For Management
1c Elect Director Christie K. Chu For For Management
1d Elect Director Harry H. Chung For For Management
1e Elect Director Scott R. Diehl For For Management
1f Elect Director Bonita I. Lee For For Management
1g Elect Director David L. Rosenblum For For Management
1h Elect Director Thomas J. Williams For For Management
1i Elect Director Michael M. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC.
Ticker: HVT Security ID: 419596101
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Allison Dukes For For Management
1.2 Elect Director G. Thomas Hough For For Management
2 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
HAVERTY FURNITURE COMPANIES, INC.
Ticker: HVT Security ID: 419596101
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAWAIIAN HOLDINGS, INC.
Ticker: HA Security ID: 419879101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Carty For Withhold Management
1.2 Elect Director Earl E. Fry For Withhold Management
1.3 Elect Director Lawrence S. Hershfield For Withhold Management
1.4 Elect Director Peter R. Ingram For Withhold Management
1.5 Elect Director Randall L. Jenson For Withhold Management
1.6 Elect Director Crystal K. Rose For Withhold Management
1.7 Elect Director Richard N. Zwern For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
A Please Check if Owner of Record is a U. None For Management
S. Citizen
B Please Check if Owner of Record is Not None Against Management
a U.S. Citizen
--------------------------------------------------------------------------------
HAWTHORN BANCSHARES, INC.
Ticker: HWBK Security ID: 420476103
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip D. Freeman For Against Management
1.2 Elect Director Kathleen L. Bruegenhemke For Against Management
1.3 Elect Director Jonathan D. Holtaway For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
HEARTLAND FINANCIAL USA, INC.
Ticker: HTLF Security ID: 42234Q102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Engel For Withhold Management
1b Elect Director Thomas L. Flynn For Withhold Management
1c Elect Director Jennifer K. Hopkins For Withhold Management
1d Elect Director Bruce K. Lee For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HECLA MINING COMPANY
Ticker: HL Security ID: 422704106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phillips S. Baker, Jr. For Against Management
1b Elect Director George R. Johnson For Against Management
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth L. Axelrod For For Management
1.2 Elect Director Laszlo Bock For For Management
1.3 Elect Director Clare M. Chapman For For Management
1.4 Elect Director Lyle Logan For For Management
1.5 Elect Director T. Willem Mesdag For For Management
1.6 Elect Director Krishnan Rajagopalan For For Management
1.7 Elect Director Stacey Rauch For For Management
1.8 Elect Director Adam Warby For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy H. Nelson For Withhold Management
1.2 Elect Director William L. Transier For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HENNESSY ADVISORS, INC.
Ticker: HNNA Security ID: 425885100
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil J. Hennessy For Withhold Management
1.2 Elect Director Teresa M. Nilsen For Withhold Management
1.3 Elect Director Daniel B. Steadman For Withhold Management
1.4 Elect Director Henry Hansel For Withhold Management
1.5 Elect Director Brian A. Hennessy For Withhold Management
1.6 Elect Director Daniel G. Libarle For Withhold Management
1.7 Elect Director Rodger Offenbach For Withhold Management
1.8 Elect Director Susan W. Pomilia For Withhold Management
1.9 Elect Director Thomas L. Seavey For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERC HOLDINGS INC.
Ticker: HRI Security ID: 42704L104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert L. Henkel For Against Management
1b Elect Director Lawrence H. Silber For Against Management
1c Elect Director James H. Browning For Against Management
1d Elect Director Patrick D. Campbell For Against Management
1e Elect Director Jonathan Frates For Against Management
1f Elect Director Nicholas F. Graziano For Against Management
1g Elect Director Jean K. Holley For Against Management
1h Elect Director Jacob M. Katz For Against Management
1i Elect Director Michael A. Kelly For Against Management
1j Elect Director Andrew N. Langham For Against Management
1k Elect Director Mary Pat Salomone For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HERITAGE INSURANCE HOLDINGS, INC.
Ticker: HRTG Security ID: 42727J102
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Lucas For For Management
1.2 Elect Director Richard Widdicombe For For Management
1.3 Elect Director Panagiotis "Pete" For For Management
Apostolou
1.4 Elect Director Irini Barlas For For Management
1.5 Elect Director Mark Berset For For Management
1.6 Elect Director Steven Martindale For For Management
1.7 Elect Director James Masiello For For Management
1.8 Elect Director Nicholas Pappas For For Management
1.9 Elect Director Joseph Vattamattam For For Management
1.10 Elect Director Vijay Walvekar For For Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HERTZ GLOBAL HOLDINGS, INC.
Ticker: HTZ Security ID: 42806J106
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David A. Barnes For For Management
1b Elect Director SungHwan Cho For For Management
1c Elect Director Vincent J. Intrieri For For Management
1d Elect Director Henry R. Keizer For For Management
1e Elect Director Kathryn V. Marinello For For Management
1f Elect Director Anindita Mukherjee For For Management
1g Elect Director Daniel A. Ninivaggi For For Management
1h Elect Director Kevin M. Sheehan For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony F. Crudele For For Management
1.2 Elect Director James A. Hilt For For Management
1.3 Elect Director Jamere Jackson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HIGHPOWER INTERNATIONAL, INC.
Ticker: HPJ Security ID: 43113X101
Meeting Date: OCT 29, 2019 Meeting Type: Special
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HILLENBRAND, INC.
Ticker: HI Security ID: 431571108
Meeting Date: FEB 13, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel C. Hillenbrand For For Management
1.2 Elect Director Thomas H. Johnson For For Management
1.3 Elect Director Neil S. Novich For For Management
1.4 Elect Director Joe A. Raver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Articles of Incorporation and For For Management
Code of By-laws
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HILLTOP HOLDINGS, INC.
Ticker: HTH Security ID: 432748101
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlotte Jones Anderson For Withhold Management
1.2 Elect Director Rhodes R. Bobbitt For Withhold Management
1.3 Elect Director Tracy A. Bolt For Withhold Management
1.4 Elect Director W. Joris Brinkerhoff For Withhold Management
1.5 Elect Director J. Taylor Crandall For Withhold Management
1.6 Elect Director Charles R. Cummings For Withhold Management
1.7 Elect Director Hill A. Feinberg For Withhold Management
1.8 Elect Director Gerald J. Ford For Withhold Management
1.9 Elect Director Jeremy B. Ford For Withhold Management
1.10 Elect Director J. Markham Green For Withhold Management
1.11 Elect Director William T. Hill, Jr. For Withhold Management
1.12 Elect Director Lee Lewis For Withhold Management
1.13 Elect Director Andrew J. Littlefair For Withhold Management
1.14 Elect Director W. Robert Nichols, III For Withhold Management
1.15 Elect Director C. Clifton Robinson For Withhold Management
1.16 Elect Director Kenneth D. Russell For Withhold Management
1.17 Elect Director A. Haag Sherman For Withhold Management
1.18 Elect Director Jonathan S. Sobel For Withhold Management
1.19 Elect Director Robert C. Taylor, Jr. For Withhold Management
1.20 Elect Director Carl B. Webb For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HINGHAM INSTITUTION FOR SAVINGS
Ticker: HIFS Security ID: 433323102
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian T. Kenner For Withhold Management
1.2 Elect Director Stacey M. Page For Withhold Management
1.3 Elect Director Geoffrey C. Wilkinson, For Withhold Management
Sr.
1.4 Elect Director Robert H. Gaughen, Jr. For Withhold Management
1.5 Elect Director Patrick R. Gaughen For Withhold Management
2 Elect Company Clerk Jacqueline M. For For Management
Youngworth
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HMN FINANCIAL, INC.
Ticker: HMNF Security ID: 40424G108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen J. Berning For Against Management
1.2 Elect Director Sequoya S. Borgman For Against Management
1.3 Elect Director Bernard R. Nigon For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOME BANCORP, INC.
Ticker: HBCP Security ID: 43689E107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Blanchet, III For Withhold Management
1.2 Elect Director Daniel G. Guidry For Withhold Management
1.3 Elect Director Chris P. Rader For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Wipfli LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOMESTREET, INC.
Ticker: HMST Security ID: 43785V102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Mitchell, Jr. For Against Management
1b Elect Director Nancy D. Pellegrino For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOMETRUST BANCSHARES, INC.
Ticker: HTBI Security ID: 437872104
Meeting Date: NOV 18, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Steven Goforth For For Management
1.2 Elect Director Laura C. Kendall For For Management
1.3 Elect Director Dana L. Stonestreet For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOOKER FURNITURE CORPORATION
Ticker: HOFT Security ID: 439038100
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Toms, Jr. For For Management
1.2 Elect Director W. Christopher Beeler, For For Management
Jr.
1.3 Elect Director Paulette Garafalo For For Management
1.4 Elect Director Tonya H. Jackson For For Management
1.5 Elect Director E. Larry Ryder For For Management
1.6 Elect Director Ellen C. Taaffe For For Management
1.7 Elect Director Henry G. Williamson, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditor For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOPE BANCORP, INC.
Ticker: HOPE Security ID: 43940T109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald D. Byun For For Management
1.2 Elect Director Jinho Doo For For Management
1.3 Elect Director Daisy Y. Ha For For Management
1.4 Elect Director James U. Hwang For For Management
1.5 Elect Director Jin Chul Jhung For For Management
1.6 Elect Director Joon K. Kim For For Management
1.7 Elect Director Kevin S. Kim For For Management
1.8 Elect Director Steven S. Koh For For Management
1.9 Elect Director Chung Hyun Lee For For Management
1.10 Elect Director William J. Lewis For For Management
1.11 Elect Director David P. Malone For For Management
1.12 Elect Director John R. Taylor For For Management
1.13 Elect Director Scott Yoon-Suk Whang For For Management
1.14 Elect Director Dale S. Zuehls For For Management
2 Ratify Crowe LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOPFED BANCORP, INC.
Ticker: HFBC Security ID: 439734104
Meeting Date: JUL 23, 2019 Meeting Type: Special
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Casady For For Management
1b Elect Director Daniel A. Domenech For For Management
1c Elect Director Perry G. Hines For For Management
1d Elect Director Mark E. Konen For For Management
1e Elect Director Beverley J. McClure For For Management
1f Elect Director H. Wade Reece For For Management
1g Elect Director Robert Stricker For For Management
1h Elect Director Steven O. Swyers For For Management
1i Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HORIZON BANCORP, INC.
Ticker: HBNC Security ID: 440407104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Dworkin For Withhold Management
1.2 Elect Director Michele M. Magnuson For Withhold Management
1.3 Elect Director Daniel F. Hopp For Withhold Management
1.4 Elect Director Steven W. Reed For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOSTESS BRANDS, INC.
Ticker: TWNK Security ID: 44109J106
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2 Eliminate Supermajority Vote For For Management
Requirement
3.1 Elect Director Andrew P. Callahan For Withhold Management
3.2 Elect Director Gretchen R. Crist For Withhold Management
3.3 Elect Director Ioannis Skoufalos For Withhold Management
3.4 Elect Director Laurence Bodner For Withhold Management
3.5 Elect Director Rachel P. Cullen For Withhold Management
3.6 Elect Director Jerry D. Kaminski For Withhold Management
3.7 Elect Director C. Dean Metropoulos For Withhold Management
3.8 Elect Director Craig D. Steeneck For Withhold Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOUGHTON MIFFLIN HARCOURT COMPANY
Ticker: HMHC Security ID: 44157R109
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Allen For For Management
1.2 Elect Director L. Gordon Crovitz For For Management
1.3 Elect Director Jean S. Desravines For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director Jill A. Greenthal For For Management
1.6 Elect Director John F. Killian For For Management
1.7 Elect Director John J. Lynch, Jr. For For Management
1.8 Elect Director John R. McKernan, Jr. For For Management
1.9 Elect Director Tracey D. Weber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOWARD BANCORP, INC.
Ticker: HBMD Security ID: 442496105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard G. Arnold For For Management
1.2 Elect Director James T. Dresher, Jr. For For Management
1.3 Elect Director Mary Ann Scully For For Management
1.4 Elect Director Jack E. Steil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Yeager For For Management
1.2 Elect Director Mary H. Boosalis For For Management
1.3 Elect Director James C. Kenny For For Management
1.4 Elect Director Peter B. McNitt For For Management
1.5 Elect Director Charles R. Reaves For For Management
1.6 Elect Director Martin P. Slark For For Management
1.7 Elect Director Jonathan P. Ward For For Management
1.8 Elect Director Jenell R. Ross For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HURCO COMPANIES, INC.
Ticker: HURC Security ID: 447324104
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Aaro For For Management
1.2 Elect Director Robert W. Cruickshank For Withhold Management
1.3 Elect Director Michael Doar For For Management
1.4 Elect Director Cynthia Dubin For For Management
1.5 Elect Director Timothy J. Gardner For For Management
1.6 Elect Director Jay C. Longbottom For For Management
1.7 Elect Director Richard Porter For Withhold Management
1.8 Elect Director Janaki Sivanesan For For Management
1.9 Elect Director Gregory S. Volovic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
ICHOR HOLDINGS, LTD.
Ticker: ICHR Security ID: G4740B105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Laura Black For Withhold Management
1b Elect Director Iain MacKenzie For Withhold Management
1c Elect Director Thomas Rohrs For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IES HOLDINGS, INC.
Ticker: IESC Security ID: 44951W106
Meeting Date: FEB 19, 2020 Meeting Type: Annual
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd M. Cleveland For Withhold Management
1.2 Elect Director Joseph L. Dowling, III For Withhold Management
1.3 Elect Director David B. Gendell For Withhold Management
1.4 Elect Director Jeffrey L. Gendell For Withhold Management
1.5 Elect Director Joe D. Koshkin For Withhold Management
1.6 Elect Director Donald L. Luke For Withhold Management
1.7 Elect Director Gary S. Matthews For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INDEPENDENCE CONTRACT DRILLING, INC.
Ticker: ICD Security ID: 453415309
Meeting Date: FEB 06, 2020 Meeting Type: Special
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INDEPENDENCE HOLDING COMPANY
Ticker: IHC Security ID: 453440307
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: SEP 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry R. Graber For Withhold Management
1.2 Elect Director Teresa A. Herbert For Withhold Management
1.3 Elect Director David T. Kettig For Withhold Management
1.4 Elect Director Allan C. Kirkman For Withhold Management
1.5 Elect Director John L. Lahey For Withhold Management
1.6 Elect Director Steven B. Lapin For Withhold Management
1.7 Elect Director Ronald I. Simon For Withhold Management
1.8 Elect Director James G. Tatum For Withhold Management
1.9 Elect Director Roy T.K. Thung For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
INGLES MARKETS, INC.
Ticker: IMKTA Security ID: 457030104
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest E. Ferguson For Withhold Management
1.2 Elect Director John R. Lowden For Withhold Management
--------------------------------------------------------------------------------
INNODATA INC.
Ticker: INOD Security ID: 457642205
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack S. Abuhoff For Withhold Management
1.2 Elect Director Louise C. Forlenza For Withhold Management
1.3 Elect Director Stewart R. Massey For Withhold Management
1.4 Elect Director Nauman (Nick) Toor For For Management
2 Ratify CohnReznick LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INNOPHOS HOLDINGS, INC.
Ticker: IPHS Security ID: 45774N108
Meeting Date: JAN 15, 2020 Meeting Type: Special
Record Date: NOV 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INSIGHT ENTERPRISES, INC.
Ticker: NSIT Security ID: 45765U103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Allen For For Management
1.2 Elect Director Bruce W. Armstrong For For Management
1.3 Elect Director Linda Breard For For Management
1.4 Elect Director Timothy A. Crown For For Management
1.5 Elect Director Catherine Courage For For Management
1.6 Elect Director Anthony A. Ibarguen For For Management
1.7 Elect Director Kenneth T. Lamneck For For Management
1.8 Elect Director Kathleen S. Pushor For For Management
1.9 Elect Director Girish Rishi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL SPEEDWAY CORPORATION
Ticker: ISCA Security ID: 460335201
Meeting Date: OCT 16, 2019 Meeting Type: Special
Record Date: SEP 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INTEST CORPORATION
Ticker: INTT Security ID: 461147100
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Abrams For Withhold Management
1.2 Elect Director Jeffrey A. Beck For Withhold Management
1.3 Elect Director Joseph W. Dews, IV For Withhold Management
1.4 Elect Director Gerald J. (Jerry) For Withhold Management
Maginnis
1.5 Elect Director James Pelrin For Withhold Management
2 Ratify RSM US LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTL FCSTONE INC.
Ticker: INTL Security ID: 46116V105
Meeting Date: JUN 24, 2020 Meeting Type: Special
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to StoneX Group For For Management
Inc.
--------------------------------------------------------------------------------
INTL FCSTONE, INC.
Ticker: INTL Security ID: 46116V105
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Branch For Withhold Management
1.2 Elect Director Diane L. Cooper For Withhold Management
1.3 Elect Director John M. Fowler For Withhold Management
1.4 Elect Director Steven Kass For Withhold Management
1.5 Elect Director Bruce W. Krehbiel For Withhold Management
1.6 Elect Director Sean M. O'Connor For Withhold Management
1.7 Elect Director Eric Parthemore For Withhold Management
1.8 Elect Director John Radziwill For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTREPID POTASH, INC.
Ticker: IPI Security ID: 46121Y102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert P. Jornayvaz, III For Against Management
1b Elect Director Hugh E. Harvey, Jr. For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
J. ALEXANDER'S HOLDINGS, INC.
Ticker: JAX Security ID: 46609J106
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl J. Grassi For Withhold Management
1.2 Elect Director Frank R. Martire For Withhold Management
1.3 Elect Director Raymond R. Quirk For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
JAKKS PACIFIC, INC.
Ticker: JAKK Security ID: 47012E106
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement
2 Classify the Board of Directors For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
JAKKS PACIFIC, INC.
Ticker: JAKK Security ID: 47012E106
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Berman For For Management
1.2 Elect Director Zhao Xiaoqiang For For Management
1.3 Elect Director Carole Levine For For Management
1.4 Elect Director Joshua Cascade For For Management
1.5 Elect Director Alexander Shoghi For For Management
2 Approve Reverse Stock Split For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JAMES RIVER GROUP HOLDINGS, LTD.
Ticker: JRVR Security ID: G5005R107
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Adam Abram For Withhold Management
1b Elect Director Robert P. Myron For Withhold Management
1c Elect Director Michael T. Oakes For Withhold Management
2 Approve Ernst &Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
K12 INC.
Ticker: LRN Security ID: 48273U102
Meeting Date: DEC 13, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For For Management
1.2 Elect Director Craig R. Barrett For For Management
1.3 Elect Director Guillermo Bron For For Management
1.4 Elect Director Robert L. Cohen For For Management
1.5 Elect Director Nathaniel A. Davis For For Management
1.6 Elect Director John M. Engler For For Management
1.7 Elect Director Steven B. Fink For For Management
1.8 Elect Director Robert E. Knowling, Jr. For For Management
1.9 Elect Director Liza McFadden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEANE GROUP, INC.
Ticker: FRAC Security ID: 48669A108
Meeting Date: OCT 22, 2019 Meeting Type: Special
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KEMET CORPORATION
Ticker: KEM Security ID: 488360207
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacob T. Kotzubei For For Management
1.2 Elect Director Robert G. Paul For For Management
1.3 Elect Director Yasuko Matsumoto For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KEMET CORPORATION
Ticker: KEM Security ID: 488360207
Meeting Date: FEB 20, 2020 Meeting Type: Special
Record Date: JAN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KEWAUNEE SCIENTIFIC CORPORATION
Ticker: KEQU Security ID: 492854104
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret B. Pyle For Withhold Management
1.2 Elect Director Donald F. Shaw For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KEY TRONIC CORPORATION
Ticker: KTCC Security ID: 493144109
Meeting Date: OCT 25, 2019 Meeting Type: Annual
Record Date: SEP 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bean For Withhold Management
1.2 Elect Director Craig D. Gates For Withhold Management
1.3 Elect Director Ronald F. Klawitter For Withhold Management
1.4 Elect Director Subodh K. Kulkarni For Withhold Management
1.5 Elect Director Yacov A. Shamash For Withhold Management
1.6 Elect Director Patrick Sweeney For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
KIMBALL ELECTRONICS, INC.
Ticker: KE Security ID: 49428J109
Meeting Date: NOV 07, 2019 Meeting Type: Annual
Record Date: SEP 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Holly A. Van Deursen For Withhold Management
1.2 Elect Director Michele M. Holcomb For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
KINGSTONE COMPANIES, INC.
Ticker: KINS Security ID: 496719105
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry B. Goldstein For Withhold Management
1.2 Elect Director Dale A. Thatcher - None None Management
Withdrawn
1.3 Elect Director Jay M. Haft For Withhold Management
1.4 Elect Director Floyd R. Tupper For Withhold Management
1.5 Elect Director William L. Yankus For Withhold Management
1.6 Elect Director Carla A. D'Andre For Withhold Management
1.7 Elect Director Timothy P. McFadden For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: 500688106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Andrew G. Inglis For For Management
1B Elect Director Richard Dearlove For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
KRATON CORPORATION
Ticker: KRA Security ID: 50077C106
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominique Fournier For For Management
1.2 Elect Director John J. Gallagher, III For For Management
1.3 Elect Director Billie I. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For Against Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
L.B. FOSTER COMPANY
Ticker: FSTR Security ID: 350060109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Bauer For Withhold Management
1.2 Elect Director Lee B. Foster, II For Withhold Management
1.3 Elect Director Dirk Junge For Withhold Management
1.4 Elect Director Diane B. Owen For Withhold Management
1.5 Elect Director Robert S. Purgason For Withhold Management
1.6 Elect Director William H. Rackoff For Withhold Management
1.7 Elect Director Suzanne B. Rowland For Withhold Management
1.8 Elect Director Bradley S. Vizi For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LA-Z-BOY INCORPORATED
Ticker: LZB Security ID: 505336107
Meeting Date: AUG 27, 2019 Meeting Type: Annual
Record Date: JUL 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurt L. Darrow For For Management
1.2 Elect Director Sarah M. Gallagher For For Management
1.3 Elect Director Edwin J. Holman For For Management
1.4 Elect Director Janet E. Kerr For For Management
1.5 Elect Director Michael T. Lawton For For Management
1.6 Elect Director H. George Levy For For Management
1.7 Elect Director W. Alan McCollough For For Management
1.8 Elect Director Rebecca L. O'Grady For For Management
1.9 Elect Director Lauren B. Peters For For Management
1.10 Elect Director Nido R. Qubein For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LADENBURG THALMANN FINANCIAL SERVICES INC.
Ticker: LTS Security ID: 50575Q102
Meeting Date: JAN 30, 2020 Meeting Type: Special
Record Date: DEC 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LAKELAND BANCORP, INC.
Ticker: LBAI Security ID: 511637100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Fredericks For Withhold Management
1.2 Elect Director Brian A. Gragnolati For Withhold Management
1.3 Elect Director James E. Hanson, II For Withhold Management
1.4 Elect Director Janeth C. Hendershot For Withhold Management
1.5 Elect Director Robert B. Nicholson, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LANDMARK BANCORP, INC.
Ticker: LARK Security ID: 51504L107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent A. Bowman For Against Management
1.2 Elect Director Sarah Hill-Nelson For Against Management
1.3 Elect Director David H. Snapp For Against Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
LANDS' END, INC.
Ticker: LE Security ID: 51509F105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Galvin For For Management
1.2 Elect Director Jerome S. Griffith For For Management
1.3 Elect Director Elizabeth Leykum For For Management
1.4 Elect Director Josephine Linden For For Management
1.5 Elect Director John T. McClain For For Management
1.6 Elect Director Maureen Mullen For For Management
1.7 Elect Director Jignesh Patel For For Management
1.8 Elect Director Jonah Staw For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LCNB CORP.
Ticker: LCNB Security ID: 50181P100
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Kaufman For Withhold Management
1.2 Elect Director Mary E. Bradford For Withhold Management
1.3 Elect Director William ("Rhett") G. For Withhold Management
Huddle
1.4 Elect Director Craig M. Johnson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBBEY INC.
Ticker: LBY Security ID: 529898108
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Foley For Withhold Management
1.2 Elect Director Deborah G. Miller For Withhold Management
1.3 Elect Director Steve Nave For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIBERTY TRIPADVISOR HOLDINGS, INC.
Ticker: LTRPA Security ID: 531465102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris Mueller For Withhold Management
1.2 Elect Director Albert E. Rosenthaler For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
LIFETIME BRANDS, INC.
Ticker: LCUT Security ID: 53222Q103
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Siegel For Withhold Management
1.2 Elect Director Robert B. Kay For Withhold Management
1.3 Elect Director Rachael A. Jarosh For Withhold Management
1.4 Elect Director John Koegel For Withhold Management
1.5 Elect Director Cherrie Nanninga For Withhold Management
1.6 Elect Director Craig Phillips For Withhold Management
1.7 Elect Director Veronique Gabai-Pinsky For Withhold Management
1.8 Elect Director Bruce G. Pollack For Withhold Management
1.9 Elect Director Michael J. Regan For Withhold Management
1.10 Elect Director Michael Schnabel For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LIMESTONE BANCORP, INC.
Ticker: LMST Security ID: 53262L105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Glenn Hogan For Withhold Management
1.2 Elect Director Celia P. Catlett For Withhold Management
1.3 Elect Director Kevin J. Kooman For Withhold Management
1.4 Elect Director Michael T. Levy For Withhold Management
1.5 Elect Director James M. Parsons For Withhold Management
1.6 Elect Director Bradford T. Ray For Withhold Management
1.7 Elect Director Edmond J. Seifried For Withhold Management
1.8 Elect Director John T. Taylor For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVE OAK BANCSHARES, INC.
Ticker: LOB Security ID: 53803X105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Cameron For Withhold Management
1.2 Elect Director Diane B. Glossman For Withhold Management
1.3 Elect Director Glen F. Hoffsis For Withhold Management
1.4 Elect Director Howard K. Landis, III For Withhold Management
1.5 Elect Director James S. Mahan, III For Withhold Management
1.6 Elect Director Miltom E. Petty For Withhold Management
1.7 Elect Director David G. Salyers For Withhold Management
1.8 Elect Director Neil L. Underwood For Withhold Management
1.9 Elect Director William L. Williams, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIVE VENTURES INCORPORATED
Ticker: LIVE Security ID: 538142308
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon Isaac For Withhold Management
1.2 Elect Director Tony Isaac For Withhold Management
1.3 Elect Director Richard D. Butler, Jr. For Withhold Management
1.4 Elect Director Dennis (De) Gao For Withhold Management
1.5 Elect Director Tyler Sickmeyer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify WSRP as Auditors For Against Management
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
LONESTAR RESOURCES US INC.
Ticker: LONE Security ID: 54240F103
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Frank D. Bracken, III For Against Management
1B Elect Director Henry B. Ellis For Against Management
1C Elect Director Daniel R. Lockwood For Against Management
1D Elect Director Matthew B. Ockwood For Against Management
1E Elect Director Stephen H. Oglesby For Against Management
1F Elect Director Phillip Z. Pace For Against Management
1G Elect Director John H. Pinkerton For Against Management
1H Elect Director Randy L. Wolsey For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
LSB INDUSTRIES, INC.
Ticker: LXU Security ID: 502160104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Packebush For For Management
1.2 Elect Director Diana M. Peninger For For Management
1.3 Elect Director Lynn F. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LSI INDUSTRIES INC.
Ticker: LYTS Security ID: 50216C108
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Beech For Withhold Management
1.2 Elect Director Ronald D. Brown For Withhold Management
1.3 Elect Director James A. Clark For Withhold Management
1.4 Elect Director Amy L. Hanson For Withhold Management
1.5 Elect Director John K. Morgan For Withhold Management
1.6 Elect Director Wilfred T. O'Gara For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUTHER BURBANK CORPORATION
Ticker: LBC Security ID: 550550107
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Trione For Withhold Management
1.2 Elect Director Simone Lagomarsino For Withhold Management
1.3 Elect Director John C. Erickson For Withhold Management
1.4 Elect Director Jack Krouskup For Withhold Management
1.5 Elect Director Anita Gentle Newcomb For Withhold Management
1.6 Elect Director Bradley M. Shuster For Withhold Management
1.7 Elect Director Thomas C. Wajnert For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
LYDALL, INC.
Ticker: LDL Security ID: 550819106
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Bills For Against Management
1b Elect Director Kathleen Burdett For Against Management
1c Elect Director James J. Cannon For Against Management
1d Elect Director Matthew T. Farrell For Against Management
1e Elect Director Marc T. Giles For Against Management
1f Elect Director Sara A. Greenstein For Against Management
1g Elect Director Suzanne Hammett For Against Management
1h Elect Director S. Carl Soderstron, Jr. For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
M/I HOMES, INC.
Ticker: MHO Security ID: 55305B101
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip G. Creek For Withhold Management
1.2 Elect Director Nancy J. Kramer For Withhold Management
1.3 Elect Director Norman L. Traeger For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION
Ticker: MFNC Security ID: 554571109
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis B. Bittner For Withhold Management
1.2 Elect Director Joseph D. Garea For Withhold Management
1.3 Elect Director Kelly W. George For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
MAGELLAN HEALTH, INC.
Ticker: MGLN Security ID: 559079207
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Shulman For For Management
1.2 Elect Director Swati Abbott For For Management
1.3 Elect Director Kenneth J. Fasola For For Management
1.4 Elect Director Peter A. Feld For For Management
1.5 Elect Director G. Scott MacKenzie For For Management
1.6 Elect Director Leslie V. Norwalk For For Management
1.7 Elect Director Guy P. Sansone For For Management
1.8 Elect Director Mural R. Josephson For For Management
1.9 Elect Director Christopher J. Chen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MANNATECH, INCORPORATED
Ticker: MTEX Security ID: 563771203
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert A. Toth For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANNING & NAPIER, INC.
Ticker: MN Security ID: 56382Q102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Goldberg For Withhold Management
1.2 Elect Director Barbara Goodstein For Withhold Management
1.3 Elect Director Robert Kopech For Withhold Management
1.4 Elect Director Kenneth A. Marvald For Withhold Management
1.5 Elect Director Marc O. Mayer For Withhold Management
1.6 Elect Director Edward J. Pettinella For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MARINEMAX, INC.
Ticker: HZO Security ID: 567908108
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clint Moore For Against Management
1b Elect Director Evelyn V. Follit For Against Management
1c Elect Director William Brett McGill For Against Management
1d Elect Director Michael H. McLamb For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARLIN BUSINESS SERVICES CORP.
Ticker: MRLN Security ID: 571157106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Calamari For Withhold Management
1.2 Elect Director Lawrence J. DeAngelo For Withhold Management
1.3 Elect Director Scott A. Heimes For Withhold Management
1.4 Elect Director Jeffrey A. Hilzinger For Withhold Management
1.5 Elect Director Matthew J. Sullivan For Withhold Management
1.6 Elect Director J. Christopher Teets For Withhold Management
1.7 Elect Director James W. Wert For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph L. Marten For Withhold Management
1.2 Elect Director Larry B. Hagness For Withhold Management
1.3 Elect Director Thomas J. Winkel For Withhold Management
1.4 Elect Director Jerry M. Bauer For Withhold Management
1.5 Elect Director Robert L. Demorest For Withhold Management
1.6 Elect Director Ronald R. Booth For Withhold Management
1.7 Elect Director Kathleen P. Iverson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY
Ticker: MTDR Security ID: 576485205
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph Wm. Foran For For Management
1b Elect Director Reynald A. Baribault For For Management
1c Elect Director Monika U. Ehrman For For Management
1d Elect Director Timothy E. Parker For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MATRIX SERVICE COMPANY
Ticker: MTRX Security ID: 576853105
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha Z. Carnes For Against Management
1.2 Elect Director John D. Chandler For Against Management
1.3 Elect Director John W. Gibson For Against Management
1.4 Elect Director John R. Hewitt For Against Management
1.5 Elect Director Liane K. Hinrichs For Against Management
1.6 Elect Director James H. Miller For Against Management
1.7 Elect Director Jim W. Mogg For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATSON, INC.
Ticker: MATX Security ID: 57686G105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meredith J. Ching For For Management
1.2 Elect Director Matthew J. Cox For For Management
1.3 Elect Director Thomas B. Fargo For For Management
1.4 Elect Director Mark H. Fukunaga For For Management
1.5 Elect Director Stanley M. Kuriyama For For Management
1.6 Elect Director Constance H. Lau For For Management
1.7 Elect Director Jenai S. Wall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MATTHEWS INTERNATIONAL CORPORATION
Ticker: MATW Security ID: 577128101
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory S. Babe For For Management
1.2 Elect Director Don W. Quigley, Jr. For For Management
1.3 Elect Director David A. Schawk For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDIACO HOLDING, INC.
Ticker: MDIA Security ID: 58450D104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Scott Enright For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERCANTILE BANK CORPORATION
Ticker: MBWM Security ID: 587376104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Cassard For Withhold Management
1.2 Elect Director Edward J. Clark For Withhold Management
1.3 Elect Director Michelle L. Eldridge For Withhold Management
1.4 Elect Director Jeff A. Gardner For Withhold Management
1.5 Elect Director Robert B. Kaminski, Jr. For Withhold Management
1.6 Elect Director Michael H. Price For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify BDO USA, LLP as Auditor For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCER INTERNATIONAL INC.
Ticker: MERC Security ID: 588056101
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy S.H. Lee For For Management
1.2 Elect Director David M. Gandossi For For Management
1.3 Elect Director William D. McCartney For For Management
1.4 Elect Director James Shepherd For For Management
1.5 Elect Director R. Keith Purchase For For Management
1.6 Elect Director Martha A.M. (Marti) For For Management
Morfitt
1.7 Elect Director Alan C. Wallace For For Management
1.8 Elect Director Linda J. Welty For For Management
1.9 Elect Director Rainer Rettig For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCHANTS BANCORP
Ticker: MBIN Security ID: 58844R108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Petrie For Withhold Management
1.2 Elect Director Randall D. Rogers For Withhold Management
1.3 Elect Director Michael J. Dunlap For Withhold Management
1.4 Elect Director Scott A. Evans For Withhold Management
1.5 Elect Director Sue Anne Gilroy For Withhold Management
1.6 Elect Director Andrew A. Juster For Withhold Management
1.7 Elect Director Patrick D. O'Brien For Withhold Management
1.8 Elect Director Anne E. Sellers For Withhold Management
1.9 Elect Director David N. Shane For Withhold Management
2 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION
Ticker: MTH Security ID: 59001A102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Hilton For Against Management
1.2 Elect Director Raymond Oppel For Against Management
1.3 Elect Director Dana C. Bradford For Against Management
1.4 Elect Director Deborah Ann Henretta For Against Management
1.5 Elect Director P. Kelly Mooney For Against Management
1.6 Elect Director Joseph Keough For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MESA AIR GROUP, INC.
Ticker: MESA Security ID: 590479135
Meeting Date: FEB 04, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan G. Ornstein For Withhold Management
1.2 Elect Director Ellen N. Artist For Withhold Management
1.3 Elect Director Mitchell I. Gordon For Withhold Management
1.4 Elect Director Dana J. Lockhart For Withhold Management
1.5 Elect Director Spyridon Skiados For Withhold Management
1.6 Elect Director Harvey W. Schiller For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
META FINANCIAL GROUP, INC.
Ticker: CASH Security ID: 59100U108
Meeting Date: FEB 25, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas J. Hajek For Withhold Management
1.2 Elect Director Michael R. Kramer For Withhold Management
1.3 Elect Director Kendall E. Stork For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
METHODE ELECTRONICS, INC.
Ticker: MEI Security ID: 591520200
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Walter J. Aspatore For Against Management
1b Elect Director Brian J. Cadwallader For Against Management
1c Elect Director Bruce K. Crowther For Against Management
1d Elect Director Darren M. Dawson For Against Management
1e Elect Director Donald W. Duda For Against Management
1f Elect Director Isabelle C. Goossen For Against Management
1g Elect Director Mark D. Schwabero For Against Management
1h Elect Director Lawrence B. Skatoff For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
METROPOLITAN BANK HOLDING CORP.
Ticker: MCB Security ID: 591774104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Patent For Withhold Management
1.2 Elect Director Maria Fiorini Ramirez For Withhold Management
1.3 Elect Director William Reinhardt For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
MIDDLEFIELD BANC CORP.
Ticker: MBCN Security ID: 596304204
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric W. Hummel For Withhold Management
1.2 Elect Director Kenneth E. Jones For Withhold Management
1.3 Elect Director James J. McCaskey For Withhold Management
1.4 Elect Director Michael C. Voinovich For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MIDLAND STATES BANCORP, INC.
Ticker: MSBI Security ID: 597742105
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer L. DiMotta For Against Management
1.2 Elect Director Richard T. Ramos For Against Management
1.3 Elect Director Jeffrey C. Smith For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
MIDSOUTH BANCORP, INC.
Ticker: MSL Security ID: 598039105
Meeting Date: SEP 18, 2019 Meeting Type: Special
Record Date: AUG 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MIDSTATES PETROLEUM COMPANY, INC.
Ticker: MPO Security ID: 59804T407
Meeting Date: AUG 02, 2019 Meeting Type: Annual
Record Date: JUN 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2.1 Elect Director David J. Sambrooks For Withhold Management
2.2 Elect Director Alan J. Carr For Withhold Management
2.3 Elect Director Patrice D. Douglas For Withhold Management
2.4 Elect Director Neal P. Goldman For Withhold Management
2.5 Elect Director Randal T. Klein For Withhold Management
2.6 Elect Director Evan S. Lederman For Withhold Management
2.7 Elect Director David H. Proman For Withhold Management
2.8 Elect Director Todd R. Snyder For Withhold Management
3 Bundled Say on Pay/Golden Parachute For For Management
Advisory Vote
4 Ratify Grant Thornton LLP as Auditors For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC.
Ticker: MOFG Security ID: 598511103
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Albert For Withhold Management
1.2 Elect Director Charles N. Funk For Withhold Management
1.3 Elect Director Douglas H. Greeff For Withhold Management
1.4 Elect Director Jennifer L. Hauschildt For Withhold Management
1.5 Elect Director Douglas K. True For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
MILACRON HOLDINGS CORP.
Ticker: MCRN Security ID: 59870L106
Meeting Date: NOV 20, 2019 Meeting Type: Special
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MIND C.T.I. LTD.
Ticker: MNDO Security ID: M70240102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Brightman Almagor Zohar & Co. For For Management
as Auditors and Authorize Board to
Fix Their Remuneration
2 Reelect Joseph Tenne as Director For For Management
3 Reelect Itay Barzilay as Director For For Management
4 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are NOT a controlling None For Management
shareholder and do NOT have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. If you
vote AGAINST, please provide an
explanation to your account manager
--------------------------------------------------------------------------------
MINERALS TECHNOLOGIES INC.
Ticker: MTX Security ID: 603158106
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph C. Breunig For Against Management
1b Elect Director Alison A. Deans For Against Management
1c Elect Director Duane R. Dunham For Against Management
1d Elect Director Franklin L. Feder For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MISTRAS GROUP, INC.
Ticker: MG Security ID: 60649T107
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Bertolotti For For Management
1.2 Elect Director Nicholas DeBenedictis For For Management
1.3 Elect Director James J. Forese For For Management
1.4 Elect Director Richard H. Glanton For For Management
1.5 Elect Director Michelle J. Lohmeier For For Management
1.6 Elect Director Manuel N. Stamatakis For For Management
1.7 Elect Director Sotirios J. Vahaviolos For For Management
1.8 Elect Director W. Curtis Weldon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MITCHAM INDUSTRIES, INC.
Ticker: MIND Security ID: 606501104
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter H. Blum For Withhold Management
1.2 Elect Director Robert P. Capps For Withhold Management
1.3 Elect Director R. Dean Lewis For Withhold Management
1.4 Elect Director Robert J. Albers For Withhold Management
1.5 Elect Director Thomas S. Glanville For Withhold Management
1.6 Elect Director Marcus Rowland For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
MMA CAPITAL HOLDINGS, INC.
Ticker: MMAC Security ID: 55315D105
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cecil E. Flamer For For Management
1b Elect Director James C. Hunt For For Management
1c Elect Director Lisa Kay For For Management
2 Ratify Extension of the Tax Benefits For For Management
Rights Agreement
3 Ratify KPMG, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY
Ticker: MOD Security ID: 607828100
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Bills For For Management
1b Elect Director Thomas A. Burke For For Management
1c Elect Director Charles P. Cooley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONTAGE RESOURCES CORPORATION
Ticker: MR Security ID: 61179L100
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall M. Albert For Withhold Management
1.2 Elect Director Mark E. Burroughs, Jr. For Withhold Management
1.3 Elect Director Don Dimitrievich For Withhold Management
1.4 Elect Director Richard D. Paterson For Withhold Management
1.5 Elect Director D. Martin Phillips For Withhold Management
1.6 Elect Director John K. Reinhart For Withhold Management
1.7 Elect Director Douglas E. Swanson, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOVADO GROUP, INC.
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Bridgman For Withhold Management
1.2 Elect Director Alexander Grinberg For Withhold Management
1.3 Elect Director Efraim Grinberg For Withhold Management
1.4 Elect Director Alan H. Howard For Withhold Management
1.5 Elect Director Richard Isserman For Withhold Management
1.6 Elect Director Ann Kirschner For Withhold Management
1.7 Elect Director Stephen Sadove For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MR. COOPER GROUP INC.
Ticker: COOP Security ID: 62482R107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay Bray For For Management
1b Elect Director Busy Burr For For Management
1c Elect Director Robert H. Gidel For For Management
1d Elect Director Roy A. Guthrie For For Management
1e Elect Director Christopher J. For For Management
Harrington
1f Elect Director Michael D. Malone For For Management
1g Elect Director Shveta Mujumdar For For Management
1h Elect Director Tagar C. Olson For For Management
1i Elect Director Steven D. Scheiwe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rhys J. Best For For Management
1.2 Elect Director Deborah G. Adams For For Management
1.3 Elect Director Leonard M. Anthony For For Management
1.4 Elect Director Barbara J. Duganier For For Management
1.5 Elect Director Andrew R. Lane For For Management
1.6 Elect Director Cornelis A. Linse For For Management
1.7 Elect Director John A. Perkins For For Management
1.8 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
MUTUALFIRST FINANCIAL, INC.
Ticker: MFSF Security ID: 62845B104
Meeting Date: MAR 06, 2020 Meeting Type: Special
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MVB FINANCIAL CORP.
Ticker: MVBF Security ID: 553810102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Cava, Jr. For Against Management
1.2 Elect Director Larry F. Mazza For Against Management
1.3 Elect Director Cheryl D. Spielman For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Hartwick For For Management
1.2 Elect Director Jennifer E. Lowry For For Management
1.3 Elect Director Richard S. Swartz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: APR 20, 2020 Meeting Type: Special
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Bye-Laws For For Management
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanya S. Beder For For Management
1.2 Elect Director Anthony R. Chase For For Management
1.3 Elect Director James R. Crane For For Management
1.4 Elect Director John P. Kotts For For Management
1.5 Elect Director Michael C. Linn For For Management
1.6 Elect Director Anthony G. Petrello For For Management
1.7 Elect Director John Yearwood For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NACCO INDUSTRIES, INC.
Ticker: NC Security ID: 629579103
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.C. Butler, Jr. For Withhold Management
1.2 Elect Director John S. Dalrymple, III For Withhold Management
1.3 Elect Director John P. Jumper For Withhold Management
1.4 Elect Director Dennis W. LaBarre For Withhold Management
1.5 Elect Director Timothy K. Light For Withhold Management
1.6 Elect Director Michael S. Miller For Withhold Management
1.7 Elect Director Richard de J. Osborne For Withhold Management
1.8 Elect Director Alfred M. Rankin, Jr. For Withhold Management
1.9 Elect Director Matthew M. Rankin For Withhold Management
1.10 Elect Director Roger F. Rankin For Withhold Management
1.11 Elect Director Lori J. Robinson For Withhold Management
1.12 Elect Director Britton T. Taplin For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL ENERGY SERVICES REUNITED CORP.
Ticker: NESR Security ID: G6375R107
Meeting Date: DEC 12, 2019 Meeting Type: Annual
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherif Foda For For Management
1.2 Elect Director Yousef Al Nowais For For Management
1.3 Elect Director Thomas Wood For For Management
2 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL ENERGY SERVICES REUNITED CORP.
Ticker: NESR Security ID: G6375R107
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Antonio J. Campo Mejia For For Management
1.2 Elect Director Nadhmi Al-Nasr For For Management
1.3 Elect Director Amr Al Menhali For For Management
1.4 Elect Director Andrew Waite For For Management
1.5 Elect Director Hala Zeibak For For Management
2 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL HOLDINGS CORPORATION
Ticker: NHLD Security ID: 636375206
Meeting Date: APR 02, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Gary For Against Management
1.2 Elect Director Michael A. Mullen For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL WESTERN LIFE GROUP, INC.
Ticker: NWLI Security ID: 638517102
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Boone For Withhold Management
1.2 Elect Director Stephen E. Glasgow For Withhold Management
1.3 Elect Director E. J. Pederson For Withhold Management
2 Ratify BKD, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATURAL ALTERNATIVES INTERNATIONAL, INC.
Ticker: NAII Security ID: 638842302
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan G. Dunn For Withhold Management
1.2 Elect Director Lee G. Weldon For Withhold Management
2 Elect Director Laura Kay Matherly For Withhold Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Haskell & White LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
NATURAL GROCERS BY VITAMIN COTTAGE, INC.
Ticker: NGVC Security ID: 63888U108
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zephyr Isely For Withhold Management
1.2 Elect Director Michael T. Campbell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
NATURE'S SUNSHINE PRODUCTS, INC.
Ticker: NATR Security ID: 639027101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Mercer For For Management
1.2 Elect Director Terrence O. Moorehead For For Management
1.3 Elect Director Richard D. Moss For For Management
1.4 Elect Director Mary Beth Springer For For Management
1.5 Elect Director Robert D. Straus For For Management
1.6 Elect Director J. Christopher Teets For For Management
1.7 Elect Director Jeffrey D. Watkins For For Management
1.8 Elect Director Lily Zou For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: OCT 10, 2019 Meeting Type: Special
Record Date: SEP 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NAVIGATOR HOLDINGS LTD.
Ticker: NVGS Security ID: Y62132108
Meeting Date: SEP 26, 2019 Meeting Type: Annual
Record Date: AUG 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Butters For Withhold Management
1.2 Elect Director Henry Deans For Withhold Management
1.3 Elect Director Heiko Fischer For Withhold Management
1.4 Elect Director David Kenwright For Withhold Management
1.5 Elect Director Harold Malone For Withhold Management
1.6 Elect Director Alexander Oetker For Withhold Management
1.7 Elect Director Florian Weidinger For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NAVIOS MARITIME HOLDINGS INC.
Ticker: NM Security ID: Y62197119
Meeting Date: DEC 19, 2019 Meeting Type: Annual
Record Date: NOV 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shunji Sasada For Withhold Management
1.2 Elect Director Spyridon Magoulas For Withhold Management
2 Ratify PricewaterhouseCoopers S.A. as For For Management
Auditors
--------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION
Ticker: NPTN Security ID: 64051T100
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy S. Jenks For For Management
1.2 Elect Director Yanbing Li For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETSOL TECHNOLOGIES, INC.
Ticker: NTWK Security ID: 64115A402
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Najeeb U. Ghauri For For Management
1b Elect Director Mark Caton For For Management
1c Elect Director Malea Farsai For For Management
1d Elect Director Henry Tolentino For For Management
1e Elect Director Kausar Kazmi For For Management
2 Ratify BF Borgers CPA PC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETWORK-1 TECHNOLOGIES, INC.
Ticker: NTIP Security ID: 64121N109
Meeting Date: SEP 17, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corey M. Horowitz For Withhold Management
1.2 Elect Director David C. Kahn For Withhold Management
1.3 Elect Director Emanuel R. Pearlman For Withhold Management
1.4 Elect Director Niv Harizman For Withhold Management
1.5 Elect Director Allison Hoffman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Friedman LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEWPARK RESOURCES, INC.
Ticker: NR Security ID: 651718504
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Best For Withhold Management
1.2 Elect Director G. Stephen Finley For Withhold Management
1.3 Elect Director Paul L. Howes For Withhold Management
1.4 Elect Director Roderick A. Larson For Withhold Management
1.5 Elect Director John C. Minge For Withhold Management
1.6 Elect Director Rose M. Robeson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEXTIER OILFIELD SOLUTIONS INC.
Ticker: NEX Security ID: 65290C105
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Robert W. Drummond For Against Management
1B Elect Director Stuart Brightman For Against Management
1C Elect Director Gary M. Halverson For Against Management
1D Elect Director Patrick Murray For Against Management
1E Elect Director Amy H. Nelson For Against Management
1F Elect Director Mel G. Riggs For Against Management
1G Elect Director Michael Roemer For Against Management
1H Elect Director James C. Stewart For Against Management
1I Elect Director Scott Wille For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
NICHOLAS FINANCIAL, INC.
Ticker: NICK Security ID: 65373J209
Meeting Date: AUG 29, 2019 Meeting Type: Annual
Record Date: JUL 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas W. Marohn For Withhold Management
1.2 Elect Director Adam K. Peterson For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
NICOLET BANKSHARES, INC.
Ticker: NCBS Security ID: 65406E102
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Atwell For For Management
1.2 Elect Director Rachel Campos-Duffy For For Management
1.3 Elect Director Michael E. Daniels For For Management
1.4 Elect Director John N. Dykema For For Management
1.5 Elect Director Terrence R. Fulwiler For For Management
1.6 Elect Director Christopher J. Ghidorzi For For Management
1.7 Elect Director Andrew F. Hetzel, Jr. For For Management
1.8 Elect Director Donald J. Long, Jr. For For Management
1.9 Elect Director Dustin J. McClone For For Management
1.10 Elect Director Susan L. Merkatoris For For Management
1.11 Elect Director Oliver Pierce Smith For For Management
1.12 Elect Director Robert J. Weyers For For Management
2 Ratify Wipfli LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NINE ENERGY SERVICE, INC.
Ticker: NINE Security ID: 65441V101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott E. Schwinger For Withhold Management
1.2 Elect Director Gary L. Thomas For Withhold Management
1.3 Elect Director Andrew L. Waite For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
NL INDUSTRIES, INC.
Ticker: NL Security ID: 629156407
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Loretta J. Feehan For Withhold Management
1.2 Elect Director Robert D. Graham For Withhold Management
1.3 Elect Director John E. Harper For For Management
1.4 Elect Director Meredith W. Mendes For For Management
1.5 Elect Director Cecil H. Moore, Jr. For For Management
1.6 Elect Director Thomas P. Stafford For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NN, INC.
Ticker: NNBR Security ID: 629337106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raynard D. Benvenuti For Withhold Management
1.2 Elect Director Christina E. Carroll For Withhold Management
1.3 Elect Director David K. Floyd For Withhold Management
1.4 Elect Director Jeri J. Harman For Withhold Management
1.5 Elect Director Steven T. Warshaw For Withhold Management
1.6 Elect Director Thomas H. Wilson, Jr. For Withhold Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NOBLE CORP. PLC
Ticker: NE Security ID: G65431101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin S. Corbett For Against Management
2 Elect Director Julie H. Edwards For Against Management
3 Elect Director Robert W. Eifler For Against Management
4 Elect Director Gordon T. Hall For Against Management
5 Elect Director Roger W. Jenkins For Against Management
6 Elect Director Scott D. Josey For Against Management
7 Elect Director Jon A. Marshall For Against Management
8 Elect Director Julie J. Robertson For Against Management
9 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
10 Ratify PricewaterhouseCoopers LLP as For For Management
UK Statutory Auditor
11 Authorize Audit Committee to Fix For For Management
Remuneration of UK Statutory Auditors
12 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
13 Advisory Vote to Ratify Directors' For Against Management
Compensation Report
14 Amend Omnibus Stock Plan For For Management
15 Authorize Issue of Equity For For Management
16 Approve Reverse Share Split For For Management
17 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
18 Authorize Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
--------------------------------------------------------------------------------
NORDIC AMERICAN TANKERS LIMITED
Ticker: NAT Security ID: G65773106
Meeting Date: NOV 20, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbjorn Hansson For Against Management
1b Elect Director Andreas Ove Ugland For Against Management
1c Elect Director Jim Kelly For Against Management
1d Elect Director Dave Workman For Against Management
1e Elect Director Richard H. K. Vietor For Against Management
1f Elect Director Alexander Hansson For Against Management
2 Ratify KPMG AS as Auditors For For Management
3 Approve Reduction of Share Premium For For Management
Account
--------------------------------------------------------------------------------
NORTECH SYSTEMS INCORPORATED
Ticker: NSYS Security ID: 656553104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen P. Iverson For Withhold Management
1.2 Elect Director David B. Kunin For Withhold Management
1.3 Elect Director Ryan P. McManus For Withhold Management
1.4 Elect Director Jay D. Miller For Withhold Management
1.5 Elect Director Steven J. Rosenstone For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
NORTHEAST BANK
Ticker: NBN Security ID: 66405S100
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Orestis For Withhold Management
1.2 Elect Director David A. Tanner For Withhold Management
1.3 Elect Director Judith E. Wallingford For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For Against Management
--------------------------------------------------------------------------------
NORTHERN OIL AND GAS, INC.
Ticker: NOG Security ID: 665531109
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bahram Akradi For For Management
1.2 Elect Director Lisa Bromiley For For Management
1.3 Elect Director Roy 'Ernie' Easley For For Management
1.4 Elect Director Michael Frantz For For Management
1.5 Elect Director Robert Grabb For For Management
1.6 Elect Director Jack King For For Management
1.7 Elect Director Stuart Lasher For For Management
1.8 Elect Director Michael Popejoy For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHRIM BANCORP, INC.
Ticker: NRIM Security ID: 666762109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry S. Cash For For Management
1.2 Elect Director Anthony Drabek For For Management
1.3 Elect Director Karl L. Hanneman For For Management
1.4 Elect Director David W. Karp For For Management
1.5 Elect Director David J. McCambridge For For Management
1.6 Elect Director Krystal M. Nelson For For Management
1.7 Elect Director Joseph M. Schierhorn For For Management
1.8 Elect Director Aaron Schutt For For Management
1.9 Elect Director John C. Swalling For For Management
1.10 Elect Director Linda C. Thomas For For Management
1.11 Elect Director David G. Wight For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOW INC.
Ticker: DNOW Security ID: 67011P100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard Alario For Against Management
1B Elect Director Paul Coppinger For Against Management
1C Elect Director Rodney Eads For Against Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
O-I GLASS, INC.
Ticker: OI Security ID: 67098H104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Chapin For For Management
1b Elect Director Gordon J. Hardie For For Management
1c Elect Director Peter S. Hellman For For Management
1d Elect Director John Humphrey For For Management
1e Elect Director Anastasia D. Kelly For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director Alan J. Murray For For Management
1h Elect Director Hari N. Nair For For Management
1i Elect Director Joseph D. Rupp For For Management
1j Elect Director Catherine I. Slater For For Management
1k Elect Director John H. Walker For For Management
1l Elect Director Carol A. Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William B. Berry For Withhold Management
1b Elect Director T. Jay Collins For Withhold Management
1c Elect Director Jon Erik Reinhardsen For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OCEANFIRST FINANCIAL CORP.
Ticker: OCFC Security ID: 675234108
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angelo J. Catania For Withhold Management
1.2 Elect Director Anthony R. Coscia For Withhold Management
1.3 Elect Director Michael D. Devlin For Withhold Management
1.4 Elect Director Jack M. Farris For Withhold Management
1.5 Elect Director Kimberly M. Guadagno For Withhold Management
1.6 Elect Director Nicos Katsoulis For Withhold Management
1.7 Elect Director John K. Lloyd For Withhold Management
1.8 Elect Director Christopher D. Maher For Withhold Management
1.9 Elect Director William D. Moss For Withhold Management
1.10 Elect Director Joseph M. Murphy, Jr. For Withhold Management
1.11 Elect Director Steven M. Scopellite For Withhold Management
1.12 Elect Director Grace C. Torres For Withhold Management
1.13 Elect Director Grace M. Vallacchi For Withhold Management
1.14 Elect Director John E. Walsh For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis R. Caldwell For For Management
1.2 Elect Director Alan J. Bowers For For Management
1.3 Elect Director Jenne K. Britell For For Management
1.4 Elect Director Jacques J. Busquet For For Management
1.5 Elect Director Glen A. Messina For For Management
1.6 Elect Director DeForest B. Soaries, Jr. For For Management
1.7 Elect Director Kevin Stein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OFFICE DEPOT, INC.
Ticker: ODP Security ID: 676220106
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Quincy L. Allen For For Management
1b Elect Director Kristin A. Campbell For For Management
1c Elect Director Cynthia T. Jamison For For Management
1d Elect Director Francesca Ruiz de For For Management
Luzuriaga
1e Elect Director Shashank Samant For For Management
1f Elect Director Gerry P. Smith For For Management
1g Elect Director David M. Szymanski For For Management
1h Elect Director Joseph S. Vassalluzzo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
OFG BANCORP
Ticker: OFG Security ID: 67103X102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian S. Inclan For For Management
1.2 Elect Director Jose Rafael Fernandez For For Management
1.3 Elect Director Juan C. Aguayo For For Management
1.4 Elect Director Jorge Colon-Gerena For For Management
1.5 Elect Director Nestor de Jesus For For Management
1.6 Elect Director Susan Harnett For For Management
1.7 Elect Director Pedro Morazzani For For Management
1.8 Elect Director Edwin Perez For For Management
1.9 Elect Director Christa Steele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC.
Ticker: OIS Security ID: 678026105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence R. Dickerson For Withhold Management
1.2 Elect Director Christopher T. Seaver For Withhold Management
1.3 Elect Director Cindy B. Taylor For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLD POINT FINANCIAL CORPORATION
Ticker: OPOF Security ID: 680194107
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen C. Adams For For Management
1.2 Elect Director James Reade Chisman For For Management
1.3 Elect Director Russell Smith Evans, Jr. For For Management
1.4 Elect Director Michael A. Glasser For For Management
1.5 Elect Director Arthur D. Greene For For Management
1.6 Elect Director John Cabot Ishon For For Management
1.7 Elect Director William F. Keefe For For Management
1.8 Elect Director Tom B. Langley For For Management
1.9 Elect Director Robert F. Shuford, Sr. For For Management
1.10 Elect Director Robert F. Shuford, Jr. For For Management
1.11 Elect Director Ellen Clark Thacker For For Management
1.12 Elect Director Joseph R. Witt For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
OLYMPIC STEEL, INC.
Ticker: ZEUS Security ID: 68162K106
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Wolfort For For Management
1.2 Elect Director Dirk A. Kempthorne For For Management
1.3 Elect Director Idalene F. Kesner For For Management
1.4 Elect Director Richard P. Stovsky For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
ON DECK CAPITAL, INC.
Ticker: ONDK Security ID: 682163100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Noah Breslow For For Management
1.2 Elect Director Jane J. Thompson For For Management
1.3 Elect Director Ronald F. Verni For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OPUS BANK
Ticker: OPB Security ID: 684000102
Meeting Date: MAY 05, 2020 Meeting Type: Special
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ORION GROUP HOLDINGS INC.
Ticker: ORN Security ID: 68628V308
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas N. Amonett For Against Management
1b Elect Director Margaret M. Foran For Against Management
1c Elect Director Mark R. Stauffer For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
ORRSTOWN FINANCIAL SERVICES, INC.
Ticker: ORRF Security ID: 687380105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cindy J. Joiner For Withhold Management
1.2 Elect Director Eric A. Segal For Withhold Management
1.3 Elect Director Joel R. Zullinger For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
OTTAWA BANCORP, INC.
Ticker: OTTW Security ID: 689195105
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John M. Armstrong For Withhold Management
1.2 Elect Director Jon Kranov For Withhold Management
1.3 Elect Director William J. Kuiper For Withhold Management
2 Ratify RSM US LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP, INC.
Ticker: OSG Security ID: 69036R863
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca DeLaet For Withhold Management
1.2 Elect Director Joseph I. Kronsberg For Withhold Management
1.3 Elect Director Anja L. Manuel For Withhold Management
1.4 Elect Director Samuel H. Norton For Withhold Management
1.5 Elect Director John P. Reddy For Withhold Management
1.6 Elect Director Julie E. Silcock For Withhold Management
1.7 Elect Director Gary Eugene Taylor For Withhold Management
1.8 Elect Director Ty E. Wallach For Withhold Management
1.9 Elect Director Douglas D. Wheat For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Beck For For Management
1.2 Elect Director Gwendolyn M. Bingham For For Management
1.3 Elect Director Robert J. Henkel For For Management
1.4 Elect Director Mark F. McGettrick For For Management
1.5 Elect Director Eddie N. Moore, Jr. For For Management
1.6 Elect Director Edward A. Pesicka For For Management
1.7 Elect Director Michael C. Riordan For For Management
1.8 Elect Director Robert C. Sledd For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
P&F INDUSTRIES, INC.
Ticker: PFIN Security ID: 692830508
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Scheriff For Withhold Management
1.2 Elect Director Mitchell A. Solomon For Withhold Management
2 Ratify CohnReznick LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
P. H. GLATFELTER COMPANY
Ticker: GLT Security ID: 377316104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Brown For Withhold Management
1.2 Elect Director Kathleen A. Dahlberg For Withhold Management
1.3 Elect Director Nicholas DeBenedictis For Withhold Management
1.4 Elect Director Kevin M. Fogarty For Withhold Management
1.5 Elect Director Marie T. Gallagher For Withhold Management
1.6 Elect Director J. Robert Hall For Withhold Management
1.7 Elect Director Ronald J. Naples For Withhold Management
1.8 Elect Director Dante C. Parrini For Withhold Management
1.9 Elect Director Lee C. Stewart For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
P.A.M. TRANSPORTATION SERVICES, INC.
Ticker: PTSI Security ID: 693149106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Bishop For Withhold Management
1.2 Elect Director Frederick P. Calderone For Withhold Management
1.3 Elect Director Daniel H. Cushman For Withhold Management
1.4 Elect Director W. Scott Davis For Withhold Management
1.5 Elect Director Edwin J. Lukas For Withhold Management
1.6 Elect Director Franklin H. McLarty For Withhold Management
1.7 Elect Director H. Pete Montano For Withhold Management
1.8 Elect Director Matthew J. Moroun For Withhold Management
1.9 Elect Director Matthew T. Moroun For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Supermajority Vote Requirement For For Management
for Removal of Directors
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PACIFIC MERCANTILE BANCORP
Ticker: PMBC Security ID: 694552100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Deutsch For For Management
1.2 Elect Director Brad R. Dinsmore For For Management
1.3 Elect Director Manish Dutta For For Management
1.4 Elect Director Shannon F. Eusey For For Management
1.5 Elect Director Michael P. Hoopis For For Management
1.6 Elect Director Denis P. Kalscheur For For Management
1.7 Elect Director Michele S. Miyakawa For For Management
1.8 Elect Director David J. Munio For For Management
1.9 Elect Director Stephen P. Yost For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAY 05, 2020 Meeting Type: Special
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PACIFIC PREMIER BANCORP, INC.
Ticker: PPBI Security ID: 69478X105
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Carona For For Management
1b Elect Director Ayad A. Fargo For For Management
1c Elect Director Steven R. Gardner For For Management
1d Elect Director Joseph L. Garrett For For Management
1e Elect Director Jeff C. Jones For For Management
1f Elect Director M. Christian Mitchell For For Management
1g Elect Director Michael J. Morris For For Management
1h Elect Director Barbara S. Polsky For For Management
1i Elect Director Zareh H. Sarrafian For For Management
1j Elect Director Jaynie M. Studenmund For For Management
1k Elect Director Cora M. Tellez For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
PANGAEA LOGISTICS SOLUTIONS LTD.
Ticker: PANL Security ID: G6891L105
Meeting Date: AUG 12, 2019 Meeting Type: Annual
Record Date: JUN 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Hong For Withhold Management
1.2 Elect Director Carl Claus Boggild For Withhold Management
1.3 Elect Director David D. Sgro For Withhold Management
2 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PAR PACIFIC HOLDINGS, INC.
Ticker: PARR Security ID: 69888T207
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Silberman For Withhold Management
1.2 Elect Director Melvyn Klein For Withhold Management
1.3 Elect Director Curtis Anastasio For Withhold Management
1.4 Elect Director Timothy Clossey For Withhold Management
1.5 Elect Director L. Melvin Cooper For Withhold Management
1.6 Elect Director Walter Dods For Withhold Management
1.7 Elect Director Katherine Hatcher For Withhold Management
1.8 Elect Director Joseph Israel For Withhold Management
1.9 Elect Director William Monteleone For Withhold Management
1.10 Elect Director William C. Pate For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP.
Ticker: PKOH Security ID: 700666100
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick V. Auletta For Withhold Management
1.2 Elect Director Howard W. Hanna, IV For Withhold Management
1.3 Elect Director Dan T. Moore, III For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARKE BANCORP, INC.
Ticker: PKBK Security ID: 700885106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Celestino R. ("Chuck") For Withhold Management
Pennoni
1.2 Elect Director Vito S. Pantilione For Withhold Management
1.3 Elect Director Edward Infantolino For Withhold Management
1.4 Elect Director Elizabeth A. Milavsky For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PATRIOT TRANSPORTATION HOLDING, INC.
Ticker: PATI Security ID: 70338W105
Meeting Date: JAN 29, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Anderson For Withhold Management
1.2 Elect Director Edward L. Baker For Withhold Management
1.3 Elect Director Thompson S. Baker, II For Withhold Management
1.4 Elect Director Luke E. Fichthorn, III For Withhold Management
1.5 Elect Director Charles D. Hyman For Withhold Management
2 Ratify Hancock Askew & Co., LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tiffany (TJ) Thom Cepak For For Management
1.2 Elect Director Michael W. Conlon For For Management
1.3 Elect Director William Andrew For For Management
Hendricks, Jr.
1.4 Elect Director Curtis W. Huff For For Management
1.5 Elect Director Terry H. Hunt For For Management
1.6 Elect Director Janeen S. Judah For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PB BANCORP, INC.
Ticker: PBBI Security ID: 70454T100
Meeting Date: FEB 07, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles W. Bentley, Jr. For Withhold Management
1.2 Elect Director Paul M. Kelly For Withhold Management
1.3 Elect Director Charles H. Puffer For Withhold Management
2 Approve Merger Agreement For For Management
3 Advisory Vote on Golden Parachutes For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Wolf & Company, P.C. as Auditors For For Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PCB BANCORP
Ticker: PCB Security ID: 69320M109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kijun Ahn For For Management
1.2 Elect Director Daniel Cho For For Management
1.3 Elect Director Haeyoung Cho For For Management
1.4 Elect Director Sarah Jun For For Management
1.5 Elect Director Henry Kim For For Management
1.6 Elect Director Sang Young Lee For For Management
1.7 Elect Director Hong Kyun 'Daniel' Park For For Management
1.8 Elect Director Don Rhee For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PCM, INC.
Ticker: PCMI Security ID: 69323K100
Meeting Date: AUG 26, 2019 Meeting Type: Special
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PCTEL, INC.
Ticker: PCTI Security ID: 69325Q105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven D. Levy For For Management
1.2 Elect Director Giacomo Marini For For Management
1.3 Elect Director David A. Neumann For For Management
2 Reduce Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
PEAK RESORTS, INC.
Ticker: SKIS Security ID: 70469L100
Meeting Date: SEP 20, 2019 Meeting Type: Special
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PEAPACK-GLADSTONE FINANCIAL CORPORATION
Ticker: PGC Security ID: 704699107
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmen M. Bowser For For Management
1.2 Elect Director Susan A. Cole For For Management
1.3 Elect Director Anthony J. Consi, II For For Management
1.4 Elect Director Richard Daingerfield For For Management
1.5 Elect Director Edward A. Gramigna, Jr. For For Management
1.6 Elect Director Peter D. Horst For For Management
1.7 Elect Director Steven A. Kass For For Management
1.8 Elect Director Douglas L. Kennedy For For Management
1.9 Elect Director F. Duffield Meyercord For For Management
1.10 Elect Director Patrick J. Mullen For For Management
1.11 Elect Director Philip W. Smith, III For For Management
1.12 Elect Director Tony Spinelli For For Management
1.13 Elect Director Beth Welsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION
Ticker: PVAC Security ID: 70788V102
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brooks For Withhold Management
1.2 Elect Director Darin G. Holderness For Withhold Management
1.3 Elect Director V. Frank Pottow For Withhold Management
1.4 Elect Director Jerry R. Schuyler For Withhold Management
1.5 Elect Director Brian Steck For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION
Ticker: PVAC Security ID: 70788V102
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Brooks For For Management
1b Elect Director Tiffany Thom Cepak For For Management
1c Elect Director Darin G. Holderness For For Management
1d Elect Director Brian Steck For For Management
1e Elect Director Jeffrey E. Wojahn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNS WOODS BANCORP, INC.
Ticker: PWOD Security ID: 708430103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Furey, II For Withhold Management
1.2 Elect Director Richard A. Grafmyre For Withhold Management
1.3 Elect Director D. Michael Hawbaker For Withhold Management
1.4 Elect Director Brian L. Knepp For Withhold Management
1.5 Elect Director Robert Q. Miller For Withhold Management
1.6 Elect Director John G. Nackley For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
PENNYMAC FINANCIAL SERVICES, INC.
Ticker: PFSI Security ID: 70932M107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stanford L. Kurland For For Management
1b Elect Director David A. Spector For For Management
1c Elect Director Anne D. McCallion For For Management
1d Elect Director Matthew Botein For For Management
1e Elect Director James K. Hunt For For Management
1f Elect Director Patrick Kinsella For For Management
1g Elect Director Joseph Mazzella For For Management
1h Elect Director Farhad Nanji For For Management
1i Elect Director Jeffrey A. Perlowitz For For Management
1j Elect Director Theodore W. Tozer For For Management
1k Elect Director Emily Youssouf For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEOPLES BANCORP INC.
Ticker: PEBO Security ID: 709789101
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tara M. Abraham For Withhold Management
1.2 Elect Director S. Craig Beam For Withhold Management
1.3 Elect Director George W. Broughton For Withhold Management
1.4 Elect Director David F. Dierker For Withhold Management
1.5 Elect Director James S. Huggins For Withhold Management
1.6 Elect Director Brooke W. James For Withhold Management
1.7 Elect Director David L. Mead For Withhold Management
1.8 Elect Director Susan D. Rector For Withhold Management
1.9 Elect Director Charles W. Sulerzyski For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PEOPLES BANCORP OF NORTH CAROLINA, INC.
Ticker: PEBK Security ID: 710577107
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Abernethy For Withhold Management
1.2 Elect Director Robert C. Abernethy For Withhold Management
1.3 Elect Director Douglas S. Howard For Withhold Management
1.4 Elect Director John W. Lineberger, Jr. For Withhold Management
1.5 Elect Director Gary E. Matthews For Withhold Management
1.6 Elect Director Billy L. Price, Jr. For Withhold Management
1.7 Elect Director Larry E. Robinson For Withhold Management
1.8 Elect Director William Gregory Terry For Withhold Management
1.9 Elect Director Dan Ray Timmerman, Sr. For Withhold Management
1.10 Elect Director Benjamin I. Zachary For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Elliott Davis, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
PEOPLES FINANCIAL SERVICES CORP.
Ticker: PFIS Security ID: 711040105
Meeting Date: MAY 16, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra L. Bodnyk For Withhold Management
1.2 Elect Director Ronald G. Kukuchka For Withhold Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditor
--------------------------------------------------------------------------------
PERMA-PIPE INTERNATIONAL HOLDINGS, INC.
Ticker: PPIH Security ID: 714167103
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David S. Barrie For Against Management
1b Elect Director Cynthia A. Boiter For Against Management
1c Elect Director David B. Brown For Against Management
1d Elect Director David J. Mansfield For Against Management
1e Elect Director Jerome T. Walker For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PHOTRONICS, INC.
Ticker: PLAB Security ID: 719405102
Meeting Date: MAR 16, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. Fiederowicz For Withhold Management
1.2 Elect Director Peter S. Kirlin For Withhold Management
1.3 Elect Director Constantine S. For Withhold Management
Macricostas
1.4 Elect Director George Macricostas For Withhold Management
1.5 Elect Director Mary Paladino For Withhold Management
1.6 Elect Director Mitchell G. Tyson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve NOL Rights Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIPER SANDLER COMPANIES
Ticker: PIPR Security ID: 724078100
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chad R. Abraham For For Management
1b Elect Director Jonathan J. Doyle For For Management
1c Elect Director William R. Fitzgerald For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director Addison L. Piper For For Management
1f Elect Director Debbra L. Schoneman For For Management
1g Elect Director Thomas S. Schreier For For Management
1h Elect Director Sherry M. Smith For For Management
1i Elect Director Philip E. Soran For For Management
1j Elect Director Scott C. Taylor For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PLAYA HOTELS & RESORTS N.V.
Ticker: PLYA Security ID: N70544106
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAY 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce D. Wardinski For For Management
1b Elect Director Richard B. Fried For For Management
1c Elect Director Gloria Guevara For For Management
1d Elect Director Charles Floyd For For Management
1e Elect Director Hal Stanley Jones For For Management
1f Elect Director Elizabeth Lieberman For For Management
1g Elect Director Karl Peterson For For Management
1h Elect Director Christopher W. Zacca For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Ratify Deloitte Accountants B.V. as For For Management
Auditors
5 Approve Discharge of Directors and For For Management
Auditors
6 Authorization of the Board to Acquire For For Management
Shares and Depositary Receipts for
Shares in the Capital of the Company
7 Amend Articles of Association to For For Management
Remove Ability to Issue Bearer Shares
--------------------------------------------------------------------------------
PREFORMED LINE PRODUCTS COMPANY
Ticker: PLPC Security ID: 740444104
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn E. Corlett For Withhold Management
1.2 Elect Director Michael E. Gibbons For Withhold Management
1.3 Elect Director R. Steven Kestner For Withhold Management
1.4 Elect Director J. Ryan Ruhlman For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PREMIER FINANCIAL BANCORP, INC.
Ticker: PFBI Security ID: 74050M105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toney K. Adkins For Withhold Management
1.2 Elect Director Philip E. Cline For Withhold Management
1.3 Elect Director Harry M. Hatfield For Withhold Management
1.4 Elect Director Lloyd G. Jackson, II For Withhold Management
1.5 Elect Director Keith F. Molihan For Withhold Management
1.6 Elect Director Marshall T. Reynolds For Withhold Management
1.7 Elect Director Neal W. Scaggs For Withhold Management
1.8 Elect Director Robert W. Walker For Withhold Management
1.9 Elect Director Thomas W. Wright For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRESIDIO, INC.
Ticker: PSDO Security ID: 74102M103
Meeting Date: NOV 06, 2019 Meeting Type: Special
Record Date: SEP 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PRESTIGE CONSUMER HEALTHCARE INC.
Ticker: PBH Security ID: 74112D101
Meeting Date: JUL 30, 2019 Meeting Type: Annual
Record Date: JUN 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Lombardi For For Management
1.2 Elect Director John E. Byom For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Sheila A. Hopkins For For Management
1.5 Elect Director James M. Jenness For For Management
1.6 Elect Director Natale S. Ricciardi For For Management
1.7 Elect Director Christopher J. Coughlin For For Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRIMO WATER CORPORATION
Ticker: PRMW Security ID: 74167P108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Britta Bomhard For Withhold Management
1.2 Elect Director Susan E. Cates For Withhold Management
1.3 Elect Director Jerry Fowden For Withhold Management
1.4 Elect Director Stephen H. Halperin For Withhold Management
1.5 Elect Director Thomas J. Harrington For Withhold Management
1.6 Elect Director Betty Jane (BJ) Hess For Withhold Management
1.7 Elect Director Gregory Monahan For Withhold Management
1.8 Elect Director Mario Pilozzi For Withhold Management
1.9 Elect Director Billy D. Prim For Withhold Management
1.10 Elect Director Eric Rosenfeld For Withhold Management
1.11 Elect Director Graham W. Savage For Withhold Management
1.12 Elect Director Steven P. Stanbrook For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PROASSURANCE CORPORATION
Ticker: PRA Security ID: 74267C106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.2 Elect Director Robert E. Flowers For For Management
1.3 Elect Director Edward L. Rand, Jr. For For Management
1.4 Elect Director Katisha T. Vance For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROFIRE ENERGY, INC.
Ticker: PFIE Security ID: 74316X101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenton W. Hatch For Against Management
1.2 Elect Director Ryan W. Oviatt For Against Management
1.3 Elect Director Ronald R. Spoehel For Against Management
1.4 Elect Director Daren J. Shaw For Against Management
1.5 Elect Director Arlen B. Crouch For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Sadler, Gibb & Associates, LLC For For Management
as Auditors
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC.
Ticker: PROV Security ID: 743868101
Meeting Date: NOV 26, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Barr For Withhold Management
1.2 Elect Director Bruce W. Bennett For Withhold Management
1.3 Elect Director Debbi H. Guthrie For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC.
Ticker: PFS Security ID: 74386T105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Adamo For For Management
1.2 Elect Director Laura L. Brooks For For Management
1.3 Elect Director Terence Gallagher For For Management
1.4 Elect Director Carlos Hernandez For For Management
1.5 Elect Director Ursuline F. Foley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRUDENTIAL BANCORP, INC.
Ticker: PBIP Security ID: 74431A101
Meeting Date: FEB 19, 2020 Meeting Type: Annual
Record Date: JAN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis Pollack For Withhold Management
2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
QCR HOLDINGS, INC.
Ticker: QCRH Security ID: 74727A104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Field For For Management
1.2 Elect Director Elizabeth S. Jacobs For For Management
1.3 Elect Director Timothy B. O'Reilly For For Management
1.4 Elect Director Marie Z. Ziegler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
QEP RESOURCES, INC.
Ticker: QEP Security ID: 74733V100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phillips S. Baker, Jr. For Against Management
1b Elect Director Timothy J. Cutt For Against Management
1c Elect Director Julie A. Dill For Against Management
1d Elect Director Joseph N. Jaggers For Against Management
1e Elect Director Michael J. Minarovic For Against Management
1f Elect Director Mary Shafer-Malicki For Against Management
1g Elect Director Barth E. Whitham For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORPORATION
Ticker: NX Security ID: 747619104
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Buck For Against Management
1.2 Elect Director Susan F. Davis For Against Management
1.3 Elect Director William C. Griffiths For Against Management
1.4 Elect Director Donald R. Maier For Against Management
1.5 Elect Director Meredith W. Mendes For Against Management
1.6 Elect Director Joseph D. Rupp For Against Management
1.7 Elect Director Curtis M. Stevens For Against Management
1.8 Elect Director George L. Wilson For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAMACO RESOURCES, INC.
Ticker: METC Security ID: 75134P303
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall W. Atkins For Against Management
1.2 Elect Director Michael D. Bauersachs For Against Management
1.3 Elect Director C. Lynch Christian, III For Against Management
1.4 Elect Director Bruce E. Cryder For Against Management
1.5 Elect Director Patrick C. Graney, III For Against Management
1.6 Elect Director Trent Kososki For Against Management
1.7 Elect Director Bryan H. Lawrence For Against Management
1.8 Elect Director Peter Leidel For Against Management
1.9 Elect Director Tyler Reeder For Against Management
1.10 Elect Director Richard M. Whiting For Against Management
--------------------------------------------------------------------------------
RANGER ENERGY SERVICES, INC.
Ticker: RNGR Security ID: 75282U104
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darron M. Anderson For Withhold Management
1.2 Elect Director Merrill A. "Pete" For Withhold Management
Miller, Jr.
1.3 Elect Director Brett T. Agee For Withhold Management
1.4 Elect Director Richard E. Agee For Withhold Management
1.5 Elect Director William M. Austin For Withhold Management
1.6 Elect Director Charles S. Leykum For Withhold Management
1.7 Elect Director Gerald C. Cimador For Withhold Management
1.8 Elect Director Krishna Shivram For Withhold Management
1.9 Elect Director Michael C. Kearney For Withhold Management
1.10 Elect Director Byron A. Dunn For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAYONIER ADVANCED MATERIALS INC.
Ticker: RYAM Security ID: 75508B104
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director De Lyle W. Bloomquist For For Management
1b Elect Director Paul G. Boynton For For Management
1c Elect Director David C. Mariano For For Management
2 Declassify the Board of Directors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
RBB BANCORP
Ticker: RBB Security ID: 74930B105
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter M. Chang For For Management
1.2 Elect Director Wendell Chen For For Management
1.3 Elect Director Christina Kao For For Management
1.4 Elect Director James W. Kao For For Management
1.5 Elect Director Chie-Min (Christopher) For For Management
Koo
1.6 Elect Director Alfonso Lau For For Management
1.7 Elect Director Chuang-I (Christopher) For For Management
Lin
1.8 Elect Director Feng (Richard) Lin For For Management
1.9 Elect Director Ko-Yen Lin For For Management
1.10 Elect Director Paul Lin For For Management
1.11 Elect Director Fui Ming (Catherine) For For Management
Thian
1.12 Elect Director Yee Phong (Alan) Thian For For Management
1.13 Elect Director Raymond Yu For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Eide Bailly LLP as Auditors For For Management
--------------------------------------------------------------------------------
REALOGY HOLDINGS CORP.
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fiona P. Dias For For Management
1.2 Elect Director Matthew J. Espe For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director Bryson R. Koehler For For Management
1.5 Elect Director Duncan L. Niederauer For For Management
1.6 Elect Director Ryan M. Schneider For For Management
1.7 Elect Director Enrique Silva For For Management
1.8 Elect Director Sherry M. Smith For For Management
1.9 Elect Director Christopher S. Terrill For For Management
1.10 Elect Director Michael J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
RED ROBIN GOURMET BURGERS, INC.
Ticker: RRGB Security ID: 75689M101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony S. Ackil For Against Management
1b Elect Director Thomas G. Conforti For Against Management
1c Elect Director Cambria W. Dunaway For Against Management
1d Elect Director G.J. Hart For Against Management
1e Elect Director Kalen F. Holmes For Against Management
1f Elect Director Glenn B. Kaufman For Against Management
1g Elect Director Steven K. Lumpkin For Against Management
1h Elect Director Paul J.B. Murphy, III For Against Management
1i Elect Director David A. Pace For Against Management
1j Elect Director Allison Page For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
REGIONAL MANAGEMENT CORP.
Ticker: RM Security ID: 75902K106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Beck For For Management
1.2 Elect Director Jonathan D. Brown For For Management
1.3 Elect Director Roel C. Campos For For Management
1.4 Elect Director Maria Contreras-Sweet For For Management
1.5 Elect Director Michael R. Dunn For For Management
1.6 Elect Director Steven J. Freiberg For For Management
1.7 Elect Director Sandra K. Johnson For For Management
1.8 Elect Director Alvaro G. de Molina For For Management
1.9 Elect Director Carlos Palomares For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RELIANT BANCORP, INC.
Ticker: RBNC Security ID: 75956B101
Meeting Date: MAR 03, 2020 Meeting Type: Special
Record Date: JAN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RELIANT BANCORP, INC.
Ticker: RBNC Security ID: 75956B101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Homayoun (Homey) For For Management
Aminmadani
1b Elect Director DeVan D. Ard, Jr. For For Management
1c Elect Director Charles Trimble (Trim) For For Management
Beasley
1d Elect Director Robert E. (Brown) Daniel For For Management
1e Elect Director William Ronald (Ron) For For Management
DeBerry
1f Elect Director Sharon H. Edwards For For Management
1g Elect Director Darrell S. Freeman, Sr. For For Management
1h Elect Director James (Jim) Gilbert For For Management
Hodges
1i Elect Director William Lawson Mabry For For Management
1j Elect Director Connie S. McGee For For Management
1k Elect Director Linda E. Rebrovick For For Management
1l Elect Director Ruskin (Rusty) A. Vest, For For Management
Jr.
1m Elect Director Michael E. Wallace For For Management
2 Ratify Maggart & Associates, P.C. as For For Management
Auditor
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jeffrey Stroburg For Against Management
1B Elect Director Christopher D. Sorrells For Against Management
1C Elect Director Peter J.M. Harding For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REPUBLIC BANCORP, INC.
Ticker: RBCAA Security ID: 760281204
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald F. Barnes For For Management
1.2 Elect Director Campbell P. Brown For For Management
1.3 Elect Director Laura M. Douglas For For Management
1.4 Elect Director David P. Feaster For For Management
1.5 Elect Director Craig A. Greenberg For For Management
1.6 Elect Director Heather V. Howell For For Management
1.7 Elect Director Ernest W. Marshall, Jr. For For Management
1.8 Elect Director W. Patrick Mulloy, II For For Management
1.9 Elect Director W. Kenneth Oyler, III For For Management
1.10 Elect Director Michael T. Rust For For Management
1.11 Elect Director Susan Stout Tamme For For Management
1.12 Elect Director A. Scott Trager For For Management
1.13 Elect Director Steven E. Trager For For Management
1.14 Elect Director Andrew Trager-Kusman For For Management
1.15 Elect Director Mark A. Vogt For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
RESOLUTE FOREST PRODUCTS INC.
Ticker: RFP Security ID: 76117W109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall C. Benson For Against Management
1.2 Elect Director Suzanne Blanchet For Against Management
1.3 Elect Director Jennifer C. Dolan For Against Management
1.4 Elect Director Yves Laflamme For Against Management
1.5 Elect Director Bradley P. Martin For Against Management
1.6 Elect Director Alain Rheaume For Against Management
1.7 Elect Director Michael S. Rousseau For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORPORATION
Ticker: REX Security ID: 761624105
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Rose For For Management
1.2 Elect Director Zafar Rizvi For For Management
1.3 Elect Director Edward M. Kress For For Management
1.4 Elect Director David S. Harris For For Management
1.5 Elect Director Charles A. Elcan For For Management
1.6 Elect Director Mervyn L. Alphonso For For Management
1.7 Elect Director Lee Fisher For For Management
1.8 Elect Director Anne MacMillan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RIBBON COMMUNICATIONS INC.
Ticker: RBBN Security ID: 762544104
Meeting Date: JAN 27, 2020 Meeting Type: Special
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RIBBON COMMUNICATIONS INC.
Ticker: RBBN Security ID: 762544104
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Stewart Ewing, Jr. For For Management
1b Elect Director Bruns H. Grayson For For Management
1c Elect Director Beatriz V. Infante For For Management
1d Elect Director Richard J. Lynch For For Management
1e Elect Director Kent J. Mathy For For Management
1f Elect Director Bruce W. McClelland For For Management
1g Elect Director Krish A. Prabhu For For Management
1h Elect Director Scott E. Schubert For For Management
1i Elect Director Richard W. Smith For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RING ENERGY, INC.
Ticker: REI Security ID: 76680V108
Meeting Date: DEC 17, 2019 Meeting Type: Annual
Record Date: NOV 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly Hoffman For Withhold Management
1.2 Elect Director David A. Fowler For Withhold Management
1.3 Elect Director Lloyd T. ('Tim') For Withhold Management
Rochford
1.4 Elect Director Stanley M. McCabe For Withhold Management
1.5 Elect Director Anthony B. Petrelli For Withhold Management
1.6 Elect Director Clayton E. Woodrum For Withhold Management
1.7 Elect Director Regina Roesener For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Eide Bailly LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RIVERVIEW BANCORP, INC.
Ticker: RVSB Security ID: 769397100
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia W. Eby For Withhold Management
1.2 Elect Director David Nierenberg For Withhold Management
1.3 Elect Director Gerald L. Nies For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKY BRANDS, INC.
Ticker: RCKY Security ID: 774515100
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Finn For Withhold Management
1.2 Elect Director G. Courtney Haning For Withhold Management
1.3 Elect Director William L. Jordan For Withhold Management
1.4 Elect Director Curtis A. Loveland For Withhold Management
1.5 Elect Director Robert B. Moore, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Schneider Downs & Co., Inc. as For For Management
Auditors
--------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
Ticker: RUSHA Security ID: 781846209
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.M. "Rusty" Rush For For Management
1.2 Elect Director Thomas A. Akin For For Management
1.3 Elect Director James C. Underwood For For Management
1.4 Elect Director Raymond J. Chess For For Management
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Kennon H. Guglielmo For For Management
1.7 Elect Director Elaine Mendoza For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
Ticker: RUSHA Security ID: 781846308
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.M. "Rusty" Rush For For Management
1.2 Elect Director Thomas A. Akin For For Management
1.3 Elect Director James C. Underwood For For Management
1.4 Elect Director Raymond J. Chess For For Management
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Kennon H. Guglielmo For For Management
1.7 Elect Director Elaine Mendoza For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RYERSON HOLDING CORPORATION
Ticker: RYI Security ID: 783754104
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk K. Calhoun For Withhold Management
1.2 Elect Director Jacob Kotzubei For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RYERSON HOLDING CORPORATION
Ticker: RYI Security ID: 783754104
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk K. Calhoun For Withhold Management
1.2 Elect Director Jacob Kotzubei For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAFE BULKERS, INC.
Ticker: SB Security ID: Y7388L103
Meeting Date: SEP 23, 2019 Meeting Type: Annual
Record Date: JUL 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Loukas Barmparis For Withhold Management
1.2 Elect Director Christos Megalou For Withhold Management
2 Ratify Deloitte, Certified Public For For Management
Accountants S.A as Auditors
--------------------------------------------------------------------------------
SAGA COMMUNICATIONS, INC.
Ticker: SGA Security ID: 786598300
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarke R. Brown, Jr. For Withhold Management
1.2 Elect Director Edward K. Christian For Withhold Management
1.3 Elect Director Timothy J. Clarke For Withhold Management
1.4 Elect Director Roy F. Coppedge, III For Withhold Management
1.5 Elect Director Warren S. Lada For Withhold Management
1.6 Elect Director G. Dean Pearce For Withhold Management
1.7 Elect Director Gary G. Stevens For Withhold Management
2 Ratify UHY LLP as Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Change State of Incorporation from For For Management
Delaware to Florida
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SALEM MEDIA GROUP, INC.
Ticker: SALM Security ID: 794093104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart W. Epperson For Against Management
1b Elect Director Edward G. Atsinger, III For Against Management
1c Elect Director Richard A. Riddle For Against Management
1d Elect Director Eric H. Halvorson For Against Management
1e Elect Director Heather W. Grizzle For Against Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
SALISBURY BANCORP, INC.
Ticker: SAL Security ID: 795226109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Banta For Withhold Management
1.2 Elect Director Richard J. Cantele, Jr. For Withhold Management
1.3 Elect Director Grace E. Schalkwyk For Withhold Management
1.4 Elect Director Nancy F. Humphreys For Withhold Management
1.5 Elect Director Neila B. Radin For Withhold Management
1.6 Elect Director Charles M. Andola For Withhold Management
2 Ratify Baker Newman & Noyes, P.A., LLC For For Management
as Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANDRIDGE ENERGY, INC.
Ticker: SD Security ID: 80007P869
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia A. Agnello For Against Management
1b Elect Director Jonathan Christodoro For Against Management
1c Elect Director Jonathan Frates For Against Management
1d Elect Director John "Jack" Lipinski For Against Management
1e Elect Director Randolph C. Read For Against Management
2 Ratify Deloitte as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC.
Ticker: SASR Security ID: 800363103
Meeting Date: FEB 11, 2020 Meeting Type: Special
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC.
Ticker: SASR Security ID: 800363103
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Friis For For Management
1.2 Elect Director Brian J. Lemek For For Management
1.3 Elect Director Pamela A. Little For For Management
1.4 Elect Director James J. Maiwurm For For Management
1.5 Elect Director Craig A. Ruppert For For Management
1.6 Elect Director Walter Clayton Martz, II For For Management
1.7 Elect Director Christina B. O'Meara For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 09, 2020 Meeting Type: Annual
Record Date: JAN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene A. Delaney For For Management
1b Elect Director John P. Goldsberry For For Management
1c Elect Director Rita S. Lane For For Management
1d Elect Director Joseph G. Licata, Jr. For For Management
1e Elect Director Hartmut Liebel For For Management
1f Elect Director Krish Prabhu For For Management
1g Elect Director Mario M. Rosati For For Management
1h Elect Director Jure Sola For For Management
1i Elect Director Jackie M. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SB FINANCIAL GROUP, INC.
Ticker: SBFG Security ID: 78408D105
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Fawcett, Jr. For Withhold Management
1.2 Elect Director Gaylyn J. Finn For Withhold Management
1.3 Elect Director Rita A. Kissner For Withhold Management
2 Ratify BKD, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SB ONE BANCORP
Ticker: SBBX Security ID: 78413T103
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
4.1 Elect Director Gail Gordon For Withhold Management
4.2 Elect Director Edward J. Leppert For Withhold Management
4.3 Elect Director Michael X. McBride For Withhold Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: NOV 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For Withhold Management
1.2 Elect Director Peter C. Browning For Withhold Management
1.3 Elect Director Michael J. Grainger For Withhold Management
1.4 Elect Director Dorothy F. Ramoneda For Withhold Management
1.5 Elect Director John P. Reilly For Withhold Management
1.6 Elect Director Elizabeth O. Temple For Withhold Management
1.7 Elect Director Charles R. Whitchurch For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as as For For Management
Auditors
--------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC.
Ticker: SCHN Security ID: 806882106
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayland R. Hicks For Withhold Management
1.2 Elect Director Judith A. Johansen For Withhold Management
1.3 Elect Director Tamara L. Lundgren For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SCHWEITZER-MAUDUIT INTERNATIONAL, INC.
Ticker: SWM Security ID: 808541106
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark L. Bye For Withhold Management
1.2 Elect Director Jeffrey J. Keenan For Withhold Management
1.3 Elect Director Marco Levi For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCORPIO BULKERS INC.
Ticker: SALT Security ID: Y7546A122
Meeting Date: APR 03, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emanuele A. Lauro For Withhold Management
1.2 Elect Director Roberto Giorgi For Withhold Management
1.3 Elect Director Thomas Ostrander For Withhold Management
2 Ratify PricewaterhouseCoopers Audit as For Against Management
Auditors
3 Approve Reverse Stock Split For For Management
4 Reduce Authorized Common Stock For For Management
--------------------------------------------------------------------------------
SEACOR HOLDINGS INC.
Ticker: CKH Security ID: 811904101
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Fabrikant For Withhold Management
1.2 Elect Director David R. Berz For Withhold Management
1.3 Elect Director Gail B. Harris For Withhold Management
1.4 Elect Director Oivind Lorentzen For Withhold Management
1.5 Elect Director Christopher P. Papouras For Withhold Management
1.6 Elect Director David M. Schizer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SECURITY NATIONAL FINANCIAL CORPORATION
Ticker: SNFCA Security ID: 814785309
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott M. Quist For Withhold Management
1.2 Elect Director H. Craig Moody For Withhold Management
1.3 Elect Director S. Andrew Quist For Withhold Management
1.4 Elect Director John L. Cook For Withhold Management
1.5 Elect Director Gilbert A. Fuller For Withhold Management
1.6 Elect Director Robert G. Hunter For Withhold Management
1.7 Elect Director Jason G. Overbaugh For Withhold Management
1.8 Elect Director Norman G. Wilbur For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock For For Management
Option Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECT ENERGY SERVICES, INC.
Ticker: WTTR Security ID: 81617J301
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Schmitz For Against Management
1b Elect Director Holli C. Ladhani For Against Management
1c Elect Director Robert V. Delaney For Against Management
1d Elect Director David C. Baldwin For Against Management
1e Elect Director Douglas J. Wall For Against Management
1f Elect Director Richard A. Burnett For Against Management
1g Elect Director Keith O. Rattie For Against Management
1h Elect Director David A. Trice For Against Management
1i Elect Director Troy W. Thacker For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SELECT INTERIOR CONCEPTS, INC.
Ticker: SIC Security ID: 816120307
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director S. Tracy Coster For For Management
1b Elect Director Tyrone Johnson None None Management
*Withdrawn Resolution*
1c Elect Director Donald McAleenan For Against Management
1d Elect Director Bryant R. Riley For For Management
1e Elect Director Robert Scott Vansant For Against Management
1f Elect Director Brett G. Wyard For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: DEC 04, 2019 Meeting Type: Special
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SENECA FOODS CORPORATION
Ticker: SENEA Security ID: 817070501
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Gaylord For Withhold Management
1.2 Elect Director Kathryn J. Boor For Withhold Management
1.3 Elect Director Susan W. Stuart For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEQUENTIAL BRANDS GROUP, INC.
Ticker: SQBG Security ID: 81734P107
Meeting Date: FEB 11, 2020 Meeting Type: Special
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SEQUENTIAL BRANDS GROUP, INC.
Ticker: SQBG Security ID: 81734P107
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Al Gossett For Against Management
1.2 Elect Director Aaron Hollander For Against Management
2 Ratify CohnReznick LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SERVOTRONICS, INC.
Ticker: SVT Security ID: 817732100
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason T. Bear For Withhold Management
1.2 Elect Director Edward C. Cosgrove For Withhold Management
1.3 Elect Director Lucion P. Gygax For Withhold Management
1.4 Elect Director Christopher M. Marks For Withhold Management
1.5 Elect Director Kenneth D. Trbovich For Withhold Management
2 Ratify Freed Maxick CPAs, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
SEVERN BANCORP, INC.
Ticker: SVBI Security ID: 81811M100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Jones For For Management
1.2 Elect Director John A. Lamon, III For For Management
1.3 Elect Director Konrad M. Wayson For For Management
1.4 Elect Director Dale B. Shields For For Management
2 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SHILOH INDUSTRIES, INC.
Ticker: SHLO Security ID: 824543102
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis E. Moll For Withhold Management
1.2 Elect Director Ramzi Y. Hermiz For Withhold Management
1.3 Elect Director Robert J. King, Jr. For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHIP FINANCE INTERNATIONAL LIMITED
Ticker: SFL Security ID: G81075106
Meeting Date: SEP 13, 2019 Meeting Type: Annual
Record Date: JUL 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2 Authorize Board to Fill Vacancies For For Management
3 Elect Director Harald Thorstein For Against Management
4 Elect Director Bert M. Bekker For Against Management
5 Elect Director Gary Vogel For Against Management
6 Elect Director Keesjan Cordia For Against Management
7 Elect Director James O'Shaughnessy For Against Management
8 Change Company Name to SFL Corporation For For Management
Ltd.
9 Approve Moore Stephens, P.C. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
SHOE CARNIVAL, INC.
Ticker: SCVL Security ID: 824889109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. Wayne Weaver For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SHORE BANCSHARES, INC.
Ticker: SHBI Security ID: 825107105
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Blenda W. Armistead For Withhold Management
1b Elect Director Clyde V. Kelly, III For Withhold Management
1c Elect Director David W. Moore For Withhold Management
2 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SILVERBOW RESOURCES, INC.
Ticker: SBOW Security ID: 82836G102
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Duginski For Withhold Management
1.2 Elect Director Christoph O. Majeske For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SMARTFINANCIAL, INC.
Ticker: SMBK Security ID: 83190L208
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor L. Barrett For Withhold Management
1.2 Elect Director Monique P. Berke For Withhold Management
1.3 Elect Director William "Billy" Y. For Withhold Management
Carroll, Jr.
1.4 Elect Director William "Bill" Y. For Withhold Management
Carroll, Sr.
1.5 Elect Director Ted C. Miller For Withhold Management
1.6 Elect Director David A. Ogle For Withhold Management
1.7 Elect Director Ottis H. Phillips, Jr. For Withhold Management
1.8 Elect Director Steven B. Tucker For Withhold Management
1.9 Elect Director Wesley M. "Miller" For Withhold Management
Welborn
1.10 Elect Director Keith E. Whaley For Withhold Management
1.11 Elect Director Geoffrey A. Wolpert For Withhold Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOLARIS OILFIELD INFRASTRUCTURE, INC.
Ticker: SOI Security ID: 83418M103
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edgar R. Giesinger For Withhold Management
1.2 Elect Director A. James Teague For Withhold Management
1.3 Elect Director William A. Zartler For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC.
Ticker: SAH Security ID: 83545G102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director O. Bruton Smith For Against Management
1b Elect Director David Bruton Smith For Against Management
1c Elect Director Jeff Dyke For Against Management
1d Elect Director William I. Belk For Against Management
1e Elect Director William R. Brooks For Against Management
1f Elect Director Victor H. Doolan For Against Management
1g Elect Director John W. Harris, III For Against Management
1h Elect Director Robert Heller For Against Management
1i Elect Director Marcus G. Smith For Against Management
1j Elect Director R. Eugene Taylor For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Restricted For For Management
Stock Plan
--------------------------------------------------------------------------------
SORL AUTO PARTS, INC.
Ticker: SORL Security ID: 78461U101
Meeting Date: MAY 08, 2020 Meeting Type: Special
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOUND FINANCIAL BANCORP, INC.
Ticker: SFBC Security ID: 83607A100
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David S. Haddad, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams, LLP as Auditor For For Management
--------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC.
Ticker: SMBC Security ID: 843380106
Meeting Date: OCT 28, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sammy A. Schalk For Withhold Management
1.2 Elect Director Charles R. Love For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHERN NATIONAL BANCORP OF VIRGINIA, INC.
Ticker: SONA Security ID: 843395104
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Rand Cook For Withhold Management
1.2 Elect Director Eric A. Johnson For Withhold Management
1.3 Elect Director Dennis J. Zember, Jr. For Withhold Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For Against Management
1.2 Elect Director Catherine A. Kehr For Against Management
1.3 Elect Director Greg D. Kerley For Against Management
1.4 Elect Director Jon A. Marshall For Against Management
1.5 Elect Director Patrick M. Prevost For Against Management
1.6 Elect Director Anne Taylor For Against Management
1.7 Elect Director Denis J. Walsh, III For Against Management
1.8 Elect Director William J. Way For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
SPARTANNASH COMPANY
Ticker: SPTN Security ID: 847215100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Shan Atkins For For Management
1.2 Elect Director Dennis Eidson For For Management
1.3 Elect Director Frank M. Gambino For For Management
1.4 Elect Director Douglas A. Hacker For For Management
1.5 Elect Director Yvonne R. Jackson For For Management
1.6 Elect Director Matthew Mannelly For For Management
1.7 Elect Director Elizabeth A. Nickels For For Management
1.8 Elect Director Hawthorne L. Proctor For For Management
1.9 Elect Director William R. Voss For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPIRIT OF TEXAS BANCSHARES, INC.
Ticker: STXB Security ID: 84861D103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dean O. Bass For Withhold Management
1.2 Elect Director Robert S. Beall For Withhold Management
1.3 Elect Director Steven Gregory Kidd For For Management
1.4 Elect Director Steven M. Morris For Withhold Management
1.5 Elect Director William K. "Kendall" Nix For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
Ticker: SPWH Security ID: 84920Y106
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory P. Hickey For Against Management
1.2 Elect Director Jon Barker For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SRC ENERGY INC.
Ticker: SRCI Security ID: 78470V108
Meeting Date: JAN 13, 2020 Meeting Type: Special
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STANDARD AVB FINANCIAL CORP.
Ticker: STND Security ID: 85303B100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William T. Ferri For Withhold Management
1b Elect Director Paul A. Iurlano For Withhold Management
1c Elect Director Jennifer H. Lunden For Withhold Management
1d Elect Director Gregory J. Saxon For Withhold Management
2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEEL CONNECT, INC.
Ticker: STCN Security ID: 858098106
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren G. Lichtenstein For Withhold Management
1.2 Elect Director Glen M. Kassan For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUL 10, 2019 Meeting Type: Annual
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence J. Blanford For For Management
1b Elect Director Timothy C. E. Brown For For Management
1c Elect Director Connie K. Duckworth For For Management
1d Elect Director James P. Keane For For Management
1e Elect Director Todd P. Kelsey For For Management
1f Elect Director Jennifer C. Niemann For For Management
1g Elect Director Robert C. Pew, III For For Management
1h Elect Director Cathy D. Ross For For Management
1i Elect Director Peter M. Wege, II For For Management
1j Elect Director Kate Pew Wolters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For Against Management
--------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC.
Ticker: STRL Security ID: 859241101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger A. Cregg For For Management
1.2 Elect Director Joseph A. Cutillo For For Management
1.3 Elect Director Marian M. Davenport For For Management
1.4 Elect Director Raymond F. Messer For For Management
1.5 Elect Director Dana C. O'Brien For For Management
1.6 Elect Director Charles R. Patton For For Management
1.7 Elect Director Thomas M. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
STEWARDSHIP FINANCIAL CORPORATION
Ticker: SSFN Security ID: 860326107
Meeting Date: OCT 03, 2019 Meeting Type: Special
Record Date: AUG 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION
Ticker: STC Security ID: 860372101
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas G. Apel For Withhold Management
1.2 Elect Director C. Allen Bradley, Jr. For Withhold Management
1.3 Elect Director Robert L. Clarke For Withhold Management
1.4 Elect Director William S. Corey, Jr. For Withhold Management
1.5 Elect Director Frederick H. Eppinger, For Withhold Management
Jr.
1.6 Elect Director Deborah J. Matz For Withhold Management
1.7 Elect Director Matthew W. Morris For Withhold Management
1.8 Elect Director Karen R. Pallotta For Withhold Management
1.9 Elect Director Manuel Sanchez For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION
Ticker: STRT Security ID: 863111100
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: SEP 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank J. Krejci For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
SUMMIT FINANCIAL GROUP, INC.
Ticker: SMMF Security ID: 86606G101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald B. Spencer For Withhold Management
1.1 Elect Director Ronald L. Bowling For Withhold Management
1.2 Elect Director J. Scott Bridgeforth For Withhold Management
1.3 Elect Director Georgette R. George For Withhold Management
1.4 Elect Director John B. Gianola For Withhold Management
1.5 Elect Director John H. Shott For Withhold Management
2 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditor
--------------------------------------------------------------------------------
SUNCOKE ENERGY, INC.
Ticker: SXC Security ID: 86722A103
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha Z. Carnes For For Management
1.2 Elect Director Michael G. Rippey For For Management
1.3 Elect Director James E. Sweetnam For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUPER MICRO COMPUTER, INC.
Ticker: SMCI Security ID: 86800U104
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Liang For For Management
1.2 Elect Director Tally Liu For For Management
1.3 Elect Director Sherman Tuan For For Management
1.4 Elect Director Sara Liu For For Management
1.5 Elect Director Michael S. McAndrews For Withhold Management
1.6 Elect Director Hwei-Ming (Fred) Tsai For Withhold Management
1.7 Elect Director Daniel W. Fairfax For For Management
1.8 Elect Director Saria Tseng For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPNV Security ID: 868157108
Meeting Date: DEC 18, 2019 Meeting Type: Special
Record Date: NOV 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
SUPERIOR GROUP OF COMPANIES, INC.
Ticker: SGC Security ID: 868358102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sidney Kirschner For For Management
1.2 Elect Director Michael Benstock For For Management
1.3 Elect Director Robin M. Hensley For For Management
1.4 Elect Director Paul Mellini For For Management
1.5 Elect Director Todd Siegel For For Management
1.6 Elect Director Venita Fields For For Management
1.7 Elect Director Andrew D. Demott, Jr. For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditor
--------------------------------------------------------------------------------
SURGERY PARTNERS, INC.
Ticker: SGRY Security ID: 86881A100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent Turner For Withhold Management
1.2 Elect Director T. Devin O'Reilly For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SUTTER ROCK CAPITAL CORP.
Ticker: SSSS Security ID: 86944Q100
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Klein For For Management
1.2 Elect Director Lisa Westley For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
SWK HOLDINGS CORPORATION
Ticker: SWKH Security ID: 78501P203
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Blair Baker For Withhold Management
1.2 Elect Director Winston L. Black For Withhold Management
1.3 Elect Director Aaron G.L. Fletcher For Withhold Management
1.4 Elect Director Christopher W. Haga For Withhold Management
1.5 Elect Director Edward B. Stead For Withhold Management
1.6 Elect Director Michael D. Weinberg For Withhold Management
2 Ratify BPM LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYNACOR, INC.
Ticker: SYNC Security ID: 871561106
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin M. Rendino For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYNAPTICS INCORPORATED
Ticker: SYNA Security ID: 87157D109
Meeting Date: OCT 29, 2019 Meeting Type: Annual
Record Date: SEP 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kiva A. Allgood For For Management
1b Elect Director Michael E. Hurlston For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
TAITRON COMPONENTS INCORPORATED
Ticker: TAIT Security ID: 874028103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tzu-Sheng (Johnson) Ku For Withhold Management
1.2 Elect Director Stewart Wang For Withhold Management
1.3 Elect Director Richard Chiang For For Management
1.4 Elect Director Craig Miller For For Management
1.5 Elect Director Chi-Lin (Teresa) Chung For For Management
--------------------------------------------------------------------------------
TALOS ENERGY INC.
Ticker: TALO Security ID: 87484T108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy S. Duncan For Against Management
1.2 Elect Director John 'Brad' Juneau For Against Management
1.3 Elect Director Donald R. Kendall, Jr. For Against Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TANDY LEATHER FACTORY, INC.
Ticker: TLF Security ID: 87538X105
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet Carr For For Management
1.2 Elect Director Vicki Cantrell For For Management
1.3 Elect Director Jefferson Gramm For For Management
1.4 Elect Director Sharon M. Leite For For Management
1.5 Elect Director James Pappas For For Management
1.6 Elect Director Sejal Patel For For Management
1.7 Elect Director William M. Warren For Withhold Management
2 Amend Restricted Stock Plan For For Management
3 Ratify Weaver and Tidwell LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAYLOR MORRISON HOME CORPORATION
Ticker: TMHC Security ID: 87724P106
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry L. Flake For Withhold Management
1.2 Elect Director Gary H. Hunt For Withhold Management
1.3 Elect Director Peter Lane For Withhold Management
1.4 Elect Director William H. Lyon For Withhold Management
1.5 Elect Director Anne L. Mariucci For Withhold Management
1.6 Elect Director Andrea (Andi) Owen For Withhold Management
1.7 Elect Director Sheryl D. Palmer For Withhold Management
1.8 Elect Director Denise F. Warren For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis A. Waters For Withhold Management
1.2 Elect Director Gary G. Yesavage For Withhold Management
1.3 Elect Director Jeffery G. Davis For Withhold Management
1.4 Elect Director Robert C. Skaggs, Jr. For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEEKAY CORPORATION
Ticker: TK Security ID: Y8564W103
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rudolph Krediet For Withhold Management
1.2 Elect Director Heidi Locke Simon For Withhold Management
--------------------------------------------------------------------------------
TEEKAY TANKERS LTD.
Ticker: TNK Security ID: Y8565N300
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Hvid For Withhold Management
1.2 Elect Director Arthur Bensler For Withhold Management
1.3 Elect Director Sai W. Chu For Withhold Management
1.4 Elect Director Richard T. du Moulin For Withhold Management
1.5 Elect Director David Schellenberg For Withhold Management
--------------------------------------------------------------------------------
TERRITORIAL BANCORP INC.
Ticker: TBNK Security ID: 88145X108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Y. Ikeda For For Management
1.2 Elect Director David S. Murakami For For Management
2 Ratify Moss Adams LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC.
Ticker: TTI Security ID: 88162F105
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Baldwin For Withhold Management
1.2 Elect Director Thomas R. Bates, Jr. For Withhold Management
1.3 Elect Director Paul D. Coombs For Withhold Management
1.4 Elect Director John F. Glick For Withhold Management
1.5 Elect Director Gina A. Luna For Withhold Management
1.6 Elect Director Brady M. Murphy For Withhold Management
1.7 Elect Director William D. Sullivan For Withhold Management
1.8 Elect Director Joseph C. Winkler, III For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEXTAINER GROUP HOLDINGS LIMITED
Ticker: TGH Security ID: G8766E109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Nurek For Against Management
1.2 Elect Director Robert D. Pedersen For Against Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
THE ANDERSONS, INC.
Ticker: ANDE Security ID: 034164103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick E. Bowe For Withhold Management
1.2 Elect Director Michael J. Anderson, Sr. For Withhold Management
1.3 Elect Director Gerard M. Anderson For Withhold Management
1.4 Elect Director Stephen F. Dowdle For Withhold Management
1.5 Elect Director Pamela S. Hershberger For Withhold Management
1.6 Elect Director Catherine M. Kilbane For Withhold Management
1.7 Elect Director Robert J. King, Jr. For Withhold Management
1.8 Elect Director Ross W. Manire For Withhold Management
1.9 Elect Director Patrick S. Mullin For Withhold Management
1.10 Elect Director John T. Stout, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BANCORP, INC.
Ticker: TBBK Security ID: 05969A105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel G. Cohen For For Management
1.2 Elect Director Damian M. Kozlowski For For Management
1.3 Elect Director Walter T. Beach For For Management
1.4 Elect Director Michael J. Bradley For For Management
1.5 Elect Director John C. Chrystal For For Management
1.6 Elect Director Matthew Cohn For For Management
1.7 Elect Director John M. Eggemeyer For For Management
1.8 Elect Director Hersh Kozlov For For Management
1.9 Elect Director William H. Lamb For For Management
1.10 Elect Director James J. McEntee, III For For Management
1.11 Elect Director Daniela A. Mielke For For Management
1.12 Elect Director Stephanie B. Mudick For For Management
1.13 Elect Director Mei-Mei Tuan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF PRINCETON
Ticker: BPRN Security ID: 064520109
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Distler For Withhold Management
1.2 Elect Director Ross E. Wishnick For Withhold Management
1.3 Elect Director Judith A. Giacin For Withhold Management
1.4 Elect Director Richard J. Gillespie For Withhold Management
1.5 Elect Director Robert N. Ridolfi For Withhold Management
1.6 Elect Director Stephen K. Shueh For Withhold Management
1.7 Elect Director Edward J. Dietzler For Withhold Management
1.8 Elect Director Martin Tuchman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Allow Share Repurchases
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE CATO CORPORATION
Ticker: CATO Security ID: 149205106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Davies For Withhold Management
1.2 Elect Director Thomas B. Henson For Withhold Management
1.3 Elect Director Bryan F. Kennedy, III For Withhold Management
2 Permit Board to Amend Bylaws Without For Against Management
Shareholder Consent
3 Amend Bylaws For For Management
4 Amend Bylaws For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION
Ticker: TCFC Security ID: 20368X101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly C. For For Management
Briscoe-Tonic
1.2 Elect Director M. Arshed Javaid For For Management
1.3 Elect Director Kathryn M. Zabriskie For For Management
1.4 Elect Director Rebecca Middleton For Withhold Management
McDonald
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CONTAINER STORE GROUP, INC.
Ticker: TCS Security ID: 210751103
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Flynn For Withhold Management
1.2 Elect Director Robert E. Jordan For For Management
1.3 Elect Director Walter Robb For For Management
1.4 Elect Director Wendi Sturgis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE DIXIE GROUP, INC.
Ticker: DXYN Security ID: 255519100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Blue, Jr. For Withhold Management
1.2 Elect Director Charles E. Brock For Withhold Management
1.3 Elect Director Daniel K. Frierson For Withhold Management
1.4 Elect Director D. Kennedy Frierson, Jr. For Withhold Management
1.5 Elect Director Lowry F. Kline For Withhold Management
1.6 Elect Director Hilda S. Murray For Withhold Management
1.7 Elect Director Michael L. Owens For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE E.W. SCRIPPS COMPANY
Ticker: SSP Security ID: 811054402
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lauren Rich Fine For For Management
1b Elect Director Wonya Y. Lucas For For Management
1c Elect Director Kim Williams For For Management
--------------------------------------------------------------------------------
THE EASTERN COMPANY
Ticker: EML Security ID: 276317104
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fredrick D. DiSanto For Withhold Management
1.2 Elect Director John W. Everets For Withhold Management
1.3 Elect Director Charles W. Henry For Withhold Management
1.4 Elect Director Michael A. McManus, Jr. For Withhold Management
1.5 Elect Director James A. Mitarotonda For Withhold Management
1.6 Elect Director Peggy B. Scott For Withhold Management
1.7 Elect Director August M. Vlak For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Fiondella, Milone & LaSaracina For For Management
LLP as Auditors
--------------------------------------------------------------------------------
THE FIRST OF LONG ISLAND CORPORATION
Ticker: FLIC Security ID: 320734106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Becker For Withhold Management
1.2 Elect Director Paul T. Canarick For Withhold Management
1.3 Elect Director Alexander L. Cover For Withhold Management
1.4 Elect Director Stephen V. Murphy For Withhold Management
1.5 Elect Director Peter Quick For Withhold Management
1.6 Elect Director Denise Strain For Withhold Management
1.7 Elect Director Eric J. Tveter For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE GOLDFIELD CORPORATION
Ticker: GV Security ID: 381370105
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Appel For Withhold Management
1.2 Elect Director David P. Bicks For Withhold Management
1.3 Elect Director Harvey C. Eads, Jr. For Withhold Management
1.4 Elect Director John P. Fazzini For Withhold Management
1.5 Elect Director Danforth E. Leitner For Withhold Management
1.6 Elect Director John H. Sottile For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC.
Ticker: GBX Security ID: 393657101
Meeting Date: JAN 08, 2020 Meeting Type: Annual
Record Date: NOV 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wanda F. Felton For For Management
1.2 Elect Director Graeme A. Jack For For Management
1.3 Elect Director David L. Starling For For Management
1.4 Elect Director Wendy L. Teramoto For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLC as Auditors For For Management
--------------------------------------------------------------------------------
THE L.S. STARRETT COMPANY
Ticker: SCX Security ID: 855668109
Meeting Date: OCT 16, 2019 Meeting Type: Annual
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Kennedy For Withhold Management
1.2 Elect Director Terry A. Piper For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE MARCUS CORPORATION
Ticker: MCS Security ID: 566330106
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Marcus For Withhold Management
1.2 Elect Director Diane Marcus Gershowitz For Withhold Management
1.3 Elect Director Allan H. Selig For Withhold Management
1.4 Elect Director Timothy E. Hoeksema For Withhold Management
1.5 Elect Director Bruce J. Olson For Withhold Management
1.6 Elect Director Philip L. Milstein For Withhold Management
1.7 Elect Director Gregory S. Marcus For Withhold Management
1.8 Elect Director Brian J. Stark For Withhold Management
1.9 Elect Director Katherine M. Gehl For Withhold Management
1.10 Elect Director David M. Baum For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
THE NATIONAL SECURITY GROUP, INC.
Ticker: NSEC Security ID: 637546102
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Brunson, Jr. For Withhold Management
1.2 Elect Director Fred Clark, Jr. For Withhold Management
1.3 Elect Director Mickey L. Murdock For Withhold Management
1.4 Elect Director Paul C. Wesch For Withhold Management
2 Ratify Warren Averett, LLC as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE NEW HOME COMPANY INC.
Ticker: NWHM Security ID: 645370107
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul C. Heeschen For For Management
1.2 Elect Director H. Lawrence Webb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THESTREET, INC.
Ticker: TST Security ID: 88368Q202
Meeting Date: AUG 07, 2019 Meeting Type: Special
Record Date: JUN 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THIRD POINT REINSURANCE LTD.
Ticker: TPRE Security ID: G8827U100
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gretchen A. Hayes For For Management
2 Election of Designated Company For For Management
Directors of Non-U.S. Subsidiaries
3 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TILLY'S, INC.
Ticker: TLYS Security ID: 886885102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hezy Shaked For Withhold Management
1.2 Elect Director Doug Collier For Withhold Management
1.3 Elect Director Seth Johnson For Withhold Management
1.4 Elect Director Janet E. Kerr For Withhold Management
1.5 Elect Director Edmond Thomas For Withhold Management
1.6 Elect Director Bernard Zeichner For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIMBERLAND BANCORP, INC.
Ticker: TSBK Security ID: 887098101
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Sand For Withhold Management
1.2 Elect Director Jon C. Parker For Withhold Management
1.3 Elect Director Michael J. Stoney For Withhold Management
1.4 Elect Director Daniel D. Yerrington For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Delap LLP as Auditors For For Management
--------------------------------------------------------------------------------
TIPTREE INC.
Ticker: TIPT Security ID: 88822Q103
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Friedman For Withhold Management
1.2 Elect Director Bradley E. Smith For Withhold Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TITAN MACHINERY INC.
Ticker: TITN Security ID: 88830R101
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Christianson For Withhold Management
1.2 Elect Director Christine Hamilton For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TIVO CORPORATION
Ticker: TIVO Security ID: 88870P106
Meeting Date: MAY 29, 2020 Meeting Type: Special
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
TRANSATLANTIC PETROLEUM LTD.
Ticker: TAT Security ID: G89982113
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Malone Mitchell 3rd For Against Management
1b Elect Director Charles J. Campise For Against Management
1c Elect Director K. Kirk Krist For Against Management
1d Elect Director Harold Lee Muncy For Against Management
1e Elect Director Gregory K. Renwick For Against Management
2 Approve DMF Sistem Uluslararasi For For Management
Bagimsiz Denetim Danismanlik ve YMM A.
S. as Auditors and Authorize Board to
Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRAVELCENTERS OF AMERICA INC.
Ticker: TA Security ID: 89421B109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Morea For Withhold Management
1.2 Elect Director Jonathan M. Pertchik For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRECORA RESOURCES
Ticker: TREC Security ID: 894648104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary K. Adams For Against Management
1.2 Elect Director Pamela R. Butcher For Against Management
1.3 Elect Director Nicholas N. Carter For Against Management
1.4 Elect Director Adam C. Peakes For Against Management
1.5 Elect Director Patrick D. Quarles For Against Management
1.6 Elect Director Janet S. Roemer For Against Management
1.7 Elect Director Karen A. Twitchell For Against Management
2 Ratify BKM Sowan Horan, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TREDEGAR CORPORATION
Ticker: TG Security ID: 894650100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George C. Freeman, III For For Management
1.2 Elect Director John D. Gottwald For For Management
1.3 Elect Director William M. Gottwald For For Management
1.4 Elect Director Kenneth R. Newsome For For Management
1.5 Elect Director Gregory A. Pratt For For Management
1.6 Elect Director Thomas G. Snead, Jr. For For Management
1.7 Elect Director John M. Steitz For For Management
1.8 Elect Director Carl E. Tack, III For For Management
1.9 Elect Director Anne G. Waleski For For Management
2 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
TRI POINTE GROUP, INC.
Ticker: TPH Security ID: 87265H109
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas F. Bauer For Against Management
1.2 Elect Director Lawrence B. Burrows For Against Management
1.3 Elect Director Daniel S. Fulton For Against Management
1.4 Elect Director Steven J. Gilbert For Against Management
1.5 Elect Director Vicki D. McWilliams For Against Management
1.6 Elect Director Constance B. Moore For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRINSEO S.A.
Ticker: TSE Security ID: L9340P101
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank A. Bozich For For Management
1b Elect Director K'lynne Johnson For For Management
1c Elect Director Sandra Beach Lin For For Management
1d Elect Director Philip Martens For For Management
1e Elect Director Donald T. Misheff For For Management
1f Elect Director Christopher D. Pappas For For Management
1g Elect Director Henri Steinmetz For For Management
1h Elect Director Mark Tomkins For For Management
1i Elect Director Stephen M. Zide For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Directors and For For Management
Auditors
6 Appoint PricewaterhouseCoopers Societe For For Management
cooperative as Internal Statutory
Auditor
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
8 Approve Dividends For For Management
9 Authorize Share Repurchase Program For For Management
10 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRIO-TECH INTERNATIONAL
Ticker: TRT Security ID: 896712205
Meeting Date: DEC 03, 2019 Meeting Type: Annual
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason T. Adelman For Withhold Management
1.2 Elect Director Richard M. Horowitz For Withhold Management
1.3 Elect Director A. Charles Wilson For Withhold Management
1.4 Elect Director S. W. Yong For Withhold Management
1.5 Elect Director Victor H. M. Ting For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
TRIPLE-S MANAGEMENT CORPORATION
Ticker: GTS Security ID: 896749108
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cari M. Dominguez For For Management
1b Elect Director Roberto Santa Maria For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Buzzelli For Withhold Management
1.2 Elect Director Helen Hanna Casey For Withhold Management
1.3 Elect Director Brian S. Fetterolf For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRIUMPH BANCORP, INC.
Ticker: TBK Security ID: 89679E300
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Sepulveda, Jr. For For Management
1.2 Elect Director Charles A. Anderson For For Management
1.3 Elect Director Douglas M. Kratz For For Management
1.4 Elect Director Richard L. Davis For For Management
1.5 Elect Director Michael P. Rafferty For For Management
1.6 Elect Director C.Todd Sparks For For Management
1.7 Elect Director Debra Bradford For For Management
1.8 Elect Director Laura Easley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIUMPH GROUP, INC.
Ticker: TGI Security ID: 896818101
Meeting Date: JUL 18, 2019 Meeting Type: Annual
Record Date: MAY 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Bourgon For For Management
1.2 Elect Director Daniel J. Crowley For For Management
1.3 Elect Director Ralph E. Eberhart For For Management
1.4 Elect Director Daniel P. Garton For For Management
1.5 Elect Director Dawne S. Hickton For For Management
1.6 Elect Director William L. Mansfield For For Management
1.7 Elect Director Adam J. Palmer For For Management
1.8 Elect Director Larry O. Spencer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation For For Management
4 Adopt NOL Rights Plan (NOL Pill) For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRONOX HOLDINGS PLC
Ticker: TROX Security ID: G9087Q102
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry N. Quinn For For Management
1.2 Elect Director Ilan Kaufthal For For Management
1.3 Elect Director Mutlaq Al-Morished For For Management
1.4 Elect Director Vanessa Guthrie For For Management
1.5 Elect Director Peter B. Johnston For For Management
1.6 Elect Director Ginger M. Jones For For Management
1.7 Elect Director Stephen Jones For For Management
1.8 Elect Director Moazzam Khan For For Management
1.9 Elect Director Sipho Nkosi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Remuneration Policy For For Management
6 Approve Remuneration Report For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Statutory Auditors
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TRUEBLUE, INC.
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Colleen B. Brown For For Management
1b Elect Director A. Patrick Beharelle For For Management
1c Elect Director Steven C. Cooper For For Management
1d Elect Director William C. Goings For For Management
1e Elect Director Kim Harris Jones For For Management
1f Elect Director Jeffrey B. Sakaguchi For For Management
1g Elect Director Kristi A. Savacool For For Management
1h Elect Director Bonnie W. Soodik For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
TSR, INC.
Ticker: TSRI Security ID: 872885207
Meeting Date: OCT 22, 2019 Meeting Type: Annual
Record Date: OCT 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ira D. Cohen For Withhold Management
1.2 Elect Director Raymond A. Roel For Withhold Management
2 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
Ticker: TTMI Security ID: 87305R109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenton K. Alder For Withhold Management
1.2 Elect Director Julie S. England For Withhold Management
1.3 Elect Director Philip G. Franklin For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TUESDAY MORNING CORPORATION
Ticker: TUES Security ID: 899035505
Meeting Date: NOV 20, 2019 Meeting Type: Annual
Record Date: SEP 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Becker For Withhold Management
1.2 Elect Director Terry Burman For Withhold Management
1.3 Elect Director James T. Corcoran For Withhold Management
1.4 Elect Director Barry S. Gluck For Withhold Management
1.5 Elect Director Frank M. Hamlin For Withhold Management
1.6 Elect Director Reuben E. Slone For Withhold Management
1.7 Elect Director Sherry M. Smith For Withhold Management
1.8 Elect Director Richard S. Willis For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TUTOR PERINI CORPORATION
Ticker: TPC Security ID: 901109108
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald N. Tutor For Withhold Management
1.2 Elect Director Peter Arkley For Withhold Management
1.3 Elect Director Sidney J. Feltenstein For Withhold Management
1.4 Elect Director James A. Frost For Withhold Management
1.5 Elect Director Michael F. Horodniceanu For Withhold Management
1.6 Elect Director Michael R. Klein For Withhold Management
1.7 Elect Director Robert C. Lieber For Withhold Management
1.8 Elect Director Dennis D. Oklak For Withhold Management
1.9 Elect Director Raymond R. Oneglia For Withhold Management
1.10 Elect Director Dale Anne Reiss For Withhold Management
1.11 Elect Director Dickran M. Tevrizian, For Withhold Management
Jr.
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TWO RIVER BANCORP
Ticker: TRCB Security ID: 90207C105
Meeting Date: DEC 05, 2019 Meeting Type: Special
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
U.S. CONCRETE, INC.
Ticker: USCR Security ID: 90333L201
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Sandbrook For For Management
1.2 Elect Director Kurt M. Cellar For For Management
1.3 Elect Director Michael D. Lundin For For Management
1.4 Elect Director Rajan C. Penkar For For Management
1.5 Elect Director Ronnie Pruitt For For Management
1.6 Elect Director Colin M. Sutherland For For Management
1.7 Elect Director Theodore P. Rossi For For Management
1.8 Elect Director Susan M. Ball For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. XPRESS ENTERPRISES, INC.
Ticker: USX Security ID: 90338N202
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon F. Beizer For Withhold Management
1.2 Elect Director Edward "Ned" H. Braman For Withhold Management
1.3 Elect Director Jennifer G. Buckner For Withhold Management
1.4 Elect Director Eric Fuller For Withhold Management
1.5 Elect Director Max Fuller For Withhold Management
1.6 Elect Director Dennis A. Nash For Withhold Management
1.7 Elect Director John C. Rickel For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Provide Proxy Access Right For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Articles of Incorporation to For Against Management
Allow Class B Common Stock to be
Pledged Without Conversion to Class A
Common Stock
--------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
Ticker: UCTT Security ID: 90385V107
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clarence L. Granger For For Management
1b Elect Director James P. Scholhamer For For Management
1c Elect Director David T. ibnAle For For Management
1d Elect Director Emily M. Liggett For For Management
1e Elect Director Thomas T. Edman For For Management
1f Elect Director Barbara V. Scherer For For Management
1g Elect Director Ernest E. Maddock For For Management
1h Elect Director Jacqueline A. Seto For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ULTRALIFE CORPORATION
Ticker: ULBI Security ID: 903899102
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Anderson For Withhold Management
1.2 Elect Director Michael D. Popielec For Withhold Management
1.3 Elect Director Thomas L. Saeli For Withhold Management
1.4 Elect Director Robert W. Shaw, II For Withhold Management
1.5 Elect Director Ranjit C. Singh For Withhold Management
1.6 Elect Director Bradford T. Whitmore For Withhold Management
2 Ratify Freed Maxick CPAs, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
UNIFI, INC.
Ticker: UFI Security ID: 904677200
Meeting Date: OCT 30, 2019 Meeting Type: Annual
Record Date: SEP 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Bishop For Against Management
1b Elect Director Albert P. Carey For Against Management
1c Elect Director Thomas H. Caudle, Jr. For Against Management
1d Elect Director Archibald Cox, Jr. For Against Management
1e Elect Director James M. Kilts For Against Management
1f Elect Director Kenneth G. Langone For Against Management
1g Elect Director James D. Mead For Against Management
1h Elect Director Suzanne M. Present For Against Management
1i Elect Director Eva T. Zlotnicka For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITED BANCSHARES, INC.
Ticker: UBOH Security ID: 909458101
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Benroth For Withhold Management
1.2 Elect Director Herbert H. Huffman For Withhold Management
1.3 Elect Director H. Edward Rigel For Withhold Management
1.4 Elect Director David P. Roach For Withhold Management
1.5 Elect Director Daniel W. Schutt For Withhold Management
1.6 Elect Director R. Steven Unverferth For Withhold Management
1.7 Elect Director Brian D. Young For Withhold Management
2 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNITED COMMUNITY FINANCIAL CORP.
Ticker: UCFC Security ID: 909839102
Meeting Date: DEC 10, 2019 Meeting Type: Special
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC.
Ticker: UBNK Security ID: 910304104
Meeting Date: OCT 22, 2019 Meeting Type: Special
Record Date: AUG 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNITED FIRE GROUP, INC.
Ticker: UFCS Security ID: 910340108
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott L. Carlton For For Management
1.2 Elect Director Brenda K. Clancy For For Management
1.3 Elect Director Randy A. Ramlo For For Management
1.4 Elect Director Susan E. Voss For For Management
1.5 Elect Director Lura E. McBride For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED INSURANCE HOLDINGS CORP.
Ticker: UIHC Security ID: 910710102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alec L. Poitevint, II For Against Management
1.2 Elect Director Kern M. Davis For Against Management
1.3 Elect Director William H. Hood, III For Against Management
1.4 Elect Director Sherrill W. Hudson For Against Management
1.5 Elect Director Patrick F. Maroney For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNITY BANCORP, INC.
Ticker: UNTY Security ID: 913290102
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne Courtright For For Management
1.2 Elect Director David D. Dallas For Withhold Management
1.3 Elect Director Robert H. Dallas, II For Withhold Management
1.4 Elect Director Peter E. Maricondo For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC.
Ticker: UVE Security ID: 91359V107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott P. Callahan For For Management
1b Elect Director Kimberly D. Campos For For Management
1c Elect Director Stephen J. Donaghy For For Management
1d Elect Director Sean P. Downes For For Management
1e Elect Director Marlene M. Gordon For For Management
1f Elect Director Ralph J. Palmieri For For Management
1g Elect Director Richard D. Peterson For For Management
1h Elect Director Michael A. Pietrangelo For For Management
1i Elect Director Ozzie A. Schindler For For Management
1j Elect Director Jon W. Springer For For Management
1k Elect Director Joel M. Wilentz For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL LOGISTICS HOLDINGS, INC.
Ticker: ULH Security ID: 91388P105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant E. Belanger For Withhold Management
1.2 Elect Director Frederick P. Calderone For Withhold Management
1.3 Elect Director Daniel J. Deane For Withhold Management
1.4 Elect Director Clarence W. Gooden For Withhold Management
1.5 Elect Director Matthew J. Moroun For Withhold Management
1.6 Elect Director Matthew T. Moroun For Withhold Management
1.7 Elect Director Tim Phillips For Withhold Management
1.8 Elect Director Michael A. Regan For Withhold Management
1.9 Elect Director Richard P. Urban For Withhold Management
1.10 Elect Director H.E. "Scott" Wolfe For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For Against Management
4 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
Ticker: USAP Security ID: 913837100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher L. Ayers For Withhold Management
1.2 Elect Director Judith L. Bacchus For Withhold Management
1.3 Elect Director M. David Kornblatt For Withhold Management
1.4 Elect Director Dennis M. Oates For Withhold Management
1.5 Elect Director Udi Toledano For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Schneider Downs & Co., Inc. as For For Management
Auditors
--------------------------------------------------------------------------------
UNIVEST FINANCIAL CORPORATION
Ticker: UVSP Security ID: 915271100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger H. Ballou For For Management
1.2 Elect Director K. Leon Moyer For For Management
1.3 Elect Director Natalye Paquin For For Management
1.4 Elect Director Robert C. Wonderling For For Management
1.5 Elect Director Suzanne Keenan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
USA TRUCK INC.
Ticker: USAK Security ID: 902925106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara J. Faulkenberry For Withhold Management
1.2 Elect Director M. Susan Chambers For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VAALCO ENERGY, INC.
Ticker: EGY Security ID: 91851C201
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cary M. Bounds For Withhold Management
1.2 Elect Director Andrew L. Fawthrop For Withhold Management
1.3 Elect Director George Maxwell For Withhold Management
1.4 Elect Director Cathy Stubbs For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VECTRUS, INC.
Ticker: VEC Security ID: 92242T101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William F. Murdy For For Management
1b Elect Director Melvin F. Parker For For Management
1c Elect Director Stephen L. Waechter For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERA BRADLEY, INC.
Ticker: VRA Security ID: 92335C106
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara Bradley For Withhold Management
Baekgaard
1.2 Elect Director Kristina Cashman For Withhold Management
1.3 Elect Director Mary Lou Kelley For Withhold Management
1.4 Elect Director John E. Kyees For Withhold Management
1.5 Elect Director Frances P. Philip For Withhold Management
1.6 Elect Director Carrie M. Tharp For Withhold Management
1.7 Elect Director Robert Wallstrom For Withhold Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
VERITEX HOLDINGS, INC.
Ticker: VBTX Security ID: 923451108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Malcolm Holland, III For For Management
1.2 Elect Director Pat S. Bolin For For Management
1.3 Elect Director April Box For For Management
1.4 Elect Director Blake Bozman For For Management
1.5 Elect Director William D. Ellis For Withhold Management
1.6 Elect Director William E. Fallon For For Management
1.7 Elect Director Ned N. Fleming, III For For Management
1.8 Elect Director Mark C. Griege For For Management
1.9 Elect Director Gordon Huddleston For For Management
1.10 Elect Director Steven D. Lerner For For Management
1.11 Elect Director Manuel J. Mehos For Withhold Management
1.12 Elect Director Gregory B. Morrison For For Management
1.13 Elect Director John T. Sughrue For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERITIV CORPORATION
Ticker: VRTV Security ID: 923454102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shantella E. Cooper For For Management
1.2 Elect Director David E. Flitman For For Management
1.3 Elect Director Daniel T. Henry For For Management
1.4 Elect Director Mary A. Laschinger For For Management
1.5 Elect Director Tracy A. Leinbach For For Management
1.6 Elect Director Stephen E. Macadam For For Management
1.7 Elect Director Michael P. Muldowney For For Management
1.8 Elect Director Charles G. Ward, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERSO CORPORATION
Ticker: VRS Security ID: 92531L207
Meeting Date: JAN 31, 2020 Meeting Type: Proxy Contest
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1a Elect Director Robert K. Beckler For Did Not Vote Management
1b Elect Director Paula H.J. Cholmondeley For Did Not Vote Management
1c Elect Director Randy J. Nebel For Did Not Vote Management
1d Elect Director Steven D. Scheiwe For Did Not Vote Management
1e Elect Director Jay Shuster For Did Not Vote Management
1f Elect Director Adam St. John For Did Not Vote Management
1g Elect Director Nancy M. Taylor For Did Not Vote Management
2 Approve Sale of Androscoggin Mill For Did Not Vote Management
3 Adjourn Meeting For Did Not Vote Management
4a Reduce Supermajority Vote Requirement For Did Not Vote Management
for Removal of Directors
4b Reduce Supermajority Vote Requirement For Did Not Vote Management
to Amend Bylaws
4c Reduce Supermajority Vote Requirement For Did Not Vote Management
to Amend Certain Provisions of the
Certificate of Incorporation
5 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
7 Adopt Stockholder Rights Plan For Did Not Vote Management
8 Adopt Majority Vote for Election of None Did Not Vote Management
Directors
9 Repeal Amendments to Verso's Amended Against Did Not Vote Shareholder
and Restated Bylaws Adopted After June
26, 2019
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1.1 Elect Director Sean T. Erwin For For Shareholder
1.2 Elect Director Jeffrey E. Kirt For For Shareholder
1.3 Elect Director Timothy Lowe For Withhold Shareholder
1.4 Management Nominee Robert K. Beckler For For Shareholder
1.5 Management Nominee Paula H.J. For For Shareholder
Cholmondeley
1.6 Management Nominee Randy J. Nebel For For Shareholder
1.7 Management Nominee Adam St. John For For Shareholder
2 Approve Sale of Androscoggin Mill None For Management
3 Adjourn Meeting None For Management
4a Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
4b Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4c Reduce Supermajority Vote Requirement For For Management
to Amend Certain Provisions of the
Certificate of Incorporation
5 Advisory Vote to Ratify Named None Against Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as None For Management
Auditors
7 Adopt Stockholder Rights Plan None Against Management
8 Adopt Majority Vote for Election of For Against Management
Directors
9 Repeal Amendments to Verso's Amended For For Shareholder
and Restated Bylaws Adopted After June
26, 2019
--------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC.
Ticker: VLGEA Security ID: 927107409
Meeting Date: DEC 13, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Sumas For Withhold Management
1.2 Elect Director William Sumas For Withhold Management
1.3 Elect Director John P. Sumas For Withhold Management
1.4 Elect Director Nicholas Sumas For Withhold Management
1.5 Elect Director John J. Sumas For Withhold Management
1.6 Elect Director Kevin Begley For Withhold Management
1.7 Elect Director Steven Crystal For Withhold Management
1.8 Elect Director Peter R. Lavoy For Withhold Management
1.9 Elect Director Stephen F. Rooney For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
VISTA OUTDOOR INC.
Ticker: VSTO Security ID: 928377100
Meeting Date: AUG 06, 2019 Meeting Type: Annual
Record Date: JUN 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director April H. Foley For Against Management
1b Elect Director Tig H. Krekel For Against Management
1c Elect Director Michael D. Robinson For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VOXX INTERNATIONAL CORPORATION
Ticker: VOXX Security ID: 91829F104
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Lesser For Withhold Management
1.2 Elect Director Denise Waund Gibson For Withhold Management
1.3 Elect Director John Adamovich, Jr. For Withhold Management
1.4 Elect Director John J. Shalam For Withhold Management
1.5 Elect Director Patrick M. Lavelle For Withhold Management
1.6 Elect Director Charles M. Stoehr For Withhold Management
1.7 Elect Director Ari M. Shalam For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VSE CORPORATION
Ticker: VSEC Security ID: 918284100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Cuomo For Withhold Management
1.2 Elect Director Ralph E. Eberhart For Withhold Management
1.3 Elect Director Mark E. Ferguson, III For Withhold Management
1.4 Elect Director Calvin. S. Koonce For Withhold Management
1.5 Elect Director James F. Lafond For Withhold Management
1.6 Elect Director John E. "Jack" Potter For Withhold Management
1.7 Elect Director Jack C. Stultz For Withhold Management
1.8 Elect Director Bonnie K. Wachtel For Withhold Management
2 Amend Restricted Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Therese M. Bassett For For Management
1b Elect Director John G. Boss For For Management
1c Elect Director John E. Kunz For For Management
1d Elect Director Larry J. Magee For For Management
1e Elect Director Ann D. Murtlow For For Management
1f Elect Director Scott K. Sorensen For For Management
1g Elect Director Stuart A. Taylor, II For For Management
1h Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharilyn S. Gasaway For Withhold Management
1.2 Elect Director Katherine M.A. For Withhold Management
("Allie") Kline
1.3 Elect Director Jerry W. Walton For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WALKER & DUNLOP, INC.
Ticker: WD Security ID: 93148P102
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bowers For For Management
1.2 Elect Director Ellen D. Levy For For Management
1.3 Elect Director Michael D. Malone For For Management
1.4 Elect Director John Rice For For Management
1.5 Elect Director Dana L. Schmaltz For For Management
1.6 Elect Director Howard W. Smith, III For For Management
1.7 Elect Director William M. Walker For For Management
1.8 Elect Director Michael J. Warren For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
WARRIOR MET COAL, INC.
Ticker: HCC Security ID: 93627C101
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen D. Williams For Withhold Management
1.2 Elect Director Ana B. Amicarella For Withhold Management
1.3 Elect Director J. Brett Harvey For Withhold Management
1.4 Elect Director Walter J. Scheller, III For Withhold Management
1.5 Elect Director Alan H. Schumacher For Withhold Management
1.6 Elect Director Gareth N. Turner For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt NOL Rights Plan (NOL Pill) For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WATERSTONE FINANCIAL, INC.
Ticker: WSBF Security ID: 94188P101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Hansen For Withhold Management
1.2 Elect Director Stephen J. Schmidt For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WAYSIDE TECHNOLOGY GROUP, INC.
Ticker: WSTG Security ID: 946760105
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Geygan For Withhold Management
1.2 Elect Director Dale Foster For Withhold Management
1.3 Elect Director Ross Crane For Withhold Management
1.4 Elect Director Andy Bryant For Withhold Management
1.5 Elect Director John McCarthy For Withhold Management
1.6 Elect Director Diana Kurty For Withhold Management
1.7 Elect Director Carol DiBattiste For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For Against Management
--------------------------------------------------------------------------------
WEIS MARKETS, INC.
Ticker: WMK Security ID: 948849104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan H. Weis For Withhold Management
1.2 Elect Director Harold G. Graber For Withhold Management
1.3 Elect Director Dennis G. Hatchell For Withhold Management
1.4 Elect Director Edward J. Lauth, III For Withhold Management
1.5 Elect Director Gerrald B. Silverman For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
WELLESLEY BANCORP, INC.
Ticker: WEBK Security ID: 949485106
Meeting Date: MAR 12, 2020 Meeting Type: Special
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WESBANCO, INC.
Ticker: WSBC Security ID: 950810101
Meeting Date: OCT 29, 2019 Meeting Type: Special
Record Date: SEP 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WESCO INTERNATIONAL, INC.
Ticker: WCC Security ID: 95082P105
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Engel For For Management
1.2 Elect Director Matthew J. Espe For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director John K. Morgan For For Management
1.5 Elect Director Steven A. Raymund For For Management
1.6 Elect Director James L. Singleton For For Management
1.7 Elect Director Easwaran Sundaram For For Management
1.8 Elect Director Laura K. Thompson For For Management
1.9 Elect Director Lynn M. Utter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
WESTELL TECHNOLOGIES, INC.
Ticker: WSTL Security ID: 957541204
Meeting Date: SEP 17, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk R. Brannock For Withhold Management
1.2 Elect Director Scott C. Chandler For Withhold Management
1.3 Elect Director Timothy L. Duitsman For Withhold Management
1.4 Elect Director Robert W. Foskett For Withhold Management
1.5 Elect Director Robert C. Penny, III For Withhold Management
1.6 Elect Director Cary B. Wood For Withhold Management
1.7 Elect Director Mark A. Zorko For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTERN NEW ENGLAND BANCORP, INC.
Ticker: WNEB Security ID: 958892101
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura J. Benoit For Withhold Management
1.2 Elect Director Donna J. Damon For Withhold Management
1.3 Elect Director Lisa G. McMahon For Withhold Management
1.4 Elect Director Steven G. Richter For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Wolf & Company, P.C. as Auditor For For Management
--------------------------------------------------------------------------------
WILLIAM LYON HOMES
Ticker: WLH Security ID: 552074700
Meeting Date: JAN 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION
Ticker: WRLD Security ID: 981419104
Meeting Date: AUG 22, 2019 Meeting Type: Annual
Record Date: JUN 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken R. Bramlett, Jr. For Withhold Management
1.2 Elect Director R. Chad Prashad For Withhold Management
1.3 Elect Director Scott J. Vassalluzzo For Withhold Management
1.4 Elect Director Charles D. Way For Withhold Management
1.5 Elect Director Darrell E. Whitaker For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
XPERI CORPORATION
Ticker: XPER Security ID: 98421B100
Meeting Date: MAY 29, 2020 Meeting Type: Special
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
ZUMIEZ INC.
Ticker: ZUMZ Security ID: 989817101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas D. Campion For For Management
1B Elect Director Sarah (Sally) G. McCoy For For Management
1C Elect Director Ernest R. Johnson For For Management
1D Elect Director Liliana Gil Valletta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
================== Bridgeway Omni Tax-Managed Small-Cap Value ==================
SCHOLASTIC CORPORATION
Ticker: SCHL Security ID: 807066105
Meeting Date: SEP 18, 2019 Meeting Type: Annual
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Barge For For Management
1.2 Elect Director John L. Davies For For Management
--------------------------------------------------------------------------------
1347 PROPERTY INSURANCE HOLDINGS, INC.
Ticker: PIH Security ID: 68244P107
Meeting Date: DEC 17, 2019 Meeting Type: Annual
Record Date: OCT 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rita Hayes For For Management
1.2 Elect Director Lewis M. Johnson For For Management
1.3 Elect Director Dennis A. Wong For For Management
2 Declassify the Board of Directors For For Management
3 Amend Bylaws to Provide Directors May For For Management
Be Removed With or Without Cause
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
1ST CONSTITUTION BANCORP
Ticker: FCCY Security ID: 31986N102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond R. Ciccone For For Management
1.2 Elect Director Edwin J. Pisani For For Management
1.3 Elect Director Roy D. Tartaglia For For Management
1.4 Elect Director Robert F. Mangano For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify BDO USA LLP as Auditors For For Management
--------------------------------------------------------------------------------
1ST SOURCE CORPORATION
Ticker: SRCE Security ID: 336901103
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Vinod M. Khilnani For Against Management
1b Elect Director Rex Martin For Against Management
1c Elect Director Christopher J. Murphy, For For Management
III
1d Elect Director Timothy K. Ozark For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD LLP as Auditors For For Management
--------------------------------------------------------------------------------
A-MARK PRECIOUS METALS, INC.
Ticker: AMRK Security ID: 00181T107
Meeting Date: OCT 30, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For Withhold Management
1.2 Elect Director Ellis Landau For Withhold Management
1.3 Elect Director Beverley Lepine For Withhold Management
1.4 Elect Director William Montgomery For Withhold Management
1.5 Elect Director John (Jay) U. Moorhead For Withhold Management
1.6 Elect Director Jess M. Ravich For Withhold Management
1.7 Elect Director Gregory N. Roberts For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
A. H. BELO CORPORATION
Ticker: AHC Security ID: 001282102
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Beckert For Withhold Management
1.2 Elect Director Louis E. Caldera For Withhold Management
1.3 Elect Director Robert W. Decherd For Withhold Management
1.4 Elect Director Ronald D. McCray For Withhold Management
2 Ratify Grant Thornton LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: JUL 15, 2019 Meeting Type: Annual
Record Date: MAY 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katharine Wolanyk For Against Management
1.2 Elect Director Isaac T. Kohlberg For Against Management
2 Declassify the Board of Directors For For Management
3 Eliminate Supermajority Vote For For Management
Requirements for Specified Corporate
Actions
4 Provide Right to Call Special Meeting For For Management
5 Approve Securities Transfer For For Management
Restrictions
6 Ratify Tax Benefits Preservation Plan For For Management
7 Ratify Grant Thornton LLP as Auditors For Against Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: FEB 14, 2020 Meeting Type: Special
Record Date: DEC 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Voting of Preferred Shares For For Management
on an As-Converted Basis and the
Issuance of Common Stock in Connection
with the Potential Future Conversion
of Series A Convertible Preferred
Stock and Exercise of Warrants
2 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maureen O'Connell For Against Management
1B Elect Director Katharine Wolanyk For Against Management
1C Elect Director Isaac T. Kohlberg For Against Management
1D Elect Director Jonathan Sagal For Against Management
1E Elect Director Clifford Press For Against Management
1F Elect Director Alfred V. Tobia, Jr. For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACCO BRANDS CORPORATION
Ticker: ACCO Security ID: 00081T108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James A. Buzzard For For Management
1b Elect Director Kathleen S. Dvorak For For Management
1c Elect Director Boris Elisman For For Management
1d Elect Director Pradeep Jotwani For For Management
1e Elect Director Robert J. Keller For For Management
1f Elect Director Thomas Kroeger For For Management
1g Elect Director Ron Lombardi For For Management
1h Elect Director Graciela I. Monteagudo For For Management
1i Elect Director Hans Michael Norkus For For Management
1j Elect Director E. Mark Rajkowski For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACME UNITED CORPORATION
Ticker: ACU Security ID: 004816104
Meeting Date: APR 20, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter C. Johnsen For Withhold Management
1.2 Elect Director Richmond Y. Holden, Jr. For Withhold Management
1.3 Elect Director Brian S. Olschan For Withhold Management
1.4 Elect Director Stevenson E. Ward, III For Withhold Management
1.5 Elect Director Susan H. Murphy For Withhold Management
1.6 Elect Director Rex L. Davidson For Withhold Management
1.7 Elect Director Brian K. Barker For Withhold Management
2 Amend Stock Option Plan For For Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ACNB CORPORATION
Ticker: ACNB Security ID: 000868109
Meeting Date: DEC 20, 2019 Meeting Type: Special
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACNB CORPORATION
Ticker: ACNB Security ID: 000868109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly S. Chaney For Withhold Management
1.2 Elect Director Frank Elsner, III For Withhold Management
1.3 Elect Director James P. Helt For Withhold Management
1.4 Elect Director Scott L. Kelley For Withhold Management
1.5 Elect Director Daniel W. Potts For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
ADAMS RESOURCES & ENERGY, INC.
Ticker: AE Security ID: 006351308
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Townes G. Pressler For For Management
1.2 Elect Director Michelle A. Earley For For Management
1.3 Elect Director Murray E. Brasseux For For Management
1.4 Elect Director Richard C. Jenner For For Management
1.5 Elect Director W.R. Scofield For For Management
1.6 Elect Director John O. Niemann, Jr. For For Management
1.7 Elect Director Dennis E. Dominic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVANCED EMISSIONS SOLUTIONS, INC.
Ticker: ADES Security ID: 00770C101
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol Eicher For For Management
1.2 Elect Director Brian Leen For For Management
1.3 Elect Director Gilbert Li For For Management
1.4 Elect Director R. Carter Pate For For Management
1.5 Elect Director J. Taylor Simonton For For Management
1.6 Elect Director L. Spencer Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
4 Approve Tax Asset Protection Plan For For Management
--------------------------------------------------------------------------------
ADVANSIX INC.
Ticker: ASIX Security ID: 00773T101
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Erin N. Kane For Against Management
1b Elect Director Michael L. Marberry For Against Management
1c Elect Director Darrell K. Hughes For Against Management
1d Elect Director Todd D. Karran For Against Management
1e Elect Director Paul E. Huck For Against Management
1f Elect Director Daniel F. Sansone For Against Management
1g Elect Director Sharon S. Spurlin For Against Management
1h Elect Director Patrick S. Williams For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AEGION CORPORATION
Ticker: AEGN Security ID: 00770F104
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen P. Cortinovis For Against Management
1b Elect Director Stephanie A. Cuskley For Against Management
1c Elect Director Walter J. Galvin For Against Management
1d Elect Director Rhonda Germany Ballintyn For Against Management
1e Elect Director Charles R. Gordon For Against Management
1f Elect Director M. Richard Smith For Against Management
1g Elect Director Phillip D. Wright For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AEROCENTURY CORP.
Ticker: ACY Security ID: 007737109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy E. Hahn For Withhold Management
1.2 Elect Director Toni M. Perazzo For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AIR T, INC.
Ticker: AIRT Security ID: 009207101
Meeting Date: AUG 14, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Seth Barkett For Withhold Management
1.2 Elect Director Raymond Cabillot For Withhold Management
1.3 Elect Director William Foudray For Withhold Management
1.4 Elect Director Gary Kohler For Withhold Management
1.5 Elect Director Peter McClung For Withhold Management
1.6 Elect Director Andrew Stumpf For Withhold Management
1.7 Elect Director Nicholas Swenson For Withhold Management
1.8 Elect Director Travis Swenson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AIRCASTLE LIMITED
Ticker: AYR Security ID: G0129K104
Meeting Date: MAR 06, 2020 Meeting Type: Special
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALASKA COMMUNICATIONS SYSTEMS GROUP, INC.
Ticker: ALSK Security ID: 01167P101
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Karp For For Management
1.2 Elect Director Peter D. Aquino For For Management
1.3 Elect Director Wayne Barr, Jr. For For Management
1.4 Elect Director Benjamin C. Duster, IV For For Management
1.5 Elect Director Shelly C. Lombard For For Management
1.6 Elect Director William H. Bishop For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALICO, INC.
Ticker: ALCO Security ID: 016230104
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Kiernan For Withhold Management
1.2 Elect Director George R. Brokaw For Withhold Management
1.3 Elect Director R. Greg Eisner For Withhold Management
1.4 Elect Director Benjamin D. Fishman For Withhold Management
1.5 Elect Director W. Andrew Krusen, Jr. For Withhold Management
1.6 Elect Director Henry R. Slack For Withhold Management
1.7 Elect Director Toby K. Purse For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ALLEGIANCE BANCSHARES, INC.
Ticker: ABTX Security ID: 01748H107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denise Castillo-Rhodes For For Management
1.2 Elect Director Robert Ivany For Withhold Management
1.3 Elect Director George Martinez For Withhold Management
1.4 Elect Director Janet S. Wong For For Management
2 Amend Certificate of Formation to For For Management
Remove the Plurality Voting Standard
for the Election of Directors
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALPHA AND OMEGA SEMICONDUCTOR LIMITED
Ticker: AOSL Security ID: G6331P104
Meeting Date: NOV 08, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike F. Chang For For Management
1.2 Elect Director Yueh-Se Ho For For Management
1.3 Elect Director Lucas S. Chang For For Management
1.4 Elect Director Claudia Chen For For Management
1.5 Elect Director King Owyang For For Management
1.6 Elect Director Michael L. Pfeiffer For For Management
1.7 Elect Director Michael J. Salameh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve BDO USA, LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ALTISOURCE PORTFOLIO SOLUTIONS S.A.
Ticker: ASPS Security ID: L0175J104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott E. Burg For Against Management
1b Elect Director Joseph L. Morettini For Against Management
1c Elect Director Roland Muller-Ineichen For Against Management
1d Elect Director William B. Shepro For Against Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Independent Registered Auditors and
Atwell S.a r.l. as Certified Auditor
for Statutory Accounts
3 Approve Financial Statements For For Management
4 Receive and Approve Directors' and For For Management
Auditors' Special Reports
5 Approve Financial Statements and For For Management
Allocation of Income
6 Approve Discharge of Directors and For For Management
Auditors
7 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMALGAMATED BANK
Ticker: AMAL Security ID: 022663108
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lynne P. Fox For For Management
1b Elect Director Donald E. Bouffard, Jr. For For Management
1c Elect Director Maryann Bruce For For Management
1d Elect Director Patricia Diaz Dennis For For Management
1e Elect Director Robert C. Dinerstein For For Management
1f Elect Director Mark A. Finser For For Management
1g Elect Director Julie Kelly For For Management
1h Elect Director John McDonagh For For Management
1i Elect Director Keith Mestrich For For Management
1j Elect Director Robert G. Romasco For For Management
1k Elect Director Edgar Romney, Sr. For For Management
1l Elect Director Stephen R. Sleigh For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Amend Articles of Incorporation For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMCON DISTRIBUTING COMPANY
Ticker: DIT Security ID: 02341Q205
Meeting Date: DEC 23, 2019 Meeting Type: Annual
Record Date: NOV 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher H. Atayan For Withhold Management
1.2 Elect Director Raymond F. Bentele For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
AMERANT BANCORP, INC.
Ticker: AMTB Security ID: 023576101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frederick C. Copeland, For For Management
Jr.
1.2 Elect Director Millar Wilson For For Management
1.3 Elect Director Miguel A. Capriles L For For Management
1.4 Elect Director Rosa M. Costantino For For Management
1.5 Elect Director Pamella J. Dana For For Management
1.6 Elect Director Gustavo Marturet M. For For Management
1.7 Elect Director Gerald P. Plush For For Management
1.8 Elect Director John W. Quill For For Management
1.9 Elect Director Jose Antonio Villamil For For Management
1.10 Elect Director Guillermo Villar For Against Management
1.11 Elect Director Gustavo J. Vollmer A. For For Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. McCaslin For For Management
1.2 Elect Director William P. Miller, II For For Management
1.3 Elect Director Sandra E. Pierce For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
AMERICAN OUTDOOR BRANDS CORPORATION
Ticker: AOBC Security ID: 02874P103
Meeting Date: SEP 24, 2019 Meeting Type: Annual
Record Date: JUL 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry M. Monheit For Withhold Management
1.2 Elect Director Robert L. Scott For Withhold Management
1.3 Elect Director Anita D. Britt For Withhold Management
1.4 Elect Director P. James Debney For Withhold Management
1.5 Elect Director John B. Furman For Withhold Management
1.6 Elect Director Gregory J. Gluchowski, For Withhold Management
Jr.
1.7 Elect Director Michael F. Golden For Withhold Management
1.8 Elect Director Mitchell A. Saltz For Withhold Management
1.9 Elect Director I. Marie Wadecki For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Adopt a Comprehensive Human Rights Against For Shareholder
Policy
--------------------------------------------------------------------------------
AMERICAN PUBLIC EDUCATION, INC.
Ticker: APEI Security ID: 02913V103
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eric C. Andersen For For Management
1b Elect Director Barbara G. Fast For For Management
1c Elect Director Jean C. Halle For For Management
1d Elect Director Barbara 'Bobbi' L. For For Management
Kurshan
1e Elect Director Timothy J. Landon For For Management
1f Elect Director William G. Robinson, Jr. For For Management
1g Elect Director Angela Selden For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Deloitte & Touche LLP as Auditor For Against Management
--------------------------------------------------------------------------------
AMERICAN RIVER BANKSHARES
Ticker: AMRB Security ID: 029326105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicolas C. Anderson For For Management
1.2 Elect Director Kimberly A. Box For For Management
1.3 Elect Director Charles D. Fite For For Management
1.4 Elect Director Jeffery Owensby For For Management
1.5 Elect Director Julie A. Raney For For Management
1.6 Elect Director David E. Ritchie, Jr. For For Management
1.7 Elect Director William A. Robotham For For Management
1.8 Elect Director Philip A. Wright For For Management
1.9 Elect Director Michael A. Ziegler For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Crowe LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERISERV FINANCIAL, INC.
Ticker: ASRV Security ID: 03074A102
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan R. Dennison For Withhold Management
1.2 Elect Director Sara A. Sargent For Withhold Management
2 Ratify S.R. Snodgrass PC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Susan Y. Kim For For Management
1.3 Elect Director Stephen D. Kelley For For Management
1.4 Elect Director Douglas A. Alexander For For Management
1.5 Elect Director Roger A. Carolin For For Management
1.6 Elect Director Winston J. Churchill For For Management
1.7 Elect Director Daniel Liao For For Management
1.8 Elect Director MaryFrances McCourt For For Management
1.9 Elect Director Robert R. Morse For For Management
1.10 Elect Director Gil C. Tily For For Management
1.11 Elect Director David N. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AMPLIFY ENERGY CORP.
Ticker: AMPY Security ID: 03212B103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Hamm For Against Management
1b Elect Director Scott L. Hoffman For Against Management
1c Elect Director Randal T. Klein For Against Management
1d Elect Director Evan S. Lederman For Against Management
1e Elect Director David H. Proman For Against Management
1f Elect Director Todd R. Snyder For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMREP CORPORATION
Ticker: AXR Security ID: 032159105
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert E. Robotti For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMTECH SYSTEMS, INC.
Ticker: ASYS Security ID: 032332504
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jong S. Whang For Withhold Management
1.2 Elect Director Robert M. Averick For Withhold Management
1.3 Elect Director Michael Garnreiter For Withhold Management
1.4 Elect Director Robert F. King For Withhold Management
1.5 Elect Director Sukesh Mohan For Withhold Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Non-Employee Director Stock For For Management
Option Plan
--------------------------------------------------------------------------------
ANGIODYNAMICS, INC.
Ticker: ANGO Security ID: 03475V101
Meeting Date: OCT 15, 2019 Meeting Type: Annual
Record Date: AUG 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin J. Gould For Withhold Management
1.2 Elect Director Dennis S. Meteny For Withhold Management
1.3 Elect Director Michael E. Tarnoff For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APOGEE ENTERPRISES, INC.
Ticker: APOG Security ID: 037598109
Meeting Date: JAN 14, 2020 Meeting Type: Annual
Record Date: NOV 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christina M. Alvord For For Management
1.2 Elect Director Frank G. Heard For For Management
1.3 Elect Director Elizabeth M. Lilly For For Management
1.4 Elect Director Mark A. Pompa For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
7 Reduce Supermajority Vote Requirement For For Management
to Amend Director Removal Provision
8 Amend Articles to Eliminate the For For Management
Anti-Greenmail Provision
9 Reduce Supermajority Vote Requirement For For Management
to Amend the Anti-Greenmail Provision
10 Ratify the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
11 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APPROACH RESOURCES INC.
Ticker: AREX Security ID: 03834A103
Meeting Date: JUL 02, 2019 Meeting Type: Annual
Record Date: MAY 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew R. Kahn For Withhold Management
1.2 Elect Director Vean J. Gregg, III For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS, INC.
Ticker: ARC Security ID: 00191G103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumarakulasingam For For Management
("Suri") Suriyakumar
1.2 Elect Director Bradford L. Brooks For For Management
1.3 Elect Director Cheryl Cook For For Management
1.4 Elect Director Tracey Luttrell For For Management
1.5 Elect Director Dewitt Kerry McCluggage For For Management
1.6 Elect Director Mark W. Mealy For For Management
2 Ratify Armanino LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ARCBEST CORPORATION
Ticker: ARCB Security ID: 03937C105
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eduardo F. Conrado For For Management
1.2 Elect Director Fredrik J. Eliasson For For Management
1.3 Elect Director Stephen E. Gorman For For Management
1.4 Elect Director Michael P. Hogan For For Management
1.5 Elect Director Kathleen D. McElligott For For Management
1.6 Elect Director Judy R. McReynolds For For Management
1.7 Elect Director Craig E. Philip For For Management
1.8 Elect Director Steven L. Spinner For For Management
1.9 Elect Director Janice E. Stipp For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ARCH COAL INC.
Ticker: ARCH Security ID: 039380407
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick J. Bartels, Jr. For Withhold Management
1.2 Elect Director James N. Chapman For Withhold Management
1.3 Elect Director John W. Eaves For Withhold Management
1.4 Elect Director Sherman K. Edmiston, III For Withhold Management
1.5 Elect Director Robert B. Hamill For Withhold Management
1.6 Elect Director Holly Keller Koeppel For Withhold Management
1.7 Elect Director Patrick A. Kriegshauser For Withhold Management
1.8 Elect Director Paul A. Lang For Withhold Management
1.9 Elect Director Richard A. Navarre For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ARCHROCK, INC.
Ticker: AROC Security ID: 03957W106
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne-Marie N. Ainsworth For Withhold Management
1.2 Elect Director Wendell R. Brooks For Withhold Management
1.3 Elect Director D. Bradley Childers For Withhold Management
1.4 Elect Director Gordon T. Hall For Withhold Management
1.5 Elect Director Frances Powell Hawes For Withhold Management
1.6 Elect Director Jeffery D. Hildebrand For Withhold Management
1.7 Elect Director J.W.G. "Will" For Withhold Management
Honeybourne
1.8 Elect Director James H. Lytal For Withhold Management
1.9 Elect Director Edmund P. Segner, III For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARDMORE SHIPPING CORPORATION
Ticker: ASC Security ID: Y0207T100
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mats Berglund For Withhold Management
1.2 Elect Director Kirsi Tikka For Withhold Management
--------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker: ARGO Security ID: G0464B107
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Bernard C. Bailey For For Management
2b Elect Director Thomas A. Bradley For For Management
2c Elect Director Fred R. Donner For For Management
2d Elect Director Anthony P. Latham For For Management
2e Elect Director Dymphna A. Lehane For For Management
2f Elect Director Samuel G. Liss For For Management
2g Elect Director Carol A. McFate For For Management
2h Elect Director Kathleen A. Nealon For For Management
2i Elect Director Al-Noor Ramji For For Management
2j Elect Director Kevin J. Rehnberg For For Management
2k Elect Director John H. Tonelli For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Establish Range For Board Size For For Management
6 Amend Bye-Laws to Modify the Voting For For Management
Push-Up Requirement
--------------------------------------------------------------------------------
ARK RESTAURANTS CORP.
Ticker: ARKR Security ID: 040712101
Meeting Date: MAR 19, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Weinstein For Withhold Management
1b Elect Director Steven Shulman For Withhold Management
1c Elect Director Anthony J. Sirica For Withhold Management
1d Elect Director Marcia Allen For Withhold Management
1e Elect Director Paul Gordon For Withhold Management
1f Elect Director Bruce R. Lewin For Withhold Management
1g Elect Director Vincent Pascal For Withhold Management
1h Elect Director Arthur Stainman For Withhold Management
1i Elect Director Stephen Novick For Withhold Management
2 Ratify CohnReznick LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ARLINGTON ASSET INVESTMENT CORP.
Ticker: AI Security ID: 041356205
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel E. Berce For Against Management
1b Elect Director David W. Faeder For Against Management
1c Elect Director Melinda H. McClure For Against Management
1d Elect Director Ralph S. Michael, III For Against Management
1e Elect Director Anthony P. Nader, III For Against Management
1f Elect Director J. Rock Tonkel, Jr. For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AROTECH CORPORATION
Ticker: ARTX Security ID: 042682203
Meeting Date: DEC 17, 2019 Meeting Type: Special
Record Date: OCT 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ART'S-WAY MANUFACTURING CO., INC.
Ticker: ARTW Security ID: 043168103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc H. McConnell For Withhold Management
1.2 Elect Director J. Ward McConnell, Jr. For Withhold Management
1.3 Elect Director Thomas E. Buffamante For Withhold Management
1.4 Elect Director David R. Castle For Withhold Management
1.5 Elect Director David A. White For Withhold Management
2 Ratify Eide Bailly LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ASCENA RETAIL GROUP, INC.
Ticker: ASNA Security ID: 04351G101
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katie J. Bayne For Against Management
1.2 Elect Director Paul Keglevic For Against Management
1.3 Elect Director Kay Krill For Against Management
1.4 Elect Director Stacey Rauch For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Reverse Stock Split For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ASSERTIO THERAPEUTICS, INC.
Ticker: ASRT Security ID: 04545L107
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2.1 Elect Director James P. Fogarty For For Management
2.2 Elect Director Karen A. Dawes For For Management
2.3 Elect Director James J. Galeota, Jr. For For Management
2.4 Elect Director Arthur J. Higgins For For Management
2.5 Elect Director Heather L. Mason For For Management
2.6 Elect Director William T. McKee For For Management
2.7 Elect Director Peter D. Staple For For Management
2.8 Elect Director James L. Tyree For For Management
2.9 Elect Director David E. Wheadon For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Approve Reverse Stock Split For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Golden Parachutes For For Management
8 Ratify Ernst & Young LLP as Auditors For For Management
9 Adjourn Meeting For For Management
10 Other Business For Against Management
--------------------------------------------------------------------------------
ATLANTIC CAPITAL BANCSHARES, INC.
Ticker: ACBI Security ID: 048269203
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. "Sonny" For Withhold Management
Deriso, Jr.
1.2 Elect Director Shantella E. "Shan" For For Management
Cooper
1.3 Elect Director Henchy R. Enden For For Management
1.4 Elect Director James H. Graves For For Management
1.5 Elect Director Douglas J. Hertz For For Management
1.6 Elect Director Thomas "Tommy" M. Holder For For Management
1.7 Elect Director Lizanne Thomas For For Management
1.8 Elect Director Douglas L. Williams For For Management
1.9 Elect Director Marietta Edmunds Zakas For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: AAWW Security ID: 049164205
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Bernlohr For For Management
1.2 Elect Director Charles F. Bolden, Jr. For For Management
1.3 Elect Director John W. Dietrich For For Management
1.4 Elect Director William J. Flynn For For Management
1.5 Elect Director Bobby J. Griffin For For Management
1.6 Elect Director Carol B. Hallett For For Management
1.7 Elect Director Jane H. Lute For For Management
1.8 Elect Director Duncan J. McNabb For For Management
1.9 Elect Director Sheila A. Stamps For For Management
1.10 Elect Director John K. Wulff For For Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
AVAYA HOLDINGS CORP.
Ticker: AVYA Security ID: 05351X101
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William D. Watkins For Withhold Management
1.2 Elect Director James M. Chirico, Jr. For Withhold Management
1.3 Elect Director Stephan Scholl For Withhold Management
1.4 Elect Director Susan L. Spradley For Withhold Management
1.5 Elect Director Stanley J. Sutula, III For Withhold Management
1.6 Elect Director Scott D. Vogel For Withhold Management
1.7 Elect Director Jacqueline E. Yeaney For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AVIAT NETWORKS, INC.
Ticker: AVNW Security ID: 05366Y201
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director John Mutch For Against Management
1B Elect Director Kenneth Kong For Against Management
1C Elect Director John J. Quicke For Against Management
1D Elect Director James C. Stoffel For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
B&G FOODS, INC.
Ticker: BGS Security ID: 05508R106
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director DeAnn L. Brunts For For Management
1.2 Elect Director Charles F. Marcy For For Management
1.3 Elect Director Robert D. Mills For For Management
1.4 Elect Director Dennis M. Mullen For For Management
1.5 Elect Director Cheryl M. Palmer For For Management
1.6 Elect Director Alfred Poe For For Management
1.7 Elect Director Kenneth G. Romanzi For For Management
1.8 Elect Director Stephen C. Sherrill For For Management
1.9 Elect Director David L. Wenner For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
BANCO LATINOAMERICANO DE COMERCIO EXTERIOR, S.A.
Ticker: BLX Security ID: P16994132
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements and Statutory Reports
2 Ratify KPMG as Auditors For For Management
3a Elect Director Mario Covo For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Certificate of Incorporation Re: For For Management
Nomination of Chief Executive Officer
--------------------------------------------------------------------------------
BANCORP 34, INC.
Ticker: BCTF Security ID: 05970V106
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Harris For Withhold Management
1.2 Elect Director Elaine E. Ralls For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS
Ticker: BOCH Security ID: 06424J103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orin N. Bennett For Withhold Management
1.2 Elect Director Gary R. Burks For Withhold Management
1.3 Elect Director Randall S. Eslick For Withhold Management
1.4 Elect Director Joseph Q. Gibson For Withhold Management
1.5 Elect Director Jon W. Halfhide For Withhold Management
1.6 Elect Director David J. Inderkum For Withhold Management
1.7 Elect Director Linda J. Miles For Withhold Management
1.8 Elect Director Karl L. Silberstein For Withhold Management
1.9 Elect Director Terence J. Street For Withhold Management
1.10 Elect Director Lyle L. Tullis For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANKFINANCIAL CORPORATION
Ticker: BFIN Security ID: 06643P104
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Morgan Gasior For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANNER CORPORATION
Ticker: BANR Security ID: 06652V208
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Grescovich For For Management
1.2 Elect Director David A. Klaue For For Management
1.3 Elect Director Merline Saintil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BAR HARBOR BANKSHARES
Ticker: BHB Security ID: 066849100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daina H. Belair For Against Management
1b Elect Director Matthew L. Caras For Against Management
1c Elect Director David M. Colter For Against Management
1d Elect Director Steven H. Dimick For Against Management
1e Elect Director Martha T. Dudman For Against Management
1f Elect Director Lauri E. Fernald For Against Management
1g Elect Director Brendan J. O'Halloran For Against Management
1h Elect Director Curtis C. Simard For Against Management
1i Elect Director Kenneth E. Smith For Against Management
1j Elect Director Stephen R. Theroux For Against Management
1k Elect Director Scott G. Toothaker For Against Management
1l Elect Director David B. Woodside For Against Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BARNES & NOBLE EDUCATION, INC.
Ticker: BNED Security ID: 06777U101
Meeting Date: SEP 25, 2019 Meeting Type: Annual
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emily C. Chiu For For Management
1.2 Elect Director Daniel A. DeMatteo For For Management
1.3 Elect Director David G. Golden For For Management
1.4 Elect Director Michael P. Huseby For For Management
1.5 Elect Director John R. Ryan For For Management
1.6 Elect Director Jerry Sue Thornton For For Management
1.7 Elect Director David A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INCORPORATED
Ticker: BSET Security ID: 070203104
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Belk For Withhold Management
1.2 Elect Director Kristina Cashman For Withhold Management
1.3 Elect Director Virginia W. Hamlet For Withhold Management
1.4 Elect Director J. Walter McDowell For Withhold Management
1.5 Elect Director Robert H. Spilman, Jr. For Withhold Management
1.6 Elect Director William C. Wampler, Jr. For Withhold Management
1.7 Elect Director William C. Warden, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BCB BANCORP, INC.
Ticker: BCBP Security ID: 055298103
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Ballance For Withhold Management
1.2 Elect Director Joseph J. Brogan For Withhold Management
1.3 Elect Director August Pellegrini, Jr. For Withhold Management
1.4 Elect Director James G. Rizzo For Withhold Management
2 Ratify Wolf & Company, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEAZER HOMES USA, INC.
Ticker: BZH Security ID: 07556Q881
Meeting Date: FEB 05, 2020 Meeting Type: Annual
Record Date: DEC 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elizabeth S. Acton For Against Management
1b Elect Director Laurent Alpert For Against Management
1c Elect Director Allan P. Merrill For Against Management
1d Elect Director Peter M. Orser For Against Management
1e Elect Director Norma A. Provencio For Against Management
1f Elect Director Danny R. Shepherd For Against Management
1g Elect Director David J. Spitz For Against Management
1h Elect Director C. Christian Winkle For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Carlson For Withhold Management
1.2 Elect Director Douglas G. Duncan For Withhold Management
1.3 Elect Director Robert K. Gifford For Withhold Management
1.4 Elect Director Kenneth T. Lamneck For Withhold Management
1.5 Elect Director Jeffrey S. McCreary For Withhold Management
1.6 Elect Director Merilee Raines For Withhold Management
1.7 Elect Director David W. Scheible For Withhold Management
1.8 Elect Director Jeffrey W. Benck For Withhold Management
1.9 Elect Director Anne De Greef-Safft For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERKSHIRE HILLS BANCORP, INC.
Ticker: BHLB Security ID: 084680107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Baye Adofo-Wilson For For Management
1.2 Elect Director Rheo A. Brouillard For For Management
1.3 Elect Director David M. Brunelle For For Management
1.4 Elect Director Robert M. Curley For For Management
1.5 Elect Director John B. Davies For For Management
1.6 Elect Director J. Williar Dunlaevy For For Management
1.7 Elect Director William H. Hughes, III For For Management
1.8 Elect Director Cornelius D. Mahoney For For Management
1.9 Elect Director Richard M. Marotta For For Management
1.10 Elect Director Sylvia Maxfield For For Management
1.11 Elect Director Laurie Norton Moffatt For For Management
1.12 Elect Director Jonathan I. Shulman For For Management
1.13 Elect Director D. Jeffrey Templeton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
BERRY CORPORATION (BRY)
Ticker: BRY Security ID: 08579X101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Trem Smith For Withhold Management
1.2 Elect Director Cary Baetz For Withhold Management
1.3 Elect Director Brent Buckley For Withhold Management
1.4 Elect Director Anne Mariucci For Withhold Management
1.5 Elect Director Don Paul For Withhold Management
1.6 Elect Director C. Kent Potter For Withhold Management
1.7 Elect Director Eugene Voiland For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BK TECHNOLOGIES CORPORATION
Ticker: BKTI Security ID: 05587G104
Meeting Date: JUL 12, 2019 Meeting Type: Annual
Record Date: MAY 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Kyle Cerminara For Withhold Management
1.2 Elect Director Lewis M. Johnson For Withhold Management
1.3 Elect Director Michael R. Dill For Withhold Management
1.4 Elect Director Charles T. Lanktree For Withhold Management
1.5 Elect Director E. Gray Payne For Withhold Management
1.6 Elect Director John W. Struble For Withhold Management
1.7 Elect Director Ryan R. K. Turner For Withhold Management
2 Ratify Moore Stephens Lovelace, P.A. For For Management
as Auditor
--------------------------------------------------------------------------------
BK TECHNOLOGIES CORPORATION
Ticker: BKTI Security ID: 05587G104
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Struble For Withhold Management
1.2 Elect Director D. Kyle Cerminara For Withhold Management
1.3 Elect Director Michael R. Dill For Withhold Management
1.4 Elect Director Lewis M. Johnson For Withhold Management
1.5 Elect Director Charles T. Lanktree For Withhold Management
1.6 Elect Director E. Gray Payne For Withhold Management
2 Ratify MSL, P.A. as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BMC STOCK HOLDINGS, INC.
Ticker: BMCH Security ID: 05591B109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Alexander For For Management
1b Elect Director David W. Bullock For For Management
1c Elect Director David L. Keltner For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BOISE CASCADE COMPANY
Ticker: BCC Security ID: 09739D100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas Carlile For For Management
1B Elect Director Kristopher J. Matula For For Management
1C Elect Director Duane C. McDougall For For Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Amend Certificate of Incorporation to For For Management
Remove Inapplicable Governance
Provisions
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BONANZA CREEK ENERGY, INC.
Ticker: BCEI Security ID: 097793400
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carrie L. Hudak For Withhold Management
1.2 Elect Director Eric T. Greager For Withhold Management
1.3 Elect Director Paul Keglevic For Withhold Management
1.4 Elect Director Brian Steck For Withhold Management
1.5 Elect Director Jack E. Vaughn For Withhold Management
1.6 Elect Director Scott D. Vogel For Withhold Management
1.7 Elect Director Jeffrey E. Wojahn For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BOSTON PRIVATE FINANCIAL HOLDINGS, INC.
Ticker: BPFH Security ID: 101119105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony DeChellis For For Management
1.2 Elect Director Mark F. Furlong For For Management
1.3 Elect Director Joseph C. Guyaux For For Management
1.4 Elect Director Deborah F. Kuenstner For For Management
1.5 Elect Director Gloria C. Larson For For Management
1.6 Elect Director Kimberly S. Stevenson For For Management
1.7 Elect Director Luis Antonio Ubinas For For Management
1.8 Elect Director Stephen M. Waters For For Management
1.9 Elect Director Lizabeth H. Zlatkus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BRIDGE BANCORP, INC.
Ticker: BDGE Security ID: 108035106
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles I. Massoud For For Management
1.2 Elect Director Raymond A. Nielsen For For Management
1.3 Elect Director Kevin M. O'Connor For For Management
1.4 Elect Director Thomas J. Tobin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRIGGS & STRATTON CORPORATION
Ticker: BGG Security ID: 109043109
Meeting Date: OCT 31, 2019 Meeting Type: Annual
Record Date: AUG 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey R. Hennion For For Management
1.2 Elect Director Patricia L. Kampling For For Management
1.3 Elect Director Todd J. Teske For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC.
Ticker: BKD Security ID: 112463104
Meeting Date: OCT 29, 2019 Meeting Type: Annual
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victoria L. Freed For For Management
1.2 Elect Director Guy P. Sansone For For Management
2 Amend Certificate of Incorporation to For For Management
Accelerate Annual Elections of Class
II Directors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BROOKDALE SENIOR LIVING INC.
Ticker: BKD Security ID: 112463104
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Lucinda M. Baier For For Management
1B Elect Director Frank M. Bumstead For For Management
1C Elect Director Lee S. Wielansky For For Management
1D Elect Director Jordan R. Asher For For Management
1E Elect Director Victoria L. Freed For For Management
1F Elect Director Guy P. Sansone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BRYN MAWR BANK CORPORATION
Ticker: BMTC Security ID: 117665109
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrea F. Gilbert For For Management
1.2 Elect Director Lynn B. McKee For For Management
1.3 Elect Director F. Kevin Tylus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BUILD-A-BEAR WORKSHOP, INC.
Ticker: BBW Security ID: 120076104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maxine Clark For Against Management
1.2 Elect Director Sharon John For For Management
1.3 Elect Director Sarah Personette For Against Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
BUSINESS FIRST BANCSHARES, INC.
Ticker: BFST Security ID: 12326C105
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAY 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Buquet, III For Against Management
1.2 Elect Director Ricky D. Day For Against Management
1.3 Elect Director Mark P. Folse For Against Management
1.4 Elect Director John A. Graves For Against Management
1.5 Elect Director Robert S. Greer, Jr. For Against Management
1.6 Elect Director J. Vernon Johnson For Against Management
1.7 Elect Director Rolfe H. McCollister, For Against Management
Jr.
1.8 Elect Director Andrew D. McLindon For Against Management
1.9 Elect Director David R. Melville, III For Against Management
1.10 Elect Director Patrick E. Mockler For Against Management
1.11 Elect Director David A. Montgomery, Jr. For Against Management
1.12 Elect Director Arthur J. Price For Against Management
1.13 Elect Director Kenneth Wm. Smith For Against Management
1.14 Elect Director Steven G. White For Against Management
2 Ratify Dixon Hughes Goodman, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BYLINE BANCORP, INC.
Ticker: BY Security ID: 124411109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip R. Cabrera For For Management
1.2 Elect Director Antonio del Valle For For Management
Perochena
1.3 Elect Director Roberto R. Herencia For For Management
1.4 Elect Director Mary Jo S. Herseth For For Management
1.5 Elect Director Steven P. Kent For For Management
1.6 Elect Director William G. Kistner For For Management
1.7 Elect Director Alberto J. Paracchini For For Management
1.8 Elect Director Steven M. Rull For For Management
1.9 Elect Director Robert R. Yohanan For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
C&F FINANCIAL CORPORATION
Ticker: CFFI Security ID: 12466Q104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Anthony Peay For Withhold Management
1.2 Elect Director Julie R. Agnew For Withhold Management
1.3 Elect Director J. P. Causey, Jr. For Withhold Management
1.4 Elect Director Thomas F. Cherry For Withhold Management
1.5 Elect Director George R. Sisson, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
CAESARSTONE LTD.
Ticker: CSTE Security ID: M20598104
Meeting Date: SEP 24, 2019 Meeting Type: Annual
Record Date: AUG 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.a Reelect Ariel Halperin as Director For For Management
1.b Reelect Dori Brown as Director For For Management
1.c Reelect Roger Abravanel as Director For For Management
1.d Reelect Eric D. Herschmann as Director For For Management
1.e Reelect Ronald Kaplan as Director For For Management
1.f Reelect Ofer Tsimchi as Director For For Management
1.g Elect Shai Bober as Director For For Management
1.h Elect Tom Pardo Izhaki as Director For For Management
2 Amend Articles Re: Notice of Board For For Management
Meeting
3 Approve Compensation Policy for the For For Management
Directors and Officers of the Company
4 Renew Company's Liability Insurance For For Management
coverage for Directors/Officers
5 Reappoint Kost, Forer, Gabbay & For For Management
Kasierer as Auditors and Authorize
Board to Fix Their Remuneration
6 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are a controlling None Against Management
shareholder or have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. You may
not abstain. If you vote FOR, please
provide an explanation to your account
manager
--------------------------------------------------------------------------------
CALEDONIA MINING CORPORATION PLC
Ticker: CAL Security ID: G1757E113
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leigh A. Wilson For For Management
1b Elect Director Steven Curtis For For Management
1c Elect Director Mark Learmonth For For Management
1d Elect Director John Kelly For For Management
1e Elect Director Johan Holtzhausen For For Management
1f Elect Director John McGloin For For Management
1g Elect Director Nick Clarke For For Management
2 Approve BDO South Africa Inc as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3a Elect Audit Committee Member Johan For For Management
Holtzhausen
3b Elect Audit Committee Member John Kelly For For Management
3c Elect Audit Committee Member John For For Management
McGloin
--------------------------------------------------------------------------------
CALERES, INC.
Ticker: CAL Security ID: 129500104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mahendra R. Gupta For For Management
1.2 Elect Director Carla C. Hendra For For Management
1.3 Elect Director Wenda Harris Millard For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
CALLON PETROLEUM COMPANY
Ticker: CPE Security ID: 13123X102
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew R. Bob For For Management
1.2 Elect Director Anthony J. Nocchiero For For Management
1.3 Elect Director James M. Trimble For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
5 Approve Reverse Stock Split For For Management
6 Reduce Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CAMDEN NATIONAL CORPORATION
Ticker: CAC Security ID: 133034108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robin A. Sawyer For Against Management
1b Elect Director Lawrence J. Sterrs For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
CANTERBURY PARK HOLDING CORPORATION
Ticker: CPHC Security ID: 13811E101
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen H. Bausch For Withhold Management
1.2 Elect Director John S. Himle For Withhold Management
1.3 Elect Director Carin J. Offerman For Withhold Management
1.4 Elect Director Randall D. Sampson For Withhold Management
1.5 Elect Director Dale H. Schenian For Withhold Management
2 Ratify Wipfli LLP as Auditor For For Management
--------------------------------------------------------------------------------
CAPITAL CITY BANK GROUP, INC.
Ticker: CCBG Security ID: 139674105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Barron For For Management
1.2 Elect Director Stanley W. Connally, Jr. For For Management
1.3 Elect Director J. Everitt Drew For For Management
1.4 Elect Director W. Eric Grant For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAPSTAR FINANCIAL HOLDINGS, INC.
Ticker: CSTR Security ID: 14070T102
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis C. Bottorff For Withhold Management
1.2 Elect Director L. Earl Bentz For Withhold Management
1.3 Elect Director Jeffrey L. Cunningham For Withhold Management
1.4 Elect Director Thomas R. Flynn For Withhold Management
1.5 Elect Director Louis A. Green, III For Withhold Management
1.6 Elect Director Myra NanDora Jenne For Withhold Management
1.7 Elect Director Timothy K. Schools For Withhold Management
1.8 Elect Director Dale W. Polley For Withhold Management
1.9 Elect Director Joelle J. Phillips For Withhold Management
1.10 Elect Director Stephen B. Smith For Withhold Management
1.11 Elect Director James S. Turner, Jr. For Withhold Management
1.12 Elect Director Toby S. Wilt For Withhold Management
2 Ratify Elliott Davis, LLC as Auditors For For Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CARRIAGE SERVICES, INC.
Ticker: CSV Security ID: 143905107
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas B. Meehan For Withhold Management
1.2 Elect Director Donald D. Patteson, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CARROLS RESTAURANT GROUP, INC.
Ticker: TAST Security ID: 14574X104
Meeting Date: AUG 29, 2019 Meeting Type: Annual
Record Date: JUL 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel T. Accordino For Against Management
1.2 Elect Director Matthew Perelman For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Conversion of Securities For For Management
4 Amend Certificate of Incorporation For For Management
5 Provide Directors May Only Be Removed For For Management
for Cause
6 Amend Certificate of Incorporation For For Management
7 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CB FINANCIAL SERVICES, INC.
Ticker: CBFV Security ID: 12479G101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Fox For Withhold Management
1.2 Elect Director William C. Groves For Withhold Management
1.3 Elect Director John J. LaCarte For Withhold Management
1.4 Elect Director William G. Petroplus For Withhold Management
1.5 Elect Director David F. Pollock For Withhold Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CENTRAL GARDEN & PET COMPANY
Ticker: CENT Security ID: 153527106
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John B. Balousek For Withhold Management
1.2 Elect Director William E. Brown For Withhold Management
1.3 Elect Director Timothy P. Cofer For Withhold Management
1.4 Elect Director Thomas J. Colligan For Withhold Management
1.5 Elect Director Michael J. Edwards For Withhold Management
1.6 Elect Director Michael J. Griffith For Withhold Management
1.7 Elect Director Christopher T. Metz For Withhold Management
1.8 Elect Director Brooks M. Pennington, For Withhold Management
III
1.9 Elect Director John R. Ranelli For Withhold Management
1.10 Elect Director Mary Beth Springer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CENTRAL PACIFIC FINANCIAL CORP.
Ticker: CPF Security ID: 154760409
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christine H. H. Camp For For Management
1.2 Elect Director Earl E. Fry For For Management
1.3 Elect Director Wayne K. Kamitaki For For Management
1.4 Elect Director Paul J. Kosasa For For Management
1.5 Elect Director Duane K. Kurisu For For Management
1.6 Elect Director Christopher T. Lutes For For Management
1.7 Elect Director Colbert M. Matsumoto For For Management
1.8 Elect Director A. Catherine Ngo For For Management
1.9 Elect Director Saedene K. Ota For For Management
1.10 Elect Director Crystal K. Rose For For Management
1.11 Elect Director Paul K. Yonamine For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTRAL VALLEY COMMUNITY BANCORP
Ticker: CVCY Security ID: 155685100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel N. Cunningham For Withhold Management
1.2 Elect Director Daniel J. Doyle For Withhold Management
1.3 Elect Director F.T. "Tommy" Elliott, IV For Withhold Management
1.4 Elect Director Robert J. Flautt For Withhold Management
1.5 Elect Director James M. Ford For Withhold Management
1.6 Elect Director Gary D. Gall For Withhold Management
1.7 Elect Director Steven D. McDonald For Withhold Management
1.8 Elect Director Louis McMurray For Withhold Management
1.9 Elect Director Karen Musson For Withhold Management
1.10 Elect Director Dorothea D. Silva For Withhold Management
1.11 Elect Director William S. Smittcamp For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTURY CASINOS, INC.
Ticker: CNTY Security ID: 156492100
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Peter Hoetzinger For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHEMUNG FINANCIAL CORPORATION
Ticker: CHMG Security ID: 164024101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Lounsberry, For Withhold Management
III
1.2 Elect Director Anders M. Tomson For Withhold Management
1.3 Elect Director G. Thomas Tranter, Jr. For Withhold Management
1.4 Elect Director Larry H. Becker For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHICAGO RIVET & MACHINE CO.
Ticker: CVR Security ID: 168088102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bourg For Withhold Management
1.2 Elect Director Kent H. Cooney For Withhold Management
1.3 Elect Director Patricia M. Miller For Withhold Management
1.4 Elect Director Kurt Moders For Withhold Management
1.5 Elect Director James W. Morrissey For Withhold Management
1.6 Elect Director Walter W. Morrissey For Withhold Management
1.7 Elect Director John C. Osterman For Withhold Management
1.8 Elect Director John L. Showel For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David F. Walker For Against Management
1b Elect Director Bonnie R. Brooks For Against Management
1c Elect Director Janice L. Fields For Against Management
1d Elect Director Deborah L. Kerr For Against Management
1e Elect Director Molly Langenstein For Against Management
1f Elect Director John J. Mahoney For Against Management
1g Elect Director Kim Roy For Against Management
1h Elect Director William S. Simon For Against Management
1i Elect Director Stephen E. Watson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
CHINA AUTOMOTIVE SYSTEMS, INC.
Ticker: CAAS Security ID: 16936R105
Meeting Date: JUL 18, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hanlin Chen For Withhold Management
1.2 Elect Director Qizhou Wu For Withhold Management
1.3 Elect Director Guangxun Xu For Withhold Management
1.4 Elect Director Heng Henry Lu For Withhold Management
1.5 Elect Director Tong Kooi Teo For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Two Years One Year Management
4 Ratify PricewaterhouseCoopers Zhong For For Management
Tian LLP as Auditor
--------------------------------------------------------------------------------
CHINA XD PLASTICS COMPANY LIMITED
Ticker: CXDC Security ID: 16948F107
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jie Han For Withhold Management
1.2 Elect Director Taylor Zhang For Withhold Management
1.3 Elect Director Linyuan Zhai For Withhold Management
1.4 Elect Director Huiyi Chen For Withhold Management
1.5 Elect Director Guanbao Huang For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG Huazhen LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
CIRCOR INTERNATIONAL, INC.
Ticker: CIR Security ID: 17273K109
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Majority Voting for Uncontested For For Management
Election of Directors
2 Declassify the Board of Directors For For Management
3.1 Elect Director John (Andy) O'Donnell For Withhold Management
3.2 Elect Director Scott Buckhout For Withhold Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITI TRENDS, INC.
Ticker: CTRN Security ID: 17306X102
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Carney For For Management
1.2 Elect Director Jonathan Duskin For For Management
1.3 Elect Director David N. Makuen For For Management
1.4 Elect Director Peter R. Sachse For For Management
1.5 Elect Director Kenneth D. Seipel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CITIZENS HOLDING COMPANY
Ticker: CIZN Security ID: 174715102
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig Dungan For Withhold Management
1.2 Elect Director Daniel Adam Mars For Withhold Management
1.3 Elect Director David P. Webb For Withhold Management
1.4 Elect Director Jane D. Crosswhite For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify HORNE LLP as Auditors For For Management
--------------------------------------------------------------------------------
CITIZENS, INC.
Ticker: CIA Security ID: 174740100
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Director Christopher W. Claus For Against Management
1.2 Election Director Jerry D. Davis, Jr. For Against Management
1.3 Election Director Francis Anthony For Against Management
Keating, II
1.4 Election Director Gerald W. Shields For Against Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CIVISTA BANCSHARES, INC.
Ticker: CIVB Security ID: 178867107
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Depler For Withhold Management
1.2 Elect Director Julie A. Mattlin For Withhold Management
1.3 Elect Director James O. Miller For Withhold Management
1.4 Elect Director Dennis E. Murray, Jr. For Withhold Management
1.5 Elect Director Allen R. Nickles For Withhold Management
1.6 Elect Director Mary Patricia Oliver For Withhold Management
1.7 Elect Director William F. Ritzmann For Withhold Management
1.8 Elect Director Dennis G. Shaffer For Withhold Management
1.9 Elect Director Harry Singer For Withhold Management
1.10 Elect Director Daniel J. White For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify S. R. Snodgrass, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
CLEARWATER PAPER CORPORATION
Ticker: CLW Security ID: 18538R103
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joe W. Laymon For For Management
1b Elect Director John P. O'Donnell For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CNB FINANCIAL CORPORATION
Ticker: CCNE Security ID: 126128107
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter F. Smith For Against Management
1.2 Elect Director Jeffrey S. Powell For Against Management
1.3 Elect Director Francis X. Straub, III For Against Management
1.4 Elect Director Peter C. Varischetti For Against Management
1.5 Elect Director Julie M. Young For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CODORUS VALLEY BANCORP, INC.
Ticker: CVLY Security ID: 192025104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah M. Brown For Withhold Management
1.2 Elect Director John W. Giambalvo For Withhold Management
1.3 Elect Director MacGregor S. Jones For Withhold Management
1.4 Elect Director Larry J. Miller For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
COFFEE HOLDING CO., INC.
Ticker: JVA Security ID: 192176105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Gordon For Withhold Management
1.2 Elect Director John Rotelli For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLONY BANKCORP, INC.
Ticker: CBAN Security ID: 19623P101
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott L. Downing For Withhold Management
1.2 Elect Director M. Frederick Dwozan, Jr. For Withhold Management
1.3 Elect Director T. Heath Fountain For Withhold Management
1.4 Elect Director Terry L. Hester For Withhold Management
1.5 Elect Director Edward P. Loomis, Jr. For Withhold Management
1.6 Elect Director Mark H. Massee For Withhold Management
1.7 Elect Director Meagan M. Mowry For Withhold Management
1.8 Elect Director Matthew D. Reed For Withhold Management
1.9 Elect Director Jonathan W. R. Ross For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify McNair, McLemore, Middlebrooks For For Management
& Co., LLC as Auditor
--------------------------------------------------------------------------------
COMMERCIAL VEHICLE GROUP, INC.
Ticker: CVGI Security ID: 202608105
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harold C. Bevis For For Management
1b Elect Director Roger L. Fix For For Management
1c Elect Director Robert C. Griffin For For Management
1d Elect Director Wayne M. Rancourt For For Management
1e Elect Director James R. Ray, Jr. For For Management
1f Elect Director Janice E. Stipp For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC.
Ticker: JCS Security ID: 203900105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger H.D. Lacey For Withhold Management
1.2 Elect Director Richard A. Primuth For Withhold Management
1.3 Elect Director Randall D. Sampson For Withhold Management
1.4 Elect Director Steven C. Webster For Withhold Management
1.5 Elect Director Michael R. Zapata For Withhold Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
COMMUNITY BANKERS TRUST CORPORATION
Ticker: ESXB Security ID: 203612106
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Hardy For Withhold Management
1.2 Elect Director Gail L. Letts For Withhold Management
1.3 Elect Director S. Waite Rawls, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
COMMUNITY TRUST BANCORP, INC.
Ticker: CTBI Security ID: 204149108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles J. Baird For For Management
1.2 Elect Director Nick Carter For For Management
1.3 Elect Director Franklin H. Farris, Jr For For Management
1.4 Elect Director Jean R. Hale For For Management
1.5 Elect Director Eugenia Crittenden For For Management
"Crit" Luallen
1.6 Elect Director James E. McGhee, II For For Management
1.7 Elect Director Franky Minnifield For For Management
1.8 Elect Director M. Lynn Parrish For For Management
1.9 Elect Director Anthony W. St. Charles For For Management
2 Ratify BKD, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMMUNITY WEST BANCSHARES
Ticker: CWBC Security ID: 204157101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Bartlein For For Management
1.2 Elect Director Jean W. Blois For For Management
1.3 Elect Director Dana L. Boutain For For Management
1.4 Elect Director Tom L. Dobyns For For Management
1.5 Elect Director John D. Illgen For For Management
1.6 Elect Director James W. Lokey For For Management
1.7 Elect Director Shereef Moharram For For Management
1.8 Elect Director William R. Peeples For For Management
1.9 Elect Director Martin E. Plourd For For Management
1.10 Elect Director Kirk B. Stovesand For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify RSM as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
COMPUTER TASK GROUP, INCORPORATED
Ticker: CTG Security ID: 205477102
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: JUN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Klein For For Management
1.2 Elect Director Valerie Rahmani For For Management
1.3 Elect Director Filip J.L. Gyde For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPX INTERNATIONAL INC.
Ticker: CIX Security ID: 20563P101
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Barry For For Management
1.2 Elect Director David A. Bowers For Withhold Management
1.3 Elect Director Loretta J. Feehan For Withhold Management
1.4 Elect Director Robert D. Graham For Withhold Management
1.5 Elect Director Terri L. Herrington For For Management
1.6 Elect Director Ann Manix For For Management
1.7 Elect Director Mary A. Tidlund For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Security ID: 205768302
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For Withhold Management
1.2 Elect Director Roland O. Burns For Withhold Management
1.3 Elect Director Elizabeth B. Davis For Withhold Management
1.4 Elect Director Morris E. Foster For Withhold Management
1.5 Elect Director John D. Jacobi For Withhold Management
1.6 Elect Director Jordan T. Marye For Withhold Management
1.7 Elect Director Jim L. Turner For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMTECH TELECOMMUNICATIONS CORP.
Ticker: CMTL Security ID: 205826209
Meeting Date: DEC 03, 2019 Meeting Type: Annual
Record Date: OCT 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fred Kornberg For Against Management
1b Elect Director Edwin Kantor For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CONN'S, INC.
Ticker: CONN Security ID: 208242107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Haworth For Against Management
1.2 Elect Director Sue E. Gove For Against Management
1.3 Elect Director Bob L. Martin For Against Management
1.4 Elect Director Douglas H. Martin For Against Management
1.5 Elect Director Norman L. Miller For Against Management
1.6 Elect Director William E. Saunders, Jr. For Against Management
1.7 Elect Director William (David) Schofman For Against Management
1.8 Elect Director Oded Shein For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CONNECTONE BANCORP, INC.
Ticker: CNOB Security ID: 20786W107
Meeting Date: DEC 09, 2019 Meeting Type: Special
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger and Issuance of Cash For For Management
and Stock Consideration Pursuant to
the Merger Agreement
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CONNECTONE BANCORP, INC.
Ticker: CNOB Security ID: 20786W107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Sorrentino, III For Withhold Management
1.2 Elect Director Frank W. Baier For Withhold Management
1.3 Elect Director Alexander A. Bol For Withhold Management
1.4 Elect Director Stephen T. Boswell For Withhold Management
1.5 Elect Director Katherin Nukk-Freeman For Withhold Management
1.6 Elect Director Frank Huttle, III For Withhold Management
1.7 Elect Director Michael Kempner For Withhold Management
1.8 Elect Director Nicholas Minoia For Withhold Management
1.9 Elect Director Joseph Parisi, Jr. For Withhold Management
1.10 Elect Director Daniel Rifkin For Withhold Management
1.11 Elect Director William A. Thompson For Withhold Management
1.12 Elect Director Mark Sokolich For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Majority Voting Standard For For Management
4 Amend Certificate of Incorporation to For For Management
Eliminate Certain Legacy Provisions
5 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONSOLIDATED COMMUNICATIONS HOLDINGS, INC.
Ticker: CNSL Security ID: 209034107
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Currey For For Management
1.2 Elect Director Maribeth S. Rahe For For Management
1.3 Elect Director C. Robert Udell, Jr. For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSOLIDATED-TOMOKA LAND CO.
Ticker: CTO Security ID: 210226106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Albright For Against Management
1.2 Elect Director George R. Brokaw For Against Management
1.3 Elect Director Laura M. Franklin For Against Management
1.4 Elect Director R. Blakeslee Gable For Against Management
1.5 Elect Director Christopher W. Haga For Against Management
1.6 Elect Director Howard C. Serkin For Against Management
1.7 Elect Director Casey R. Wold For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Change Company Name to CTO Realty For For Management
Growth, Inc.
--------------------------------------------------------------------------------
CONSUMER PORTFOLIO SERVICES, INC.
Ticker: CPSS Security ID: 210502100
Meeting Date: OCT 22, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bradley, Jr. For Withhold Management
1.2 Elect Director Chris A. Adams For Withhold Management
1.3 Elect Director Louis M. Grasso For Withhold Management
1.4 Elect Director Brian J. Rayhill For Withhold Management
1.5 Elect Director William B. Roberts For Withhold Management
1.6 Elect Director Gregory S. Washer For Withhold Management
1.7 Elect Director Daniel S. Wood For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CONTANGO OIL & GAS COMPANY
Ticker: MCF Security ID: 21075N204
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Goff For Against Management
1b Elect Director Wilkie S. Colyer, Jr. For Against Management
1c Elect Director B.A. Berilgen For Against Management
1d Elect Director Lon McCain For Against Management
1e Elect Director Joseph J. Romano For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Approve Conversion of the Series C For For Management
Contingent Convertible Preferred Stock
6 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
COOPER TIRE & RUBBER COMPANY
Ticker: CTB Security ID: 216831107
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Chapman For Withhold Management
1.2 Elect Director Susan F. Davis For Withhold Management
1.3 Elect Director Kathryn P. Dickson For Withhold Management
1.4 Elect Director John J. Holland For Withhold Management
1.5 Elect Director Bradley E. Hughes For Withhold Management
1.6 Elect Director Tracey I. Joubert For Withhold Management
1.7 Elect Director Gary S. Michel For Withhold Management
1.8 Elect Director Brian C. Walker For Withhold Management
1.9 Elect Director Robert D. Welding For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COOPER-STANDARD HOLDINGS INC.
Ticker: CPS Security ID: 21676P103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John G. Boss For Against Management
1b Elect Director Jeffrey S. Edwards For Against Management
1c Elect Director Richard J. Freeland For Against Management
1d Elect Director Adriana E. For Against Management
Macouzet-Flores
1e Elect Director David J. Mastrocola For Against Management
1f Elect Director Justin E. Mirro For Against Management
1g Elect Director Robert J. Remenar For Against Management
1h Elect Director Sonya F. Sepahban For Against Management
1i Elect Director Thomas W. Sidlik For Against Management
1j Elect Director Stephen A. Van Oss For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
CORNERSTONE BUILDING BRANDS, INC.
Ticker: CNR Security ID: 21925D109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen J. Affeldt For For Management
1.2 Elect Director George L. Ball For For Management
1.3 Elect Director Timothy O'Brien For For Management
1.4 Elect Director Nathan K. Sleeper For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
COSTAMARE INC.
Ticker: CMRE Security ID: Y1771G102
Meeting Date: OCT 03, 2019 Meeting Type: Annual
Record Date: AUG 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Konstantinos For Against Management
Konstantakopoulos
1b Elect Director Charlotte Stratos For Against Management
2 Ratify Ernst & Young (Hellas) For For Management
Certified Auditors Accountants S.A. as
Auditors
--------------------------------------------------------------------------------
COUNTY BANCORP, INC.
Ticker: ICBK Security ID: 221907108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Schneider For Withhold Management
1.2 Elect Director Lynn D. Davis For Withhold Management
1.3 Elect Director Andrew J. Steimle For Withhold Management
1.4 Elect Director Jacob B. Eisen For Withhold Management
2 Ratify Plante & Moran, PLLC as Auditor For For Management
--------------------------------------------------------------------------------
COWEN INC.
Ticker: COWN Security ID: 223622606
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brett H. Barth For For Management
1.2 Elect Director Katherine E. Dietze For For Management
1.3 Elect Director Gregg A. Gonsalves For For Management
1.4 Elect Director Steven Kotler For For Management
1.5 Elect Director Lawrence E. Leibowitz For For Management
1.6 Elect Director Jack H. Nusbaum For For Management
1.7 Elect Director Margaret L. Poster For For Management
1.8 Elect Director Douglas A. Rediker For For Management
1.9 Elect Director Jeffrey M. Solomon For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CRA INTERNATIONAL, INC.
Ticker: CRAI Security ID: 12618T105
Meeting Date: JUL 10, 2019 Meeting Type: Annual
Record Date: MAY 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Maleh For Withhold Management
1.2 Elect Director Thomas Avery For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CROWN CRAFTS, INC.
Ticker: CRWS Security ID: 228309100
Meeting Date: AUG 13, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Randall Chestnut For Withhold Management
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
CSP INC.
Ticker: CSPI Security ID: 126389105
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor Dellovo For Withhold Management
1.2 Elect Director Charles Blackmon For Withhold Management
1.3 Elect Director Ismail "Izzy" Azeri For Withhold Management
1.4 Elect Director C. Shelton James For Withhold Management
1.5 Elect Director Marilyn T. Smith For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CSS INDUSTRIES, INC.
Ticker: CSS Security ID: 125906107
Meeting Date: AUG 30, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip R. Broenniman For Against Management
1.2 Elect Director Stephen P. Crane For Against Management
1.3 Elect Director Elam M. Hitchner, III For Against Management
1.4 Elect Director Melissa Ludwig For Against Management
1.5 Elect Director Rebecca C. Matthias For Against Management
1.6 Elect Director Harry J. Mullany, III For Against Management
1.7 Elect Director Christopher J. Munyan For Against Management
1.8 Elect Director William Rulon-Miller For Against Management
1.9 Elect Director David Silver For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMULUS MEDIA INC.
Ticker: CMLS Security ID: 231082801
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary G. Berner For For Management
1.2 Elect Director David M. Baum For For Management
1.3 Elect Director Matthew C. Blank For For Management
1.4 Elect Director Thomas H. Castro For For Management
1.5 Elect Director Joan Hogan Gillman For For Management
1.6 Elect Director Andrew W. Hobson For For Management
1.7 Elect Director Brian G. Kushner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
CUSTOMERS BANCORP, INC.
Ticker: CUBI Security ID: 23204G100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director T. Lawrence Way For For Management
1.2 Elect Director Steven J. Zuckerman For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CYNERGISTEK, INC.
Ticker: CTEK Security ID: 23258P105
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caleb Barlow For Withhold Management
1.2 Elect Director Michael Loria For Withhold Management
1.3 Elect Director Robert McCashin For Withhold Management
1.4 Elect Director Michael McMillan For Withhold Management
1.5 Elect Director Theresa Meadows For Withhold Management
1.6 Elect Director Mark Roberson For Withhold Management
1.7 Elect Director Dana Sellers For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Haskell & White LLP as Auditors For For Management
--------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY
Ticker: DWSN Security ID: 239360100
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig W. Cooper For Withhold Management
1.2 Elect Director Stephen C. Jumper For Withhold Management
1.3 Elect Director Michael L. Klofas For Withhold Management
1.4 Elect Director Ted R. North For Withhold Management
1.5 Elect Director Mark A. Vander Ploeg For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditor For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DEL TACO RESTAURANTS, INC.
Ticker: TACO Security ID: 245496104
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence F. Levy For Withhold Management
1.2 Elect Director Eileen Aptman For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DELTA APPAREL, INC.
Ticker: DLA Security ID: 247368103
Meeting Date: FEB 06, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anita D. Britt For Withhold Management
1.2 Elect Director J. Bradley Campbell For Withhold Management
1.3 Elect Director G. Jay Gogue For Withhold Management
1.4 Elect Director Glenda E. Hood For Withhold Management
1.5 Elect Director Robert W. Humphreys For Withhold Management
1.6 Elect Director Robert E. Staton, Sr. For Withhold Management
1.7 Elect Director A. Alexander Taylor, II For Withhold Management
1.8 Elect Director David G. Whalen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DESTINATION XL GROUP, INC.
Ticker: DXLG Security ID: 25065K104
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: JUN 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Kyees For Against Management
1.2 Elect Director Harvey S. Kanter For Against Management
1.3 Elect Director Jack Boyle For Against Management
1.4 Elect Director Lionel F. Conacher For Against Management
1.5 Elect Director Seymour Holtzman For Against Management
1.6 Elect Director Willem Mesdag For Against Management
1.7 Elect Director Ward K. Mooney For Against Management
1.8 Elect Director Mitchell S. Presser For Against Management
1.9 Elect Director Ivy Ross For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DHI GROUP, INC.
Ticker: DHX Security ID: 23331S100
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol Carpenter For For Management
1.2 Elect Director Jennifer Deason For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
DHT HOLDINGS, INC.
Ticker: DHT Security ID: Y2065G121
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Jeremy Kramer For Withhold Management
2 Ratify Deloitte AS as Auditors For For Management
--------------------------------------------------------------------------------
DILLARD'S, INC.
Ticker: DDS Security ID: 254067101
Meeting Date: MAY 16, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank R. Mori For For Management
1b Elect Director Reynie Rutledge For For Management
1c Elect Director J.C. Watts, Jr. For For Management
1d Elect Director Nick White For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIME COMMUNITY BANCSHARES, INC.
Ticker: DCOM Security ID: 253922108
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven D. Cohn For For Management
1.2 Elect Director Barbara G. Koster For For Management
1.3 Elect Director Kenneth J. Mahon For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DLH HOLDINGS CORP.
Ticker: DLHC Security ID: 23335Q100
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Allen For For Management
1.2 Elect Director Martin J. Delaney For For Management
1.3 Elect Director Elder Granger For For Management
1.4 Elect Director Frances M. Murphy For For Management
1.5 Elect Director Zachary C. Parker For For Management
1.6 Elect Director Frederick G. Wasserman For For Management
1.7 Elect Director Austin J. Yerks, III For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify WithumSmith+Brown, PC as For For Management
Auditors
--------------------------------------------------------------------------------
DNB FINANCIAL CORPORATION
Ticker: DNBF Security ID: 233237106
Meeting Date: SEP 25, 2019 Meeting Type: Special
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
DONEGAL GROUP INC.
Ticker: DGICA Security ID: 257701201
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin G. Burke For Withhold Management
1.2 Elect Director Jack L. Hess For Withhold Management
1.3 Elect Director David C. King For Withhold Management
1.4 Elect Director Annette B. Szady For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DONNELLEY FINANCIAL SOLUTIONS, INC.
Ticker: DFIN Security ID: 25787G100
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Luis A. Aguilar For For Management
1.2 Elect Director Richard L. Crandall For For Management
1.3 Elect Director Charles D. Drucker For For Management
1.4 Elect Director Juliet S. Ellis For For Management
1.5 Elect Director Gary G. Greenfield For For Management
1.6 Elect Director Jeffrey Jacobowitz For For Management
1.7 Elect Director Daniel N. Leib For For Management
1.8 Elect Director Lois M. Martin For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Seek Sale of Company Against Against Shareholder
--------------------------------------------------------------------------------
DORIAN LPG LTD.
Ticker: LPG Security ID: Y2106R110
Meeting Date: NOV 21, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Hadjipateras For For Management
1.2 Elect Director Malcolm McAvity For Withhold Management
2 Ratify Deloitte Certified Public For For Management
Accountants S.A. as Auditors
--------------------------------------------------------------------------------
DXP ENTERPRISES, INC.
Ticker: DXPE Security ID: 233377407
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David R. Little For Withhold Management
1.2 Elect Director Joseph R. Mannes For Withhold Management
1.3 Elect Director Timothy P. Halter For Withhold Management
1.4 Elect Director David Patton For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams, LLP as Auditors For For Management
--------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC.
Ticker: EBMT Security ID: 26942G100
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanya Chemodurow For Withhold Management
1.2 Elect Director Corey Jensen For Withhold Management
1.3 Elect Director Cynthia A. Utterback For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Non-Employee Director For For Management
Restricted Stock Plan
--------------------------------------------------------------------------------
EAGLE BULK SHIPPING INC.
Ticker: EGLE Security ID: Y2187A143
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Leand, Jr. For Withhold Management
1.2 Elect Director Randee E. Day For Withhold Management
1.3 Elect Director Justin A. Knowles For Withhold Management
1.4 Elect Director Bart Veldhuizen For Withhold Management
1.5 Elect Director Gary Vogel For Withhold Management
1.6 Elect Director Gary Weston For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For Against Management
--------------------------------------------------------------------------------
EARTHSTONE ENERGY, INC.
Ticker: ESTE Security ID: 27032D304
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad A. Thielemann For Withhold Management
1.2 Elect Director Zachary G. Urban For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
EASTMAN KODAK COMPANY
Ticker: KODK Security ID: 277461406
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Todd Bradley For Against Management
1.2 Elect Director James V. Continenza For Against Management
1.3 Elect Director Jeffrey D. Engelberg For Against Management
1.4 Elect Director George Karfunkel For Against Management
1.5 Elect Director Philippe D. Katz For Against Management
1.6 Elect Director Jason New For Against Management
1.7 Elect Director William G. Parrett For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ECHO GLOBAL LOGISTICS, INC.
Ticker: ECHO Security ID: 27875T101
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas R. Waggoner For For Management
1.2 Elect Director Samuel K. Skinner For For Management
1.3 Elect Director Matthew Ferguson For For Management
1.4 Elect Director David Habiger For For Management
1.5 Elect Director William M. Farrow, III For For Management
1.6 Elect Director Virginia L. Henkels For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT INC.
Ticker: EEI Security ID: 278878103
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Justin C. Jacobs For Against Management
1.2 Elect Director Michael El-Hillow For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT INC.
Ticker: EEI Security ID: 278878103
Meeting Date: NOV 20, 2019 Meeting Type: Special
Record Date: OCT 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EDGEWELL PERSONAL CARE COMPANY
Ticker: EPC Security ID: 28035Q102
Meeting Date: FEB 06, 2020 Meeting Type: Annual
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert W. Black For For Management
1b Elect Director George R. Corbin For For Management
1c Elect Director Daniel J. Heinrich For For Management
1d Elect Director Carla C. Hendra For For Management
1e Elect Director R. David Hoover For For Management
1f Elect Director John C. Hunter, III For For Management
1g Elect Director James C. Johnson For For Management
1h Elect Director Rod R. Little For For Management
1i Elect Director Joseph D. O'Leary For For Management
1j Elect Director Rakesh Sachdev For For Management
1k Elect Director Gary K. Waring For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ELECTROMED, INC.
Ticker: ELMD Security ID: 285409108
Meeting Date: NOV 15, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Craney For Withhold Management
1.2 Elect Director John L. Erb For Withhold Management
1.3 Elect Director Stan K. Erickson For Withhold Management
1.4 Elect Director Gregory J. Fluet For Withhold Management
1.5 Elect Director Lee A. Jones For Withhold Management
1.6 Elect Director Kathleen S. Skarvan For Withhold Management
1.7 Elect Director George H. Winn For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensations
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ELEVATE CREDIT, INC.
Ticker: ELVT Security ID: 28621V101
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen J. Shaper For Withhold Management
1.2 Elect Director Saundra D. Schrock For Withhold Management
1.3 Elect Director Tyler W.K. Head For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
EMC INSURANCE GROUP INC.
Ticker: EMCI Security ID: 268664109
Meeting Date: SEP 18, 2019 Meeting Type: Special
Record Date: AUG 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EMCLAIRE FINANCIAL CORP.
Ticker: EMCF Security ID: 290828102
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Crooks For Withhold Management
1.2 Elect Director Robert W. Freeman For Withhold Management
1.3 Elect Director Robert L. Hunter For Withhold Management
1.4 Elect Director John B. Mason For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
EMERALD HOLDING, INC.
Ticker: EEX Security ID: 29103W104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Alicea For Withhold Management
1.2 Elect Director Sally Shankland None None Management
*Withdrawn Resolution*
1.3 Elect Director Emmanuelle Skala For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
EMMIS COMMUNICATIONS CORPORATION
Ticker: EMMS Security ID: 291525400
Meeting Date: JUL 11, 2019 Meeting Type: Annual
Record Date: MAY 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Dubin For Withhold Management
1.2 Elect Director Greg A. Nathanson For Withhold Management
1.3 Elect Director Jeffrey H. Smulyan For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
EMPLOYERS HOLDINGS, INC.
Ticker: EIG Security ID: 292218104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Blakey For For Management
1.2 Elect Director Joao (John) M. de For For Management
Figueiredo
1.3 Elect Director Douglas D. Dirks For For Management
1.4 Elect Director James R. Kroner For For Management
1.5 Elect Director Michael J. McColgan For For Management
1.6 Elect Director Michael J. McSally For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENCORE CAPITAL GROUP, INC.
Ticker: ECPG Security ID: 292554102
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Monaco For For Management
1.2 Elect Director Ashwini (Ash) Gupta For For Management
1.3 Elect Director Wendy G. Hannam For For Management
1.4 Elect Director Jeffrey A. Hilzinger For For Management
1.5 Elect Director Angela A. Knight For For Management
1.6 Elect Director Laura Newman Olle For For Management
1.7 Elect Director Richard J. Srednicki For For Management
1.8 Elect Director Richard P. Stovsky For For Management
1.9 Elect Director Ashish Masih For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENNIS, INC.
Ticker: EBF Security ID: 293389102
Meeting Date: JUL 18, 2019 Meeting Type: Annual
Record Date: MAY 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Blind For For Management
1.2 Elect Director Barbara T. Clemens For For Management
1.3 Elect Director Michael J. Schaefer For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
ENOVA INTERNATIONAL, INC.
Ticker: ENVA Security ID: 29357K103
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen Carnahan For Against Management
1b Elect Director Daniel R. Feehan For Against Management
1c Elect Director David Fisher For Against Management
1d Elect Director William M. Goodyear For Against Management
1e Elect Director James A. Gray For Against Management
1f Elect Director Gregg A. Kaplan For Against Management
1g Elect Director Mark P. McGowan For Against Management
1h Elect Director Mark A. Tebbe For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Pricewaterhousecoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENPRO INDUSTRIES, INC.
Ticker: NPO Security ID: 29355X107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marvin A. Riley For For Management
1.2 Elect Director Thomas M. Botts For For Management
1.3 Elect Director Felix M. Brueck For For Management
1.4 Elect Director B. Bernard Burns, Jr. For For Management
1.5 Elect Director Diane C. Creel For For Management
1.6 Elect Director Adele M. Gulfo For For Management
1.7 Elect Director David L. Hauser For For Management
1.8 Elect Director John Humphrey For For Management
1.9 Elect Director Kees van der Graaf For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENTEGRA FINANCIAL CORP.
Ticker: ENFC Security ID: 29363J108
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: JUN 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Ronald D. Beale For Against Management
3.2 Elect Director R. Matt Dunbar For Against Management
3.3 Elect Director Roger D. Plemens For Against Management
4 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENTERCOM COMMUNICATIONS CORP.
Ticker: ETM Security ID: 293639100
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Field For Withhold Management
1.2 Elect Director Joseph M. Field For Withhold Management
1.3 Elect Director David J. Berkman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENTERPRISE BANCORP, INC.
Ticker: EBTC Security ID: 293668109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Clementi For Withhold Management
1.2 Elect Director Carole A. Cowan For Withhold Management
1.3 Elect Director Normand E. Deschene For Withhold Management
1.4 Elect Director John A. Koutsos For Withhold Management
1.5 Elect Director Joseph C. Lerner For Withhold Management
1.6 Elect Director Richard W. Main For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
--------------------------------------------------------------------------------
ENTRAVISION COMMUNICATIONS CORPORATION
Ticker: EVC Security ID: 29382R107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter F. Ulloa For For Management
1.2 Elect Director Paul A. Zevnik For Withhold Management
1.3 Elect Director Gilbert R. Vasquez For Withhold Management
1.4 Elect Director Patricia Diaz Dennis For Withhold Management
1.5 Elect Director Juan Saldivar von For For Management
Wuthenau
1.6 Elect Director Martha Elena Diaz For Withhold Management
1.7 Elect Director Fehmi Zeko For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQUITY BANCSHARES, INC.
Ticker: EQBK Security ID: 29460X109
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Junetta M. Everett For For Management
1.2 Elect Director Gary C. Allerheiligen For Against Management
1.3 Elect Director Benjamen M. Hutton For For Management
1.4 Elect Director Gregory L. Gaeddert For Against Management
2 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
ERA GROUP INC.
Ticker: ERA Security ID: 26885G109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2.1 Elect Director Christopher S. Bradshaw For For Management
2.2 Elect Director Charles Fabrikant For For Management
2.3 Elect Director Ann Fairbanks For For Management
2.4 Elect Director Christopher P. Papouras For For Management
2.5 Elect Director Yueping Sun For For Management
2.6 Elect Director Steven Webster For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Reverse Stock Split For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ESSA BANCORP, INC.
Ticker: ESSA Security ID: 29667D104
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Henning For Withhold Management
1.2 Elect Director Elizabeth B. Weekes For Withhold Management
2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ETHAN ALLEN INTERIORS INC.
Ticker: ETH Security ID: 297602104
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director M. Farooq Kathwari For For Management
1b Elect Director James B. Carlson For For Management
1c Elect Director John J. Dooner, Jr. For For Management
1d Elect Director Domenick J. Esposito For For Management
1e Elect Director Mary Garrett For For Management
1f Elect Director James W. Schmotter For For Management
1g Elect Director Tara I. Stacom For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
EVANS BANCORP, INC.
Ticker: EVBN Security ID: 29911Q208
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Battle For For Management
1.2 Elect Director James E. Biddle, Jr. For For Management
1.3 Elect Director Jody L. Lomeo For For Management
1.4 Elect Director Nora B. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Archbold For For Management
1b Elect Director Timothy Baxter For For Management
1c Elect Director Peter Swinburn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EXTERRAN CORPORATION
Ticker: EXTN Security ID: 30227H106
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William M. Goodyear For For Management
1b Elect Director James C. Gouin For For Management
1c Elect Director John P. Ryan For For Management
1d Elect Director Christopher T. Seaver For For Management
1e Elect Director Hatem Soliman For For Management
1f Elect Director Mark R. Sotir For For Management
1g Elect Director Andrew J. Way For For Management
1h Elect Director Ieda Gomes Yell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FARMERS NATIONAL BANC CORP.
Ticker: FMNB Security ID: 309627107
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory C. Bestic For Withhold Management
1.2 Elect Director Kevin J. Helmick For Withhold Management
1.3 Elect Director Terry A. Moore For Withhold Management
1.4 Elect Director Edward W. Muransky For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William (Bill) F. For For Management
Andrews
1.2 Elect Director James (Jim) W. Ayers For For Management
1.3 Elect Director J. Jonathan (Jon) Ayers For For Management
1.4 Elect Director William (Bill) F. For For Management
Carpenter, III
1.5 Elect Director Agenia W. Clark For Withhold Management
1.6 Elect Director James (Jimmy) L. Exum For Withhold Management
1.7 Elect Director Christopher (Chris) T. For For Management
Holmes
1.8 Elect Director Orrin H. Ingram For For Management
1.9 Elect Director Raja J. Jubran For For Management
1.10 Elect Director Emily J. Reynolds For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FB FINANCIAL CORPORATION
Ticker: FBK Security ID: 30257X104
Meeting Date: JUN 15, 2020 Meeting Type: Special
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue Shares in Connection For For Management
with Merger
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FBL FINANCIAL GROUP, INC.
Ticker: FFG Security ID: 30239F106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger K. Brooks For Withhold Management
1.2 Elect Director Paul A. Juffer For Withhold Management
1.3 Elect Director Paul E. Larson For Withhold Management
1.4 Elect Director Daniel D. Pitcher For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY
Ticker: FNHC Security ID: 31431B109
Meeting Date: OCT 17, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Braun For Against Management
1.2 Elect Director Jenifer G. Kimbrough For Against Management
1.3 Elect Director David W. Michelson For Against Management
1.4 Elect Director David K. Patterson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY
Ticker: FNHC Security ID: 31431B109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Patterson For Against Management
1.2 Elect Director Thomas A. Rogers For Against Management
1.3 Elect Director Roberta N. Young For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIESTA RESTAURANT GROUP, INC.
Ticker: FRGI Security ID: 31660B101
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stacey Rauch For Against Management
1b Elect Director Nicholas Daraviras For Against Management
1c Elect Director Stephen P. Elker For Against Management
1d Elect Director Brian P. Friedman For Against Management
1e Elect Director Nicholas P. Shepherd For Against Management
1f Elect Director Richard C. Stockinger For Against Management
1g Elect Director Paul E. Twohig For Against Management
1h Elect Director Sherrill Kaplan For Against Management
1i Elect Director Andrew V. Rechtschaffen For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
5 Other Business For Against Management
--------------------------------------------------------------------------------
FINANCIAL INSTITUTIONS, INC.
Ticker: FISI Security ID: 317585404
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald K. Boswell For For Management
1.2 Elect Director Andrew W. Dorn, Jr. For For Management
1.3 Elect Director Robert M. Glaser For For Management
1.4 Elect Director Susan R. Holliday For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BANCORP
Ticker: FBP Security ID: 318672706
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juan Acosta Reboyras For For Management
1b Elect Director Aurelio Aleman For For Management
1c Elect Director Luz A. Crespo For For Management
1d Elect Director Tracey Dedrick For For Management
1e Elect Director Daniel E. Frye For For Management
1f Elect Director Robert T. Gormley For For Management
1g Elect Director John A. Heffern For For Management
1h Elect Director Roberto R. Herencia For For Management
1i Elect Director Jose Menendez-Cortada For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BANK
Ticker: FRBA Security ID: 31931U102
Meeting Date: SEP 18, 2019 Meeting Type: Special
Record Date: AUG 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Grand For For Management
Bank, N.A.
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRST BANK
Ticker: FRBA Security ID: 31931U102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick M. Ryan For Withhold Management
1.2 Elect Director Leslie E. Goodman For Withhold Management
1.3 Elect Director Patrick L. Ryan For Withhold Management
1.4 Elect Director Elbert G. Basolis, Jr. For Withhold Management
1.5 Elect Director Douglas C. Borden For Withhold Management
1.6 Elect Director Christopher B. Chandor For Withhold Management
1.7 Elect Director Patricia A. Costante For Withhold Management
1.8 Elect Director Scott R. Gamble For Withhold Management
1.9 Elect Director Deborah Paige Hanson For Withhold Management
1.10 Elect Director Gary S. Hofing For Withhold Management
1.11 Elect Director Glenn M. Josephs For Withhold Management
1.12 Elect Director Peter Pantages For Withhold Management
1.13 Elect Director Michael E. Salz For Withhold Management
1.14 Elect Director John E. Strydesky For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BUSEY CORPORATION
Ticker: BUSE Security ID: 319383204
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Barr For For Management
1.2 Elect Director Stanley J. Bradshaw For For Management
1.3 Elect Director Michael D. Cassens For For Management
1.4 Elect Director Van A. Dukeman For For Management
1.5 Elect Director Karen M. Jensen For For Management
1.6 Elect Director Frederic L. Kenney For For Management
1.7 Elect Director Stephen V. King For For Management
1.8 Elect Director Gregory B. Lykins For For Management
1.9 Elect Director Thomas G. Sloan For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Increase Authorized Common Stock For For Management
5 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BUSINESS FINANCIAL SERVICES, INC.
Ticker: FBIZ Security ID: 319390100
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carla C. Chavarria For For Management
1.2 Elect Director Ralph R. Kauten For For Management
1.3 Elect Director Gerald L. (Jerry) For For Management
Kilcoyne
1.4 Elect Director Daniel P. Olszewski For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST CHOICE BANCORP
Ticker: FCBP Security ID: 31948P104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Franko For For Management
1.2 Elect Director James H. Gray For For Management
1.3 Elect Director Peter H. Hui For For Management
1.4 Elect Director Fred D. Jensen For For Management
1.5 Elect Director Luis Maizel For For Management
1.6 Elect Director Lynn McKenzie-Tallerico For For Management
1.7 Elect Director Pravin C. Pranav For For Management
1.8 Elect Director Phillip T. Thong For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Eide Bailly LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST COMMUNITY BANKSHARES, INC.
Ticker: FCBC Security ID: 31983A103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. William Davis For Withhold Management
1.2 Elect Director Gary R. Mills For Withhold Management
1.3 Elect Director M. Adam Sarver For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FIRST COMMUNITY CORPORATION
Ticker: FCCO Security ID: 319835104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas C. Brown For For Management
1.2 Elect Director W. James Kitchens, Jr. For For Management
1.3 Elect Director Edward J. Tarver For For Management
1.4 Elect Director Roderick M. Todd, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Elliott Davis, LLC as Auditors For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL CORPORATION
Ticker: THFF Security ID: 320218100
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory L. Gibson For Withhold Management
1.2 Elect Director Paul J. Pierson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL NORTHWEST, INC.
Ticker: FFNW Security ID: 32022K102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Kiley, III For Withhold Management
1.2 Elect Director Richard M. Riccobono For Withhold Management
1.3 Elect Director Roger H. Molvar For Withhold Management
1.4 Elect Director Ralph C. Sabin For Withhold Management
1.5 Elect Director Diane C. Davis For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
FIRST FOUNDATION INC.
Ticker: FFWM Security ID: 32026V104
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Max Briggs For Withhold Management
1.2 Elect Director John Hakopian For Withhold Management
1.3 Elect Director Scott F. Kavanaugh For Withhold Management
1.4 Elect Director Ulrich E. Keller, Jr. For Withhold Management
1.5 Elect Director David Lake For Withhold Management
1.6 Elect Director Elizabeth A. Pagliarini For Withhold Management
1.7 Elect Director Mitchell M. Rosenberg For Withhold Management
1.8 Elect Director Diane M. Rubin For Withhold Management
1.9 Elect Director Jacob Sonenshine For Withhold Management
2 Ratify Eide Bailly LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST GUARANTY BANCSHARES, INC.
Ticker: FGBI Security ID: 32043P106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack Rossi For Withhold Management
1.2 Elect Director William K. Hood For Withhold Management
1.3 Elect Director Alton B. Lewis, Jr. For Withhold Management
1.4 Elect Director Marshall T. Reynolds For Withhold Management
1.5 Elect Director Edgar R. Smith, III For Withhold Management
2 Ratify Castaing, Hussey & Lolan, LLC For For Management
as Auditors
--------------------------------------------------------------------------------
FIRST INTERNET BANCORP
Ticker: INBK Security ID: 320557101
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Becker For For Management
1.2 Elect Director Ana Dutra For For Management
1.3 Elect Director John K. Keach, Jr. For For Management
1.4 Elect Director David R. Lovejoy For For Management
1.5 Elect Director Michael L. Smith For For Management
1.6 Elect Director Ralph R. Whitney, Jr. For For Management
1.7 Elect Director Jerry Williams For For Management
1.8 Elect Director Jean L. Wojtowicz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
4 Amend Articles of Incorporation to For For Management
Allow Shareholders to Amend Bylaws
--------------------------------------------------------------------------------
FIRST MID BANCSHARES, INC.
Ticker: FMBH Security ID: 320866106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Grissom For Withhold Management
1.2 Elect Director Mary J. Westerhold For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST NORTHWEST BANCORP
Ticker: FNWB Security ID: 335834107
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew P. Deines For Withhold Management
1.2 Elect Director Stephen E. Oliver For Withhold Management
1.3 Elect Director Jennifer Zaccardo For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST UNITED CORPORATION
Ticker: FUNC Security ID: 33741H107
Meeting Date: JUN 11, 2020 Meeting Type: Proxy Contest
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director John F. Barr For For Management
1.2 Elect Director Brian R. Boal For For Management
1.3 Elect Director John W. McCullough For Withhold Management
1.4 Elect Director Marisa A. Shockley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Michael J. Driscoll For Did Not Vote Shareholder
1.2 Elect Director Lisa Narrell-Mead For Did Not Vote Shareholder
1.3 Elect Director Ethan C. Elzen For Did Not Vote Shareholder
1.4 Management Nominee Marisa A. Shockley For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP Against Did Not Vote Management
as Auditors
--------------------------------------------------------------------------------
FIRST US BANCSHARES, INC.
Ticker: FUSB Security ID: 33744V103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew C. Bearden, Jr. For For Management
1.2 Elect Director Robert Stephen Briggs For For Management
1.3 Elect Director Sheri S. Cook For For Management
1.4 Elect Director John C. Gordon For For Management
1.5 Elect Director David P. Hale For For Management
1.6 Elect Director William G. Harrison For For Management
1.7 Elect Director James F. House For For Management
1.8 Elect Director J. Lee McPhearson For For Management
1.9 Elect Director Jack W. Meigs For For Management
1.10 Elect Director Aubrey S. Miller For For Management
1.11 Elect Director Donna D. Smith For For Management
1.12 Elect Director Bruce N. Wilson For For Management
2 Ratify Carr, Riggs & Ingram, LLC as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLANIGAN'S ENTERPRISES, INC.
Ticker: BDL Security ID: 338517105
Meeting Date: FEB 28, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director August H. Bucci For Withhold Management
1.2 Elect Director Christopher J. Nelms For Withhold Management
1.3 Elect Director Patrick J. Flanigan For Withhold Management
--------------------------------------------------------------------------------
FLEXSTEEL INDUSTRIES, INC.
Ticker: FLXS Security ID: 339382103
Meeting Date: DEC 09, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Creekmuir For Withhold Management
1.2 Elect Director Jerald K. Dittmer For Withhold Management
1.3 Elect Director Charles R. Eitel For Withhold Management
1.4 Elect Director Matthew A. Kaness For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
FLUENT, INC.
Ticker: FLNT Security ID: 34380C102
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ryan Schulke For Against Management
1b Elect Director Matthew Conlin For Against Management
1c Elect Director Andrew Frawley For Against Management
1d Elect Director Donald Mathis For Against Management
1e Elect Director Barbara Shattuck Kohn For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FLUSHING FINANCIAL CORPORATION
Ticker: FFIC Security ID: 343873105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. McCabe For For Management
1b Elect Director Donna M. O'Brien For For Management
1c Elect Director Michael J. Russo For For Management
1d Elect Director Caren C. Yoh For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditor For For Management
--------------------------------------------------------------------------------
FNCB BANCORP, INC.
Ticker: FNCB Security ID: 302578109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard A. Champi For Withhold Management
1.2 Elect Director Louis A. DeNaples For Withhold Management
1.3 Elect Director Keith W. Eckel For Withhold Management
1.4 Elect Director Kathleen McCarthy For Withhold Management
Lambert
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
FONAR CORPORATION
Ticker: FONR Security ID: 344437405
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond V. Damadian For Withhold Management
1.2 Elect Director Claudette J.V. Chan For Withhold Management
1.3 Elect Director Robert J. Janoff None None Management
*Withdrawn Resolution*
1.4 Elect Director Charles N. O'Data For Withhold Management
1.5 Elect Director Ronald G. Lehman For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
FORESTAR GROUP, INC.
Ticker: FOR Security ID: 346232101
Meeting Date: JAN 23, 2020 Meeting Type: Annual
Record Date: NOV 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Samuel R. Fuller For Against Management
1B Elect Director Lisa H. Jamieson For Against Management
1C Elect Director G.F. (Rick) Ringler, III For Against Management
1D Elect Director Donald C. Spitzer For Against Management
1E Elect Director Donald J. Tomnitz For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC
Ticker: FTAI Security ID: 34960P101
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Adams, Jr. For For Management
1.2 Elect Director Judith A. Hannaway For Withhold Management
1.3 Elect Director Martin Tuchman For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FOSSIL GROUP, INC.
Ticker: FOSL Security ID: 34988V106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Belgya For For Management
1.2 Elect Director William B. Chiasson For For Management
1.3 Elect Director Kim Harriss Jones For For Management
1.4 Elect Director Kosta N. Kartsotis For For Management
1.5 Elect Director Kevin Mansell For For Management
1.6 Elect Director Diane L. Neal For For Management
1.7 Elect Director Gail B. Tifford For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FOUNDATION BUILDING MATERIALS, INC.
Ticker: FBM Security ID: 350392106
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Matthew J. Espe For Against Management
1b Elect Director Fareed A. Khan For Against Management
1c Elect Director James F. Underhill For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FRANKLIN FINANCIAL SERVICES CORPORATION
Ticker: FRAF Security ID: 353525108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Warren Elliott For Withhold Management
1.2 Elect Director Timothy G. Henry For Withhold Management
1.3 Elect Director Stanley J. Kerlin For Withhold Management
1.4 Elect Director Kimberly M. Rzomp For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Articles of Incorporation For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FRESH DEL MONTE PRODUCE INC.
Ticker: FDP Security ID: G36738105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael J. Berthelot For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FRIEDMAN INDUSTRIES, INCORPORATED
Ticker: FRD Security ID: 358435105
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Taylor For Withhold Management
1.2 Elect Director Durga D. Agrawal For Withhold Management
1.3 Elect Director Max Reichenthal For Withhold Management
1.4 Elect Director Joel Spira For Withhold Management
1.5 Elect Director Tim Stevenson For Withhold Management
1.6 Elect Director Joe L. Williams For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Moss Adams LLP as Auditors For For Management
5 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
FRONTLINE LTD.
Ticker: FRO Security ID: G3682E192
Meeting Date: SEP 13, 2019 Meeting Type: Annual
Record Date: JUL 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2 Authorize Board to Fill Vacancies For For Management
3 Elect Director John Fredriksen For Against Management
4 Elect Director James O'Shaughnessy For Against Management
5 Elect Director Ulrika Laurin For Against Management
6 Elect Director Ola Lorentzon For Against Management
7 Approve PricewaterhouseCoopers AS of For For Management
Oslo, Norway as Auditors and Authorize
Board to Fix Their Remuneration
8 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
FS BANCORP, INC.
Ticker: FSBW Security ID: 30263Y104
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Mansfield For Withhold Management
1.2 Elect Director Margaret R. Piesik For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
FULL HOUSE RESORTS, INC.
Ticker: FLL Security ID: 359678109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kenneth R. Adams For For Management
1B Elect Director Carl G. Braunlich For For Management
1C Elect Director Lewis A. Fanger For For Management
1D Elect Director Daniel R. Lee For For Management
1E Elect Director Kathleen M. Marshall For For Management
1F Elect Director Bradley M. Tirpak For For Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FUTUREFUEL CORP.
Ticker: FF Security ID: 36116M106
Meeting Date: SEP 10, 2019 Meeting Type: Annual
Record Date: JUL 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald C. Bedell For Withhold Management
1.2 Elect Director Edwin A. Levy For Withhold Management
1.3 Elect Director Terrance C.Z. (Terry) For Withhold Management
Egger
2 Ratify RSM US LLP as Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
G-III APPAREL GROUP, LTD.
Ticker: GIII Security ID: 36237H101
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris Goldfarb For For Management
1.2 Elect Director Sammy Aaron For For Management
1.3 Elect Director Thomas J. Brosig For For Management
1.4 Elect Director Alan Feller For For Management
1.5 Elect Director Jeffrey Goldfarb For For Management
1.6 Elect Director Victor Herrero For For Management
1.7 Elect Director Jeanette Nostra For For Management
1.8 Elect Director Laura Pomerantz For For Management
1.9 Elect Director Willem van Bokhorst For For Management
1.10 Elect Director Cheryl L. Vitali For For Management
1.11 Elect Director Richard White For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC.
Ticker: GCAP Security ID: 36268W100
Meeting Date: JUL 11, 2019 Meeting Type: Annual
Record Date: MAY 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Schenk For Against Management
1.2 Elect Director Christopher W. Calhoun For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 36473H104
Meeting Date: NOV 14, 2019 Meeting Type: Special
Record Date: SEP 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 36472T109
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayur Gupta For For Management
1.2 Elect Director Theodore P. Janulis For Withhold Management
1.3 Elect Director John Jeffry Louis, III For For Management
1.4 Elect Director Maria M. Miller For For Management
1.5 Elect Director Michael E. Reed For For Management
1.6 Elect Director Debra A. Sandler For For Management
1.7 Elect Director Kevin M. Sheehan For Withhold Management
1.8 Elect Director Barbara W. Wall For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
5A Eliminate Supermajority Vote For For Management
Requirement to Amend Certain
Provisions of Certificate of
Incorporation
5B Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
5C Eliminate Supermajority Vote For For Management
Requirement to Remove and Appoint
Directors
6 Prepare an Annual "Journalism Report" None For Shareholder
--------------------------------------------------------------------------------
GENERAL FINANCE CORPORATION
Ticker: GFN Security ID: 369822101
Meeting Date: DEC 05, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Manuel Marrero For For Management
1.2 Elect Director Douglas B. Trussler For For Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
GENESCO INC.
Ticker: GCO Security ID: 371532102
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joanna Barsh For For Management
1.2 Elect Director Matthew C. Diamond For For Management
1.3 Elect Director Marty G. Dickens For For Management
1.4 Elect Director Thurgood Marshall, Jr. For For Management
1.5 Elect Director Kathleen Mason For For Management
1.6 Elect Director Kevin P. McDermott For For Management
1.7 Elect Director Mimi E. Vaughn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLOBAL INDEMNITY
Ticker: GBLI Security ID: G3933F105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Saul A. Fox For Against Management
1b Elect Director Joseph W. Brown For Against Management
1c Elect Director Michele A. Colucci For Against Management
1d Elect Director Seth J. Gersch For Against Management
1e Elect Director Jason B. Hurwitz For Against Management
1f Elect Director Bruce R. Lederman For Against Management
1g Elect Director Cynthia Y. Valko For Against Management
1h Elect Director James D. Wehr For Against Management
2 Matters Concerning Global Indemnity For For Management
Reinsurance Company, Ltd. and to
Authorize Global Indemnity Limited to
Vote, as Proxy on such Matters
3 Approve Ernst & Young Global Limited For For Management
('EY') as Auditors and Authorize Board
to Fix Their Remuneration
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GMS INC.
Ticker: GMS Security ID: 36251C103
Meeting Date: OCT 30, 2019 Meeting Type: Annual
Record Date: SEP 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian R. Hoesterey For Against Management
1b Elect Director Teri P. McClure For For Management
1c Elect Director Richard K. Mueller For Against Management
1d Elect Director J. Louis Sharpe For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOLDEN ENTERTAINMENT, INC.
Ticker: GDEN Security ID: 381013101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake L. Sartini For Withhold Management
1.2 Elect Director Lyle A. Berman For Withhold Management
1.3 Elect Director Ann Dozier For Withhold Management
1.4 Elect Director Mark A. Lipparelli For Withhold Management
1.5 Elect Director Anthony A. Marnell, III For Withhold Management
1.6 Elect Director Robert L. Miodunski For Withhold Management
1.7 Elect Director Terrence L. Wright For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GOOD TIMES RESTAURANTS INC.
Ticker: GTIM Security ID: 382140879
Meeting Date: FEB 13, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Geoffrey R. Bailey For Against Management
1b Elect Director Jason S. Maceda For Against Management
1c Elect Director Charles Jobson For Against Management
1d Elect Director Robert J. Stetson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For Against Management
--------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION
Ticker: GDP Security ID: 382410843
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter G. 'Gil' Goodrich For Withhold Management
1.2 Elect Director Robert C. Turnham, Jr. For Withhold Management
1.3 Elect Director Timothy D. Leuliette For Withhold Management
1.4 Elect Director Ronald F. Coleman For Withhold Management
1.5 Elect Director K. Adam Leight For Withhold Management
1.6 Elect Director Thomas M. Souers For Withhold Management
1.7 Elect Director Jeffrey S. Serota For Withhold Management
1.8 Elect Director Edward J. Sondey For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC.
Ticker: GTE Security ID: 38500T101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter J. Dey For Against Management
1.2 Elect Director Gary S. Guidry For Against Management
1.3 Elect Director Evan Hazell For Against Management
1.4 Elect Director Robert B. Hodgins For Against Management
1.5 Elect Director Ronald W. Royal For Against Management
1.6 Elect Director Sondra Scott For Against Management
1.7 Elect Director David P. Smith For Against Management
1.8 Elect Director Brooke Wade For Against Management
2 Ratify KPMG LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GRAY TELEVISION, INC.
Ticker: GTN Security ID: 389375106
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilton H. Howell, Jr. For For Management
1.2 Elect Director Howell W. Newton For For Management
1.3 Elect Director Richard L. Boger For For Management
1.4 Elect Director T. L. (Gene) Elder For For Management
1.5 Elect Director Luis A. Garcia For For Management
1.6 Elect Director Richard B. Hare For For Management
1.7 Elect Director Robin R. Howell For For Management
1.8 Elect Director Donald P. (Pat) For For Management
LaPlatney
1.9 Elect Director Paul H. McTear For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
GREAT ELM CAPITAL CORP.
Ticker: GECC Security ID: 390320109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Kuperschmid For Withhold Management
1.2 Elect Director Michael C. Speller For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GREAT LAKES DREDGE & DOCK CORPORATION
Ticker: GLDD Security ID: 390607109
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Elaine J. Dorward-King For Withhold Management
1b Elect Director Ryan J. Levenson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GREAT SOUTHERN BANCORP, INC.
Ticker: GSBC Security ID: 390905107
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin R. Ausburn For Withhold Management
1.2 Elect Director Larry D. Frazier For Withhold Management
1.3 Elect Director Douglas M. Pitt For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For Against Management
--------------------------------------------------------------------------------
GREEN PLAINS INC.
Ticker: GPRE Security ID: 393222104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jim Anderson For Withhold Management
1.2 Elect Director Wayne Hoovestol For Withhold Management
1.3 Elect Director Ejnar Knudsen For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GROUP 1 AUTOMOTIVE, INC.
Ticker: GPI Security ID: 398905109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carin M. Barth For For Management
1.2 Elect Director Earl J. Hesterberg For For Management
1.3 Elect Director Lincoln Pereira For For Management
1.4 Elect Director Stephen D. Quinn For For Management
1.5 Elect Director Steven P. Stanbrook For For Management
1.6 Elect Director Charles L. Szews For For Management
1.7 Elect Director Anne Taylor For For Management
1.8 Elect Director Max P. Watson, Jr. For For Management
1.9 Elect Director MaryAnn Wright For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GULF RESOURCES, INC.
Ticker: GURE Security ID: 40251W309
Meeting Date: DEC 18, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ming Yang For Withhold Management
1.2 Elect Director Xiaobin Liu For Withhold Management
1.3 Elect Director Naihui Miao For Withhold Management
1.4 Elect Director Shengwei Ma For Withhold Management
1.5 Elect Director Yang Zou For Withhold Management
1.6 Elect Director Shitong Jiang For Withhold Management
1.7 Elect Director Tengfei Zhang For Withhold Management
2 Ratify Morison Cogen LLP as Auditors For For Management
3 Approve Reverse Stock Split For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
HAMILTON BEACH BRANDS HOLDING COMPANY
Ticker: HBB Security ID: 40701T104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Belgya For Withhold Management
1.2 Elect Director J.C. Butler, Jr. For Withhold Management
1.3 Elect Director Paul D. Furlow For Withhold Management
1.4 Elect Director John P. Jumper For Withhold Management
1.5 Elect Director Dennis W. LaBarre For Withhold Management
1.6 Elect Director Michael S. Miller For Withhold Management
1.7 Elect Director Alfred M. Rankin, Jr. For Withhold Management
1.8 Elect Director Thomas T. Rankin For Withhold Management
1.9 Elect Director James A. Ratner For Withhold Management
1.10 Elect Director Gregory H. Trepp For Withhold Management
1.11 Elect Director Clara R. Williams For Withhold Management
2 Amend Restricted Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
HANMI FINANCIAL CORPORATION
Ticker: HAFC Security ID: 410495204
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John J. Ahn For For Management
1b Elect Director Kiho Choi For For Management
1c Elect Director Christie K. Chu For For Management
1d Elect Director Harry H. Chung For For Management
1e Elect Director Scott R. Diehl For For Management
1f Elect Director Bonita I. Lee For For Management
1g Elect Director David L. Rosenblum For For Management
1h Elect Director Thomas J. Williams For For Management
1i Elect Director Michael M. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
HAWTHORN BANCSHARES, INC.
Ticker: HWBK Security ID: 420476103
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip D. Freeman For Against Management
1.2 Elect Director Kathleen L. Bruegenhemke For Against Management
1.3 Elect Director Jonathan D. Holtaway For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
HEARTLAND FINANCIAL USA, INC.
Ticker: HTLF Security ID: 42234Q102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert B. Engel For Withhold Management
1b Elect Director Thomas L. Flynn For Withhold Management
1c Elect Director Jennifer K. Hopkins For Withhold Management
1d Elect Director Bruce K. Lee For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HECLA MINING COMPANY
Ticker: HL Security ID: 422704106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phillips S. Baker, Jr. For Against Management
1b Elect Director George R. Johnson For Against Management
2 Ratify BDO USA, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEIDRICK & STRUGGLES INTERNATIONAL, INC.
Ticker: HSII Security ID: 422819102
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth L. Axelrod For For Management
1.2 Elect Director Laszlo Bock For For Management
1.3 Elect Director Clare M. Chapman For For Management
1.4 Elect Director Lyle Logan For For Management
1.5 Elect Director T. Willem Mesdag For For Management
1.6 Elect Director Krishnan Rajagopalan For For Management
1.7 Elect Director Stacey Rauch For For Management
1.8 Elect Director Adam Warby For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditor For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HELIX ENERGY SOLUTIONS GROUP, INC.
Ticker: HLX Security ID: 42330P107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amy H. Nelson For Withhold Management
1.2 Elect Director William L. Transier For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HENNESSY ADVISORS, INC.
Ticker: HNNA Security ID: 425885100
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil J. Hennessy For Withhold Management
1.2 Elect Director Teresa M. Nilsen For Withhold Management
1.3 Elect Director Daniel B. Steadman For Withhold Management
1.4 Elect Director Henry Hansel For Withhold Management
1.5 Elect Director Brian A. Hennessy For Withhold Management
1.6 Elect Director Daniel G. Libarle For Withhold Management
1.7 Elect Director Rodger Offenbach For Withhold Management
1.8 Elect Director Susan W. Pomilia For Withhold Management
1.9 Elect Director Thomas L. Seavey For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
HERC HOLDINGS INC.
Ticker: HRI Security ID: 42704L104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert L. Henkel For Against Management
1b Elect Director Lawrence H. Silber For Against Management
1c Elect Director James H. Browning For Against Management
1d Elect Director Patrick D. Campbell For Against Management
1e Elect Director Jonathan Frates For Against Management
1f Elect Director Nicholas F. Graziano For Against Management
1g Elect Director Jean K. Holley For Against Management
1h Elect Director Jacob M. Katz For Against Management
1i Elect Director Michael A. Kelly For Against Management
1j Elect Director Andrew N. Langham For Against Management
1k Elect Director Mary Pat Salomone For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HERITAGE INSURANCE HOLDINGS, INC.
Ticker: HRTG Security ID: 42727J102
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Lucas For For Management
1.2 Elect Director Richard Widdicombe For For Management
1.3 Elect Director Panagiotis "Pete" For For Management
Apostolou
1.4 Elect Director Irini Barlas For For Management
1.5 Elect Director Mark Berset For For Management
1.6 Elect Director Steven Martindale For For Management
1.7 Elect Director James Masiello For For Management
1.8 Elect Director Nicholas Pappas For For Management
1.9 Elect Director Joseph Vattamattam For For Management
1.10 Elect Director Vijay Walvekar For For Management
2 Ratify Plante & Moran, PLLC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony F. Crudele For For Management
1.2 Elect Director James A. Hilt For For Management
1.3 Elect Director Jamere Jackson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HIGHPOWER INTERNATIONAL, INC.
Ticker: HPJ Security ID: 43113X101
Meeting Date: OCT 29, 2019 Meeting Type: Special
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HILLENBRAND, INC.
Ticker: HI Security ID: 431571108
Meeting Date: FEB 13, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel C. Hillenbrand For For Management
1.2 Elect Director Thomas H. Johnson For For Management
1.3 Elect Director Neil S. Novich For For Management
1.4 Elect Director Joe A. Raver For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Articles of Incorporation and For For Management
Code of By-laws
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HILLTOP HOLDINGS, INC.
Ticker: HTH Security ID: 432748101
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charlotte Jones Anderson For Withhold Management
1.2 Elect Director Rhodes R. Bobbitt For Withhold Management
1.3 Elect Director Tracy A. Bolt For Withhold Management
1.4 Elect Director W. Joris Brinkerhoff For Withhold Management
1.5 Elect Director J. Taylor Crandall For Withhold Management
1.6 Elect Director Charles R. Cummings For Withhold Management
1.7 Elect Director Hill A. Feinberg For Withhold Management
1.8 Elect Director Gerald J. Ford For Withhold Management
1.9 Elect Director Jeremy B. Ford For Withhold Management
1.10 Elect Director J. Markham Green For Withhold Management
1.11 Elect Director William T. Hill, Jr. For Withhold Management
1.12 Elect Director Lee Lewis For Withhold Management
1.13 Elect Director Andrew J. Littlefair For Withhold Management
1.14 Elect Director W. Robert Nichols, III For Withhold Management
1.15 Elect Director C. Clifton Robinson For Withhold Management
1.16 Elect Director Kenneth D. Russell For Withhold Management
1.17 Elect Director A. Haag Sherman For Withhold Management
1.18 Elect Director Jonathan S. Sobel For Withhold Management
1.19 Elect Director Robert C. Taylor, Jr. For Withhold Management
1.20 Elect Director Carl B. Webb For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HMN FINANCIAL, INC.
Ticker: HMNF Security ID: 40424G108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen J. Berning For Against Management
1.2 Elect Director Sequoya S. Borgman For Against Management
1.3 Elect Director Bernard R. Nigon For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOME BANCORP, INC.
Ticker: HBCP Security ID: 43689E107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Blanchet, III For Withhold Management
1.2 Elect Director Daniel G. Guidry For Withhold Management
1.3 Elect Director Chris P. Rader For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Wipfli LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOMESTREET, INC.
Ticker: HMST Security ID: 43785V102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Mitchell, Jr. For Against Management
1b Elect Director Nancy D. Pellegrino For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOOKER FURNITURE CORPORATION
Ticker: HOFT Security ID: 439038100
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul B. Toms, Jr. For For Management
1.2 Elect Director W. Christopher Beeler, For For Management
Jr.
1.3 Elect Director Paulette Garafalo For For Management
1.4 Elect Director Tonya H. Jackson For For Management
1.5 Elect Director E. Larry Ryder For For Management
1.6 Elect Director Ellen C. Taaffe For For Management
1.7 Elect Director Henry G. Williamson, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify KPMG LLP as Auditor For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOPE BANCORP, INC.
Ticker: HOPE Security ID: 43940T109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald D. Byun For For Management
1.2 Elect Director Jinho Doo For For Management
1.3 Elect Director Daisy Y. Ha For For Management
1.4 Elect Director James U. Hwang For For Management
1.5 Elect Director Jin Chul Jhung For For Management
1.6 Elect Director Joon K. Kim For For Management
1.7 Elect Director Kevin S. Kim For For Management
1.8 Elect Director Steven S. Koh For For Management
1.9 Elect Director Chung Hyun Lee For For Management
1.10 Elect Director William J. Lewis For For Management
1.11 Elect Director David P. Malone For For Management
1.12 Elect Director John R. Taylor For For Management
1.13 Elect Director Scott Yoon-Suk Whang For For Management
1.14 Elect Director Dale S. Zuehls For For Management
2 Ratify Crowe LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOPFED BANCORP, INC.
Ticker: HFBC Security ID: 439734104
Meeting Date: JUL 23, 2019 Meeting Type: Special
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HORACE MANN EDUCATORS CORPORATION
Ticker: HMN Security ID: 440327104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark S. Casady For For Management
1b Elect Director Daniel A. Domenech For For Management
1c Elect Director Perry G. Hines For For Management
1d Elect Director Mark E. Konen For For Management
1e Elect Director Beverley J. McClure For For Management
1f Elect Director H. Wade Reece For For Management
1g Elect Director Robert Stricker For For Management
1h Elect Director Steven O. Swyers For For Management
1i Elect Director Marita Zuraitis For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
HORIZON BANCORP, INC.
Ticker: HBNC Security ID: 440407104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James B. Dworkin For Withhold Management
1.2 Elect Director Michele M. Magnuson For Withhold Management
1.3 Elect Director Daniel F. Hopp For Withhold Management
1.4 Elect Director Steven W. Reed For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOUGHTON MIFFLIN HARCOURT COMPANY
Ticker: HMHC Security ID: 44157R109
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Allen For For Management
1.2 Elect Director L. Gordon Crovitz For For Management
1.3 Elect Director Jean S. Desravines For For Management
1.4 Elect Director Lawrence K. Fish For For Management
1.5 Elect Director Jill A. Greenthal For For Management
1.6 Elect Director John F. Killian For For Management
1.7 Elect Director John J. Lynch, Jr. For For Management
1.8 Elect Director John R. McKernan, Jr. For For Management
1.9 Elect Director Tracey D. Weber For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOWARD BANCORP, INC.
Ticker: HBMD Security ID: 442496105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard G. Arnold For For Management
1.2 Elect Director James T. Dresher, Jr. For For Management
1.3 Elect Director Mary Ann Scully For For Management
1.4 Elect Director Jack E. Steil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HUB GROUP, INC.
Ticker: HUBG Security ID: 443320106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David P. Yeager For For Management
1.2 Elect Director Mary H. Boosalis For For Management
1.3 Elect Director James C. Kenny For For Management
1.4 Elect Director Peter B. McNitt For For Management
1.5 Elect Director Charles R. Reaves For For Management
1.6 Elect Director Martin P. Slark For For Management
1.7 Elect Director Jonathan P. Ward For For Management
1.8 Elect Director Jenell R. Ross For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
HURCO COMPANIES, INC.
Ticker: HURC Security ID: 447324104
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Aaro For For Management
1.2 Elect Director Robert W. Cruickshank For Withhold Management
1.3 Elect Director Michael Doar For For Management
1.4 Elect Director Cynthia Dubin For For Management
1.5 Elect Director Timothy J. Gardner For For Management
1.6 Elect Director Jay C. Longbottom For For Management
1.7 Elect Director Richard Porter For Withhold Management
1.8 Elect Director Janaki Sivanesan For For Management
1.9 Elect Director Gregory S. Volovic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
ICHOR HOLDINGS, LTD.
Ticker: ICHR Security ID: G4740B105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Laura Black For Withhold Management
1b Elect Director Iain MacKenzie For Withhold Management
1c Elect Director Thomas Rohrs For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
IES HOLDINGS, INC.
Ticker: IESC Security ID: 44951W106
Meeting Date: FEB 19, 2020 Meeting Type: Annual
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd M. Cleveland For Withhold Management
1.2 Elect Director Joseph L. Dowling, III For Withhold Management
1.3 Elect Director David B. Gendell For Withhold Management
1.4 Elect Director Jeffrey L. Gendell For Withhold Management
1.5 Elect Director Joe D. Koshkin For Withhold Management
1.6 Elect Director Donald L. Luke For Withhold Management
1.7 Elect Director Gary S. Matthews For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INDEPENDENCE HOLDING COMPANY
Ticker: IHC Security ID: 453440307
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: SEP 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry R. Graber For Withhold Management
1.2 Elect Director Teresa A. Herbert For Withhold Management
1.3 Elect Director David T. Kettig For Withhold Management
1.4 Elect Director Allan C. Kirkman For Withhold Management
1.5 Elect Director John L. Lahey For Withhold Management
1.6 Elect Director Steven B. Lapin For Withhold Management
1.7 Elect Director Ronald I. Simon For Withhold Management
1.8 Elect Director James G. Tatum For Withhold Management
1.9 Elect Director Roy T.K. Thung For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
INGLES MARKETS, INC.
Ticker: IMKTA Security ID: 457030104
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest E. Ferguson For Withhold Management
1.2 Elect Director John R. Lowden For Withhold Management
--------------------------------------------------------------------------------
INNODATA INC.
Ticker: INOD Security ID: 457642205
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack S. Abuhoff For Withhold Management
1.2 Elect Director Louise C. Forlenza For Withhold Management
1.3 Elect Director Stewart R. Massey For Withhold Management
1.4 Elect Director Nauman (Nick) Toor For For Management
2 Ratify CohnReznick LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INNOPHOS HOLDINGS, INC.
Ticker: IPHS Security ID: 45774N108
Meeting Date: JAN 15, 2020 Meeting Type: Special
Record Date: NOV 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
Ticker: ISSC Security ID: 45769N105
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Geoffrey S. M. Hedrick For Withhold Management
1b Elect Director Winston J. Churchill For Withhold Management
1c Elect Director Roger A. Carolin For Withhold Management
1d Elect Director Robert E. Mittelstaedt, For Withhold Management
Jr.
1e Elect Director Glen R. Bressner For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERNATIONAL SEAWAYS, INC.
Ticker: INSW Security ID: Y41053102
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Doug Wheat For Withhold Management
1.2 Elect Director Timothy J. Bernlohr For Withhold Management
1.3 Elect Director Ian T. Blackley For Withhold Management
1.4 Elect Director Randee E. Day For Withhold Management
1.5 Elect Director David I. Greenberg For Withhold Management
1.6 Elect Director Joseph I. Kronsberg For Withhold Management
1.7 Elect Director Ty E. Wallach For Withhold Management
1.8 Elect Director Gregory A. Wright For Withhold Management
1.9 Elect Director Lois K. Zabrocky For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Non-Employee Director Omnibus For For Management
Stock Plan
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INTERNATIONAL SPEEDWAY CORPORATION
Ticker: ISCA Security ID: 460335201
Meeting Date: OCT 16, 2019 Meeting Type: Special
Record Date: SEP 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INTEST CORPORATION
Ticker: INTT Security ID: 461147100
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Abrams For Withhold Management
1.2 Elect Director Jeffrey A. Beck For Withhold Management
1.3 Elect Director Joseph W. Dews, IV For Withhold Management
1.4 Elect Director Gerald J. (Jerry) For Withhold Management
Maginnis
1.5 Elect Director James Pelrin For Withhold Management
2 Ratify RSM US LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTL FCSTONE INC.
Ticker: INTL Security ID: 46116V105
Meeting Date: JUN 24, 2020 Meeting Type: Special
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to StoneX Group For For Management
Inc.
--------------------------------------------------------------------------------
INTL FCSTONE, INC.
Ticker: INTL Security ID: 46116V105
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Branch For Withhold Management
1.2 Elect Director Diane L. Cooper For Withhold Management
1.3 Elect Director John M. Fowler For Withhold Management
1.4 Elect Director Steven Kass For Withhold Management
1.5 Elect Director Bruce W. Krehbiel For Withhold Management
1.6 Elect Director Sean M. O'Connor For Withhold Management
1.7 Elect Director Eric Parthemore For Withhold Management
1.8 Elect Director John Radziwill For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTREPID POTASH, INC.
Ticker: IPI Security ID: 46121Y102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert P. Jornayvaz, III For Against Management
1b Elect Director Hugh E. Harvey, Jr. For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
J. ALEXANDER'S HOLDINGS, INC.
Ticker: JAX Security ID: 46609J106
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl J. Grassi For Withhold Management
1.2 Elect Director Frank R. Martire For Withhold Management
1.3 Elect Director Raymond R. Quirk For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
JAKKS PACIFIC, INC.
Ticker: JAKK Security ID: 47012E106
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement
2 Classify the Board of Directors For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
JAMES RIVER GROUP HOLDINGS, LTD.
Ticker: JRVR Security ID: G5005R107
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Adam Abram For Withhold Management
1b Elect Director Robert P. Myron For Withhold Management
1c Elect Director Michael T. Oakes For Withhold Management
2 Approve Ernst &Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
K12 INC.
Ticker: LRN Security ID: 48273U102
Meeting Date: DEC 13, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For For Management
1.2 Elect Director Craig R. Barrett For For Management
1.3 Elect Director Guillermo Bron For For Management
1.4 Elect Director Robert L. Cohen For For Management
1.5 Elect Director Nathaniel A. Davis For For Management
1.6 Elect Director John M. Engler For For Management
1.7 Elect Director Steven B. Fink For For Management
1.8 Elect Director Robert E. Knowling, Jr. For For Management
1.9 Elect Director Liza McFadden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
KEANE GROUP, INC.
Ticker: FRAC Security ID: 48669A108
Meeting Date: OCT 22, 2019 Meeting Type: Special
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KEMET CORPORATION
Ticker: KEM Security ID: 488360207
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacob T. Kotzubei For For Management
1.2 Elect Director Robert G. Paul For For Management
1.3 Elect Director Yasuko Matsumoto For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KEMET CORPORATION
Ticker: KEM Security ID: 488360207
Meeting Date: FEB 20, 2020 Meeting Type: Special
Record Date: JAN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
KEWAUNEE SCIENTIFIC CORPORATION
Ticker: KEQU Security ID: 492854104
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret B. Pyle For Withhold Management
1.2 Elect Director Donald F. Shaw For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KEY TRONIC CORPORATION
Ticker: KTCC Security ID: 493144109
Meeting Date: OCT 25, 2019 Meeting Type: Annual
Record Date: SEP 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bean For Withhold Management
1.2 Elect Director Craig D. Gates For Withhold Management
1.3 Elect Director Ronald F. Klawitter For Withhold Management
1.4 Elect Director Subodh K. Kulkarni For Withhold Management
1.5 Elect Director Yacov A. Shamash For Withhold Management
1.6 Elect Director Patrick Sweeney For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
KIMBALL ELECTRONICS, INC.
Ticker: KE Security ID: 49428J109
Meeting Date: NOV 07, 2019 Meeting Type: Annual
Record Date: SEP 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Holly A. Van Deursen For Withhold Management
1.2 Elect Director Michele M. Holcomb For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Eliminate Supermajority Vote For For Management
Requirement
7 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
KINGSTONE COMPANIES, INC.
Ticker: KINS Security ID: 496719105
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry B. Goldstein For Withhold Management
1.2 Elect Director Dale A. Thatcher - None None Management
Withdrawn
1.3 Elect Director Jay M. Haft For Withhold Management
1.4 Elect Director Floyd R. Tupper For Withhold Management
1.5 Elect Director William L. Yankus For Withhold Management
1.6 Elect Director Carla A. D'Andre For Withhold Management
1.7 Elect Director Timothy P. McFadden For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KOSMOS ENERGY LTD.
Ticker: KOS Security ID: 500688106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Andrew G. Inglis For For Management
1B Elect Director Richard Dearlove For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
KRATON CORPORATION
Ticker: KRA Security ID: 50077C106
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominique Fournier For For Management
1.2 Elect Director John J. Gallagher, III For For Management
1.3 Elect Director Billie I. Williamson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For Against Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LADENBURG THALMANN FINANCIAL SERVICES INC.
Ticker: LTS Security ID: 50575Q102
Meeting Date: JAN 30, 2020 Meeting Type: Special
Record Date: DEC 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
LAKELAND BANCORP, INC.
Ticker: LBAI Security ID: 511637100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Fredericks For Withhold Management
1.2 Elect Director Brian A. Gragnolati For Withhold Management
1.3 Elect Director James E. Hanson, II For Withhold Management
1.4 Elect Director Janeth C. Hendershot For Withhold Management
1.5 Elect Director Robert B. Nicholson, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LANDMARK BANCORP, INC.
Ticker: LARK Security ID: 51504L107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent A. Bowman For Against Management
1.2 Elect Director Sarah Hill-Nelson For Against Management
1.3 Elect Director David H. Snapp For Against Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
LANNETT COMPANY, INC.
Ticker: LCI Security ID: 516012101
Meeting Date: JAN 22, 2020 Meeting Type: Annual
Record Date: DEC 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. LePore For Withhold Management
1.2 Elect Director John C. Chapman For Withhold Management
1.3 Elect Director Timothy C. Crew For Withhold Management
1.4 Elect Director David Drabik For Withhold Management
1.5 Elect Director Jeffrey Farber For Withhold Management
1.6 Elect Director Melissa Rewolinski For Withhold Management
1.7 Elect Director Paul Taveira For Withhold Management
2 Ratify Grant Thornton, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LCNB CORP.
Ticker: LCNB Security ID: 50181P100
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Kaufman For Withhold Management
1.2 Elect Director Mary E. Bradford For Withhold Management
1.3 Elect Director William ("Rhett") G. For Withhold Management
Huddle
1.4 Elect Director Craig M. Johnson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEXICON PHARMACEUTICALS, INC.
Ticker: LXRX Security ID: 528872302
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel L. Barker For For Management
1.2 Elect Director Christopher J. Sobecki For For Management
1.3 Elect Director Judith L. Swain For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIBERTY TRIPADVISOR HOLDINGS, INC.
Ticker: LTRPA Security ID: 531465102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris Mueller For Withhold Management
1.2 Elect Director Albert E. Rosenthaler For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
LIFETIME BRANDS, INC.
Ticker: LCUT Security ID: 53222Q103
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Siegel For Withhold Management
1.2 Elect Director Robert B. Kay For Withhold Management
1.3 Elect Director Rachael A. Jarosh For Withhold Management
1.4 Elect Director John Koegel For Withhold Management
1.5 Elect Director Cherrie Nanninga For Withhold Management
1.6 Elect Director Craig Phillips For Withhold Management
1.7 Elect Director Veronique Gabai-Pinsky For Withhold Management
1.8 Elect Director Bruce G. Pollack For Withhold Management
1.9 Elect Director Michael J. Regan For Withhold Management
1.10 Elect Director Michael Schnabel For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LIMESTONE BANCORP, INC.
Ticker: LMST Security ID: 53262L105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Glenn Hogan For Withhold Management
1.2 Elect Director Celia P. Catlett For Withhold Management
1.3 Elect Director Kevin J. Kooman For Withhold Management
1.4 Elect Director Michael T. Levy For Withhold Management
1.5 Elect Director James M. Parsons For Withhold Management
1.6 Elect Director Bradford T. Ray For Withhold Management
1.7 Elect Director Edmond J. Seifried For Withhold Management
1.8 Elect Director John T. Taylor For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
LIVE VENTURES INCORPORATED
Ticker: LIVE Security ID: 538142308
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon Isaac For Withhold Management
1.2 Elect Director Tony Isaac For Withhold Management
1.3 Elect Director Richard D. Butler, Jr. For Withhold Management
1.4 Elect Director Dennis (De) Gao For Withhold Management
1.5 Elect Director Tyler Sickmeyer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify WSRP as Auditors For Against Management
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
LONESTAR RESOURCES US INC.
Ticker: LONE Security ID: 54240F103
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Frank D. Bracken, III For Against Management
1B Elect Director Henry B. Ellis For Against Management
1C Elect Director Daniel R. Lockwood For Against Management
1D Elect Director Matthew B. Ockwood For Against Management
1E Elect Director Stephen H. Oglesby For Against Management
1F Elect Director Phillip Z. Pace For Against Management
1G Elect Director John H. Pinkerton For Against Management
1H Elect Director Randy L. Wolsey For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
LSB INDUSTRIES, INC.
Ticker: LXU Security ID: 502160104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Packebush For For Management
1.2 Elect Director Diana M. Peninger For For Management
1.3 Elect Director Lynn F. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LSI INDUSTRIES INC.
Ticker: LYTS Security ID: 50216C108
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Beech For Withhold Management
1.2 Elect Director Ronald D. Brown For Withhold Management
1.3 Elect Director James A. Clark For Withhold Management
1.4 Elect Director Amy L. Hanson For Withhold Management
1.5 Elect Director John K. Morgan For Withhold Management
1.6 Elect Director Wilfred T. O'Gara For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUTHER BURBANK CORPORATION
Ticker: LBC Security ID: 550550107
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor S. Trione For Withhold Management
1.2 Elect Director Simone Lagomarsino For Withhold Management
1.3 Elect Director John C. Erickson For Withhold Management
1.4 Elect Director Jack Krouskup For Withhold Management
1.5 Elect Director Anita Gentle Newcomb For Withhold Management
1.6 Elect Director Bradley M. Shuster For Withhold Management
1.7 Elect Director Thomas C. Wajnert For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
LYDALL, INC.
Ticker: LDL Security ID: 550819106
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Bills For Against Management
1b Elect Director Kathleen Burdett For Against Management
1c Elect Director James J. Cannon For Against Management
1d Elect Director Matthew T. Farrell For Against Management
1e Elect Director Marc T. Giles For Against Management
1f Elect Director Sara A. Greenstein For Against Management
1g Elect Director Suzanne Hammett For Against Management
1h Elect Director S. Carl Soderstron, Jr. For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
M.D.C. HOLDINGS, INC.
Ticker: MDC Security ID: 552676108
Meeting Date: APR 20, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David D. Mandarich For Withhold Management
1.2 Elect Director Paris G. Reece, III For Withhold Management
1.3 Elect Director David Siegel For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
M/I HOMES, INC.
Ticker: MHO Security ID: 55305B101
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip G. Creek For Withhold Management
1.2 Elect Director Nancy J. Kramer For Withhold Management
1.3 Elect Director Norman L. Traeger For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MACKINAC FINANCIAL CORPORATION
Ticker: MFNC Security ID: 554571109
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis B. Bittner For Withhold Management
1.2 Elect Director Joseph D. Garea For Withhold Management
1.3 Elect Director Kelly W. George For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
MAGELLAN HEALTH, INC.
Ticker: MGLN Security ID: 559079207
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Shulman For For Management
1.2 Elect Director Swati Abbott For For Management
1.3 Elect Director Kenneth J. Fasola For For Management
1.4 Elect Director Peter A. Feld For For Management
1.5 Elect Director G. Scott MacKenzie For For Management
1.6 Elect Director Leslie V. Norwalk For For Management
1.7 Elect Director Guy P. Sansone For For Management
1.8 Elect Director Mural R. Josephson For For Management
1.9 Elect Director Christopher J. Chen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MANNING & NAPIER, INC.
Ticker: MN Security ID: 56382Q102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Goldberg For Withhold Management
1.2 Elect Director Barbara Goodstein For Withhold Management
1.3 Elect Director Robert Kopech For Withhold Management
1.4 Elect Director Kenneth A. Marvald For Withhold Management
1.5 Elect Director Marc O. Mayer For Withhold Management
1.6 Elect Director Edward J. Pettinella For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MARINEMAX, INC.
Ticker: HZO Security ID: 567908108
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clint Moore For Against Management
1b Elect Director Evelyn V. Follit For Against Management
1c Elect Director William Brett McGill For Against Management
1d Elect Director Michael H. McLamb For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARLIN BUSINESS SERVICES CORP.
Ticker: MRLN Security ID: 571157106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Calamari For Withhold Management
1.2 Elect Director Lawrence J. DeAngelo For Withhold Management
1.3 Elect Director Scott A. Heimes For Withhold Management
1.4 Elect Director Jeffrey A. Hilzinger For Withhold Management
1.5 Elect Director Matthew J. Sullivan For Withhold Management
1.6 Elect Director J. Christopher Teets For Withhold Management
1.7 Elect Director James W. Wert For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MARTEN TRANSPORT, LTD.
Ticker: MRTN Security ID: 573075108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randolph L. Marten For Withhold Management
1.2 Elect Director Larry B. Hagness For Withhold Management
1.3 Elect Director Thomas J. Winkel For Withhold Management
1.4 Elect Director Jerry M. Bauer For Withhold Management
1.5 Elect Director Robert L. Demorest For Withhold Management
1.6 Elect Director Ronald R. Booth For Withhold Management
1.7 Elect Director Kathleen P. Iverson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
MATRIX SERVICE COMPANY
Ticker: MTRX Security ID: 576853105
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha Z. Carnes For Against Management
1.2 Elect Director John D. Chandler For Against Management
1.3 Elect Director John W. Gibson For Against Management
1.4 Elect Director John R. Hewitt For Against Management
1.5 Elect Director Liane K. Hinrichs For Against Management
1.6 Elect Director James H. Miller For Against Management
1.7 Elect Director Jim W. Mogg For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATSON, INC.
Ticker: MATX Security ID: 57686G105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meredith J. Ching For For Management
1.2 Elect Director Matthew J. Cox For For Management
1.3 Elect Director Thomas B. Fargo For For Management
1.4 Elect Director Mark H. Fukunaga For For Management
1.5 Elect Director Stanley M. Kuriyama For For Management
1.6 Elect Director Constance H. Lau For For Management
1.7 Elect Director Jenai S. Wall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MEDIACO HOLDING, INC.
Ticker: MDIA Security ID: 58450D104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Scott Enright For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERCER INTERNATIONAL INC.
Ticker: MERC Security ID: 588056101
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jimmy S.H. Lee For For Management
1.2 Elect Director David M. Gandossi For For Management
1.3 Elect Director William D. McCartney For For Management
1.4 Elect Director James Shepherd For For Management
1.5 Elect Director R. Keith Purchase For For Management
1.6 Elect Director Martha A.M. (Marti) For For Management
Morfitt
1.7 Elect Director Alan C. Wallace For For Management
1.8 Elect Director Linda J. Welty For For Management
1.9 Elect Director Rainer Rettig For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERCHANTS BANCORP
Ticker: MBIN Security ID: 58844R108
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Petrie For Withhold Management
1.2 Elect Director Randall D. Rogers For Withhold Management
1.3 Elect Director Michael J. Dunlap For Withhold Management
1.4 Elect Director Scott A. Evans For Withhold Management
1.5 Elect Director Sue Anne Gilroy For Withhold Management
1.6 Elect Director Andrew A. Juster For Withhold Management
1.7 Elect Director Patrick D. O'Brien For Withhold Management
1.8 Elect Director Anne E. Sellers For Withhold Management
1.9 Elect Director David N. Shane For Withhold Management
2 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION
Ticker: MTH Security ID: 59001A102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Hilton For Against Management
1.2 Elect Director Raymond Oppel For Against Management
1.3 Elect Director Dana C. Bradford For Against Management
1.4 Elect Director Deborah Ann Henretta For Against Management
1.5 Elect Director P. Kelly Mooney For Against Management
1.6 Elect Director Joseph Keough For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MESA AIR GROUP, INC.
Ticker: MESA Security ID: 590479135
Meeting Date: FEB 04, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan G. Ornstein For Withhold Management
1.2 Elect Director Ellen N. Artist For Withhold Management
1.3 Elect Director Mitchell I. Gordon For Withhold Management
1.4 Elect Director Dana J. Lockhart For Withhold Management
1.5 Elect Director Spyridon Skiados For Withhold Management
1.6 Elect Director Harvey W. Schiller For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
META FINANCIAL GROUP, INC.
Ticker: CASH Security ID: 59100U108
Meeting Date: FEB 25, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas J. Hajek For Withhold Management
1.2 Elect Director Michael R. Kramer For Withhold Management
1.3 Elect Director Kendall E. Stork For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
METROPOLITAN BANK HOLDING CORP.
Ticker: MCB Security ID: 591774104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Patent For Withhold Management
1.2 Elect Director Maria Fiorini Ramirez For Withhold Management
1.3 Elect Director William Reinhardt For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
MIDDLEFIELD BANC CORP.
Ticker: MBCN Security ID: 596304204
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric W. Hummel For Withhold Management
1.2 Elect Director Kenneth E. Jones For Withhold Management
1.3 Elect Director James J. McCaskey For Withhold Management
1.4 Elect Director Michael C. Voinovich For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MIDLAND STATES BANCORP, INC.
Ticker: MSBI Security ID: 597742105
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer L. DiMotta For Against Management
1.2 Elect Director Richard T. Ramos For Against Management
1.3 Elect Director Jeffrey C. Smith For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
MIDSOUTH BANCORP, INC.
Ticker: MSL Security ID: 598039105
Meeting Date: SEP 18, 2019 Meeting Type: Special
Record Date: AUG 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MIDSTATES PETROLEUM COMPANY, INC.
Ticker: MPO Security ID: 59804T407
Meeting Date: AUG 02, 2019 Meeting Type: Annual
Record Date: JUN 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2.1 Elect Director David J. Sambrooks For Withhold Management
2.2 Elect Director Alan J. Carr For Withhold Management
2.3 Elect Director Patrice D. Douglas For Withhold Management
2.4 Elect Director Neal P. Goldman For Withhold Management
2.5 Elect Director Randal T. Klein For Withhold Management
2.6 Elect Director Evan S. Lederman For Withhold Management
2.7 Elect Director David H. Proman For Withhold Management
2.8 Elect Director Todd R. Snyder For Withhold Management
3 Bundled Say on Pay/Golden Parachute For For Management
Advisory Vote
4 Ratify Grant Thornton LLP as Auditors For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MIDWESTONE FINANCIAL GROUP, INC.
Ticker: MOFG Security ID: 598511103
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Albert For Withhold Management
1.2 Elect Director Charles N. Funk For Withhold Management
1.3 Elect Director Douglas H. Greeff For Withhold Management
1.4 Elect Director Jennifer L. Hauschildt For Withhold Management
1.5 Elect Director Douglas K. True For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
MILACRON HOLDINGS CORP.
Ticker: MCRN Security ID: 59870L106
Meeting Date: NOV 20, 2019 Meeting Type: Special
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MIND C.T.I. LTD.
Ticker: MNDO Security ID: M70240102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Reappoint Brightman Almagor Zohar & Co. For For Management
as Auditors and Authorize Board to
Fix Their Remuneration
2 Reelect Joseph Tenne as Director For For Management
3 Reelect Itay Barzilay as Director For For Management
4 Discuss Financial Statements and the None None Management
Report of the Board
A Vote FOR if you are NOT a controlling None For Management
shareholder and do NOT have a personal
interest in one or several
resolutions, as indicated in the proxy
card; otherwise, vote AGAINST. If you
vote AGAINST, please provide an
explanation to your account manager
--------------------------------------------------------------------------------
MISTRAS GROUP, INC.
Ticker: MG Security ID: 60649T107
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Bertolotti For For Management
1.2 Elect Director Nicholas DeBenedictis For For Management
1.3 Elect Director James J. Forese For For Management
1.4 Elect Director Richard H. Glanton For For Management
1.5 Elect Director Michelle J. Lohmeier For For Management
1.6 Elect Director Manuel N. Stamatakis For For Management
1.7 Elect Director Sotirios J. Vahaviolos For For Management
1.8 Elect Director W. Curtis Weldon For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MITCHAM INDUSTRIES, INC.
Ticker: MIND Security ID: 606501104
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter H. Blum For Withhold Management
1.2 Elect Director Robert P. Capps For Withhold Management
1.3 Elect Director R. Dean Lewis For Withhold Management
1.4 Elect Director Robert J. Albers For Withhold Management
1.5 Elect Director Thomas S. Glanville For Withhold Management
1.6 Elect Director Marcus Rowland For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
MMA CAPITAL HOLDINGS, INC.
Ticker: MMAC Security ID: 55315D105
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cecil E. Flamer For For Management
1b Elect Director James C. Hunt For For Management
1c Elect Director Lisa Kay For For Management
2 Ratify Extension of the Tax Benefits For For Management
Rights Agreement
3 Ratify KPMG, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MODINE MANUFACTURING COMPANY
Ticker: MOD Security ID: 607828100
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David G. Bills For For Management
1b Elect Director Thomas A. Burke For For Management
1c Elect Director Charles P. Cooley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MONTAGE RESOURCES CORPORATION
Ticker: MR Security ID: 61179L100
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall M. Albert For Withhold Management
1.2 Elect Director Mark E. Burroughs, Jr. For Withhold Management
1.3 Elect Director Don Dimitrievich For Withhold Management
1.4 Elect Director Richard D. Paterson For Withhold Management
1.5 Elect Director D. Martin Phillips For Withhold Management
1.6 Elect Director John K. Reinhart For Withhold Management
1.7 Elect Director Douglas E. Swanson, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOVADO GROUP, INC.
Ticker: MOV Security ID: 624580106
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Bridgman For Withhold Management
1.2 Elect Director Alexander Grinberg For Withhold Management
1.3 Elect Director Efraim Grinberg For Withhold Management
1.4 Elect Director Alan H. Howard For Withhold Management
1.5 Elect Director Richard Isserman For Withhold Management
1.6 Elect Director Ann Kirschner For Withhold Management
1.7 Elect Director Stephen Sadove For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MR. COOPER GROUP INC.
Ticker: COOP Security ID: 62482R107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay Bray For For Management
1b Elect Director Busy Burr For For Management
1c Elect Director Robert H. Gidel For For Management
1d Elect Director Roy A. Guthrie For For Management
1e Elect Director Christopher J. For For Management
Harrington
1f Elect Director Michael D. Malone For For Management
1g Elect Director Shveta Mujumdar For For Management
1h Elect Director Tagar C. Olson For For Management
1i Elect Director Steven D. Scheiwe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MRC GLOBAL INC.
Ticker: MRC Security ID: 55345K103
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rhys J. Best For For Management
1.2 Elect Director Deborah G. Adams For For Management
1.3 Elect Director Leonard M. Anthony For For Management
1.4 Elect Director Barbara J. Duganier For For Management
1.5 Elect Director Andrew R. Lane For For Management
1.6 Elect Director Cornelis A. Linse For For Management
1.7 Elect Director John A. Perkins For For Management
1.8 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
MUTUALFIRST FINANCIAL, INC.
Ticker: MFSF Security ID: 62845B104
Meeting Date: MAR 06, 2020 Meeting Type: Special
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MVB FINANCIAL CORP.
Ticker: MVBF Security ID: 553810102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Cava, Jr. For Against Management
1.2 Elect Director Larry F. Mazza For Against Management
1.3 Elect Director Cheryl D. Spielman For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MYR GROUP INC.
Ticker: MYRG Security ID: 55405W104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Hartwick For For Management
1.2 Elect Director Jennifer E. Lowry For For Management
1.3 Elect Director Richard S. Swartz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: APR 20, 2020 Meeting Type: Special
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Bye-Laws For For Management
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanya S. Beder For For Management
1.2 Elect Director Anthony R. Chase For For Management
1.3 Elect Director James R. Crane For For Management
1.4 Elect Director John P. Kotts For For Management
1.5 Elect Director Michael C. Linn For For Management
1.6 Elect Director Anthony G. Petrello For For Management
1.7 Elect Director John Yearwood For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NACCO INDUSTRIES, INC.
Ticker: NC Security ID: 629579103
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.C. Butler, Jr. For Withhold Management
1.2 Elect Director John S. Dalrymple, III For Withhold Management
1.3 Elect Director John P. Jumper For Withhold Management
1.4 Elect Director Dennis W. LaBarre For Withhold Management
1.5 Elect Director Timothy K. Light For Withhold Management
1.6 Elect Director Michael S. Miller For Withhold Management
1.7 Elect Director Richard de J. Osborne For Withhold Management
1.8 Elect Director Alfred M. Rankin, Jr. For Withhold Management
1.9 Elect Director Matthew M. Rankin For Withhold Management
1.10 Elect Director Roger F. Rankin For Withhold Management
1.11 Elect Director Lori J. Robinson For Withhold Management
1.12 Elect Director Britton T. Taplin For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL BANKSHARES, INC.
Ticker: NKSH Security ID: 634865109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Green, III For Withhold Management
1.2 Elect Director Mildred R. Johnson For Withhold Management
1.3 Elect Director William A. Peery For Withhold Management
1.4 Elect Director James C. Thompson For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
NATIONAL ENERGY SERVICES REUNITED CORP.
Ticker: NESR Security ID: G6375R107
Meeting Date: DEC 12, 2019 Meeting Type: Annual
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sherif Foda For For Management
1.2 Elect Director Yousef Al Nowais For For Management
1.3 Elect Director Thomas Wood For For Management
2 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL ENERGY SERVICES REUNITED CORP.
Ticker: NESR Security ID: G6375R107
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Antonio J. Campo Mejia For For Management
1.2 Elect Director Nadhmi Al-Nasr For For Management
1.3 Elect Director Amr Al Menhali For For Management
1.4 Elect Director Andrew Waite For For Management
1.5 Elect Director Hala Zeibak For For Management
2 Ratify KPMG as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL HOLDINGS CORPORATION
Ticker: NHLD Security ID: 636375206
Meeting Date: APR 02, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Gary For Against Management
1.2 Elect Director Michael A. Mullen For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL WESTERN LIFE GROUP, INC.
Ticker: NWLI Security ID: 638517102
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Boone For Withhold Management
1.2 Elect Director Stephen E. Glasgow For Withhold Management
1.3 Elect Director E. J. Pederson For Withhold Management
2 Ratify BKD, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATURAL ALTERNATIVES INTERNATIONAL, INC.
Ticker: NAII Security ID: 638842302
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan G. Dunn For Withhold Management
1.2 Elect Director Lee G. Weldon For Withhold Management
2 Elect Director Laura Kay Matherly For Withhold Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Haskell & White LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
NATURAL GROCERS BY VITAMIN COTTAGE, INC.
Ticker: NGVC Security ID: 63888U108
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zephyr Isely For Withhold Management
1.2 Elect Director Michael T. Campbell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
NATURE'S SUNSHINE PRODUCTS, INC.
Ticker: NATR Security ID: 639027101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Mercer For For Management
1.2 Elect Director Terrence O. Moorehead For For Management
1.3 Elect Director Richard D. Moss For For Management
1.4 Elect Director Mary Beth Springer For For Management
1.5 Elect Director Robert D. Straus For For Management
1.6 Elect Director J. Christopher Teets For For Management
1.7 Elect Director Jeffrey D. Watkins For For Management
1.8 Elect Director Lily Zou For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NAVIGANT CONSULTING, INC.
Ticker: NCI Security ID: 63935N107
Meeting Date: OCT 10, 2019 Meeting Type: Special
Record Date: SEP 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NAVIGATOR HOLDINGS LTD.
Ticker: NVGS Security ID: Y62132108
Meeting Date: SEP 26, 2019 Meeting Type: Annual
Record Date: AUG 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David J. Butters For Withhold Management
1.2 Elect Director Henry Deans For Withhold Management
1.3 Elect Director Heiko Fischer For Withhold Management
1.4 Elect Director David Kenwright For Withhold Management
1.5 Elect Director Harold Malone For Withhold Management
1.6 Elect Director Alexander Oetker For Withhold Management
1.7 Elect Director Florian Weidinger For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NAVIOS MARITIME HOLDINGS INC.
Ticker: NM Security ID: Y62197119
Meeting Date: DEC 19, 2019 Meeting Type: Annual
Record Date: NOV 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shunji Sasada For Withhold Management
1.2 Elect Director Spyridon Magoulas For Withhold Management
2 Ratify PricewaterhouseCoopers S.A. as For For Management
Auditors
--------------------------------------------------------------------------------
NEOPHOTONICS CORPORATION
Ticker: NPTN Security ID: 64051T100
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy S. Jenks For For Management
1.2 Elect Director Yanbing Li For For Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETSOL TECHNOLOGIES, INC.
Ticker: NTWK Security ID: 64115A402
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Najeeb U. Ghauri For For Management
1b Elect Director Mark Caton For For Management
1c Elect Director Malea Farsai For For Management
1d Elect Director Henry Tolentino For For Management
1e Elect Director Kausar Kazmi For For Management
2 Ratify BF Borgers CPA PC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETWORK-1 TECHNOLOGIES, INC.
Ticker: NTIP Security ID: 64121N109
Meeting Date: SEP 17, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corey M. Horowitz For Withhold Management
1.2 Elect Director David C. Kahn For Withhold Management
1.3 Elect Director Emanuel R. Pearlman For Withhold Management
1.4 Elect Director Niv Harizman For Withhold Management
1.5 Elect Director Allison Hoffman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Friedman LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEWPARK RESOURCES, INC.
Ticker: NR Security ID: 651718504
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Best For Withhold Management
1.2 Elect Director G. Stephen Finley For Withhold Management
1.3 Elect Director Paul L. Howes For Withhold Management
1.4 Elect Director Roderick A. Larson For Withhold Management
1.5 Elect Director John C. Minge For Withhold Management
1.6 Elect Director Rose M. Robeson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NEXTIER OILFIELD SOLUTIONS INC.
Ticker: NEX Security ID: 65290C105
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Robert W. Drummond For Against Management
1B Elect Director Stuart Brightman For Against Management
1C Elect Director Gary M. Halverson For Against Management
1D Elect Director Patrick Murray For Against Management
1E Elect Director Amy H. Nelson For Against Management
1F Elect Director Mel G. Riggs For Against Management
1G Elect Director Michael Roemer For Against Management
1H Elect Director James C. Stewart For Against Management
1I Elect Director Scott Wille For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
NICHOLAS FINANCIAL, INC.
Ticker: NICK Security ID: 65373J209
Meeting Date: AUG 29, 2019 Meeting Type: Annual
Record Date: JUL 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas W. Marohn For Withhold Management
1.2 Elect Director Adam K. Peterson For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
NINE ENERGY SERVICE, INC.
Ticker: NINE Security ID: 65441V101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott E. Schwinger For Withhold Management
1.2 Elect Director Gary L. Thomas For Withhold Management
1.3 Elect Director Andrew L. Waite For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
NL INDUSTRIES, INC.
Ticker: NL Security ID: 629156407
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Loretta J. Feehan For Withhold Management
1.2 Elect Director Robert D. Graham For Withhold Management
1.3 Elect Director John E. Harper For For Management
1.4 Elect Director Meredith W. Mendes For For Management
1.5 Elect Director Cecil H. Moore, Jr. For For Management
1.6 Elect Director Thomas P. Stafford For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NN, INC.
Ticker: NNBR Security ID: 629337106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raynard D. Benvenuti For Withhold Management
1.2 Elect Director Christina E. Carroll For Withhold Management
1.3 Elect Director David K. Floyd For Withhold Management
1.4 Elect Director Jeri J. Harman For Withhold Management
1.5 Elect Director Steven T. Warshaw For Withhold Management
1.6 Elect Director Thomas H. Wilson, Jr. For Withhold Management
2 Approve Issuance of Shares for a For For Management
Private Placement
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NORDIC AMERICAN TANKERS LIMITED
Ticker: NAT Security ID: G65773106
Meeting Date: NOV 20, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbjorn Hansson For Against Management
1b Elect Director Andreas Ove Ugland For Against Management
1c Elect Director Jim Kelly For Against Management
1d Elect Director Dave Workman For Against Management
1e Elect Director Richard H. K. Vietor For Against Management
1f Elect Director Alexander Hansson For Against Management
2 Ratify KPMG AS as Auditors For For Management
3 Approve Reduction of Share Premium For For Management
Account
--------------------------------------------------------------------------------
NORTECH SYSTEMS INCORPORATED
Ticker: NSYS Security ID: 656553104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathleen P. Iverson For Withhold Management
1.2 Elect Director David B. Kunin For Withhold Management
1.3 Elect Director Ryan P. McManus For Withhold Management
1.4 Elect Director Jay D. Miller For Withhold Management
1.5 Elect Director Steven J. Rosenstone For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
NORTHEAST BANK
Ticker: NBN Security ID: 66405S100
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Orestis For Withhold Management
1.2 Elect Director David A. Tanner For Withhold Management
1.3 Elect Director Judith E. Wallingford For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For Against Management
--------------------------------------------------------------------------------
NORTHERN OIL AND GAS, INC.
Ticker: NOG Security ID: 665531109
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bahram Akradi For For Management
1.2 Elect Director Lisa Bromiley For For Management
1.3 Elect Director Roy 'Ernie' Easley For For Management
1.4 Elect Director Michael Frantz For For Management
1.5 Elect Director Robert Grabb For For Management
1.6 Elect Director Jack King For For Management
1.7 Elect Director Stuart Lasher For For Management
1.8 Elect Director Michael Popejoy For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHRIM BANCORP, INC.
Ticker: NRIM Security ID: 666762109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry S. Cash For For Management
1.2 Elect Director Anthony Drabek For For Management
1.3 Elect Director Karl L. Hanneman For For Management
1.4 Elect Director David W. Karp For For Management
1.5 Elect Director David J. McCambridge For For Management
1.6 Elect Director Krystal M. Nelson For For Management
1.7 Elect Director Joseph M. Schierhorn For For Management
1.8 Elect Director Aaron Schutt For For Management
1.9 Elect Director John C. Swalling For For Management
1.10 Elect Director Linda C. Thomas For For Management
1.11 Elect Director David G. Wight For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTHWEST PIPE COMPANY
Ticker: NWPX Security ID: 667746101
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott Montross For Withhold Management
1b Elect Director John Paschal For Withhold Management
1c Elect Director William Yearsley For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOW INC.
Ticker: DNOW Security ID: 67011P100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Richard Alario For Against Management
1B Elect Director Paul Coppinger For Against Management
1C Elect Director Rodney Eads For Against Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
O-I GLASS, INC.
Ticker: OI Security ID: 67098H104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel R. Chapin For For Management
1b Elect Director Gordon J. Hardie For For Management
1c Elect Director Peter S. Hellman For For Management
1d Elect Director John Humphrey For For Management
1e Elect Director Anastasia D. Kelly For For Management
1f Elect Director Andres A. Lopez For For Management
1g Elect Director Alan J. Murray For For Management
1h Elect Director Hari N. Nair For For Management
1i Elect Director Joseph D. Rupp For For Management
1j Elect Director Catherine I. Slater For For Management
1k Elect Director John H. Walker For For Management
1l Elect Director Carol A. Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OCEANEERING INTERNATIONAL, INC.
Ticker: OII Security ID: 675232102
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William B. Berry For Withhold Management
1b Elect Director T. Jay Collins For Withhold Management
1c Elect Director Jon Erik Reinhardsen For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OCEANFIRST FINANCIAL CORP.
Ticker: OCFC Security ID: 675234108
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angelo J. Catania For Withhold Management
1.2 Elect Director Anthony R. Coscia For Withhold Management
1.3 Elect Director Michael D. Devlin For Withhold Management
1.4 Elect Director Jack M. Farris For Withhold Management
1.5 Elect Director Kimberly M. Guadagno For Withhold Management
1.6 Elect Director Nicos Katsoulis For Withhold Management
1.7 Elect Director John K. Lloyd For Withhold Management
1.8 Elect Director Christopher D. Maher For Withhold Management
1.9 Elect Director William D. Moss For Withhold Management
1.10 Elect Director Joseph M. Murphy, Jr. For Withhold Management
1.11 Elect Director Steven M. Scopellite For Withhold Management
1.12 Elect Director Grace C. Torres For Withhold Management
1.13 Elect Director Grace M. Vallacchi For Withhold Management
1.14 Elect Director John E. Walsh For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis R. Caldwell For For Management
1.2 Elect Director Alan J. Bowers For For Management
1.3 Elect Director Jenne K. Britell For For Management
1.4 Elect Director Jacques J. Busquet For For Management
1.5 Elect Director Glen A. Messina For For Management
1.6 Elect Director DeForest B. Soaries, Jr. For For Management
1.7 Elect Director Kevin Stein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OFFICE DEPOT, INC.
Ticker: ODP Security ID: 676220106
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Quincy L. Allen For For Management
1b Elect Director Kristin A. Campbell For For Management
1c Elect Director Cynthia T. Jamison For For Management
1d Elect Director Francesca Ruiz de For For Management
Luzuriaga
1e Elect Director Shashank Samant For For Management
1f Elect Director Gerry P. Smith For For Management
1g Elect Director David M. Szymanski For For Management
1h Elect Director Joseph S. Vassalluzzo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
OFG BANCORP
Ticker: OFG Security ID: 67103X102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian S. Inclan For For Management
1.2 Elect Director Jose Rafael Fernandez For For Management
1.3 Elect Director Juan C. Aguayo For For Management
1.4 Elect Director Jorge Colon-Gerena For For Management
1.5 Elect Director Nestor de Jesus For For Management
1.6 Elect Director Susan Harnett For For Management
1.7 Elect Director Pedro Morazzani For For Management
1.8 Elect Director Edwin Perez For For Management
1.9 Elect Director Christa Steele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC.
Ticker: OIS Security ID: 678026105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lawrence R. Dickerson For Withhold Management
1.2 Elect Director Christopher T. Seaver For Withhold Management
1.3 Elect Director Cindy B. Taylor For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OLYMPIC STEEL, INC.
Ticker: ZEUS Security ID: 68162K106
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Wolfort For For Management
1.2 Elect Director Dirk A. Kempthorne For For Management
1.3 Elect Director Idalene F. Kesner For For Management
1.4 Elect Director Richard P. Stovsky For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
ON DECK CAPITAL, INC.
Ticker: ONDK Security ID: 682163100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Noah Breslow For For Management
1.2 Elect Director Jane J. Thompson For For Management
1.3 Elect Director Ronald F. Verni For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OPUS BANK
Ticker: OPB Security ID: 684000102
Meeting Date: MAY 05, 2020 Meeting Type: Special
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ORION GROUP HOLDINGS INC.
Ticker: ORN Security ID: 68628V308
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas N. Amonett For Against Management
1b Elect Director Margaret M. Foran For Against Management
1c Elect Director Mark R. Stauffer For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
ORRSTOWN FINANCIAL SERVICES, INC.
Ticker: ORRF Security ID: 687380105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cindy J. Joiner For Withhold Management
1.2 Elect Director Eric A. Segal For Withhold Management
1.3 Elect Director Joel R. Zullinger For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP, INC.
Ticker: OSG Security ID: 69036R863
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca DeLaet For Withhold Management
1.2 Elect Director Joseph I. Kronsberg For Withhold Management
1.3 Elect Director Anja L. Manuel For Withhold Management
1.4 Elect Director Samuel H. Norton For Withhold Management
1.5 Elect Director John P. Reddy For Withhold Management
1.6 Elect Director Julie E. Silcock For Withhold Management
1.7 Elect Director Gary Eugene Taylor For Withhold Management
1.8 Elect Director Ty E. Wallach For Withhold Management
1.9 Elect Director Douglas D. Wheat For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Beck For For Management
1.2 Elect Director Gwendolyn M. Bingham For For Management
1.3 Elect Director Robert J. Henkel For For Management
1.4 Elect Director Mark F. McGettrick For For Management
1.5 Elect Director Eddie N. Moore, Jr. For For Management
1.6 Elect Director Edward A. Pesicka For For Management
1.7 Elect Director Michael C. Riordan For For Management
1.8 Elect Director Robert C. Sledd For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
P&F INDUSTRIES, INC.
Ticker: PFIN Security ID: 692830508
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Scheriff For Withhold Management
1.2 Elect Director Mitchell A. Solomon For Withhold Management
2 Ratify CohnReznick LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
P. H. GLATFELTER COMPANY
Ticker: GLT Security ID: 377316104
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce Brown For Withhold Management
1.2 Elect Director Kathleen A. Dahlberg For Withhold Management
1.3 Elect Director Nicholas DeBenedictis For Withhold Management
1.4 Elect Director Kevin M. Fogarty For Withhold Management
1.5 Elect Director Marie T. Gallagher For Withhold Management
1.6 Elect Director J. Robert Hall For Withhold Management
1.7 Elect Director Ronald J. Naples For Withhold Management
1.8 Elect Director Dante C. Parrini For Withhold Management
1.9 Elect Director Lee C. Stewart For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
P.A.M. TRANSPORTATION SERVICES, INC.
Ticker: PTSI Security ID: 693149106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Bishop For Withhold Management
1.2 Elect Director Frederick P. Calderone For Withhold Management
1.3 Elect Director Daniel H. Cushman For Withhold Management
1.4 Elect Director W. Scott Davis For Withhold Management
1.5 Elect Director Edwin J. Lukas For Withhold Management
1.6 Elect Director Franklin H. McLarty For Withhold Management
1.7 Elect Director H. Pete Montano For Withhold Management
1.8 Elect Director Matthew J. Moroun For Withhold Management
1.9 Elect Director Matthew T. Moroun For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Supermajority Vote Requirement For For Management
for Removal of Directors
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PACIFIC MERCANTILE BANCORP
Ticker: PMBC Security ID: 694552100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Deutsch For For Management
1.2 Elect Director Brad R. Dinsmore For For Management
1.3 Elect Director Manish Dutta For For Management
1.4 Elect Director Shannon F. Eusey For For Management
1.5 Elect Director Michael P. Hoopis For For Management
1.6 Elect Director Denis P. Kalscheur For For Management
1.7 Elect Director Michele S. Miyakawa For For Management
1.8 Elect Director David J. Munio For For Management
1.9 Elect Director Stephen P. Yost For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PANGAEA LOGISTICS SOLUTIONS LTD.
Ticker: PANL Security ID: G6891L105
Meeting Date: AUG 12, 2019 Meeting Type: Annual
Record Date: JUN 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Hong For Withhold Management
1.2 Elect Director Carl Claus Boggild For Withhold Management
1.3 Elect Director David D. Sgro For Withhold Management
2 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PARK-OHIO HOLDINGS CORP.
Ticker: PKOH Security ID: 700666100
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick V. Auletta For Withhold Management
1.2 Elect Director Howard W. Hanna, IV For Withhold Management
1.3 Elect Director Dan T. Moore, III For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PARKE BANCORP, INC.
Ticker: PKBK Security ID: 700885106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Celestino R. ("Chuck") For Withhold Management
Pennoni
1.2 Elect Director Vito S. Pantilione For Withhold Management
1.3 Elect Director Edward Infantolino For Withhold Management
1.4 Elect Director Elizabeth A. Milavsky For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
PATRICK INDUSTRIES, INC.
Ticker: PATK Security ID: 703343103
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph M. Cerulli For For Management
1.2 Elect Director Todd M. Cleveland For For Management
1.3 Elect Director John A. Forbes For For Management
1.4 Elect Director Michael A. Kitson For For Management
1.5 Elect Director Pamela R. Klyn For For Management
1.6 Elect Director Derrick B. Mayes For For Management
1.7 Elect Director Andy L. Nemeth For For Management
1.8 Elect Director Denis G. Suggs For For Management
1.9 Elect Director M. Scott Welch For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PATRIOT TRANSPORTATION HOLDING, INC.
Ticker: PATI Security ID: 70338W105
Meeting Date: JAN 29, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Anderson For Withhold Management
1.2 Elect Director Edward L. Baker For Withhold Management
1.3 Elect Director Thompson S. Baker, II For Withhold Management
1.4 Elect Director Luke E. Fichthorn, III For Withhold Management
1.5 Elect Director Charles D. Hyman For Withhold Management
2 Ratify Hancock Askew & Co., LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PB BANCORP, INC.
Ticker: PBBI Security ID: 70454T100
Meeting Date: FEB 07, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles W. Bentley, Jr. For Withhold Management
1.2 Elect Director Paul M. Kelly For Withhold Management
1.3 Elect Director Charles H. Puffer For Withhold Management
2 Approve Merger Agreement For For Management
3 Advisory Vote on Golden Parachutes For Against Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Wolf & Company, P.C. as Auditors For For Management
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PCB BANCORP
Ticker: PCB Security ID: 69320M109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kijun Ahn For For Management
1.2 Elect Director Daniel Cho For For Management
1.3 Elect Director Haeyoung Cho For For Management
1.4 Elect Director Sarah Jun For For Management
1.5 Elect Director Henry Kim For For Management
1.6 Elect Director Sang Young Lee For For Management
1.7 Elect Director Hong Kyun 'Daniel' Park For For Management
1.8 Elect Director Don Rhee For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PCM, INC.
Ticker: PCMI Security ID: 69323K100
Meeting Date: AUG 26, 2019 Meeting Type: Special
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PEAK RESORTS, INC.
Ticker: SKIS Security ID: 70469L100
Meeting Date: SEP 20, 2019 Meeting Type: Special
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PEAPACK-GLADSTONE FINANCIAL CORPORATION
Ticker: PGC Security ID: 704699107
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carmen M. Bowser For For Management
1.2 Elect Director Susan A. Cole For For Management
1.3 Elect Director Anthony J. Consi, II For For Management
1.4 Elect Director Richard Daingerfield For For Management
1.5 Elect Director Edward A. Gramigna, Jr. For For Management
1.6 Elect Director Peter D. Horst For For Management
1.7 Elect Director Steven A. Kass For For Management
1.8 Elect Director Douglas L. Kennedy For For Management
1.9 Elect Director F. Duffield Meyercord For For Management
1.10 Elect Director Patrick J. Mullen For For Management
1.11 Elect Director Philip W. Smith, III For For Management
1.12 Elect Director Tony Spinelli For For Management
1.13 Elect Director Beth Welsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION
Ticker: PVAC Security ID: 70788V102
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Brooks For Withhold Management
1.2 Elect Director Darin G. Holderness For Withhold Management
1.3 Elect Director V. Frank Pottow For Withhold Management
1.4 Elect Director Jerry R. Schuyler For Withhold Management
1.5 Elect Director Brian Steck For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION
Ticker: PVAC Security ID: 70788V102
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John A. Brooks For For Management
1b Elect Director Tiffany Thom Cepak For For Management
1c Elect Director Darin G. Holderness For For Management
1d Elect Director Brian Steck For For Management
1e Elect Director Jeffrey E. Wojahn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PENNS WOODS BANCORP, INC.
Ticker: PWOD Security ID: 708430103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Furey, II For Withhold Management
1.2 Elect Director Richard A. Grafmyre For Withhold Management
1.3 Elect Director D. Michael Hawbaker For Withhold Management
1.4 Elect Director Brian L. Knepp For Withhold Management
1.5 Elect Director Robert Q. Miller For Withhold Management
1.6 Elect Director John G. Nackley For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
PENNYMAC FINANCIAL SERVICES, INC.
Ticker: PFSI Security ID: 70932M107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stanford L. Kurland For For Management
1b Elect Director David A. Spector For For Management
1c Elect Director Anne D. McCallion For For Management
1d Elect Director Matthew Botein For For Management
1e Elect Director James K. Hunt For For Management
1f Elect Director Patrick Kinsella For For Management
1g Elect Director Joseph Mazzella For For Management
1h Elect Director Farhad Nanji For For Management
1i Elect Director Jeffrey A. Perlowitz For For Management
1j Elect Director Theodore W. Tozer For For Management
1k Elect Director Emily Youssouf For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEOPLES BANCORP INC.
Ticker: PEBO Security ID: 709789101
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tara M. Abraham For Withhold Management
1.2 Elect Director S. Craig Beam For Withhold Management
1.3 Elect Director George W. Broughton For Withhold Management
1.4 Elect Director David F. Dierker For Withhold Management
1.5 Elect Director James S. Huggins For Withhold Management
1.6 Elect Director Brooke W. James For Withhold Management
1.7 Elect Director David L. Mead For Withhold Management
1.8 Elect Director Susan D. Rector For Withhold Management
1.9 Elect Director Charles W. Sulerzyski For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PEOPLES BANCORP OF NORTH CAROLINA, INC.
Ticker: PEBK Security ID: 710577107
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Abernethy For Withhold Management
1.2 Elect Director Robert C. Abernethy For Withhold Management
1.3 Elect Director Douglas S. Howard For Withhold Management
1.4 Elect Director John W. Lineberger, Jr. For Withhold Management
1.5 Elect Director Gary E. Matthews For Withhold Management
1.6 Elect Director Billy L. Price, Jr. For Withhold Management
1.7 Elect Director Larry E. Robinson For Withhold Management
1.8 Elect Director William Gregory Terry For Withhold Management
1.9 Elect Director Dan Ray Timmerman, Sr. For Withhold Management
1.10 Elect Director Benjamin I. Zachary For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Elliott Davis, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
PEOPLES FINANCIAL SERVICES CORP.
Ticker: PFIS Security ID: 711040105
Meeting Date: MAY 16, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandra L. Bodnyk For Withhold Management
1.2 Elect Director Ronald G. Kukuchka For Withhold Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditor
--------------------------------------------------------------------------------
PERCEPTRON, INC.
Ticker: PRCP Security ID: 71361F100
Meeting Date: NOV 18, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bryant For For Management
1.2 Elect Director Jay W. Freeland For For Management
1.3 Elect Director Sujatha Kumar For For Management
1.4 Elect Director C. Richard Neely, Jr. For For Management
1.5 Elect Director James A. Ratigan For For Management
1.6 Elect Director William C. Taylor For For Management
1.7 Elect Director David L. Watza For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
PERMA-PIPE INTERNATIONAL HOLDINGS, INC.
Ticker: PPIH Security ID: 714167103
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David S. Barrie For Against Management
1b Elect Director Cynthia A. Boiter For Against Management
1c Elect Director David B. Brown For Against Management
1d Elect Director David J. Mansfield For Against Management
1e Elect Director Jerome T. Walker For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PHOTRONICS, INC.
Ticker: PLAB Security ID: 719405102
Meeting Date: MAR 16, 2020 Meeting Type: Annual
Record Date: FEB 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter M. Fiederowicz For Withhold Management
1.2 Elect Director Peter S. Kirlin For Withhold Management
1.3 Elect Director Constantine S. For Withhold Management
Macricostas
1.4 Elect Director George Macricostas For Withhold Management
1.5 Elect Director Mary Paladino For Withhold Management
1.6 Elect Director Mitchell G. Tyson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Approve NOL Rights Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIPER SANDLER COMPANIES
Ticker: PIPR Security ID: 724078100
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chad R. Abraham For For Management
1b Elect Director Jonathan J. Doyle For For Management
1c Elect Director William R. Fitzgerald For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director Addison L. Piper For For Management
1f Elect Director Debbra L. Schoneman For For Management
1g Elect Director Thomas S. Schreier For For Management
1h Elect Director Sherry M. Smith For For Management
1i Elect Director Philip E. Soran For For Management
1j Elect Director Scott C. Taylor For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PLAYA HOTELS & RESORTS N.V.
Ticker: PLYA Security ID: N70544106
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAY 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce D. Wardinski For For Management
1b Elect Director Richard B. Fried For For Management
1c Elect Director Gloria Guevara For For Management
1d Elect Director Charles Floyd For For Management
1e Elect Director Hal Stanley Jones For For Management
1f Elect Director Elizabeth Lieberman For For Management
1g Elect Director Karl Peterson For For Management
1h Elect Director Christopher W. Zacca For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Ratify Deloitte Accountants B.V. as For For Management
Auditors
5 Approve Discharge of Directors and For For Management
Auditors
6 Authorization of the Board to Acquire For For Management
Shares and Depositary Receipts for
Shares in the Capital of the Company
7 Amend Articles of Association to For For Management
Remove Ability to Issue Bearer Shares
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PREFORMED LINE PRODUCTS COMPANY
Ticker: PLPC Security ID: 740444104
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glenn E. Corlett For Withhold Management
1.2 Elect Director Michael E. Gibbons For Withhold Management
1.3 Elect Director R. Steven Kestner For Withhold Management
1.4 Elect Director J. Ryan Ruhlman For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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PREMIER FINANCIAL BANCORP, INC.
Ticker: PFBI Security ID: 74050M105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toney K. Adkins For Withhold Management
1.2 Elect Director Philip E. Cline For Withhold Management
1.3 Elect Director Harry M. Hatfield For Withhold Management
1.4 Elect Director Lloyd G. Jackson, II For Withhold Management
1.5 Elect Director Keith F. Molihan For Withhold Management
1.6 Elect Director Marshall T. Reynolds For Withhold Management
1.7 Elect Director Neal W. Scaggs For Withhold Management
1.8 Elect Director Robert W. Walker For Withhold Management
1.9 Elect Director Thomas W. Wright For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRESIDIO, INC.
Ticker: PSDO Security ID: 74102M103
Meeting Date: NOV 06, 2019 Meeting Type: Special
Record Date: SEP 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PRESTIGE CONSUMER HEALTHCARE INC.
Ticker: PBH Security ID: 74112D101
Meeting Date: JUL 30, 2019 Meeting Type: Annual
Record Date: JUN 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald M. Lombardi For For Management
1.2 Elect Director John E. Byom For For Management
1.3 Elect Director Gary E. Costley For For Management
1.4 Elect Director Sheila A. Hopkins For For Management
1.5 Elect Director James M. Jenness For For Management
1.6 Elect Director Natale S. Ricciardi For For Management
1.7 Elect Director Christopher J. Coughlin For For Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRIMO WATER CORPORATION
Ticker: PRMW Security ID: 74167P108
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Britta Bomhard For Withhold Management
1.2 Elect Director Susan E. Cates For Withhold Management
1.3 Elect Director Jerry Fowden For Withhold Management
1.4 Elect Director Stephen H. Halperin For Withhold Management
1.5 Elect Director Thomas J. Harrington For Withhold Management
1.6 Elect Director Betty Jane (BJ) Hess For Withhold Management
1.7 Elect Director Gregory Monahan For Withhold Management
1.8 Elect Director Mario Pilozzi For Withhold Management
1.9 Elect Director Billy D. Prim For Withhold Management
1.10 Elect Director Eric Rosenfeld For Withhold Management
1.11 Elect Director Graham W. Savage For Withhold Management
1.12 Elect Director Steven P. Stanbrook For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PROASSURANCE CORPORATION
Ticker: PRA Security ID: 74267C106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel A. Di Piazza, Jr. For For Management
1.2 Elect Director Robert E. Flowers For For Management
1.3 Elect Director Edward L. Rand, Jr. For For Management
1.4 Elect Director Katisha T. Vance For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROFIRE ENERGY, INC.
Ticker: PFIE Security ID: 74316X101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brenton W. Hatch For Against Management
1.2 Elect Director Ryan W. Oviatt For Against Management
1.3 Elect Director Ronald R. Spoehel For Against Management
1.4 Elect Director Daren J. Shaw For Against Management
1.5 Elect Director Arlen B. Crouch For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Sadler, Gibb & Associates, LLC For For Management
as Auditors
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC.
Ticker: PROV Security ID: 743868101
Meeting Date: NOV 26, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Barr For Withhold Management
1.2 Elect Director Bruce W. Bennett For Withhold Management
1.3 Elect Director Debbi H. Guthrie For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC.
Ticker: PFS Security ID: 74386T105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Adamo For For Management
1.2 Elect Director Laura L. Brooks For For Management
1.3 Elect Director Terence Gallagher For For Management
1.4 Elect Director Carlos Hernandez For For Management
1.5 Elect Director Ursuline F. Foley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PRUDENTIAL BANCORP, INC.
Ticker: PBIP Security ID: 74431A101
Meeting Date: FEB 19, 2020 Meeting Type: Annual
Record Date: JAN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis Pollack For Withhold Management
2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
QCR HOLDINGS, INC.
Ticker: QCRH Security ID: 74727A104
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Field For For Management
1.2 Elect Director Elizabeth S. Jacobs For For Management
1.3 Elect Director Timothy B. O'Reilly For For Management
1.4 Elect Director Marie Z. Ziegler For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
QEP RESOURCES, INC.
Ticker: QEP Security ID: 74733V100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Phillips S. Baker, Jr. For Against Management
1b Elect Director Timothy J. Cutt For Against Management
1c Elect Director Julie A. Dill For Against Management
1d Elect Director Joseph N. Jaggers For Against Management
1e Elect Director Michael J. Minarovic For Against Management
1f Elect Director Mary Shafer-Malicki For Against Management
1g Elect Director Barth E. Whitham For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
QUANEX BUILDING PRODUCTS CORPORATION
Ticker: NX Security ID: 747619104
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert R. Buck For Against Management
1.2 Elect Director Susan F. Davis For Against Management
1.3 Elect Director William C. Griffiths For Against Management
1.4 Elect Director Donald R. Maier For Against Management
1.5 Elect Director Meredith W. Mendes For Against Management
1.6 Elect Director Joseph D. Rupp For Against Management
1.7 Elect Director Curtis M. Stevens For Against Management
1.8 Elect Director George L. Wilson For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAMACO RESOURCES, INC.
Ticker: METC Security ID: 75134P303
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall W. Atkins For Against Management
1.2 Elect Director Michael D. Bauersachs For Against Management
1.3 Elect Director C. Lynch Christian, III For Against Management
1.4 Elect Director Bruce E. Cryder For Against Management
1.5 Elect Director Patrick C. Graney, III For Against Management
1.6 Elect Director Trent Kososki For Against Management
1.7 Elect Director Bryan H. Lawrence For Against Management
1.8 Elect Director Peter Leidel For Against Management
1.9 Elect Director Tyler Reeder For Against Management
1.10 Elect Director Richard M. Whiting For Against Management
--------------------------------------------------------------------------------
RANGER ENERGY SERVICES, INC.
Ticker: RNGR Security ID: 75282U104
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darron M. Anderson For Withhold Management
1.2 Elect Director Merrill A. "Pete" For Withhold Management
Miller, Jr.
1.3 Elect Director Brett T. Agee For Withhold Management
1.4 Elect Director Richard E. Agee For Withhold Management
1.5 Elect Director William M. Austin For Withhold Management
1.6 Elect Director Charles S. Leykum For Withhold Management
1.7 Elect Director Gerald C. Cimador For Withhold Management
1.8 Elect Director Krishna Shivram For Withhold Management
1.9 Elect Director Michael C. Kearney For Withhold Management
1.10 Elect Director Byron A. Dunn For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
RBB BANCORP
Ticker: RBB Security ID: 74930B105
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter M. Chang For For Management
1.2 Elect Director Wendell Chen For For Management
1.3 Elect Director Christina Kao For For Management
1.4 Elect Director James W. Kao For For Management
1.5 Elect Director Chie-Min (Christopher) For For Management
Koo
1.6 Elect Director Alfonso Lau For For Management
1.7 Elect Director Chuang-I (Christopher) For For Management
Lin
1.8 Elect Director Feng (Richard) Lin For For Management
1.9 Elect Director Ko-Yen Lin For For Management
1.10 Elect Director Paul Lin For For Management
1.11 Elect Director Fui Ming (Catherine) For For Management
Thian
1.12 Elect Director Yee Phong (Alan) Thian For For Management
1.13 Elect Director Raymond Yu For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Eide Bailly LLP as Auditors For For Management
--------------------------------------------------------------------------------
RED ROBIN GOURMET BURGERS, INC.
Ticker: RRGB Security ID: 75689M101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony S. Ackil For Against Management
1b Elect Director Thomas G. Conforti For Against Management
1c Elect Director Cambria W. Dunaway For Against Management
1d Elect Director G.J. Hart For Against Management
1e Elect Director Kalen F. Holmes For Against Management
1f Elect Director Glenn B. Kaufman For Against Management
1g Elect Director Steven K. Lumpkin For Against Management
1h Elect Director Paul J.B. Murphy, III For Against Management
1i Elect Director David A. Pace For Against Management
1j Elect Director Allison Page For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
REGIONAL MANAGEMENT CORP.
Ticker: RM Security ID: 75902K106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. Beck For For Management
1.2 Elect Director Jonathan D. Brown For For Management
1.3 Elect Director Roel C. Campos For For Management
1.4 Elect Director Maria Contreras-Sweet For For Management
1.5 Elect Director Michael R. Dunn For For Management
1.6 Elect Director Steven J. Freiberg For For Management
1.7 Elect Director Sandra K. Johnson For For Management
1.8 Elect Director Alvaro G. de Molina For For Management
1.9 Elect Director Carlos Palomares For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RELIANT BANCORP, INC.
Ticker: RBNC Security ID: 75956B101
Meeting Date: MAR 03, 2020 Meeting Type: Special
Record Date: JAN 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RELIANT BANCORP, INC.
Ticker: RBNC Security ID: 75956B101
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Homayoun (Homey) For For Management
Aminmadani
1b Elect Director DeVan D. Ard, Jr. For For Management
1c Elect Director Charles Trimble (Trim) For For Management
Beasley
1d Elect Director Robert E. (Brown) Daniel For For Management
1e Elect Director William Ronald (Ron) For For Management
DeBerry
1f Elect Director Sharon H. Edwards For For Management
1g Elect Director Darrell S. Freeman, Sr. For For Management
1h Elect Director James (Jim) Gilbert For For Management
Hodges
1i Elect Director William Lawson Mabry For For Management
1j Elect Director Connie S. McGee For For Management
1k Elect Director Linda E. Rebrovick For For Management
1l Elect Director Ruskin (Rusty) A. Vest, For For Management
Jr.
1m Elect Director Michael E. Wallace For For Management
2 Ratify Maggart & Associates, P.C. as For For Management
Auditor
--------------------------------------------------------------------------------
RENEWABLE ENERGY GROUP, INC.
Ticker: REGI Security ID: 75972A301
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jeffrey Stroburg For Against Management
1B Elect Director Christopher D. Sorrells For Against Management
1C Elect Director Peter J.M. Harding For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
REPUBLIC BANCORP, INC.
Ticker: RBCAA Security ID: 760281204
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald F. Barnes For For Management
1.2 Elect Director Campbell P. Brown For For Management
1.3 Elect Director Laura M. Douglas For For Management
1.4 Elect Director David P. Feaster For For Management
1.5 Elect Director Craig A. Greenberg For For Management
1.6 Elect Director Heather V. Howell For For Management
1.7 Elect Director Ernest W. Marshall, Jr. For For Management
1.8 Elect Director W. Patrick Mulloy, II For For Management
1.9 Elect Director W. Kenneth Oyler, III For For Management
1.10 Elect Director Michael T. Rust For For Management
1.11 Elect Director Susan Stout Tamme For For Management
1.12 Elect Director A. Scott Trager For For Management
1.13 Elect Director Steven E. Trager For For Management
1.14 Elect Director Andrew Trager-Kusman For For Management
1.15 Elect Director Mark A. Vogt For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
RESOLUTE FOREST PRODUCTS INC.
Ticker: RFP Security ID: 76117W109
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall C. Benson For Against Management
1.2 Elect Director Suzanne Blanchet For Against Management
1.3 Elect Director Jennifer C. Dolan For Against Management
1.4 Elect Director Yves Laflamme For Against Management
1.5 Elect Director Bradley P. Martin For Against Management
1.6 Elect Director Alain Rheaume For Against Management
1.7 Elect Director Michael S. Rousseau For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
REX AMERICAN RESOURCES CORPORATION
Ticker: REX Security ID: 761624105
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stuart A. Rose For For Management
1.2 Elect Director Zafar Rizvi For For Management
1.3 Elect Director Edward M. Kress For For Management
1.4 Elect Director David S. Harris For For Management
1.5 Elect Director Charles A. Elcan For For Management
1.6 Elect Director Mervyn L. Alphonso For For Management
1.7 Elect Director Lee Fisher For For Management
1.8 Elect Director Anne MacMillan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RF INDUSTRIES, LTD.
Ticker: RFIL Security ID: 749552105
Meeting Date: SEP 09, 2019 Meeting Type: Annual
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Dawson For Withhold Management
1b Elect Director Sheryl Cefali For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
RIBBON COMMUNICATIONS INC.
Ticker: RBBN Security ID: 762544104
Meeting Date: JAN 27, 2020 Meeting Type: Special
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
RIBBON COMMUNICATIONS INC.
Ticker: RBBN Security ID: 762544104
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director R. Stewart Ewing, Jr. For For Management
1b Elect Director Bruns H. Grayson For For Management
1c Elect Director Beatriz V. Infante For For Management
1d Elect Director Richard J. Lynch For For Management
1e Elect Director Kent J. Mathy For For Management
1f Elect Director Bruce W. McClelland For For Management
1g Elect Director Krish A. Prabhu For For Management
1h Elect Director Scott E. Schubert For For Management
1i Elect Director Richard W. Smith For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RIVERVIEW BANCORP, INC.
Ticker: RVSB Security ID: 769397100
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia W. Eby For Withhold Management
1.2 Elect Director David Nierenberg For Withhold Management
1.3 Elect Director Gerald L. Nies For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKY BRANDS, INC.
Ticker: RCKY Security ID: 774515100
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Finn For Withhold Management
1.2 Elect Director G. Courtney Haning For Withhold Management
1.3 Elect Director William L. Jordan For Withhold Management
1.4 Elect Director Curtis A. Loveland For Withhold Management
1.5 Elect Director Robert B. Moore, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Schneider Downs & Co., Inc. as For For Management
Auditors
--------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
Ticker: RUSHA Security ID: 781846209
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.M. "Rusty" Rush For For Management
1.2 Elect Director Thomas A. Akin For For Management
1.3 Elect Director James C. Underwood For For Management
1.4 Elect Director Raymond J. Chess For For Management
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Kennon H. Guglielmo For For Management
1.7 Elect Director Elaine Mendoza For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RUSH ENTERPRISES, INC.
Ticker: RUSHA Security ID: 781846308
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W.M. "Rusty" Rush For For Management
1.2 Elect Director Thomas A. Akin For For Management
1.3 Elect Director James C. Underwood For For Management
1.4 Elect Director Raymond J. Chess For For Management
1.5 Elect Director William H. Cary For For Management
1.6 Elect Director Kennon H. Guglielmo For For Management
1.7 Elect Director Elaine Mendoza For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RYERSON HOLDING CORPORATION
Ticker: RYI Security ID: 783754104
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk K. Calhoun For Withhold Management
1.2 Elect Director Jacob Kotzubei For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RYERSON HOLDING CORPORATION
Ticker: RYI Security ID: 783754104
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk K. Calhoun For Withhold Management
1.2 Elect Director Jacob Kotzubei For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SAFE BULKERS, INC.
Ticker: SB Security ID: Y7388L103
Meeting Date: SEP 23, 2019 Meeting Type: Annual
Record Date: JUL 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Loukas Barmparis For Withhold Management
1.2 Elect Director Christos Megalou For Withhold Management
2 Ratify Deloitte, Certified Public For For Management
Accountants S.A as Auditors
--------------------------------------------------------------------------------
SALEM MEDIA GROUP, INC.
Ticker: SALM Security ID: 794093104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart W. Epperson For Against Management
1b Elect Director Edward G. Atsinger, III For Against Management
1c Elect Director Richard A. Riddle For Against Management
1d Elect Director Eric H. Halvorson For Against Management
1e Elect Director Heather W. Grizzle For Against Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
SALISBURY BANCORP, INC.
Ticker: SAL Security ID: 795226109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George E. Banta For Withhold Management
1.2 Elect Director Richard J. Cantele, Jr. For Withhold Management
1.3 Elect Director Grace E. Schalkwyk For Withhold Management
1.4 Elect Director Nancy F. Humphreys For Withhold Management
1.5 Elect Director Neila B. Radin For Withhold Management
1.6 Elect Director Charles M. Andola For Withhold Management
2 Ratify Baker Newman & Noyes, P.A., LLC For For Management
as Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC.
Ticker: SASR Security ID: 800363103
Meeting Date: FEB 11, 2020 Meeting Type: Special
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SANDY SPRING BANCORP, INC.
Ticker: SASR Security ID: 800363103
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Friis For For Management
1.2 Elect Director Brian J. Lemek For For Management
1.3 Elect Director Pamela A. Little For For Management
1.4 Elect Director James J. Maiwurm For For Management
1.5 Elect Director Craig A. Ruppert For For Management
1.6 Elect Director Walter Clayton Martz, II For For Management
1.7 Elect Director Christina B. O'Meara For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 09, 2020 Meeting Type: Annual
Record Date: JAN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene A. Delaney For For Management
1b Elect Director John P. Goldsberry For For Management
1c Elect Director Rita S. Lane For For Management
1d Elect Director Joseph G. Licata, Jr. For For Management
1e Elect Director Hartmut Liebel For For Management
1f Elect Director Krish Prabhu For For Management
1g Elect Director Mario M. Rosati For For Management
1h Elect Director Jure Sola For For Management
1i Elect Director Jackie M. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SB FINANCIAL GROUP, INC.
Ticker: SBFG Security ID: 78408D105
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Fawcett, Jr. For Withhold Management
1.2 Elect Director Gaylyn J. Finn For Withhold Management
1.3 Elect Director Rita A. Kissner For Withhold Management
2 Ratify BKD, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SB ONE BANCORP
Ticker: SBBX Security ID: 78413T103
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
4.1 Elect Director Gail Gordon For Withhold Management
4.2 Elect Director Edward J. Leppert For Withhold Management
4.3 Elect Director Michael X. McBride For Withhold Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCANSOURCE, INC.
Ticker: SCSC Security ID: 806037107
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: NOV 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Baur For Withhold Management
1.2 Elect Director Peter C. Browning For Withhold Management
1.3 Elect Director Michael J. Grainger For Withhold Management
1.4 Elect Director Dorothy F. Ramoneda For Withhold Management
1.5 Elect Director John P. Reilly For Withhold Management
1.6 Elect Director Elizabeth O. Temple For Withhold Management
1.7 Elect Director Charles R. Whitchurch For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as as For For Management
Auditors
--------------------------------------------------------------------------------
SCHNITZER STEEL INDUSTRIES, INC.
Ticker: SCHN Security ID: 806882106
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayland R. Hicks For Withhold Management
1.2 Elect Director Judith A. Johansen For Withhold Management
1.3 Elect Director Tamara L. Lundgren For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SCORPIO BULKERS INC.
Ticker: SALT Security ID: Y7546A122
Meeting Date: APR 03, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emanuele A. Lauro For Withhold Management
1.2 Elect Director Roberto Giorgi For Withhold Management
1.3 Elect Director Thomas Ostrander For Withhold Management
2 Ratify PricewaterhouseCoopers Audit as For Against Management
Auditors
3 Approve Reverse Stock Split For For Management
4 Reduce Authorized Common Stock For For Management
--------------------------------------------------------------------------------
SEACOR HOLDINGS INC.
Ticker: CKH Security ID: 811904101
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Fabrikant For Withhold Management
1.2 Elect Director David R. Berz For Withhold Management
1.3 Elect Director Gail B. Harris For Withhold Management
1.4 Elect Director Oivind Lorentzen For Withhold Management
1.5 Elect Director Christopher P. Papouras For Withhold Management
1.6 Elect Director David M. Schizer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SECURITY NATIONAL FINANCIAL CORPORATION
Ticker: SNFCA Security ID: 814785309
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott M. Quist For Withhold Management
1.2 Elect Director H. Craig Moody For Withhold Management
1.3 Elect Director S. Andrew Quist For Withhold Management
1.4 Elect Director John L. Cook For Withhold Management
1.5 Elect Director Gilbert A. Fuller For Withhold Management
1.6 Elect Director Robert G. Hunter For Withhold Management
1.7 Elect Director Jason G. Overbaugh For Withhold Management
1.8 Elect Director Norman G. Wilbur For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock For For Management
Option Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECT ENERGY SERVICES, INC.
Ticker: WTTR Security ID: 81617J301
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Schmitz For Against Management
1b Elect Director Holli C. Ladhani For Against Management
1c Elect Director Robert V. Delaney For Against Management
1d Elect Director David C. Baldwin For Against Management
1e Elect Director Douglas J. Wall For Against Management
1f Elect Director Richard A. Burnett For Against Management
1g Elect Director Keith O. Rattie For Against Management
1h Elect Director David A. Trice For Against Management
1i Elect Director Troy W. Thacker For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SELECT INTERIOR CONCEPTS, INC.
Ticker: SIC Security ID: 816120307
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director S. Tracy Coster For For Management
1b Elect Director Tyrone Johnson None None Management
*Withdrawn Resolution*
1c Elect Director Donald McAleenan For Against Management
1d Elect Director Bryant R. Riley For For Management
1e Elect Director Robert Scott Vansant For Against Management
1f Elect Director Brett G. Wyard For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEMGROUP CORPORATION
Ticker: SEMG Security ID: 81663A105
Meeting Date: DEC 04, 2019 Meeting Type: Special
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SENECA FOODS CORPORATION
Ticker: SENEA Security ID: 817070501
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Gaylord For Withhold Management
1.2 Elect Director Kathryn J. Boor For Withhold Management
1.3 Elect Director Susan W. Stuart For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEQUENTIAL BRANDS GROUP, INC.
Ticker: SQBG Security ID: 81734P107
Meeting Date: FEB 11, 2020 Meeting Type: Special
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SEQUENTIAL BRANDS GROUP, INC.
Ticker: SQBG Security ID: 81734P107
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Al Gossett For Against Management
1.2 Elect Director Aaron Hollander For Against Management
2 Ratify CohnReznick LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SERVOTRONICS, INC.
Ticker: SVT Security ID: 817732100
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason T. Bear For Withhold Management
1.2 Elect Director Edward C. Cosgrove For Withhold Management
1.3 Elect Director Lucion P. Gygax For Withhold Management
1.4 Elect Director Christopher M. Marks For Withhold Management
1.5 Elect Director Kenneth D. Trbovich For Withhold Management
2 Ratify Freed Maxick CPAs, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
SEVERN BANCORP, INC.
Ticker: SVBI Security ID: 81811M100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Jones For For Management
1.2 Elect Director John A. Lamon, III For For Management
1.3 Elect Director Konrad M. Wayson For For Management
1.4 Elect Director Dale B. Shields For For Management
2 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SHILOH INDUSTRIES, INC.
Ticker: SHLO Security ID: 824543102
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis E. Moll For Withhold Management
1.2 Elect Director Ramzi Y. Hermiz For Withhold Management
1.3 Elect Director Robert J. King, Jr. For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHIP FINANCE INTERNATIONAL LIMITED
Ticker: SFL Security ID: G81075106
Meeting Date: SEP 13, 2019 Meeting Type: Annual
Record Date: JUL 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors For For Management
2 Authorize Board to Fill Vacancies For For Management
3 Elect Director Harald Thorstein For Against Management
4 Elect Director Bert M. Bekker For Against Management
5 Elect Director Gary Vogel For Against Management
6 Elect Director Keesjan Cordia For Against Management
7 Elect Director James O'Shaughnessy For Against Management
8 Change Company Name to SFL Corporation For For Management
Ltd.
9 Approve Moore Stephens, P.C. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
SHORE BANCSHARES, INC.
Ticker: SHBI Security ID: 825107105
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Blenda W. Armistead For Withhold Management
1b Elect Director Clyde V. Kelly, III For Withhold Management
1c Elect Director David W. Moore For Withhold Management
2 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIGNET JEWELERS LIMITED
Ticker: SIG Security ID: G81276100
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director H. Todd Stitzer For Against Management
1b Elect Director Virginia "Gina" C. For Against Management
Drosos
1c Elect Director R. Mark Graf For Against Management
1d Elect Director Zackery Hicks For Against Management
1e Elect Director Sharon L. McCollam For Against Management
1f Elect Director Helen McCluskey For Against Management
1g Elect Director Nancy A. Reardon For Against Management
1h Elect Director Jonathan Seiffer For Against Management
1i Elect Director Brian Tilzer For Against Management
1j Elect Director Eugenia Ulasewicz For Against Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SMARTFINANCIAL, INC.
Ticker: SMBK Security ID: 83190L208
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor L. Barrett For Withhold Management
1.2 Elect Director Monique P. Berke For Withhold Management
1.3 Elect Director William "Billy" Y. For Withhold Management
Carroll, Jr.
1.4 Elect Director William "Bill" Y. For Withhold Management
Carroll, Sr.
1.5 Elect Director Ted C. Miller For Withhold Management
1.6 Elect Director David A. Ogle For Withhold Management
1.7 Elect Director Ottis H. Phillips, Jr. For Withhold Management
1.8 Elect Director Steven B. Tucker For Withhold Management
1.9 Elect Director Wesley M. "Miller" For Withhold Management
Welborn
1.10 Elect Director Keith E. Whaley For Withhold Management
1.11 Elect Director Geoffrey A. Wolpert For Withhold Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SOLARIS OILFIELD INFRASTRUCTURE, INC.
Ticker: SOI Security ID: 83418M103
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edgar R. Giesinger For Withhold Management
1.2 Elect Director A. James Teague For Withhold Management
1.3 Elect Director William A. Zartler For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SONIC AUTOMOTIVE, INC.
Ticker: SAH Security ID: 83545G102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director O. Bruton Smith For Against Management
1b Elect Director David Bruton Smith For Against Management
1c Elect Director Jeff Dyke For Against Management
1d Elect Director William I. Belk For Against Management
1e Elect Director William R. Brooks For Against Management
1f Elect Director Victor H. Doolan For Against Management
1g Elect Director John W. Harris, III For Against Management
1h Elect Director Robert Heller For Against Management
1i Elect Director Marcus G. Smith For Against Management
1j Elect Director R. Eugene Taylor For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Non-Employee Director Restricted For For Management
Stock Plan
--------------------------------------------------------------------------------
SORL AUTO PARTS, INC.
Ticker: SORL Security ID: 78461U101
Meeting Date: MAY 08, 2020 Meeting Type: Special
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOUND FINANCIAL BANCORP, INC.
Ticker: SFBC Security ID: 83607A100
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director David S. Haddad, Jr. For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Moss Adams, LLP as Auditor For For Management
--------------------------------------------------------------------------------
SOUTHERN MISSOURI BANCORP, INC.
Ticker: SMBC Security ID: 843380106
Meeting Date: OCT 28, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sammy A. Schalk For Withhold Management
1.2 Elect Director Charles R. Love For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHERN NATIONAL BANCORP OF VIRGINIA, INC.
Ticker: SONA Security ID: 843395104
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Rand Cook For Withhold Management
1.2 Elect Director Eric A. Johnson For Withhold Management
1.3 Elect Director Dennis J. Zember, Jr. For Withhold Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For Against Management
1.2 Elect Director Catherine A. Kehr For Against Management
1.3 Elect Director Greg D. Kerley For Against Management
1.4 Elect Director Jon A. Marshall For Against Management
1.5 Elect Director Patrick M. Prevost For Against Management
1.6 Elect Director Anne Taylor For Against Management
1.7 Elect Director Denis J. Walsh, III For Against Management
1.8 Elect Director William J. Way For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Reduce Ownership Threshold for Against For Shareholder
Shareholders to Call Special Meeting
--------------------------------------------------------------------------------
SPARTANNASH COMPANY
Ticker: SPTN Security ID: 847215100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Shan Atkins For For Management
1.2 Elect Director Dennis Eidson For For Management
1.3 Elect Director Frank M. Gambino For For Management
1.4 Elect Director Douglas A. Hacker For For Management
1.5 Elect Director Yvonne R. Jackson For For Management
1.6 Elect Director Matthew Mannelly For For Management
1.7 Elect Director Elizabeth A. Nickels For For Management
1.8 Elect Director Hawthorne L. Proctor For For Management
1.9 Elect Director William R. Voss For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
Ticker: SPWH Security ID: 84920Y106
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory P. Hickey For Against Management
1.2 Elect Director Jon Barker For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SRC ENERGY INC.
Ticker: SRCI Security ID: 78470V108
Meeting Date: JAN 13, 2020 Meeting Type: Special
Record Date: NOV 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
STANDARD AVB FINANCIAL CORP.
Ticker: STND Security ID: 85303B100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William T. Ferri For Withhold Management
1b Elect Director Paul A. Iurlano For Withhold Management
1c Elect Director Jennifer H. Lunden For Withhold Management
1d Elect Director Gregory J. Saxon For Withhold Management
2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEEL CONNECT, INC.
Ticker: STCN Security ID: 858098106
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren G. Lichtenstein For Withhold Management
1.2 Elect Director Glen M. Kassan For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
STEELCASE INC.
Ticker: SCS Security ID: 858155203
Meeting Date: JUL 10, 2019 Meeting Type: Annual
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lawrence J. Blanford For For Management
1b Elect Director Timothy C. E. Brown For For Management
1c Elect Director Connie K. Duckworth For For Management
1d Elect Director James P. Keane For For Management
1e Elect Director Todd P. Kelsey For For Management
1f Elect Director Jennifer C. Niemann For For Management
1g Elect Director Robert C. Pew, III For For Management
1h Elect Director Cathy D. Ross For For Management
1i Elect Director Peter M. Wege, II For For Management
1j Elect Director Kate Pew Wolters For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For Against Management
--------------------------------------------------------------------------------
STERLING CONSTRUCTION COMPANY, INC.
Ticker: STRL Security ID: 859241101
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger A. Cregg For For Management
1.2 Elect Director Joseph A. Cutillo For For Management
1.3 Elect Director Marian M. Davenport For For Management
1.4 Elect Director Raymond F. Messer For For Management
1.5 Elect Director Dana C. O'Brien For For Management
1.6 Elect Director Charles R. Patton For For Management
1.7 Elect Director Thomas M. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
STEWART INFORMATION SERVICES CORPORATION
Ticker: STC Security ID: 860372101
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas G. Apel For Withhold Management
1.2 Elect Director C. Allen Bradley, Jr. For Withhold Management
1.3 Elect Director Robert L. Clarke For Withhold Management
1.4 Elect Director William S. Corey, Jr. For Withhold Management
1.5 Elect Director Frederick H. Eppinger, For Withhold Management
Jr.
1.6 Elect Director Deborah J. Matz For Withhold Management
1.7 Elect Director Matthew W. Morris For Withhold Management
1.8 Elect Director Karen R. Pallotta For Withhold Management
1.9 Elect Director Manuel Sanchez For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION
Ticker: STRT Security ID: 863111100
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: SEP 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank J. Krejci For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
SUMMIT FINANCIAL GROUP, INC.
Ticker: SMMF Security ID: 86606G101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald B. Spencer For Withhold Management
1.1 Elect Director Ronald L. Bowling For Withhold Management
1.2 Elect Director J. Scott Bridgeforth For Withhold Management
1.3 Elect Director Georgette R. George For Withhold Management
1.4 Elect Director John B. Gianola For Withhold Management
1.5 Elect Director John H. Shott For Withhold Management
2 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditor
--------------------------------------------------------------------------------
SUMMIT STATE BANK
Ticker: SSBI Security ID: 866264203
Meeting Date: JUL 22, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery B. Allen For Withhold Management
1.2 Elect Director James E. Brush For Withhold Management
1.3 Elect Director Josh C. Cox, Jr. For Withhold Management
1.4 Elect Director Bridget M. Doherty For Withhold Management
1.5 Elect Director Todd R. Fry For Withhold Management
1.6 Elect Director Allan J. Hemphill For Withhold Management
1.7 Elect Director Richard E. Pope For Withhold Management
1.8 Elect Director Nicholas J. Rado For Withhold Management
1.9 Elect Director Marshall T. Reynolds For Withhold Management
1.10 Elect Director John W. Wright For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUMMIT STATE BANK
Ticker: SSBI Security ID: 866264203
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery B. Allen For Withhold Management
1.2 Elect Director James E. Brush For Withhold Management
1.3 Elect Director Josh C. Cox, Jr. For Withhold Management
1.4 Elect Director Todd R. Fry For Withhold Management
1.5 Elect Director Richard E. Pope For Withhold Management
1.6 Elect Director Nicholas J. Rado For Withhold Management
1.7 Elect Director Brian J. Reed For Withhold Management
1.8 Elect Director Marshall T. Reynolds For Withhold Management
1.9 Elect Director Dawn M. Ross For Withhold Management
1.10 Elect Director John W. Wright For Withhold Management
1.11 Elect Director Sharon S. Wright For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
SUNCOKE ENERGY, INC.
Ticker: SXC Security ID: 86722A103
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martha Z. Carnes For For Management
1.2 Elect Director Michael G. Rippey For For Management
1.3 Elect Director James E. Sweetnam For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUPER MICRO COMPUTER, INC.
Ticker: SMCI Security ID: 86800U104
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Liang For For Management
1.2 Elect Director Tally Liu For For Management
1.3 Elect Director Sherman Tuan For For Management
1.4 Elect Director Sara Liu For For Management
1.5 Elect Director Michael S. McAndrews For Withhold Management
1.6 Elect Director Hwei-Ming (Fred) Tsai For Withhold Management
1.7 Elect Director Daniel W. Fairfax For For Management
1.8 Elect Director Saria Tseng For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SUPERIOR GROUP OF COMPANIES, INC.
Ticker: SGC Security ID: 868358102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sidney Kirschner For For Management
1.2 Elect Director Michael Benstock For For Management
1.3 Elect Director Robin M. Hensley For For Management
1.4 Elect Director Paul Mellini For For Management
1.5 Elect Director Todd Siegel For For Management
1.6 Elect Director Venita Fields For For Management
1.7 Elect Director Andrew D. Demott, Jr. For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditor
--------------------------------------------------------------------------------
SUTTER ROCK CAPITAL CORP.
Ticker: SSSS Security ID: 86944Q100
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark D. Klein For For Management
1.2 Elect Director Lisa Westley For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYNACOR, INC.
Ticker: SYNC Security ID: 871561106
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin M. Rendino For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYNALLOY CORPORATION
Ticker: SYNL Security ID: 871565107
Meeting Date: JUN 30, 2020 Meeting Type: Proxy Contest
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director Craig C. Bram For For Management
1.2 Elect Director Anthony A. Callander For Withhold Management
1.3 Elect Director Susan S. Gayner For For Management
1.4 Elect Director Henry L. Guy For For Management
1.5 Elect Director Jeffrey Kaczka For For Management
1.6 Elect Director Amy J. Michtich For For Management
1.7 Elect Director James W. Terry, Jr. For Withhold Management
1.8 Elect Director Murray H. Wright For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG, LLP as Auditors For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Andee Harris For Did Not Vote Shareholder
1.2 Elect Director Christopher Hutter For Did Not Vote Shareholder
1.3 Elect Director Aldo Mazzaferro For Did Not Vote Shareholder
1.4 Elect Director Benjamin Rosenzweig For Did Not Vote Shareholder
1.5 Elect Director John P. Schauerman For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify KPMG, LLP as Auditors None Did Not Vote Management
--------------------------------------------------------------------------------
SYNAPTICS INCORPORATED
Ticker: SYNA Security ID: 87157D109
Meeting Date: OCT 29, 2019 Meeting Type: Annual
Record Date: SEP 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kiva A. Allgood For For Management
1b Elect Director Michael E. Hurlston For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
TALOS ENERGY INC.
Ticker: TALO Security ID: 87484T108
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy S. Duncan For Against Management
1.2 Elect Director John 'Brad' Juneau For Against Management
1.3 Elect Director Donald R. Kendall, Jr. For Against Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TANDY LEATHER FACTORY, INC.
Ticker: TLF Security ID: 87538X105
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet Carr For For Management
1.2 Elect Director Vicki Cantrell For For Management
1.3 Elect Director Jefferson Gramm For For Management
1.4 Elect Director Sharon M. Leite For For Management
1.5 Elect Director James Pappas For For Management
1.6 Elect Director Sejal Patel For For Management
1.7 Elect Director William M. Warren For Withhold Management
2 Amend Restricted Stock Plan For For Management
3 Ratify Weaver and Tidwell LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEAM, INC.
Ticker: TISI Security ID: 878155100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Louis A. Waters For Withhold Management
1.2 Elect Director Gary G. Yesavage For Withhold Management
1.3 Elect Director Jeffery G. Davis For Withhold Management
1.4 Elect Director Robert C. Skaggs, Jr. For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEEKAY CORPORATION
Ticker: TK Security ID: Y8564W103
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rudolph Krediet For Withhold Management
1.2 Elect Director Heidi Locke Simon For Withhold Management
--------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC.
Ticker: TTI Security ID: 88162F105
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Baldwin For Withhold Management
1.2 Elect Director Thomas R. Bates, Jr. For Withhold Management
1.3 Elect Director Paul D. Coombs For Withhold Management
1.4 Elect Director John F. Glick For Withhold Management
1.5 Elect Director Gina A. Luna For Withhold Management
1.6 Elect Director Brady M. Murphy For Withhold Management
1.7 Elect Director William D. Sullivan For Withhold Management
1.8 Elect Director Joseph C. Winkler, III For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEXTAINER GROUP HOLDINGS LIMITED
Ticker: TGH Security ID: G8766E109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Nurek For Against Management
1.2 Elect Director Robert D. Pedersen For Against Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
THE ANDERSONS, INC.
Ticker: ANDE Security ID: 034164103
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick E. Bowe For Withhold Management
1.2 Elect Director Michael J. Anderson, Sr. For Withhold Management
1.3 Elect Director Gerard M. Anderson For Withhold Management
1.4 Elect Director Stephen F. Dowdle For Withhold Management
1.5 Elect Director Pamela S. Hershberger For Withhold Management
1.6 Elect Director Catherine M. Kilbane For Withhold Management
1.7 Elect Director Robert J. King, Jr. For Withhold Management
1.8 Elect Director Ross W. Manire For Withhold Management
1.9 Elect Director Patrick S. Mullin For Withhold Management
1.10 Elect Director John T. Stout, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE BANCORP, INC.
Ticker: TBBK Security ID: 05969A105
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel G. Cohen For For Management
1.2 Elect Director Damian M. Kozlowski For For Management
1.3 Elect Director Walter T. Beach For For Management
1.4 Elect Director Michael J. Bradley For For Management
1.5 Elect Director John C. Chrystal For For Management
1.6 Elect Director Matthew Cohn For For Management
1.7 Elect Director John M. Eggemeyer For For Management
1.8 Elect Director Hersh Kozlov For For Management
1.9 Elect Director William H. Lamb For For Management
1.10 Elect Director James J. McEntee, III For For Management
1.11 Elect Director Daniela A. Mielke For For Management
1.12 Elect Director Stephanie B. Mudick For For Management
1.13 Elect Director Mei-Mei Tuan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE BANK OF PRINCETON
Ticker: BPRN Security ID: 064520109
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Distler For Withhold Management
1.2 Elect Director Ross E. Wishnick For Withhold Management
1.3 Elect Director Judith A. Giacin For Withhold Management
1.4 Elect Director Richard J. Gillespie For Withhold Management
1.5 Elect Director Robert N. Ridolfi For Withhold Management
1.6 Elect Director Stephen K. Shueh For Withhold Management
1.7 Elect Director Edward J. Dietzler For Withhold Management
1.8 Elect Director Martin Tuchman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Allow Share Repurchases
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE CATO CORPORATION
Ticker: CATO Security ID: 149205106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pamela L. Davies For Withhold Management
1.2 Elect Director Thomas B. Henson For Withhold Management
1.3 Elect Director Bryan F. Kennedy, III For Withhold Management
2 Permit Board to Amend Bylaws Without For Against Management
Shareholder Consent
3 Amend Bylaws For For Management
4 Amend Bylaws For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
THE COMMUNITY FINANCIAL CORPORATION
Ticker: TCFC Security ID: 20368X101
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly C. For For Management
Briscoe-Tonic
1.2 Elect Director M. Arshed Javaid For For Management
1.3 Elect Director Kathryn M. Zabriskie For For Management
1.4 Elect Director Rebecca Middleton For Withhold Management
McDonald
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE CONTAINER STORE GROUP, INC.
Ticker: TCS Security ID: 210751103
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Flynn For Withhold Management
1.2 Elect Director Robert E. Jordan For For Management
1.3 Elect Director Walter Robb For For Management
1.4 Elect Director Wendi Sturgis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE DIXIE GROUP, INC.
Ticker: DXYN Security ID: 255519100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William F. Blue, Jr. For Withhold Management
1.2 Elect Director Charles E. Brock For Withhold Management
1.3 Elect Director Daniel K. Frierson For Withhold Management
1.4 Elect Director D. Kennedy Frierson, Jr. For Withhold Management
1.5 Elect Director Lowry F. Kline For Withhold Management
1.6 Elect Director Hilda S. Murray For Withhold Management
1.7 Elect Director Michael L. Owens For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE EASTERN COMPANY
Ticker: EML Security ID: 276317104
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fredrick D. DiSanto For Withhold Management
1.2 Elect Director John W. Everets For Withhold Management
1.3 Elect Director Charles W. Henry For Withhold Management
1.4 Elect Director Michael A. McManus, Jr. For Withhold Management
1.5 Elect Director James A. Mitarotonda For Withhold Management
1.6 Elect Director Peggy B. Scott For Withhold Management
1.7 Elect Director August M. Vlak For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Fiondella, Milone & LaSaracina For For Management
LLP as Auditors
--------------------------------------------------------------------------------
THE FIRST OF LONG ISLAND CORPORATION
Ticker: FLIC Security ID: 320734106
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Becker For Withhold Management
1.2 Elect Director Paul T. Canarick For Withhold Management
1.3 Elect Director Alexander L. Cover For Withhold Management
1.4 Elect Director Stephen V. Murphy For Withhold Management
1.5 Elect Director Peter Quick For Withhold Management
1.6 Elect Director Denise Strain For Withhold Management
1.7 Elect Director Eric J. Tveter For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE GOLDFIELD CORPORATION
Ticker: GV Security ID: 381370105
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Appel For Withhold Management
1.2 Elect Director David P. Bicks For Withhold Management
1.3 Elect Director Harvey C. Eads, Jr. For Withhold Management
1.4 Elect Director John P. Fazzini For Withhold Management
1.5 Elect Director Danforth E. Leitner For Withhold Management
1.6 Elect Director John H. Sottile For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GREENBRIER COMPANIES, INC.
Ticker: GBX Security ID: 393657101
Meeting Date: JAN 08, 2020 Meeting Type: Annual
Record Date: NOV 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wanda F. Felton For For Management
1.2 Elect Director Graeme A. Jack For For Management
1.3 Elect Director David L. Starling For For Management
1.4 Elect Director Wendy L. Teramoto For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLC as Auditors For For Management
--------------------------------------------------------------------------------
THE L.S. STARRETT COMPANY
Ticker: SCX Security ID: 855668109
Meeting Date: OCT 16, 2019 Meeting Type: Annual
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Kennedy For Withhold Management
1.2 Elect Director Terry A. Piper For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE MARCUS CORPORATION
Ticker: MCS Security ID: 566330106
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Marcus For Withhold Management
1.2 Elect Director Diane Marcus Gershowitz For Withhold Management
1.3 Elect Director Allan H. Selig For Withhold Management
1.4 Elect Director Timothy E. Hoeksema For Withhold Management
1.5 Elect Director Bruce J. Olson For Withhold Management
1.6 Elect Director Philip L. Milstein For Withhold Management
1.7 Elect Director Gregory S. Marcus For Withhold Management
1.8 Elect Director Brian J. Stark For Withhold Management
1.9 Elect Director Katherine M. Gehl For Withhold Management
1.10 Elect Director David M. Baum For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
THE NATIONAL SECURITY GROUP, INC.
Ticker: NSEC Security ID: 637546102
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Brunson, Jr. For Withhold Management
1.2 Elect Director Fred Clark, Jr. For Withhold Management
1.3 Elect Director Mickey L. Murdock For Withhold Management
1.4 Elect Director Paul C. Wesch For Withhold Management
2 Ratify Warren Averett, LLC as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE NEW HOME COMPANY INC.
Ticker: NWHM Security ID: 645370107
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul C. Heeschen For For Management
1.2 Elect Director H. Lawrence Webb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE VITAMIN SHOPPE
Ticker: VSI Security ID: 92849E101
Meeting Date: DEC 11, 2019 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THESTREET, INC.
Ticker: TST Security ID: 88368Q202
Meeting Date: AUG 07, 2019 Meeting Type: Special
Record Date: JUN 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THIRD POINT REINSURANCE LTD.
Ticker: TPRE Security ID: G8827U100
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Gretchen A. Hayes For For Management
2 Election of Designated Company For For Management
Directors of Non-U.S. Subsidiaries
3 Approve Ernst & Young Ltd. as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TILLY'S, INC.
Ticker: TLYS Security ID: 886885102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hezy Shaked For Withhold Management
1.2 Elect Director Doug Collier For Withhold Management
1.3 Elect Director Seth Johnson For Withhold Management
1.4 Elect Director Janet E. Kerr For Withhold Management
1.5 Elect Director Edmond Thomas For Withhold Management
1.6 Elect Director Bernard Zeichner For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIPTREE INC.
Ticker: TIPT Security ID: 88822Q103
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Friedman For Withhold Management
1.2 Elect Director Bradley E. Smith For Withhold Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TITAN MACHINERY INC.
Ticker: TITN Security ID: 88830R101
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Christianson For Withhold Management
1.2 Elect Director Christine Hamilton For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRAVELCENTERS OF AMERICA INC.
Ticker: TA Security ID: 89421B109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Morea For Withhold Management
1.2 Elect Director Jonathan M. Pertchik For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRECORA RESOURCES
Ticker: TREC Security ID: 894648104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary K. Adams For Against Management
1.2 Elect Director Pamela R. Butcher For Against Management
1.3 Elect Director Nicholas N. Carter For Against Management
1.4 Elect Director Adam C. Peakes For Against Management
1.5 Elect Director Patrick D. Quarles For Against Management
1.6 Elect Director Janet S. Roemer For Against Management
1.7 Elect Director Karen A. Twitchell For Against Management
2 Ratify BKM Sowan Horan, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TREDEGAR CORPORATION
Ticker: TG Security ID: 894650100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George C. Freeman, III For For Management
1.2 Elect Director John D. Gottwald For For Management
1.3 Elect Director William M. Gottwald For For Management
1.4 Elect Director Kenneth R. Newsome For For Management
1.5 Elect Director Gregory A. Pratt For For Management
1.6 Elect Director Thomas G. Snead, Jr. For For Management
1.7 Elect Director John M. Steitz For For Management
1.8 Elect Director Carl E. Tack, III For For Management
1.9 Elect Director Anne G. Waleski For For Management
2 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
TRI POINTE GROUP, INC.
Ticker: TPH Security ID: 87265H109
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas F. Bauer For Against Management
1.2 Elect Director Lawrence B. Burrows For Against Management
1.3 Elect Director Daniel S. Fulton For Against Management
1.4 Elect Director Steven J. Gilbert For Against Management
1.5 Elect Director Vicki D. McWilliams For Against Management
1.6 Elect Director Constance B. Moore For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRINSEO S.A.
Ticker: TSE Security ID: L9340P101
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank A. Bozich For For Management
1b Elect Director K'lynne Johnson For For Management
1c Elect Director Sandra Beach Lin For For Management
1d Elect Director Philip Martens For For Management
1e Elect Director Donald T. Misheff For For Management
1f Elect Director Christopher D. Pappas For For Management
1g Elect Director Henri Steinmetz For For Management
1h Elect Director Mark Tomkins For For Management
1i Elect Director Stephen M. Zide For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Allocation of Income and For For Management
Dividends
5 Approve Discharge of Directors and For For Management
Auditors
6 Appoint PricewaterhouseCoopers Societe For For Management
cooperative as Internal Statutory
Auditor
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
8 Approve Dividends For For Management
9 Authorize Share Repurchase Program For For Management
10 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRIO-TECH INTERNATIONAL
Ticker: TRT Security ID: 896712205
Meeting Date: DEC 03, 2019 Meeting Type: Annual
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason T. Adelman For Withhold Management
1.2 Elect Director Richard M. Horowitz For Withhold Management
1.3 Elect Director A. Charles Wilson For Withhold Management
1.4 Elect Director S. W. Yong For Withhold Management
1.5 Elect Director Victor H. M. Ting For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
TRIPLE-S MANAGEMENT CORPORATION
Ticker: GTS Security ID: 896749108
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Cari M. Dominguez For For Management
1b Elect Director Roberto Santa Maria For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRISTATE CAPITAL HOLDINGS, INC.
Ticker: TSC Security ID: 89678F100
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Buzzelli For Withhold Management
1.2 Elect Director Helen Hanna Casey For Withhold Management
1.3 Elect Director Brian S. Fetterolf For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRIUMPH BANCORP, INC.
Ticker: TBK Security ID: 89679E300
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carlos M. Sepulveda, Jr. For For Management
1.2 Elect Director Charles A. Anderson For For Management
1.3 Elect Director Douglas M. Kratz For For Management
1.4 Elect Director Richard L. Davis For For Management
1.5 Elect Director Michael P. Rafferty For For Management
1.6 Elect Director C.Todd Sparks For For Management
1.7 Elect Director Debra Bradford For For Management
1.8 Elect Director Laura Easley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRONOX HOLDINGS PLC
Ticker: TROX Security ID: G9087Q102
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffry N. Quinn For For Management
1.2 Elect Director Ilan Kaufthal For For Management
1.3 Elect Director Mutlaq Al-Morished For For Management
1.4 Elect Director Vanessa Guthrie For For Management
1.5 Elect Director Peter B. Johnston For For Management
1.6 Elect Director Ginger M. Jones For For Management
1.7 Elect Director Stephen Jones For For Management
1.8 Elect Director Moazzam Khan For For Management
1.9 Elect Director Sipho Nkosi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Remuneration Policy For For Management
6 Approve Remuneration Report For For Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Statutory Auditors
8 Authorise Board to Fix Remuneration of For For Management
Auditors
9 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TRUEBLUE, INC.
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Colleen B. Brown For For Management
1b Elect Director A. Patrick Beharelle For For Management
1c Elect Director Steven C. Cooper For For Management
1d Elect Director William C. Goings For For Management
1e Elect Director Kim Harris Jones For For Management
1f Elect Director Jeffrey B. Sakaguchi For For Management
1g Elect Director Kristi A. Savacool For For Management
1h Elect Director Bonnie W. Soodik For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
TSR, INC.
Ticker: TSRI Security ID: 872885207
Meeting Date: OCT 22, 2019 Meeting Type: Annual
Record Date: OCT 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ira D. Cohen For Withhold Management
1.2 Elect Director Raymond A. Roel For Withhold Management
2 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
TTM TECHNOLOGIES, INC.
Ticker: TTMI Security ID: 87305R109
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenton K. Alder For Withhold Management
1.2 Elect Director Julie S. England For Withhold Management
1.3 Elect Director Philip G. Franklin For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
TUESDAY MORNING CORPORATION
Ticker: TUES Security ID: 899035505
Meeting Date: NOV 20, 2019 Meeting Type: Annual
Record Date: SEP 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Becker For Withhold Management
1.2 Elect Director Terry Burman For Withhold Management
1.3 Elect Director James T. Corcoran For Withhold Management
1.4 Elect Director Barry S. Gluck For Withhold Management
1.5 Elect Director Frank M. Hamlin For Withhold Management
1.6 Elect Director Reuben E. Slone For Withhold Management
1.7 Elect Director Sherry M. Smith For Withhold Management
1.8 Elect Director Richard S. Willis For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TUTOR PERINI CORPORATION
Ticker: TPC Security ID: 901109108
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald N. Tutor For Withhold Management
1.2 Elect Director Peter Arkley For Withhold Management
1.3 Elect Director Sidney J. Feltenstein For Withhold Management
1.4 Elect Director James A. Frost For Withhold Management
1.5 Elect Director Michael F. Horodniceanu For Withhold Management
1.6 Elect Director Michael R. Klein For Withhold Management
1.7 Elect Director Robert C. Lieber For Withhold Management
1.8 Elect Director Dennis D. Oklak For Withhold Management
1.9 Elect Director Raymond R. Oneglia For Withhold Management
1.10 Elect Director Dale Anne Reiss For Withhold Management
1.11 Elect Director Dickran M. Tevrizian, For Withhold Management
Jr.
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
TWO RIVER BANCORP
Ticker: TRCB Security ID: 90207C105
Meeting Date: DEC 05, 2019 Meeting Type: Special
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
U.S. XPRESS ENTERPRISES, INC.
Ticker: USX Security ID: 90338N202
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon F. Beizer For Withhold Management
1.2 Elect Director Edward "Ned" H. Braman For Withhold Management
1.3 Elect Director Jennifer G. Buckner For Withhold Management
1.4 Elect Director Eric Fuller For Withhold Management
1.5 Elect Director Max Fuller For Withhold Management
1.6 Elect Director Dennis A. Nash For Withhold Management
1.7 Elect Director John C. Rickel For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Provide Proxy Access Right For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Articles of Incorporation to For Against Management
Allow Class B Common Stock to be
Pledged Without Conversion to Class A
Common Stock
--------------------------------------------------------------------------------
ULTRA CLEAN HOLDINGS, INC.
Ticker: UCTT Security ID: 90385V107
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Clarence L. Granger For For Management
1b Elect Director James P. Scholhamer For For Management
1c Elect Director David T. ibnAle For For Management
1d Elect Director Emily M. Liggett For For Management
1e Elect Director Thomas T. Edman For For Management
1f Elect Director Barbara V. Scherer For For Management
1g Elect Director Ernest E. Maddock For For Management
1h Elect Director Jacqueline A. Seto For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ULTRALIFE CORPORATION
Ticker: ULBI Security ID: 903899102
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Anderson For Withhold Management
1.2 Elect Director Michael D. Popielec For Withhold Management
1.3 Elect Director Thomas L. Saeli For Withhold Management
1.4 Elect Director Robert W. Shaw, II For Withhold Management
1.5 Elect Director Ranjit C. Singh For Withhold Management
1.6 Elect Director Bradford T. Whitmore For Withhold Management
2 Ratify Freed Maxick CPAs, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
UNIFI, INC.
Ticker: UFI Security ID: 904677200
Meeting Date: OCT 30, 2019 Meeting Type: Annual
Record Date: SEP 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert J. Bishop For Against Management
1b Elect Director Albert P. Carey For Against Management
1c Elect Director Thomas H. Caudle, Jr. For Against Management
1d Elect Director Archibald Cox, Jr. For Against Management
1e Elect Director James M. Kilts For Against Management
1f Elect Director Kenneth G. Langone For Against Management
1g Elect Director James D. Mead For Against Management
1h Elect Director Suzanne M. Present For Against Management
1i Elect Director Eva T. Zlotnicka For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNITED COMMUNITY FINANCIAL CORP.
Ticker: UCFC Security ID: 909839102
Meeting Date: DEC 10, 2019 Meeting Type: Special
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNITED FINANCIAL BANCORP, INC.
Ticker: UBNK Security ID: 910304104
Meeting Date: OCT 22, 2019 Meeting Type: Special
Record Date: AUG 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
UNITED FIRE GROUP, INC.
Ticker: UFCS Security ID: 910340108
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott L. Carlton For For Management
1.2 Elect Director Brenda K. Clancy For For Management
1.3 Elect Director Randy A. Ramlo For For Management
1.4 Elect Director Susan E. Voss For For Management
1.5 Elect Director Lura E. McBride For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNITED INSURANCE HOLDINGS CORP.
Ticker: UIHC Security ID: 910710102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alec L. Poitevint, II For Against Management
1.2 Elect Director Kern M. Davis For Against Management
1.3 Elect Director William H. Hood, III For Against Management
1.4 Elect Director Sherrill W. Hudson For Against Management
1.5 Elect Director Patrick F. Maroney For Against Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNITY BANCORP, INC.
Ticker: UNTY Security ID: 913290102
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne Courtright For For Management
1.2 Elect Director David D. Dallas For Withhold Management
1.3 Elect Director Robert H. Dallas, II For Withhold Management
1.4 Elect Director Peter E. Maricondo For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL INSURANCE HOLDINGS, INC.
Ticker: UVE Security ID: 91359V107
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott P. Callahan For For Management
1b Elect Director Kimberly D. Campos For For Management
1c Elect Director Stephen J. Donaghy For For Management
1d Elect Director Sean P. Downes For For Management
1e Elect Director Marlene M. Gordon For For Management
1f Elect Director Ralph J. Palmieri For For Management
1g Elect Director Richard D. Peterson For For Management
1h Elect Director Michael A. Pietrangelo For For Management
1i Elect Director Ozzie A. Schindler For For Management
1j Elect Director Jon W. Springer For For Management
1k Elect Director Joel M. Wilentz For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL LOGISTICS HOLDINGS, INC.
Ticker: ULH Security ID: 91388P105
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Grant E. Belanger For Withhold Management
1.2 Elect Director Frederick P. Calderone For Withhold Management
1.3 Elect Director Daniel J. Deane For Withhold Management
1.4 Elect Director Clarence W. Gooden For Withhold Management
1.5 Elect Director Matthew J. Moroun For Withhold Management
1.6 Elect Director Matthew T. Moroun For Withhold Management
1.7 Elect Director Tim Phillips For Withhold Management
1.8 Elect Director Michael A. Regan For Withhold Management
1.9 Elect Director Richard P. Urban For Withhold Management
1.10 Elect Director H.E. "Scott" Wolfe For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For Against Management
4 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
Ticker: USAP Security ID: 913837100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher L. Ayers For Withhold Management
1.2 Elect Director Judith L. Bacchus For Withhold Management
1.3 Elect Director M. David Kornblatt For Withhold Management
1.4 Elect Director Dennis M. Oates For Withhold Management
1.5 Elect Director Udi Toledano For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Schneider Downs & Co., Inc. as For For Management
Auditors
--------------------------------------------------------------------------------
UNIVEST FINANCIAL CORPORATION
Ticker: UVSP Security ID: 915271100
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger H. Ballou For For Management
1.2 Elect Director K. Leon Moyer For For Management
1.3 Elect Director Natalye Paquin For For Management
1.4 Elect Director Robert C. Wonderling For For Management
1.5 Elect Director Suzanne Keenan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
USA TRUCK INC.
Ticker: USAK Security ID: 902925106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara J. Faulkenberry For Withhold Management
1.2 Elect Director M. Susan Chambers For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VAALCO ENERGY, INC.
Ticker: EGY Security ID: 91851C201
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cary M. Bounds For Withhold Management
1.2 Elect Director Andrew L. Fawthrop For Withhold Management
1.3 Elect Director George Maxwell For Withhold Management
1.4 Elect Director Cathy Stubbs For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VECTRUS, INC.
Ticker: VEC Security ID: 92242T101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William F. Murdy For For Management
1b Elect Director Melvin F. Parker For For Management
1c Elect Director Stephen L. Waechter For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERITIV CORPORATION
Ticker: VRTV Security ID: 923454102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shantella E. Cooper For For Management
1.2 Elect Director David E. Flitman For For Management
1.3 Elect Director Daniel T. Henry For For Management
1.4 Elect Director Mary A. Laschinger For For Management
1.5 Elect Director Tracy A. Leinbach For For Management
1.6 Elect Director Stephen E. Macadam For For Management
1.7 Elect Director Michael P. Muldowney For For Management
1.8 Elect Director Charles G. Ward, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERSO CORPORATION
Ticker: VRS Security ID: 92531L207
Meeting Date: JAN 31, 2020 Meeting Type: Proxy Contest
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1a Elect Director Robert K. Beckler For Did Not Vote Management
1b Elect Director Paula H.J. Cholmondeley For Did Not Vote Management
1c Elect Director Randy J. Nebel For Did Not Vote Management
1d Elect Director Steven D. Scheiwe For Did Not Vote Management
1e Elect Director Jay Shuster For Did Not Vote Management
1f Elect Director Adam St. John For Did Not Vote Management
1g Elect Director Nancy M. Taylor For Did Not Vote Management
2 Approve Sale of Androscoggin Mill For Did Not Vote Management
3 Adjourn Meeting For Did Not Vote Management
4a Reduce Supermajority Vote Requirement For Did Not Vote Management
for Removal of Directors
4b Reduce Supermajority Vote Requirement For Did Not Vote Management
to Amend Bylaws
4c Reduce Supermajority Vote Requirement For Did Not Vote Management
to Amend Certain Provisions of the
Certificate of Incorporation
5 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
7 Adopt Stockholder Rights Plan For Did Not Vote Management
8 Adopt Majority Vote for Election of None Did Not Vote Management
Directors
9 Repeal Amendments to Verso's Amended Against Did Not Vote Shareholder
and Restated Bylaws Adopted After June
26, 2019
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1.1 Elect Director Sean T. Erwin For For Shareholder
1.2 Elect Director Jeffrey E. Kirt For For Shareholder
1.3 Elect Director Timothy Lowe For Withhold Shareholder
1.4 Management Nominee Robert K. Beckler For For Shareholder
1.5 Management Nominee Paula H.J. For For Shareholder
Cholmondeley
1.6 Management Nominee Randy J. Nebel For For Shareholder
1.7 Management Nominee Adam St. John For For Shareholder
2 Approve Sale of Androscoggin Mill None For Management
3 Adjourn Meeting None For Management
4a Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
4b Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4c Reduce Supermajority Vote Requirement For For Management
to Amend Certain Provisions of the
Certificate of Incorporation
5 Advisory Vote to Ratify Named None Against Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as None For Management
Auditors
7 Adopt Stockholder Rights Plan None Against Management
8 Adopt Majority Vote for Election of For Against Management
Directors
9 Repeal Amendments to Verso's Amended For For Shareholder
and Restated Bylaws Adopted After June
26, 2019
--------------------------------------------------------------------------------
VILLAGE SUPER MARKET, INC.
Ticker: VLGEA Security ID: 927107409
Meeting Date: DEC 13, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Sumas For Withhold Management
1.2 Elect Director William Sumas For Withhold Management
1.3 Elect Director John P. Sumas For Withhold Management
1.4 Elect Director Nicholas Sumas For Withhold Management
1.5 Elect Director John J. Sumas For Withhold Management
1.6 Elect Director Kevin Begley For Withhold Management
1.7 Elect Director Steven Crystal For Withhold Management
1.8 Elect Director Peter R. Lavoy For Withhold Management
1.9 Elect Director Stephen F. Rooney For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
VINCE HOLDING CORP.
Ticker: VNCE Security ID: 92719W207
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome Griffith For Withhold Management
1.2 Elect Director Brendan Hoffman For Withhold Management
1.3 Elect Director Marc J. Leder For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
VISTA OUTDOOR INC.
Ticker: VSTO Security ID: 928377100
Meeting Date: AUG 06, 2019 Meeting Type: Annual
Record Date: JUN 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director April H. Foley For Against Management
1b Elect Director Tig H. Krekel For Against Management
1c Elect Director Michael D. Robinson For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VOXX INTERNATIONAL CORPORATION
Ticker: VOXX Security ID: 91829F104
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Lesser For Withhold Management
1.2 Elect Director Denise Waund Gibson For Withhold Management
1.3 Elect Director John Adamovich, Jr. For Withhold Management
1.4 Elect Director John J. Shalam For Withhold Management
1.5 Elect Director Patrick M. Lavelle For Withhold Management
1.6 Elect Director Charles M. Stoehr For Withhold Management
1.7 Elect Director Ari M. Shalam For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VSE CORPORATION
Ticker: VSEC Security ID: 918284100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Cuomo For Withhold Management
1.2 Elect Director Ralph E. Eberhart For Withhold Management
1.3 Elect Director Mark E. Ferguson, III For Withhold Management
1.4 Elect Director Calvin. S. Koonce For Withhold Management
1.5 Elect Director James F. Lafond For Withhold Management
1.6 Elect Director John E. "Jack" Potter For Withhold Management
1.7 Elect Director Jack C. Stultz For Withhold Management
1.8 Elect Director Bonnie K. Wachtel For Withhold Management
2 Amend Restricted Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WABASH NATIONAL CORPORATION
Ticker: WNC Security ID: 929566107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Therese M. Bassett For For Management
1b Elect Director John G. Boss For For Management
1c Elect Director John E. Kunz For For Management
1d Elect Director Larry J. Magee For For Management
1e Elect Director Ann D. Murtlow For For Management
1f Elect Director Scott K. Sorensen For For Management
1g Elect Director Stuart A. Taylor, II For For Management
1h Elect Director Brent L. Yeagy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
WADDELL & REED FINANCIAL, INC.
Ticker: WDR Security ID: 930059100
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharilyn S. Gasaway For Withhold Management
1.2 Elect Director Katherine M.A. For Withhold Management
("Allie") Kline
1.3 Elect Director Jerry W. Walton For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
WALKER & DUNLOP, INC.
Ticker: WD Security ID: 93148P102
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bowers For For Management
1.2 Elect Director Ellen D. Levy For For Management
1.3 Elect Director Michael D. Malone For For Management
1.4 Elect Director John Rice For For Management
1.5 Elect Director Dana L. Schmaltz For For Management
1.6 Elect Director Howard W. Smith, III For For Management
1.7 Elect Director William M. Walker For For Management
1.8 Elect Director Michael J. Warren For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
WARRIOR MET COAL, INC.
Ticker: HCC Security ID: 93627C101
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen D. Williams For Withhold Management
1.2 Elect Director Ana B. Amicarella For Withhold Management
1.3 Elect Director J. Brett Harvey For Withhold Management
1.4 Elect Director Walter J. Scheller, III For Withhold Management
1.5 Elect Director Alan H. Schumacher For Withhold Management
1.6 Elect Director Gareth N. Turner For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt NOL Rights Plan (NOL Pill) For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WATFORD HOLDINGS LTD.
Ticker: WTRE Security ID: G94787101
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Garth Lorimer Turner For Withhold Management
1.2 Elect Director Elizabeth Gile For Withhold Management
1.3 Elect Director Thomas Miller For Withhold Management
2 Elect Deborah DeCotis, Elizabeth Gile, For For Management
Walter Harris, Garth Lorimer Turner,
Thomas Miller, Nicolas Papadopoulo,
Maamoun Rajeh and John Rathgeber as
Designated Company Directors
3 Approve PricewaterhouseCoopers Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
WAYSIDE TECHNOLOGY GROUP, INC.
Ticker: WSTG Security ID: 946760105
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Geygan For Withhold Management
1.2 Elect Director Dale Foster For Withhold Management
1.3 Elect Director Ross Crane For Withhold Management
1.4 Elect Director Andy Bryant For Withhold Management
1.5 Elect Director John McCarthy For Withhold Management
1.6 Elect Director Diana Kurty For Withhold Management
1.7 Elect Director Carol DiBattiste For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For Against Management
--------------------------------------------------------------------------------
WEIS MARKETS, INC.
Ticker: WMK Security ID: 948849104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan H. Weis For Withhold Management
1.2 Elect Director Harold G. Graber For Withhold Management
1.3 Elect Director Dennis G. Hatchell For Withhold Management
1.4 Elect Director Edward J. Lauth, III For Withhold Management
1.5 Elect Director Gerrald B. Silverman For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
WELLESLEY BANCORP, INC.
Ticker: WEBK Security ID: 949485106
Meeting Date: MAR 12, 2020 Meeting Type: Special
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WESBANCO, INC.
Ticker: WSBC Security ID: 950810101
Meeting Date: OCT 29, 2019 Meeting Type: Special
Record Date: SEP 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WESTELL TECHNOLOGIES, INC.
Ticker: WSTL Security ID: 957541204
Meeting Date: SEP 17, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirk R. Brannock For Withhold Management
1.2 Elect Director Scott C. Chandler For Withhold Management
1.3 Elect Director Timothy L. Duitsman For Withhold Management
1.4 Elect Director Robert W. Foskett For Withhold Management
1.5 Elect Director Robert C. Penny, III For Withhold Management
1.6 Elect Director Cary B. Wood For Withhold Management
1.7 Elect Director Mark A. Zorko For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WESTERN NEW ENGLAND BANCORP, INC.
Ticker: WNEB Security ID: 958892101
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura J. Benoit For Withhold Management
1.2 Elect Director Donna J. Damon For Withhold Management
1.3 Elect Director Lisa G. McMahon For Withhold Management
1.4 Elect Director Steven G. Richter For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Wolf & Company, P.C. as Auditor For For Management
--------------------------------------------------------------------------------
WILLIAM LYON HOMES
Ticker: WLH Security ID: 552074700
Meeting Date: JAN 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
WORLD ACCEPTANCE CORPORATION
Ticker: WRLD Security ID: 981419104
Meeting Date: AUG 22, 2019 Meeting Type: Annual
Record Date: JUN 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ken R. Bramlett, Jr. For Withhold Management
1.2 Elect Director R. Chad Prashad For Withhold Management
1.3 Elect Director Scott J. Vassalluzzo For Withhold Management
1.4 Elect Director Charles D. Way For Withhold Management
1.5 Elect Director Darrell E. Whitaker For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION
Ticker: WSFS Security ID: 929328102
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eleuthere I. du Pont For For Management
1b Elect Director David G. Turner For For Management
1c Elect Director Mark A. Turner For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XPERI CORPORATION
Ticker: XPER Security ID: 98421B100
Meeting Date: MAY 29, 2020 Meeting Type: Special
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
ZUMIEZ INC.
Ticker: ZUMZ Security ID: 989817101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas D. Campion For For Management
1B Elect Director Sarah (Sally) G. McCoy For For Management
1C Elect Director Ernest R. Johnson For For Management
1D Elect Director Liliana Gil Valletta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
======================== Bridgeway Small Cap Value Fund ========================
ACUSHNET HOLDINGS CORP.
Ticker: GOLF Security ID: 005098108
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Maher For Withhold Management
1.2 Elect Director Yoon Soo (Gene) Yoon For Withhold Management
1.3 Elect Director Jennifer Estabrook For Withhold Management
1.4 Elect Director Gregory Hewett For Withhold Management
1.5 Elect Director Sean Sullivan For Withhold Management
1.6 Elect Director Steven Tishman For Withhold Management
1.7 Elect Director Walter (Wally) Uihlein For Withhold Management
1.8 Elect Director Keun Chang (Kevin) Yoon For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AIRCASTLE LIMITED
Ticker: AYR Security ID: G0129K104
Meeting Date: MAR 06, 2020 Meeting Type: Special
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMAG PHARMACEUTICALS, INC.
Ticker: AMAG Security ID: 00163U106
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott D. Myers For Withhold Management
1b Elect Director John A. Fallon For Withhold Management
1c Elect Director Paul Fonteyne For Withhold Management
1d Elect Director David Johnson For Withhold Management
1e Elect Director Kathrine O'Brien For Withhold Management
1f Elect Director Anne M. Phillips For Withhold Management
1g Elect Director Gino Santini For Withhold Management
1h Elect Director Davey S. Scoon For Withhold Management
1i Elect Director James R. Sulat For Withhold Management
2 Approve Stock Option Exchange Program For For Management
3 Approve Certain Executive Employees For Against Management
Stock Option Exchange Program
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN AXLE & MANUFACTURING HOLDINGS, INC.
Ticker: AXL Security ID: 024061103
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. McCaslin For For Management
1.2 Elect Director William P. Miller, II For For Management
1.3 Elect Director Sandra E. Pierce For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
AMKOR TECHNOLOGY, INC.
Ticker: AMKR Security ID: 031652100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Kim For For Management
1.2 Elect Director Susan Y. Kim For For Management
1.3 Elect Director Stephen D. Kelley For For Management
1.4 Elect Director Douglas A. Alexander For For Management
1.5 Elect Director Roger A. Carolin For For Management
1.6 Elect Director Winston J. Churchill For For Management
1.7 Elect Director Daniel Liao For For Management
1.8 Elect Director MaryFrances McCourt For For Management
1.9 Elect Director Robert R. Morse For For Management
1.10 Elect Director Gil C. Tily For For Management
1.11 Elect Director David N. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ARGO GROUP INTERNATIONAL HOLDINGS, LTD.
Ticker: ARGO Security ID: G0464B107
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Bernard C. Bailey For For Management
2b Elect Director Thomas A. Bradley For For Management
2c Elect Director Fred R. Donner For For Management
2d Elect Director Anthony P. Latham For For Management
2e Elect Director Dymphna A. Lehane For For Management
2f Elect Director Samuel G. Liss For For Management
2g Elect Director Carol A. McFate For For Management
2h Elect Director Kathleen A. Nealon For For Management
2i Elect Director Al-Noor Ramji For For Management
2j Elect Director Kevin J. Rehnberg For For Management
2k Elect Director John H. Tonelli For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Establish Range For Board Size For For Management
6 Amend Bye-Laws to Modify the Voting For For Management
Push-Up Requirement
--------------------------------------------------------------------------------
ARMADA HOFFLER PROPERTIES, INC.
Ticker: AHH Security ID: 04208T108
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George F. Allen For Withhold Management
1.2 Elect Director James A. Carroll For For Management
1.3 Elect Director James C. Cherry For Withhold Management
1.4 Elect Director Louis S. Haddad For For Management
1.5 Elect Director Eva S. Hardy For Withhold Management
1.6 Elect Director Daniel A. Hoffler For For Management
1.7 Elect Director A. Russell Kirk For For Management
1.8 Elect Director Dorothy S. McAuliffe For For Management
1.9 Elect Director John W. Snow For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARTISAN PARTNERS ASSET MANAGEMENT INC.
Ticker: APAM Security ID: 04316A108
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew R. Barger For Withhold Management
1.2 Elect Director Eric R. Colson For Withhold Management
1.3 Elect Director Tench Coxe For Withhold Management
1.4 Elect Director Stephanie G. DiMarco For Withhold Management
1.5 Elect Director Jeffrey A. Joerres For Withhold Management
1.6 Elect Director Andrew A. Ziegler For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditor
--------------------------------------------------------------------------------
ATLANTIC POWER CORPORATION
Ticker: ATP Security ID: 04878Q863
Meeting Date: JUN 17, 2020 Meeting Type: Annual/Special
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Foster Duncan For Withhold Management
1.2 Elect Director Kevin T. Howell For Withhold Management
1.3 Elect Director Danielle S. Mottor For Withhold Management
1.4 Elect Director Gilbert S. Palter For Withhold Management
1.5 Elect Director James J. Moore, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
BANNER CORPORATION
Ticker: BANR Security ID: 06652V208
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark J. Grescovich For For Management
1.2 Elect Director David A. Klaue For For Management
1.3 Elect Director Merline Saintil For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
BARNES & NOBLE EDUCATION, INC.
Ticker: BNED Security ID: 06777U101
Meeting Date: SEP 25, 2019 Meeting Type: Annual
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emily C. Chiu For For Management
1.2 Elect Director Daniel A. DeMatteo For For Management
1.3 Elect Director David G. Golden For For Management
1.4 Elect Director Michael P. Huseby For For Management
1.5 Elect Director John R. Ryan For For Management
1.6 Elect Director Jerry Sue Thornton For For Management
1.7 Elect Director David A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BENCHMARK ELECTRONICS, INC.
Ticker: BHE Security ID: 08160H101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Carlson For Withhold Management
1.2 Elect Director Douglas G. Duncan For Withhold Management
1.3 Elect Director Robert K. Gifford For Withhold Management
1.4 Elect Director Kenneth T. Lamneck For Withhold Management
1.5 Elect Director Jeffrey S. McCreary For Withhold Management
1.6 Elect Director Merilee Raines For Withhold Management
1.7 Elect Director David W. Scheible For Withhold Management
1.8 Elect Director Jeffrey W. Benck For Withhold Management
1.9 Elect Director Anne De Greef-Safft For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
BMC STOCK HOLDINGS, INC.
Ticker: BMCH Security ID: 05591B109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark A. Alexander For For Management
1b Elect Director David W. Bullock For For Management
1c Elect Director David L. Keltner For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BROOKLINE BANCORP, INC.
Ticker: BRKL Security ID: 11373M107
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Margaret Boles For For Management
Fitzgerald
1b Elect Director Bogdan Nowak For For Management
1c Elect Director Merrill W. Sherman For For Management
1d Elect Director Peter O. Wilde For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BUILDERS FIRSTSOURCE, INC.
Ticker: BLDR Security ID: 12008R107
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul S. Levy For For Management
1.2 Elect Director Cleveland A. Christophe For For Management
1.3 Elect Director Craig A. Steinke For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CASI PHARMACEUTICALS, INC.
Ticker: CASI Security ID: 14757U109
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin Salisbury, Jr. For Withhold Management
1.2 Elect Director Y. Alexander Wu For Withhold Management
2 Ratify KPMG Huazhen LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHICO'S FAS, INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David F. Walker For Against Management
1b Elect Director Bonnie R. Brooks For Against Management
1c Elect Director Janice L. Fields For Against Management
1d Elect Director Deborah L. Kerr For Against Management
1e Elect Director Molly Langenstein For Against Management
1f Elect Director John J. Mahoney For Against Management
1g Elect Director Kim Roy For Against Management
1h Elect Director William S. Simon For Against Management
1i Elect Director Stephen E. Watson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
COMSTOCK RESOURCES, INC.
Ticker: CRK Security ID: 205768302
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Jay Allison For Withhold Management
1.2 Elect Director Roland O. Burns For Withhold Management
1.3 Elect Director Elizabeth B. Davis For Withhold Management
1.4 Elect Director Morris E. Foster For Withhold Management
1.5 Elect Director John D. Jacobi For Withhold Management
1.6 Elect Director Jordan T. Marye For Withhold Management
1.7 Elect Director Jim L. Turner For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONTROL4 CORPORATION
Ticker: CTRL Security ID: 21240D107
Meeting Date: JUL 30, 2019 Meeting Type: Special
Record Date: JUN 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COVIA HOLDINGS CORPORATION
Ticker: CVIA Security ID: 22305A103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Conway For Against Management
1b Elect Director Kurt Decat For Against Management
1c Elect Director Jean-Luc Deleersnyder For Against Management
1d Elect Director Michel Delloye For Against Management
1e Elect Director Jean-Pierre Labroue For Against Management
1f Elect Director Olivier Lambrechts For Against Management
1g Elect Director Matthew F. LeBaron For Against Management
1h Elect Director William P. Kelly For Against Management
1i Elect Director Stephen J. Hadden For Against Management
1j Elect Director Richard A. Navarre For Against Management
1k Elect Director Jeffrey B. Scofield For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CVB FINANCIAL CORP.
Ticker: CVBF Security ID: 126600105
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George A. Borba, Jr. For For Management
1.2 Elect Director David A. Brager For For Management
1.3 Elect Director Stephen A. Del Guercio For For Management
1.4 Elect Director Rodrigo Guerra, Jr. For For Management
1.5 Elect Director Anna Kan For For Management
1.6 Elect Director Marshall V. Laitsch For For Management
1.7 Elect Director Kristina M. Leslie For For Management
1.8 Elect Director Raymond V. O'Brien, III For For Management
1.9 Elect Director Hal W. Oswalt For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DANA INCORPORATED
Ticker: DAN Security ID: 235825205
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rachel A. Gonzalez For For Management
1.2 Elect Director James K. Kamsickas For For Management
1.3 Elect Director Virginia A. Kamsky For For Management
1.4 Elect Director Bridget E. Karlin For For Management
1.5 Elect Director Raymond E. Mabus, Jr. For For Management
1.6 Elect Director Michael J. Mack, Jr. For For Management
1.7 Elect Director R. Bruce McDonald For For Management
1.8 Elect Director Diarmuid B. O'Connell For For Management
1.9 Elect Director Keith E. Wandell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Require Shareholder Approval of Bylaw Against Against Shareholder
Amendments Adopted by the Board of
Directors
--------------------------------------------------------------------------------
DASEKE, INC.
Ticker: DSKE Security ID: 23753F107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Bonner For Withhold Management
1.2 Elect Director Charles "Chuck" F. For For Management
Serianni
1.3 Elect Director Jonathan Shepko For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Declassify the Board of Directors For For Management
6 Declassify the Board of Directors None For Shareholder
--------------------------------------------------------------------------------
EMCOR GROUP, INC.
Ticker: EME Security ID: 29084Q100
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Altmeyer For Against Management
1b Elect Director Anthony J. Guzzi For Against Management
1c Elect Director Richard F. Hamm, Jr. For Against Management
1d Elect Director David H. Laidley For Against Management
1e Elect Director Carol P. Lowe For Against Management
1f Elect Director M. Kevin McEvoy For Against Management
1g Elect Director William P. Reid For Against Management
1h Elect Director Steven B. Schwarzwaelder For Against Management
1i Elect Director Robin Walker-Lee For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For For Management
4 Amend Restricted Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
ENSTAR GROUP LIMITED
Ticker: ESGR Security ID: G3075P101
Meeting Date: NOV 25, 2019 Meeting Type: Special
Record Date: OCT 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ENSTAR GROUP LIMITED
Ticker: ESGR Security ID: G3075P101
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Frederick (Rick) For Against Management
Becker
1b Elect Director James D. Carey For Against Management
1c Elect Director Willard Myron Hendry, For Against Management
Jr.
1d Elect Director Hitesh Patel For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG Audit Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ESSENT GROUP LTD.
Ticker: ESNT Security ID: G3198U102
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Casale For For Management
1.2 Elect Director Douglas J. Pauls For For Management
1.3 Elect Director William Spiegel For For Management
2 Approve PricewaterhouseCoopers LLP as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY
Ticker: FNHC Security ID: 31431B109
Meeting Date: OCT 17, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Braun For Against Management
1.2 Elect Director Jenifer G. Kimbrough For Against Management
1.3 Elect Director David W. Michelson For Against Management
1.4 Elect Director David K. Patterson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BANCORP
Ticker: FBP Security ID: 318672706
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Juan Acosta Reboyras For For Management
1b Elect Director Aurelio Aleman For For Management
1c Elect Director Luz A. Crespo For For Management
1d Elect Director Tracey Dedrick For For Management
1e Elect Director Daniel E. Frye For For Management
1f Elect Director Robert T. Gormley For For Management
1g Elect Director John A. Heffern For For Management
1h Elect Director Roberto R. Herencia For For Management
1i Elect Director Jose Menendez-Cortada For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST INDUSTRIAL REALTY TRUST, INC.
Ticker: FR Security ID: 32054K103
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter E. Baccile For For Management
1.2 Elect Director Teresa Bryce Bazemore For For Management
1.3 Elect Director Matthew S. Dominski For For Management
1.4 Elect Director Bruce W. Duncan For For Management
1.5 Elect Director H. Patrick Hackett, Jr. For For Management
1.6 Elect Director Denise A. Olsen For For Management
1.7 Elect Director John Rau For For Management
1.8 Elect Director L. Peter Sharpe For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Other Business For Against Management
--------------------------------------------------------------------------------
FULTON FINANCIAL CORPORATION
Ticker: FULT Security ID: 360271100
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer Craighead Carey For For Management
1b Elect Director Lisa Crutchfield For For Management
1c Elect Director Denise L. Devine For For Management
1d Elect Director Steven S. Etter For For Management
1e Elect Director Patrick J. Freer For For Management
1f Elect Director Carlos E. Graupera For For Management
1g Elect Director George W. Hodges For For Management
1h Elect Director James R. Moxley, III For For Management
1i Elect Director Curtis J. Myers For For Management
1j Elect Director Scott A. Snyder For For Management
1k Elect Director Ronald H. Spair For For Management
1l Elect Director Mark F. Strauss For For Management
1m Elect Director Ernest J. Waters For For Management
1n Elect Director E. Philip Wenger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin L. Artzt For Withhold Management
1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management
1.3 Elect Director Leslie B. Daniels For Withhold Management
1.4 Elect Director Mario J. Gabelli For Withhold Management
1.5 Elect Director Eugene R. McGrath For Withhold Management
1.6 Elect Director Robert S. Prather, Jr. For Withhold Management
1.7 Elect Director Elisa M. Wilson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Reduce Authorized Class B Common Stock For For Management
4 Amend Employment Agreement with Mario For Against Management
J. Gabelli
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GANNETT CO., INC.
Ticker: GCI Security ID: 36473H104
Meeting Date: NOV 14, 2019 Meeting Type: Special
Record Date: SEP 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GETTY REALTY CORP.
Ticker: GTY Security ID: 374297109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Constant For Withhold Management
1b Elect Director Milton Cooper For Withhold Management
1c Elect Director Philip E. Coviello For Withhold Management
1d Elect Director Leo Liebowitz For Withhold Management
1e Elect Director Mary Lou Malanoski For Withhold Management
1f Elect Director Richard E. Montag For Withhold Management
1g Elect Director Howard B. Safenowitz For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLADSTONE COMMERCIAL CORPORATION
Ticker: GOOD Security ID: 376536108
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michela A. English For Withhold Management
1.2 Elect Director Anthony W. Parker For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HANCOCK WHITNEY CORPORATION
Ticker: HWC Security ID: 410120109
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank E. Bertucci For For Management
1.2 Elect Director Constantine S. Liollio For For Management
1.3 Elect Director Thomas H. Olinde For For Management
1.4 Elect Director Joan C. Teofilo For For Management
1.5 Elect Director C. Richard Wilkins For For Management
2a Eliminate the Business Combination For For Management
Supermajority Vote Provision
2b Eliminate the Prohibition on For For Management
Non-Cumulative Preferred Dividends
2c Remove the Series A Preferred Stock For For Management
Provision
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOMESTREET, INC.
Ticker: HMST Security ID: 43785V102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James R. Mitchell, Jr. For Against Management
1b Elect Director Nancy D. Pellegrino For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INDEPENDENCE HOLDING COMPANY
Ticker: IHC Security ID: 453440307
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: SEP 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry R. Graber For Withhold Management
1.2 Elect Director Teresa A. Herbert For Withhold Management
1.3 Elect Director David T. Kettig For Withhold Management
1.4 Elect Director Allan C. Kirkman For Withhold Management
1.5 Elect Director John L. Lahey For Withhold Management
1.6 Elect Director Steven B. Lapin For Withhold Management
1.7 Elect Director Ronald I. Simon For Withhold Management
1.8 Elect Director James G. Tatum For Withhold Management
1.9 Elect Director Roy T.K. Thung For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
INDUSTRIAL LOGISTICS PROPERTIES TRUST
Ticker: ILPT Security ID: 456237106
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce M. Gans For Withhold Management
1.2 Elect Director Adam D. Portnoy For Withhold Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INGLES MARKETS, INC.
Ticker: IMKTA Security ID: 457030104
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest E. Ferguson For Withhold Management
1.2 Elect Director John R. Lowden For Withhold Management
--------------------------------------------------------------------------------
INNERWORKINGS, INC.
Ticker: INWK Security ID: 45773Y105
Meeting Date: NOV 01, 2019 Meeting Type: Annual
Record Date: SEP 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jack M. Greenberg For Against Management
1B Elect Director Richard S. Stoddart For Against Management
1C Elect Director Charles K. Bobrinskoy For Against Management
1D Elect Director Lindsay Y. Corby For Against Management
1E Elect Director David Fisher For Against Management
1F Elect Director Adam J. Gutstein For Against Management
1G Elect Director Julie M. Howard For Against Management
1H Elect Director Kirt P. Karros For Against Management
1I Elect Director Marc Zenner For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INNOSPEC INC.
Ticker: IOSP Security ID: 45768S105
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joachim Roeser - None None Management
Withdrawn Resolution
1.2 Elect Director Claudia Poccia For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
INTL FCSTONE INC.
Ticker: INTL Security ID: 46116V105
Meeting Date: JUN 24, 2020 Meeting Type: Special
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to StoneX Group For For Management
Inc.
--------------------------------------------------------------------------------
INTL FCSTONE, INC.
Ticker: INTL Security ID: 46116V105
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott J. Branch For Withhold Management
1.2 Elect Director Diane L. Cooper For Withhold Management
1.3 Elect Director John M. Fowler For Withhold Management
1.4 Elect Director Steven Kass For Withhold Management
1.5 Elect Director Bruce W. Krehbiel For Withhold Management
1.6 Elect Director Sean M. O'Connor For Withhold Management
1.7 Elect Director Eric Parthemore For Withhold Management
1.8 Elect Director John Radziwill For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JAMES RIVER GROUP HOLDINGS, LTD.
Ticker: JRVR Security ID: G5005R107
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Adam Abram For Withhold Management
1b Elect Director Robert P. Myron For Withhold Management
1c Elect Director Michael T. Oakes For Withhold Management
2 Approve Ernst &Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
K12 INC.
Ticker: LRN Security ID: 48273U102
Meeting Date: DEC 13, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Aida M. Alvarez For For Management
1.2 Elect Director Craig R. Barrett For For Management
1.3 Elect Director Guillermo Bron For For Management
1.4 Elect Director Robert L. Cohen For For Management
1.5 Elect Director Nathaniel A. Davis For For Management
1.6 Elect Director John M. Engler For For Management
1.7 Elect Director Steven B. Fink For For Management
1.8 Elect Director Robert E. Knowling, Jr. For For Management
1.9 Elect Director Liza McFadden For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
KENNEDY-WILSON HOLDINGS, INC.
Ticker: KW Security ID: 489398107
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd Boehly For For Management
1.2 Elect Director David A. Minella For For Management
1.3 Elect Director Mary Ricks For For Management
1.4 Elect Director Sanaz Zaimi For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
KIMBALL INTERNATIONAL, INC.
Ticker: KBAL Security ID: 494274103
Meeting Date: OCT 22, 2019 Meeting Type: Annual
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick E. Connolly For Withhold Management
1.2 Elect Director Kimberly K. Ryan For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LCNB CORP.
Ticker: LCNB Security ID: 50181P100
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Kaufman For Withhold Management
1.2 Elect Director Mary E. Bradford For Withhold Management
1.3 Elect Director William ("Rhett") G. For Withhold Management
Huddle
1.4 Elect Director Craig M. Johnson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERIDIAN BIOSCIENCE, INC.
Ticker: VIVO Security ID: 589584101
Meeting Date: JAN 29, 2020 Meeting Type: Annual
Record Date: DEC 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Anderson For For Management
1.2 Elect Director Dwight E. Ellingwood For For Management
1.3 Elect Director Jack Kenny For For Management
1.4 Elect Director John C. McIlwraith For For Management
1.5 Elect Director David C. Phillips For For Management
1.6 Elect Director John M. Rice, Jr. For For Management
1.7 Elect Director Catherine A. Sazdanoff For For Management
1.8 Elect Director Felicia Williams For For Management
2 Ratify Grant Thornton LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MERITAGE HOMES CORPORATION
Ticker: MTH Security ID: 59001A102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Hilton For Against Management
1.2 Elect Director Raymond Oppel For Against Management
1.3 Elect Director Dana C. Bradford For Against Management
1.4 Elect Director Deborah Ann Henretta For Against Management
1.5 Elect Director P. Kelly Mooney For Against Management
1.6 Elect Director Joseph Keough For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MIDSOUTH BANCORP, INC.
Ticker: MSL Security ID: 598039105
Meeting Date: SEP 18, 2019 Meeting Type: Special
Record Date: AUG 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MONMOUTH REAL ESTATE INVESTMENT CORPORATION
Ticker: MNR Security ID: 609720107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kiernan Conway For Withhold Management
1.2 Elect Director Brian H. Haimm For Withhold Management
1.3 Elect Director Neal Herstik For Withhold Management
1.4 Elect Director Matthew I. Hirsch For Withhold Management
1.5 Elect Director Stephen B. Wolgin For Withhold Management
2 Ratify PKF O'Connor Davies, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MURPHY USA INC.
Ticker: MUSA Security ID: 626755102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Claiborne P. Deming For Withhold Management
1.2 Elect Director Jack T. Taylor For Withhold Management
1.3 Elect Director Jeanne L. Phillips For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
NATIONAL GENERAL HOLDINGS CORP.
Ticker: NGHC Security ID: 636220303
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald T. DeCarlo For Withhold Management
1.2 Elect Director Patrick Fallon For Withhold Management
1.3 Elect Director Barry Karfunkel For Withhold Management
1.4 Elect Director Robert Karfunkel For Withhold Management
1.5 Elect Director John Marshaleck For Withhold Management
1.6 Elect Director John "Jay" D. Nichols, For Withhold Management
Jr.
1.7 Elect Director Barbara Paris For Withhold Management
1.8 Elect Director Barry D. Zyskind For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
NATIONAL HEALTH INVESTORS, INC.
Ticker: NHI Security ID: 63633D104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Andrew Adams For Against Management
1b Elect Director Robert A. McCabe, Jr. For Against Management
1c Elect Director Charlotte A. Swafford For Against Management
1d Elect Director Robert G. Adams For Against Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL HEALTHCARE CORPORATION
Ticker: NHC Security ID: 635906100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Andrew Adams For Against Management
1b Elect Director Ernest G. Burgess, III For Against Management
1c Elect Director Emil E. Hassan For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Report on Plans to Increase Board Against For Shareholder
Diversity
--------------------------------------------------------------------------------
NATIONAL WESTERN LIFE GROUP, INC.
Ticker: NWLI Security ID: 638517102
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Boone For Withhold Management
1.2 Elect Director Stephen E. Glasgow For Withhold Management
1.3 Elect Director E. J. Pederson For Withhold Management
2 Ratify BKD, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NELNET, INC.
Ticker: NNI Security ID: 64031N108
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathleen A. Farrell For For Management
1b Elect Director David S. Graff For For Management
1c Elect Director Thomas E. Henning For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NII HOLDINGS, INC.
Ticker: NIHD Security ID: 62913F508
Meeting Date: AUG 20, 2019 Meeting Type: Annual
Record Date: JUL 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kevin L. Beebe For Against Management
1B Elect Director James V. Continenza For Against Management
1C Elect Director Howard S. Hoffmann For Against Management
1D Elect Director Ricardo Knoepfelmacher For Against Management
1E Elect Director Christopher T. Rogers For Against Management
1F Elect Director Robert A. Schriesheim For Against Management
1G Elect Director Steven M. Shindler For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Decrease in Size of Board For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
OFFICE DEPOT, INC.
Ticker: ODP Security ID: 676220106
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Quincy L. Allen For For Management
1b Elect Director Kristin A. Campbell For For Management
1c Elect Director Cynthia T. Jamison For For Management
1d Elect Director Francesca Ruiz de For For Management
Luzuriaga
1e Elect Director Shashank Samant For For Management
1f Elect Director Gerry P. Smith For For Management
1g Elect Director David M. Szymanski For For Management
1h Elect Director Joseph S. Vassalluzzo For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
OFG BANCORP
Ticker: OFG Security ID: 67103X102
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: FEB 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julian S. Inclan For For Management
1.2 Elect Director Jose Rafael Fernandez For For Management
1.3 Elect Director Juan C. Aguayo For For Management
1.4 Elect Director Jorge Colon-Gerena For For Management
1.5 Elect Director Nestor de Jesus For For Management
1.6 Elect Director Susan Harnett For For Management
1.7 Elect Director Pedro Morazzani For For Management
1.8 Elect Director Edwin Perez For For Management
1.9 Elect Director Christa Steele For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORMAT TECHNOLOGIES, INC.
Ticker: ORA Security ID: 686688102
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Isaac Angel For For Management
1B Elect Director Ravit Barniv For For Management
1C Elect Director Albertus "Bert" Bruggink For For Management
1D Elect Director Dan Falk For Against Management
1E Elect Director David Granot For Against Management
1F Elect Director Stan H. Koyanagi For For Management
1G Elect Director Dafna Sharir For For Management
1H Elect Director Stanley B. Stern For Against Management
1I Elect Director Hidetake Takahashi For For Management
1J Elect Director Byron G. Wong For Against Management
2 Ratify Kesselman & Kesselman as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OWENS & MINOR, INC.
Ticker: OMI Security ID: 690732102
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark A. Beck For For Management
1.2 Elect Director Gwendolyn M. Bingham For For Management
1.3 Elect Director Robert J. Henkel For For Management
1.4 Elect Director Mark F. McGettrick For For Management
1.5 Elect Director Eddie N. Moore, Jr. For For Management
1.6 Elect Director Edward A. Pesicka For For Management
1.7 Elect Director Michael C. Riordan For For Management
1.8 Elect Director Robert C. Sledd For For Management
2 Amend Omnibus Stock Plan For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Ratify KPMG LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PC CONNECTION, INC.
Ticker: CNXN Security ID: 69318J100
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Gallup For Withhold Management
1.2 Elect Director David Hall For Withhold Management
1.3 Elect Director David Beffa-Negrini For Withhold Management
1.4 Elect Director Barbara Duckett For Withhold Management
1.5 Elect Director Jack Ferguson For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PHYSICIANS REALTY TRUST
Ticker: DOC Security ID: 71943U104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John T. Thomas For For Management
1.2 Elect Director Tommy G. Thompson For For Management
1.3 Elect Director Stanton D. Anderson For For Management
1.4 Elect Director Mark A. Baumgartner For For Management
1.5 Elect Director Albert C. Black, Jr. For For Management
1.6 Elect Director William A. Ebinger For For Management
1.7 Elect Director Pamela J. Kessler For For Management
1.8 Elect Director Richard A. Weiss For For Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PIPER SANDLER COMPANIES
Ticker: PIPR Security ID: 724078100
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Chad R. Abraham For For Management
1b Elect Director Jonathan J. Doyle For For Management
1c Elect Director William R. Fitzgerald For For Management
1d Elect Director Victoria M. Holt For For Management
1e Elect Director Addison L. Piper For For Management
1f Elect Director Debbra L. Schoneman For For Management
1g Elect Director Thomas S. Schreier For For Management
1h Elect Director Sherry M. Smith For For Management
1i Elect Director Philip E. Soran For For Management
1j Elect Director Scott C. Taylor For For Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
PITNEY BOWES, INC.
Ticker: PBI Security ID: 724479100
Meeting Date: MAY 04, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anne M. Busquet For Against Management
1b Elect Director Robert M. ("Bob") For Against Management
Dutkowsky
1c Elect Director Anne Sutherland Fuchs For Against Management
1d Elect Director Mary J. Steele Guilfoile For Against Management
1e Elect Director S. Douglas Hutcheson For Against Management
1f Elect Director Marc B. Lautenbach For Against Management
1g Elect Director Michael I. Roth For Against Management
1h Elect Director Linda S. Sanford For Against Management
1i Elect Director David L. Shedlarz For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL SERVICES, INC.
Ticker: PFS Security ID: 74386T105
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Adamo For For Management
1.2 Elect Director Laura L. Brooks For For Management
1.3 Elect Director Terence Gallagher For For Management
1.4 Elect Director Carlos Hernandez For For Management
1.5 Elect Director Ursuline F. Foley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
REALOGY HOLDINGS CORP.
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fiona P. Dias For For Management
1.2 Elect Director Matthew J. Espe For For Management
1.3 Elect Director V. Ann Hailey For For Management
1.4 Elect Director Bryson R. Koehler For For Management
1.5 Elect Director Duncan L. Niederauer For For Management
1.6 Elect Director Ryan M. Schneider For For Management
1.7 Elect Director Enrique Silva For For Management
1.8 Elect Director Sherry M. Smith For For Management
1.9 Elect Director Christopher S. Terrill For For Management
1.10 Elect Director Michael J. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
RETAIL OPPORTUNITY INVESTMENTS CORP.
Ticker: ROIC Security ID: 76131N101
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Baker For Withhold Management
1.2 Elect Director Michael J. Indiveri For Withhold Management
1.3 Elect Director Edward H. Meyer For Withhold Management
1.4 Elect Director Lee S. Neibart For Withhold Management
1.5 Elect Director Charles J. Persico For Withhold Management
1.6 Elect Director Laura H. Pomerantz For Withhold Management
1.7 Elect Director Stuart A. Tanz For Withhold Management
1.8 Elect Director Eric S. Zorn For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SANMINA CORPORATION
Ticker: SANM Security ID: 801056102
Meeting Date: MAR 09, 2020 Meeting Type: Annual
Record Date: JAN 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eugene A. Delaney For For Management
1b Elect Director John P. Goldsberry For For Management
1c Elect Director Rita S. Lane For For Management
1d Elect Director Joseph G. Licata, Jr. For For Management
1e Elect Director Hartmut Liebel For For Management
1f Elect Director Krish Prabhu For For Management
1g Elect Director Mario M. Rosati For For Management
1h Elect Director Jure Sola For For Management
1i Elect Director Jackie M. Ward For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Burville For Against Management
1b Elect Director Terrence W. Cavanaugh For Against Management
1c Elect Director Robert Kelly Doherty For Against Management
1d Elect Director John J. Marchioni For Against Management
1e Elect Director Thomas A. McCarthy For Against Management
1f Elect Director H. Elizabeth Mitchell For Against Management
1g Elect Director Michael J. Morrissey For Against Management
1h Elect Director Gregory E. Murphy For Against Management
1i Elect Director Cynthia S. Nicholson For Against Management
1j Elect Director William M. Rue For Against Management
1k Elect Director John S. Scheid For Against Management
1l Elect Director J. Brian Thebault For Against Management
1m Elect Director Philip H. Urban For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHOE CARNIVAL, INC.
Ticker: SCVL Security ID: 824889109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director J. Wayne Weaver For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SKYWEST, INC.
Ticker: SKYW Security ID: 830879102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerry C. Atkin For Against Management
1.2 Elect Director W. Steve Albrecht For Against Management
1.3 Elect Director Russell A. Childs For Against Management
1.4 Elect Director Henry J. Eyring For Against Management
1.5 Elect Director Meredith S. Madden For Against Management
1,6 Elect Director Ronald J. Mittelstaedt For Against Management
1.7 Elect Director Andrew C. Roberts For Against Management
1.8 Elect Director Keith E. Smith For Against Management
1.9 Elect Director Steven F. Udvar-Hazy For Against Management
1.10 Elect Director James L. Welch For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SOUTHWEST GAS HOLDINGS, INC.
Ticker: SWX Security ID: 844895102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Boughner For For Management
1.2 Elect Director Jose A. Cardenas For For Management
1.3 Elect Director Stephen C. Comer For For Management
1.4 Elect Director John P. Hester For For Management
1.5 Elect Director Jane Lewis-Raymond For For Management
1.6 Elect Director Anne L. Mariucci For For Management
1.7 Elect Director Michael J. Melarkey For For Management
1.8 Elect Director A. Randall Thoman For For Management
1.9 Elect Director Thomas A. Thomas For For Management
1.10 Elect Director Leslie T. Thornton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
STAG INDUSTRIAL, INC.
Ticker: STAG Security ID: 85254J102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Benjamin S. Butcher For For Management
1b Elect Director Jit Kee Chin For For Management
1c Elect Director Virgis W. Colbert For For Management
1d Elect Director Michelle S. Dilley For For Management
1e Elect Director Jeffrey D. Furber For For Management
1f Elect Director Larry T. Guillemette For For Management
1g Elect Director Francis X. Jacoby, III For For Management
1h Elect Director Christopher P. Marr For For Management
1i Elect Director Hans S. Weger For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STANDARD MOTOR PRODUCTS, INC.
Ticker: SMP Security ID: 853666105
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Gethin For Withhold Management
1.2 Elect Director Pamela Forbes Lieberman For Withhold Management
1.3 Elect Director Patrick S. McClymont For Withhold Management
1.4 Elect Director Joseph W. McDonnell For Withhold Management
1.5 Elect Director Alisa C. Norris For Withhold Management
1.6 Elect Director Eric P. Sills For Withhold Management
1.7 Elect Director Lawrence I. Sills For Withhold Management
1.8 Elect Director William H. Turner For Withhold Management
1.9 Elect Director Richard S. Ward For Withhold Management
1.10 Elect Director Roger M. Widmann For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam T. Berlew For For Management
1.2 Elect Director Kathleen Brown For For Management
1.3 Elect Director Michael W. Brown For For Management
1.4 Elect Director Robert E. Grady For For Management
1.5 Elect Director Ronald J. Kruszewski For For Management
1.6 Elect Director Daniel J. Ludeman For For Management
1.7 Elect Director Maura A. Markus For For Management
1.8 Elect Director James M. Oates For For Management
1.9 Elect Director David A. Peacock For For Management
1.10 Elect Director Thomas W. Weisel For For Management
1.11 Elect Director Michael J. Zimmerman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYKES ENTERPRISES, INCORPORATED
Ticker: SYKE Security ID: 871237103
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director James S. MacLeod For For Management
1B Elect Director William D. Muir, Jr. For For Management
1C Elect Director Lorraine L. Lutton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TECH DATA CORPORATION
Ticker: TECD Security ID: 878237106
Meeting Date: FEB 12, 2020 Meeting Type: Special
Record Date: JAN 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TERRENO REALTY CORPORATION
Ticker: TRNO Security ID: 88146M101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Blake Baird For For Management
1b Elect Director Michael A. Coke For For Management
1c Elect Director Linda Assante For For Management
1d Elect Director LeRoy E. Carlson For For Management
1e Elect Director David M. Lee For For Management
1f Elect Director Gabriela Franco Parcella For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Dennis Polk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
THERAPEUTICSMD, INC.
Ticker: TXMD Security ID: 88338N107
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Bisaro For For Management
1.2 Elect Director J. Martin Carroll For For Management
1.3 Elect Director Cooper C. Collins For For Management
1.4 Elect Director Robert G. Finizio For For Management
1.5 Elect Director Karen L. Ling For For Management
1.6 Elect Director Jules A. Musing For For Management
1.7 Elect Director Gail K. Naughton For For Management
1.8 Elect Director Angus C. Russell For For Management
1.9 Elect Director Tommy G. Thompson For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
TITAN MACHINERY INC.
Ticker: TITN Security ID: 88830R101
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tony Christianson For Withhold Management
1.2 Elect Director Christine Hamilton For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRICO BANCSHARES
Ticker: TCBK Security ID: 896095106
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald J. Amaral For Withhold Management
1.2 Elect Director L. Gage Chrysler, III For Withhold Management
1.3 Elect Director Craig S. Compton For Withhold Management
1.4 Elect Director Kirsten E. Garen For Withhold Management
1.5 Elect Director Cory W. Giese For Withhold Management
1.6 Elect Director John S. A. Hasbrook For Withhold Management
1.7 Elect Director Margaret L. Kane For Withhold Management
1.8 Elect Director Michael W. Koehnen For Withhold Management
1.9 Elect Director Martin A. Mariani For Withhold Management
1.10 Elect Director Thomas C. McGraw For Withhold Management
1.11 Elect Director Richard P. Smith For Withhold Management
1.12 Elect Director Kimberley H. Vogel For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIMAS CORPORATION
Ticker: TRS Security ID: 896215209
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbet K. Parker For For Management
1.2 Elect Director Holly M. Boehne For For Management
1.3 Elect Director Teresa M. Finley For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRITON INTERNATIONAL LIMITED
Ticker: TRTN Security ID: G9078F107
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Brian M. Sondey For Against Management
1b Elect Director Robert W. Alspaugh For Against Management
1c Elect Director Malcolm P. Baker For Against Management
1d Elect Director David A. Coulter For Against Management
1e Elect Director Claude Germain For Against Management
1f Elect Director Kenneth Hanau For Against Management
1g Elect Director John S. Hextall For Against Management
1h Elect Director Robert L. Rosner For Against Management
1i Elect Director Simon R. Vernon For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For Against Management
--------------------------------------------------------------------------------
VERITIV CORPORATION
Ticker: VRTV Security ID: 923454102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shantella E. Cooper For For Management
1.2 Elect Director David E. Flitman For For Management
1.3 Elect Director Daniel T. Henry For For Management
1.4 Elect Director Mary A. Laschinger For For Management
1.5 Elect Director Tracy A. Leinbach For For Management
1.6 Elect Director Stephen E. Macadam For For Management
1.7 Elect Director Michael P. Muldowney For For Management
1.8 Elect Director Charles G. Ward, III For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERSO CORPORATION
Ticker: VRS Security ID: 92531L207
Meeting Date: JAN 31, 2020 Meeting Type: Proxy Contest
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1a Elect Director Robert K. Beckler For Did Not Vote Management
1b Elect Director Paula H.J. Cholmondeley For Did Not Vote Management
1c Elect Director Randy J. Nebel For Did Not Vote Management
1d Elect Director Steven D. Scheiwe For Did Not Vote Management
1e Elect Director Jay Shuster For Did Not Vote Management
1f Elect Director Adam St. John For Did Not Vote Management
1g Elect Director Nancy M. Taylor For Did Not Vote Management
2 Approve Sale of Androscoggin Mill For Did Not Vote Management
3 Adjourn Meeting For Did Not Vote Management
4a Reduce Supermajority Vote Requirement For Did Not Vote Management
for Removal of Directors
4b Reduce Supermajority Vote Requirement For Did Not Vote Management
to Amend Bylaws
4c Reduce Supermajority Vote Requirement For Did Not Vote Management
to Amend Certain Provisions of the
Certificate of Incorporation
5 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
7 Adopt Stockholder Rights Plan For Did Not Vote Management
8 Adopt Majority Vote for Election of None Did Not Vote Management
Directors
9 Repeal Amendments to Verso's Amended Against Did Not Vote Shareholder
and Restated Bylaws Adopted After June
26, 2019
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1.1 Elect Director Sean T. Erwin For For Shareholder
1.2 Elect Director Jeffrey E. Kirt For For Shareholder
1.3 Elect Director Timothy Lowe For Withhold Shareholder
1.4 Management Nominee Robert K. Beckler For For Shareholder
1.5 Management Nominee Paula H.J. For For Shareholder
Cholmondeley
1.6 Management Nominee Randy J. Nebel For For Shareholder
1.7 Management Nominee Adam St. John For For Shareholder
2 Approve Sale of Androscoggin Mill None For Management
3 Adjourn Meeting None For Management
4a Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
4b Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4c Reduce Supermajority Vote Requirement For For Management
to Amend Certain Provisions of the
Certificate of Incorporation
5 Advisory Vote to Ratify Named None Against Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as None For Management
Auditors
7 Adopt Stockholder Rights Plan None Against Management
8 Adopt Majority Vote for Election of For Against Management
Directors
9 Repeal Amendments to Verso's Amended For For Shareholder
and Restated Bylaws Adopted After June
26, 2019
--------------------------------------------------------------------------------
WALKER & DUNLOP, INC.
Ticker: WD Security ID: 93148P102
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan J. Bowers For For Management
1.2 Elect Director Ellen D. Levy For For Management
1.3 Elect Director Michael D. Malone For For Management
1.4 Elect Director John Rice For For Management
1.5 Elect Director Dana L. Schmaltz For For Management
1.6 Elect Director Howard W. Smith, III For For Management
1.7 Elect Director William M. Walker For For Management
1.8 Elect Director Michael J. Warren For For Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
WARRIOR MET COAL, INC.
Ticker: HCC Security ID: 93627C101
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen D. Williams For Withhold Management
1.2 Elect Director Ana B. Amicarella For Withhold Management
1.3 Elect Director J. Brett Harvey For Withhold Management
1.4 Elect Director Walter J. Scheller, III For Withhold Management
1.5 Elect Director Alan H. Schumacher For Withhold Management
1.6 Elect Director Gareth N. Turner For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt NOL Rights Plan (NOL Pill) For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
WATERSTONE FINANCIAL, INC.
Ticker: WSBF Security ID: 94188P101
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Hansen For Withhold Management
1.2 Elect Director Stephen J. Schmidt For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
WESTERN NEW ENGLAND BANCORP, INC.
Ticker: WNEB Security ID: 958892101
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura J. Benoit For Withhold Management
1.2 Elect Director Donna J. Damon For Withhold Management
1.3 Elect Director Lisa G. McMahon For Withhold Management
1.4 Elect Director Steven G. Richter For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Wolf & Company, P.C. as Auditor For For Management
--------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION
Ticker: INT Security ID: 981475106
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Kasbar For For Management
1.2 Elect Director Ken (Kanwaljit) Bakshi For For Management
1.3 Elect Director Jorge L. Benitez For For Management
1.4 Elect Director Sharda Cherwoo For For Management
1.5 Elect Director Richard A. Kassar For For Management
1.6 Elect Director John L. Manley For For Management
1.7 Elect Director Stephen K. Roddenberry For For Management
1.8 Elect Director Paul H. Stebbins For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
4 Approve Omnibus Stock Plan For For Management
========================== Bridgeway Small-Cap Growth ==========================
AMERICA'S CAR-MART, INC.
Ticker: CRMT Security ID: 03062T105
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ann G. Bordelon For Against Management
1.2 Elect Director Ray C. Dillon For Against Management
1.3 Elect Director Daniel J. Englander For Against Management
1.4 Elect Director William H. Henderson For Against Management
1.5 Elect Director Jim von Gremp For Against Management
1.6 Elect Director Joshua G. Welch For Against Management
1.7 Elect Director Jeffrey A. Williams For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERICAN ASSETS TRUST, INC.
Ticker: AAT Security ID: 024013104
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest S. Rady For Withhold Management
1.2 Elect Director Duane A. Nelles For Withhold Management
1.3 Elect Director Thomas S. Olinger For Withhold Management
1.4 Elect Director Joy L. Schaefer For Withhold Management
1.5 Elect Director Robert S. Sullivan For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN RENAL ASSOCIATES HOLDINGS, INC.
Ticker: ARA Security ID: 029227105
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Boxer For Withhold Management
1.2 Elect Director Thomas W. Erickson For Withhold Management
1.3 Elect Director Robert H. Fish For Withhold Management
2 Ratify Grant Thornton LLP as Auditors None None Management
*Withdrawn Resolution*
--------------------------------------------------------------------------------
AMN HEALTHCARE SERVICES, INC.
Ticker: AMN Security ID: 001744101
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mark G. Foletta For For Management
1b Elect Director Teri G. Fontenot For For Management
1c Elect Director R. Jeffrey Harris For For Management
1d Elect Director Michael M.E. Johns For For Management
1e Elect Director Daphne E. Jones For For Management
1f Elect Director Martha H. Marsh For For Management
1g Elect Director Susan R. Salka For For Management
1h Elect Director Douglas D. Wheat For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
5 Approve Reduction of Threshold to Call Against For Shareholder
Special Meetings to 10% of Outstanding
Shares
--------------------------------------------------------------------------------
ASBURY AUTOMOTIVE GROUP, INC.
Ticker: ABG Security ID: 043436104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Reddin For For Management
1.2 Elect Director Joel Alsfine For For Management
1.3 Elect Director Thomas C. DeLoach, Jr. For For Management
1.4 Elect Director David W. Hult For For Management
1.5 Elect Director Juanita T. James For For Management
1.6 Elect Director Philip F. Maritz For For Management
1.7 Elect Director Maureen F. Morrison For For Management
1.8 Elect Director Bridget Ryan-Berman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ATKORE INTERNATIONAL GROUP INC.
Ticker: ATKR Security ID: 047649108
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: DEC 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Betty R. Johnson For For Management
1B Elect Director William E. Waltz, Jr. For For Management
1C Elect Director A. Mark Zeffiro For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AXOGEN, INC.
Ticker: AXGN Security ID: 05463X106
Meeting Date: AUG 14, 2019 Meeting Type: Annual
Record Date: JUN 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen Zaderej For Withhold Management
1.2 Elect Director Gregory G. Freitag For Withhold Management
1.3 Elect Director Quentin Blackford For Withhold Management
1.4 Elect Director Mark Gold For Withhold Management
1.5 Elect Director Alan M. Levine For Withhold Management
1.6 Elect Director Guido J. Neels For Withhold Management
1.7 Elect Director Robert J. Rudelius For Withhold Management
1.8 Elect Director Amy Wendell For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
BOOT BARN HOLDINGS, INC.
Ticker: BOOT Security ID: 099406100
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: JUL 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg Bettinelli For Withhold Management
1.2 Elect Director James G. Conroy For Withhold Management
1.3 Elect Director Lisa G. Laube For Withhold Management
1.4 Elect Director Anne MacDonald For Withhold Management
1.5 Elect Director Brenda I. Morris For Withhold Management
1.6 Elect Director Peter Starrett For Withhold Management
1.7 Elect Director Brad Weston For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC.
Ticker: EPAY Security ID: 101388106
Meeting Date: NOV 21, 2019 Meeting Type: Annual
Record Date: OCT 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jennifer M. Gray For For Management
1.2 Elect Director Paul H. Hough For For Management
1.3 Elect Director Benjamin E. Robinson, For For Management
III
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CACTUS, INC.
Ticker: WHD Security ID: 127203107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Bender For Withhold Management
1.2 Elect Director Bruce Rothstein For Withhold Management
1.3 Elect Director Gary Rosenthal For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CASTLIGHT HEALTH, INC.
Ticker: CSLT Security ID: 14862Q100
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Eberhard For Withhold Management
1.2 Elect Director David Ebersman For Withhold Management
1.3 Elect Director Maeve O'Meara For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
CIMPRESS N.V.
Ticker: CMPR Security ID: N20146101
Meeting Date: NOV 22, 2019 Meeting Type: Annual
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Robert S. Keane as Director For Against Management
2 Elect Scott Vassalluzzo as Director For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Financial Statements and For For Management
Statutory Reports
5 Approve Discharge of Management Board For For Management
6 Approve Discharge of Supervisory Board For For Management
7 Authorize Repurchase of Up to 5.5 For Against Management
Million of Issued and Outstanding
Ordinary Shares
8 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CIRRUS LOGIC, INC.
Ticker: CRUS Security ID: 172755100
Meeting Date: AUG 02, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Carter For Withhold Management
1.2 Elect Director Alexander M. Davern For Withhold Management
1.3 Elect Director Timothy R. Dehne For Withhold Management
1.4 Elect Director Deirdre Hanford For Withhold Management
1.5 Elect Director Jason P. Rhode For Withhold Management
1.6 Elect Director Alan R. Schuele For Withhold Management
1.7 Elect Director David J. Tupman For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COCA-COLA CONSOLIDATED, INC.
Ticker: COKE Security ID: 191098102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Frank Harrison, III For Withhold Management
1.2 Elect Director Sharon A. Decker For For Management
1.3 Elect Director Morgan H. Everett For For Management
1.4 Elect Director James R. Helvey, III For For Management
1.5 Elect Director William H. Jones For For Management
1.6 Elect Director Umesh M. Kasbekar For For Management
1.7 Elect Director David M. Katz For Withhold Management
1.8 Elect Director Jennifer K. Mann For For Management
1.9 Elect Director James H. Morgan For For Management
1.10 Elect Director John W. Murrey, III For For Management
1.11 Elect Director Sue Anne H. Wells For For Management
1.12 Elect Director Dennis A. Wicker For For Management
1.13 Elect Director Richard T. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
4 Approve Recapitalization Plan for All Against For Shareholder
Stock to Have One-vote per Share
--------------------------------------------------------------------------------
CONMED CORPORATION
Ticker: CNMD Security ID: 207410101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Bronson For For Management
1.2 Elect Director Brian P. Concannon For For Management
1.3 Elect Director LaVerne Council For For Management
1.4 Elect Director Charles M. Farkas For For Management
1.5 Elect Director Martha Goldberg Aronson For For Management
1.6 Elect Director Curt R. Hartman For For Management
1.7 Elect Director Jerome J. Lande For For Management
1.8 Elect Director Barbara J. For For Management
Schwarzentraub
1.9 Elect Director Mark E. Tryniski For For Management
1.10 Elect Director John L. Workman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change State of Incorporation from New For For Management
York to Delaware
5 Provide Right to Act by Written Consent For For Management
6 Approve Exculpation Provision For For Management
Regarding Limitations on Liability of
Directors
7 Amend Non-Employee Director Omnibus For For Management
Stock Plan
8 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
CROCS, INC.
Ticker: CROX Security ID: 227046109
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Smach For Withhold Management
1.2 Elect Director Beth J. Kaplan For Withhold Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CURO GROUP HOLDINGS CORP.
Ticker: CURO Security ID: 23131L107
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Chris Masto For For Management
1.2 Elect Director Doug Rippel For For Management
1.3 Elect Director Dale E. Williams For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CUTERA, INC.
Ticker: CUTR Security ID: 232109108
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory A. Barrett For Withhold Management
1.2 Elect Director David H. Mowry For Withhold Management
1.3 Elect Director Timothy J. O'Shea For Withhold Management
1.4 Elect Director J. Daniel Plants For Withhold Management
1.5 Elect Director Joseph E. Whitters For Withhold Management
1.6 Elect Director Katherine S. Zanotti For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DMC GLOBAL, INC.
Ticker: BOOM Security ID: 23291C103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David C. Aldous For Withhold Management
1.2 Elect Director Andrea E. Bertone For Withhold Management
1.3 Elect Director Yvon Pierre Cariou For Withhold Management
1.4 Elect Director Robert A. Cohen For Withhold Management
1.5 Elect Director Richard P. Graff For Withhold Management
1.6 Elect Director Kevin T. Longe For Withhold Management
1.7 Elect Director Clifton Peter Rose For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditor For Against Management
--------------------------------------------------------------------------------
DOUGLAS DYNAMICS, INC.
Ticker: PLOW Security ID: 25960R105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Janik For Withhold Management
1.2 Elect Director James D. Staley For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as Auditor For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
EASTGROUP PROPERTIES, INC.
Ticker: EGP Security ID: 277276101
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director D. Pike Aloian For Against Management
1b Elect Director H.C. Bailey, Jr. For Against Management
1c Elect Director H. Eric Bolton, Jr. For Against Management
1d Elect Director Donald F. Colleran For Against Management
1e Elect Director Hayden C. Eaves, III For Against Management
1f Elect Director David H. Hoster, II For Against Management
1g Elect Director Marshall A. Loeb For Against Management
1h Elect Director Mary E. McCormick For Against Management
1i Elect Director Leland R. Speed For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ELEVATE CREDIT, INC.
Ticker: ELVT Security ID: 28621V101
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen J. Shaper For Withhold Management
1.2 Elect Director Saundra D. Schrock For Withhold Management
1.3 Elect Director Tyler W.K. Head For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENOVA INTERNATIONAL, INC.
Ticker: ENVA Security ID: 29357K103
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ellen Carnahan For Against Management
1b Elect Director Daniel R. Feehan For Against Management
1c Elect Director David Fisher For Against Management
1d Elect Director William M. Goodyear For Against Management
1e Elect Director James A. Gray For Against Management
1f Elect Director Gregg A. Kaplan For Against Management
1g Elect Director Mark P. McGowan For Against Management
1h Elect Director Mark A. Tebbe For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Pricewaterhousecoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENSTAR GROUP LIMITED
Ticker: ESGR Security ID: G3075P101
Meeting Date: NOV 25, 2019 Meeting Type: Special
Record Date: OCT 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ENSTAR GROUP LIMITED
Ticker: ESGR Security ID: G3075P101
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director B. Frederick (Rick) For Against Management
Becker
1b Elect Director James D. Carey For Against Management
1c Elect Director Willard Myron Hendry, For Against Management
Jr.
1d Elect Director Hitesh Patel For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve KPMG Audit Limited as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
EVO PAYMENTS, INC.
Ticker: EVOP Security ID: 26927E104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura M. Miller For For Management
1.2 Elect Director Gregory S. Pope For Withhold Management
1.3 Elect Director Matthew W. Raino For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
EXTREME NETWORKS, INC.
Ticker: EXTR Security ID: 30226D106
Meeting Date: NOV 07, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles P. Carinalli For For Management
1.2 Elect Director Kathleen M. Holmgren For For Management
1.3 Elect Director Rajendra Khanna For For Management
1.4 Elect Director Edward H. Kennedy For For Management
1.5 Elect Director Edward B. Meyercord For For Management
1.6 Elect Director John C. Shoemaker For For Management
1.7 Elect Director Ingrid J. Burton For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend NOL Rights Plan (NOL Pill) For For Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY
Ticker: FNHC Security ID: 31431B109
Meeting Date: OCT 17, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Braun For Against Management
1.2 Elect Director Jenifer G. Kimbrough For Against Management
1.3 Elect Director David W. Michelson For Against Management
1.4 Elect Director David K. Patterson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FORMFACTOR, INC.
Ticker: FORM Security ID: 346375108
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond A. Link For For Management
1b Elect Director Michael D. Slessor For For Management
1c Elect Director Thomas St. Dennis For For Management
1d Elect Director Rebeca Obregon-Jimenez For For Management
1e Elect Director Sheri Rhodes For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
FORTERRA, INC.
Ticker: FRTA Security ID: 34960W106
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen Harrell For Withhold Management
1.2 Elect Director Chad Lewis For Withhold Management
1.3 Elect Director Karl H. Watson, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FOUR CORNERS PROPERTY TRUST, INC.
Ticker: FCPT Security ID: 35086T109
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. Lenehan For Against Management
1b Elect Director Douglas B. Hansen For Against Management
1c Elect Director John S. Moody For Against Management
1d Elect Director Marran H. Ogilvie For Against Management
1e Elect Director Paul E. Szurek For Against Management
1f Elect Director Charles L. Jemley For Against Management
1g Elect Director Eric S. Hirschhorn For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENESIS HEALTHCARE, INC.
Ticker: GEN Security ID: 37185X106
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Bloem For Withhold Management
1.2 Elect Director John F. DePodesta For Withhold Management
1.3 Elect Director Terry Allison Rappuhn For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLYCOMIMETICS, INC.
Ticker: GLYC Security ID: 38000Q102
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Andrews For Withhold Management
1.2 Elect Director Mark Goldberg For Withhold Management
1.3 Elect Director Timothy Pearson For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
HAEMONETICS CORPORATION
Ticker: HAE Security ID: 405024100
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark W. Kroll For Withhold Management
1.2 Elect Director Claire Pomeroy For Withhold Management
1.3 Elect Director Ellen M. Zane For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HANGER, INC.
Ticker: HNGR Security ID: 41043F208
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vinit K. Asar For For Management
1.2 Elect Director Asif Ahmad For For Management
1.3 Elect Director Christopher B. Begley For For Management
1.4 Elect Director John T. Fox For For Management
1.5 Elect Director Thomas C. Freyman For For Management
1.6 Elect Director Stephen E. Hare For For Management
1.7 Elect Director Cynthia L. Lucchese For For Management
1.8 Elect Director Richard R. Pettingill For For Management
1.9 Elect Director Kathryn M. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HFF, INC.
Ticker: HF Security ID: 40418F108
Meeting Date: JUL 01, 2019 Meeting Type: Annual
Record Date: MAY 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3.1 Elect Director Deborah H. McAneny For For Management
3.2 Elect Director Steven E. Wheeler For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony F. Crudele For For Management
1.2 Elect Director James A. Hilt For For Management
1.3 Elect Director Jamere Jackson For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
INGEVITY CORPORATION
Ticker: NGVT Security ID: 45688C107
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jean S. Blackwell For For Management
1b Elect Director Luis Fernandez-Moreno For For Management
1c Elect Director J. Michael Fitzpatrick For For Management
1d Elect Director Diane H. Gulyas For For Management
1e Elect Director Richard B. Kelson For For Management
1f Elect Director Frederick J. Lynch For For Management
1g Elect Director Karen G. Narwold For For Management
1h Elect Director Daniel F. Sansone For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INNOVIVA, INC.
Ticker: INVA Security ID: 45781M101
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George W. Bickerstaff, For Against Management
III
1b Elect Director Mark A. DiPaolo For Against Management
1c Elect Director Jules Haimovitz For Against Management
1d Elect Director Odysseas D. Kostas For Against Management
1e Elect Director Sarah J. Schlesinger For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INSPERITY, INC.
Ticker: NSP Security ID: 45778Q107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy T. Clifford For For Management
1.2 Elect Director Ellen H. Masterson For For Management
1.3 Elect Director Latha Ramchand For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERDIGITAL, INC.
Ticker: IDCC Security ID: 45867G101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joan H. Gillman For Against Management
1b Elect Director S. Douglas Hutcheson For Against Management
1c Elect Director John A. Kritzmacher For Against Management
1d Elect Director John D. Markley, Jr. For Against Management
1e Elect Director William J. Merritt For Against Management
1f Elect Director Jean F. Rankin For Against Management
1g Elect Director Philip P. Trahanas For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
ITRON, INC.
Ticker: ITRI Security ID: 465741106
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerome J. Lande For Against Management
1b Elect Director Frank M. Jaehnert For Against Management
1c Elect Director Gary E. Pruitt For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LAWSON PRODUCTS, INC.
Ticker: LAWS Security ID: 520776105
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Bryan King For Withhold Management
1.2 Elect Director Charles D. Hale For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Eliminate Supermajority Vote For Against Management
Requirements to Amend Bylaws
6 Eliminate Supermajority Vote For Against Management
Requirement to Remove Directors
7 Eliminate Supermajority Vote For Against Management
Requirement to Amend Certificate of
Incorporation
8 Change Range for Size of the Board For Against Management
9 Eliminate Cumulative Voting For Against Management
10 Amend Articles of Incorporation to For Against Management
Modify Stockholder Proposal Procedures
11 Provide Right to Call Special Meeting For Against Management
12 Amend Certificate of Incorporation to For Against Management
Eliminate Supermajority Vote
Requirements for Specified Provisions
and Opt Out of Section 203 of the
Delaware General Corporation Law
13 Amend Certificate of Incorporation For Against Management
Regarding Combination Proposals
14 Amend Articles of Incorporation For For Management
--------------------------------------------------------------------------------
LCI INDUSTRIES
Ticker: LCII Security ID: 50189K103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James F. Gero For For Management
1b Elect Director Frank J. Crespo For For Management
1c Elect Director Brendan J. Deely For For Management
1d Elect Director Ronald J. Fenech For For Management
1e Elect Director Tracy D. Graham For For Management
1f Elect Director Virginia L. Henkels For For Management
1g Elect Director Jason D. Lippert For For Management
1h Elect Director Kieran M. O'Sullivan For For Management
1i Elect Director David A. Reed For For Management
1j Elect Director John A. Sirpilla For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
LGI HOMES, INC.
Ticker: LGIH Security ID: 50187T106
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ryan Edone For Withhold Management
1.2 Elect Director Duncan Gage For Withhold Management
1.3 Elect Director Eric Lipar For Withhold Management
1.4 Elect Director Laura Miller For Withhold Management
1.5 Elect Director Bryan Sansbury For Withhold Management
1.6 Elect Director Steven Smith For Withhold Management
1.7 Elect Director Robert Vahradian For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MAXIMUS, INC.
Ticker: MMS Security ID: 577933104
Meeting Date: MAR 17, 2020 Meeting Type: Annual
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gayathri Rajan For For Management
1b Elect Director Michael J. Warren For For Management
2 Declassify the Board of Directors For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
MERITOR, INC.
Ticker: MTOR Security ID: 59001K100
Meeting Date: JAN 23, 2020 Meeting Type: Annual
Record Date: NOV 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Beringhause For For Management
1.2 Elect Director Rhonda L. Brooks For For Management
1.3 Elect Director Jeffrey A. Craig For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Declassify the Board of Directors For For Management
5 Amend Articles of Incorporation to For For Management
Allow Shareholders to Amend By-Laws
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MICROSTRATEGY INCORPORATED
Ticker: MSTR Security ID: 594972408
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Saylor For Withhold Management
1.2 Elect Director Stephen X. Graham For Withhold Management
1.3 Elect Director Jarrod M. Patten For Withhold Management
1.4 Elect Director Leslie J. Rechan For Withhold Management
1.5 Elect Director Carl J. Rickertsen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MILLER INDUSTRIES, INC.
Ticker: MLR Security ID: 600551204
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore H. Ashford, III For Against Management
1.2 Elect Director A. Russell Chandler, III For Against Management
1.3 Elect Director William G. Miller For Against Management
1.4 Elect Director William G. Miller, II For Against Management
1.5 Elect Director Richard H. Roberts For Against Management
1.6 Elect Director Leigh Walton For Against Management
1.7 Elect Director Deborah L. Whitmire For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MISONIX, INC.
Ticker: MSON Security ID: 604871103
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Koby For For Management
1.2 Elect Director Paul LaViolette For For Management
1.3 Elect Director Thomas M. Patton For For Management
1.4 Elect Director Stavros G. Vizirgianakis For For Management
1.5 Elect Director Gwendolyn A. Watanabe For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
MR. COOPER GROUP INC.
Ticker: COOP Security ID: 62482R107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay Bray For For Management
1b Elect Director Busy Burr For For Management
1c Elect Director Robert H. Gidel For For Management
1d Elect Director Roy A. Guthrie For For Management
1e Elect Director Christopher J. For For Management
Harrington
1f Elect Director Michael D. Malone For For Management
1g Elect Director Shveta Mujumdar For For Management
1h Elect Director Tagar C. Olson For For Management
1i Elect Director Steven D. Scheiwe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL RESEARCH CORPORATION
Ticker: NRC Security ID: 637372202
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director JoAnn M. Martin For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEXPOINT RESIDENTIAL TRUST, INC.
Ticker: NXRT Security ID: 65341D102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director James Dondero For Withhold Management
1b Elect Director Brian Mitts For Withhold Management
1c Elect Director Edward Constantino For Withhold Management
1d Elect Director Scott Kavanaugh For Withhold Management
1e Elect Director Arthur Laffer For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NMI HOLDINGS, INC.
Ticker: NMIH Security ID: 629209305
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley M. Shuster For For Management
1.2 Elect Director Claudia J. Merkle For For Management
1.3 Elect Director Michael Embler For For Management
1.4 Elect Director James G. Jones For For Management
1.5 Elect Director Lynn S. McCreary For For Management
1.6 Elect Director Michael Montgomery For For Management
1.7 Elect Director Regina Muehlhauser For For Management
1.8 Elect Director James H. Ozanne For For Management
1.9 Elect Director Steven L. Scheid For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NUVASIVE, INC.
Ticker: NUVA Security ID: 670704105
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Christopher Barry For Against Management
1b Elect Director Gregory T. Lucier For Against Management
1c Elect Director Leslie V. Norwalk For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OMNICELL, INC.
Ticker: OMCL Security ID: 68213N109
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joanne B. Bauer For For Management
1.2 Elect Director Robin G. Seim For For Management
1.3 Elect Director Sara J. White For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OSI SYSTEMS, INC.
Ticker: OSIS Security ID: 671044105
Meeting Date: DEC 12, 2019 Meeting Type: Annual
Record Date: OCT 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deepak Chopra For For Management
1.2 Elect Director Steven C. Good For For Management
1.3 Elect Director Meyer Luskin For For Management
1.4 Elect Director William F. Ballhaus, Jr. For For Management
1.5 Elect Director James B. Hawkins For For Management
1.6 Elect Director Gerald Chizever For For Management
1.7 Elect Director Kelli Bernard For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PERFORMANCE FOOD GROUP COMPANY
Ticker: PFGC Security ID: 71377A103
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: SEP 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George L. Holm For For Management
1b Elect Director Arthur B. Winkleblack - None None Management
Withdrawn
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Eliminate Supermajority Vote For For Management
Requirement for Amending Government
Documents and Removing Directors
7 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
R1 RCM INC.
Ticker: RCM Security ID: 749397105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Feiner For Withhold Management
1.2 Elect Director Joseph G. Flanagan For Withhold Management
1.3 Elect Director John B. Henneman, III For Withhold Management
1.4 Elect Director Alex J. Mandl For Withhold Management
1.5 Elect Director Neal Moszkowski For Withhold Management
1.6 Elect Director Ian Sacks For Withhold Management
1.7 Elect Director Jill Smith For Withhold Management
1.8 Elect Director Anthony J. Speranzo For Withhold Management
1.9 Elect Director Anthony R. Tersigni For Withhold Management
1.10 Elect Director Albert (Bert) R. For Withhold Management
Zimmerli
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
RADIANT LOGISTICS, INC.
Ticker: RLGT Security ID: 75025X100
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: SEP 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bohn H. Crain For Against Management
1.2 Elect Director Jack Edwards For Against Management
1.3 Elect Director Richard P. Palmieri For Against Management
1.4 Elect Director Michael Gould For Against Management
2 Ratify Peterson Sullivan LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
RADIUS HEALTH, INC.
Ticker: RDUS Security ID: 750469207
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Willard H. Dere For Against Management
1b Elect Director Anthony Rosenberg For Against Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RENT-A-CENTER, INC.
Ticker: RCII Security ID: 76009N100
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey J. Brown For For Management
1.2 Elect Director Mitchell E. Fadel For For Management
1.3 Elect Director Christopher B. Hetrick For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RH
Ticker: RH Security ID: 74967X103
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eri Chaya For For Management
1.2 Elect Director Mark Demilio For For Management
1.3 Elect Director Leonard Schlesinger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ROGERS CORPORATION
Ticker: ROG Security ID: 775133101
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith L. Barnes For For Management
1.2 Elect Director Bruce D. Hoechner For For Management
1.3 Elect Director Carol R. Jensen For For Management
1.4 Elect Director Ganesh Moorthy For For Management
1.5 Elect Director Jeffrey J. Owens For For Management
1.6 Elect Director Helene Simonet For For Management
1.7 Elect Director Peter C. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECT MEDICAL HOLDINGS CORPORATION
Ticker: SEM Security ID: 81619Q105
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bryan C. Cressey For Against Management
1.2 Elect Director Robert A. Ortenzio For Against Management
1.3 Elect Director Daniel J. Thomas For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify PriceWaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECTIVE INSURANCE GROUP, INC.
Ticker: SIGI Security ID: 816300107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John C. Burville For Against Management
1b Elect Director Terrence W. Cavanaugh For Against Management
1c Elect Director Robert Kelly Doherty For Against Management
1d Elect Director John J. Marchioni For Against Management
1e Elect Director Thomas A. McCarthy For Against Management
1f Elect Director H. Elizabeth Mitchell For Against Management
1g Elect Director Michael J. Morrissey For Against Management
1h Elect Director Gregory E. Murphy For Against Management
1i Elect Director Cynthia S. Nicholson For Against Management
1j Elect Director William M. Rue For Against Management
1k Elect Director John S. Scheid For Against Management
1l Elect Director J. Brian Thebault For Against Management
1m Elect Director Philip H. Urban For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SIMULATIONS PLUS, INC.
Ticker: SLP Security ID: 829214105
Meeting Date: FEB 21, 2020 Meeting Type: Annual
Record Date: DEC 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter S. Woltosz For Withhold Management
1.2 Elect Director John K. Paglia For Withhold Management
1.3 Elect Director David L. Ralph For Withhold Management
1.4 Elect Director Daniel Weiner For Withhold Management
1.5 Elect Director Lisa LaVange For Withhold Management
2 Ratify Rose, Snyder, & Jacobs, LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
SPARK ENERGY, INC.
Ticker: SPKE Security ID: 846511103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Amanda E. Bush For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SPARTAN MOTORS, INC.
Ticker: SPAR Security ID: 846819100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Angela K. Freeman For Withhold Management
1.2 Elect Director Dominic A. Romeo For Withhold Management
1.3 Elect Director Andrew M. Rooke For Withhold Management
2 Change Company Name to The Shyft For For Management
Group, Inc.
3 Amend Omnibus Stock Plan For For Management
4 Ratify BDO USA, LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAILORED BRANDS, INC.
Ticker: TLRD Security ID: 87403A107
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dinesh S. Lathi For For Management
1.2 Elect Director Theo Killion For For Management
1.3 Elect Director Irene Chang Britt For For Management
1.4 Elect Director Sue Gove For For Management
1.5 Elect Director Andrew Vollero For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TECHTARGET, INC.
Ticker: TTGT Security ID: 87874R100
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Cotoia For Against Management
1.2 Elect Director Roger M. Marino For Against Management
1.3 Elect Director Christina G. Van Houten For Against Management
2 Ratify Stowe & Degon, LLC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TENNANT COMPANY
Ticker: TNC Security ID: 880345103
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol S. Eicher For For Management
1b Elect Director Maria C. Green For For Management
1c Elect Director Donal L. Mulligan For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TERRENO REALTY CORPORATION
Ticker: TRNO Security ID: 88146M101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director W. Blake Baird For For Management
1b Elect Director Michael A. Coke For For Management
1c Elect Director Linda Assante For For Management
1d Elect Director LeRoy E. Carlson For For Management
1e Elect Director David M. Lee For For Management
1f Elect Director Gabriela Franco Parcella For For Management
1g Elect Director Douglas M. Pasquale For For Management
1h Elect Director Dennis Polk For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TETRA TECH, INC.
Ticker: TTEK Security ID: 88162G103
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Dan L. Batrack For Against Management
1B Elect Director Gary R. Birkenbeuel For Against Management
1C Elect Director Patrick C. Haden For Against Management
1D Elect Director J. Christopher Lewis For Against Management
1E Elect Director Joanne M. Maguire For Against Management
1F Elect Director Kimberly E. Ritrievi For Against Management
1G Elect Director J. Kenneth Thompson For Against Management
1H Elect Director Kirsten M. Volpi For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TEXAS ROADHOUSE, INC.
Ticker: TXRH Security ID: 882681109
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory N. Moore For For Management
1.2 Elect Director W. Kent Taylor For For Management
1.3 Elect Director Curtis A. Warfield For For Management
1.4 Elect Director Kathleen M. Widmer For For Management
1.5 Elect Director James R. Zarley For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BRINK'S COMPANY
Ticker: BCO Security ID: 109696104
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kathie J. Andrade For For Management
1.2 Elect Director Paul G. Boynton For For Management
1.3 Elect Director Ian D. Clough For For Management
1.4 Elect Director Susan E. Docherty For For Management
1.5 Elect Director Reginald D. Hedgebeth For For Management
1.6 Elect Director Dan R. Henry - Withdrawn None None Management
1.7 Elect Director Michael J. Herling For For Management
1.8 Elect Director Douglas A. Pertz For For Management
1.9 Elect Director George I. Stoeckert For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE JOINT CORP.
Ticker: JYNT Security ID: 47973J102
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew E. Rubel For For Management
1.2 Elect Director James H. Amos, Jr. For For Management
1.3 Elect Director Ronald V. DaVella For For Management
1.4 Elect Director Suzanne M. Decker For For Management
1.5 Elect Director Peter D. Holt For For Management
1.6 Elect Director Abe Hong For For Management
1.7 Elect Director Glenn J. Krevlin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Plante & Moran, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
TOPBUILD CORP.
Ticker: BLD Security ID: 89055F103
Meeting Date: APR 27, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Alec C. Covington For Against Management
1b Elect Director Gerald Volas For Against Management
1c Elect Director Carl T. Camden For Against Management
1d Elect Director Joseph S. Cantie For Against Management
1e Elect Director Tina M. Donikowski For Against Management
1f Elect Director Mark A. Petrarca For Against Management
1g Elect Director Nancy M. Taylor For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TTEC HOLDINGS, INC.
Ticker: TTEC Security ID: 89854H102
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kenneth D. Tuchman For For Management
1b Elect Director Steven J. Anenen For For Management
1c Elect Director Tracy L. Bahl For For Management
1d Elect Director Gregory A. Conley For For Management
1e Elect Director Robert N. Frerichs For For Management
1f Elect Director Marc L. Holtzman For For Management
1g Elect Director Ekta Singh-Bushell For For Management
2 Ratify PricewaterhouseCoopers LLC as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNISYS CORPORATION
Ticker: UIS Security ID: 909214306
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter A. Altabef For For Management
1b Elect Director Jared L. Cohon For For Management
1c Elect Director Nathaniel A. Davis For For Management
1d Elect Director Matthew J. Desch For For Management
1e Elect Director Denise K. Fletcher For For Management
1f Elect Director Philippe Germond For For Management
1g Elect Director Lisa A. Hook For For Management
1h Elect Director Deborah Lee James For For Management
1i Elect Director Paul E. Martin For For Management
1j Elect Director Regina Paolillo For For Management
1k Elect Director Lee D. Roberts For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERSO CORPORATION
Ticker: VRS Security ID: 92531L207
Meeting Date: JAN 31, 2020 Meeting Type: Proxy Contest
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1a Elect Director Robert K. Beckler For Did Not Vote Management
1b Elect Director Paula H.J. Cholmondeley For Did Not Vote Management
1c Elect Director Randy J. Nebel For Did Not Vote Management
1d Elect Director Steven D. Scheiwe For Did Not Vote Management
1e Elect Director Jay Shuster For Did Not Vote Management
1f Elect Director Adam St. John For Did Not Vote Management
1g Elect Director Nancy M. Taylor For Did Not Vote Management
2 Approve Sale of Androscoggin Mill For Did Not Vote Management
3 Adjourn Meeting For Did Not Vote Management
4a Reduce Supermajority Vote Requirement For Did Not Vote Management
for Removal of Directors
4b Reduce Supermajority Vote Requirement For Did Not Vote Management
to Amend Bylaws
4c Reduce Supermajority Vote Requirement For Did Not Vote Management
to Amend Certain Provisions of the
Certificate of Incorporation
5 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
7 Adopt Stockholder Rights Plan For Did Not Vote Management
8 Adopt Majority Vote for Election of None Did Not Vote Management
Directors
9 Repeal Amendments to Verso's Amended Against Did Not Vote Shareholder
and Restated Bylaws Adopted After June
26, 2019
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1.1 Elect Director Sean T. Erwin For For Shareholder
1.2 Elect Director Jeffrey E. Kirt For For Shareholder
1.3 Elect Director Timothy Lowe For Withhold Shareholder
1.4 Management Nominee Robert K. Beckler For For Shareholder
1.5 Management Nominee Paula H.J. For For Shareholder
Cholmondeley
1.6 Management Nominee Randy J. Nebel For For Shareholder
1.7 Management Nominee Adam St. John For For Shareholder
2 Approve Sale of Androscoggin Mill None For Management
3 Adjourn Meeting None For Management
4a Reduce Supermajority Vote Requirement For For Management
for Removal of Directors
4b Reduce Supermajority Vote Requirement For For Management
to Amend Bylaws
4c Reduce Supermajority Vote Requirement For For Management
to Amend Certain Provisions of the
Certificate of Incorporation
5 Advisory Vote to Ratify Named None Against Management
Executive Officers' Compensation
6 Ratify Deloitte & Touche LLP as None For Management
Auditors
7 Adopt Stockholder Rights Plan None Against Management
8 Adopt Majority Vote for Election of For Against Management
Directors
9 Repeal Amendments to Verso's Amended For For Shareholder
and Restated Bylaws Adopted After June
26, 2019
======================== Bridgeway Ultra Small Company =========================
1347 PROPERTY INSURANCE HOLDINGS, INC.
Ticker: PIH Security ID: 68244P107
Meeting Date: DEC 17, 2019 Meeting Type: Annual
Record Date: OCT 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rita Hayes For For Management
1.2 Elect Director Lewis M. Johnson For For Management
1.3 Elect Director Dennis A. Wong For For Management
2 Declassify the Board of Directors For For Management
3 Amend Bylaws to Provide Directors May For For Management
Be Removed With or Without Cause
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
A-MARK PRECIOUS METALS, INC.
Ticker: AMRK Security ID: 00181T107
Meeting Date: OCT 30, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For Withhold Management
1.2 Elect Director Ellis Landau For Withhold Management
1.3 Elect Director Beverley Lepine For Withhold Management
1.4 Elect Director William Montgomery For Withhold Management
1.5 Elect Director John (Jay) U. Moorhead For Withhold Management
1.6 Elect Director Jess M. Ravich For Withhold Management
1.7 Elect Director Gregory N. Roberts For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ACME UNITED CORPORATION
Ticker: ACU Security ID: 004816104
Meeting Date: APR 20, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter C. Johnsen For Withhold Management
1.2 Elect Director Richmond Y. Holden, Jr. For Withhold Management
1.3 Elect Director Brian S. Olschan For Withhold Management
1.4 Elect Director Stevenson E. Ward, III For Withhold Management
1.5 Elect Director Susan H. Murphy For Withhold Management
1.6 Elect Director Rex L. Davidson For Withhold Management
1.7 Elect Director Brian K. Barker For Withhold Management
2 Amend Stock Option Plan For For Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADAMS RESOURCES & ENERGY, INC.
Ticker: AE Security ID: 006351308
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Townes G. Pressler For For Management
1.2 Elect Director Michelle A. Earley For For Management
1.3 Elect Director Murray E. Brasseux For For Management
1.4 Elect Director Richard C. Jenner For For Management
1.5 Elect Director W.R. Scofield For For Management
1.6 Elect Director John O. Niemann, Jr. For For Management
1.7 Elect Director Dennis E. Dominic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADESTO TECHNOLOGIES CORPORATION
Ticker: IOTS Security ID: 00687D101
Meeting Date: MAY 05, 2020 Meeting Type: Special
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALASKA COMMUNICATIONS SYSTEMS GROUP, INC.
Ticker: ALSK Security ID: 01167P101
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Karp For For Management
1.2 Elect Director Peter D. Aquino For For Management
1.3 Elect Director Wayne Barr, Jr. For For Management
1.4 Elect Director Benjamin C. Duster, IV For For Management
1.5 Elect Director Shelly C. Lombard For For Management
1.6 Elect Director William H. Bishop For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALICO, INC.
Ticker: ALCO Security ID: 016230104
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Kiernan For Withhold Management
1.2 Elect Director George R. Brokaw For Withhold Management
1.3 Elect Director R. Greg Eisner For Withhold Management
1.4 Elect Director Benjamin D. Fishman For Withhold Management
1.5 Elect Director W. Andrew Krusen, Jr. For Withhold Management
1.6 Elect Director Henry R. Slack For Withhold Management
1.7 Elect Director Toby K. Purse For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Require a Majority Vote for the None For Shareholder
Election of Directors
--------------------------------------------------------------------------------
ALLIED HEALTHCARE PRODUCTS, INC.
Ticker: AHPI Security ID: 019222207
Meeting Date: NOV 07, 2019 Meeting Type: Annual
Record Date: OCT 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Judith T. Graves For Withhold Management
1.2 Elect Director Joseph E. Root For Withhold Management
1.3 Elect Director Earl R. Refsland For Withhold Management
1.4 Elect Director John D. Weil For Withhold Management
2 Ratify RubinBrown LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMCON DISTRIBUTING COMPANY
Ticker: DIT Security ID: 02341Q205
Meeting Date: DEC 23, 2019 Meeting Type: Annual
Record Date: NOV 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher H. Atayan For Withhold Management
1.2 Elect Director Raymond F. Bentele For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
AMERICAN RENAL ASSOCIATES HOLDINGS, INC.
Ticker: ARA Security ID: 029227105
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Boxer For Withhold Management
1.2 Elect Director Thomas W. Erickson For Withhold Management
1.3 Elect Director Robert H. Fish For Withhold Management
2 Ratify Grant Thornton LLP as Auditors None None Management
*Withdrawn Resolution*
--------------------------------------------------------------------------------
AMERICAN SHARED HOSPITAL SERVICES
Ticker: AMS Security ID: 029595105
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ernest A. Bates For For Management
1.2 Elect Director Daniel G. Kelly, Jr. For For Management
1.3 Elect Director David A. Larson For For Management
1.4 Elect Director Sandra A.J. Lawrence For For Management
1.5 Elect Director Saim Mert Ozyurek For For Management
1.6 Elect Director Raymond C. Stachowiak For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditors For Against Management
--------------------------------------------------------------------------------
AMERISERV FINANCIAL, INC.
Ticker: ASRV Security ID: 03074A102
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan R. Dennison For Withhold Management
1.2 Elect Director Sara A. Sargent For Withhold Management
2 Ratify S.R. Snodgrass PC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
APPLIED GENETIC TECHNOLOGIES CORPORATION
Ticker: AGTC Security ID: 03820J100
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan B. Washer For Withhold Management
1.2 Elect Director Ed Hurwitz For Withhold Management
1.3 Elect Director James Rosen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APYX MEDICAL CORPORATION
Ticker: APYX Security ID: 03837C106
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Makrides For Against Management
1.2 Elect Director Charles D. Goodwin For Against Management
1.3 Elect Director Michael E. Geraghty For Against Management
1.4 Elect Director Lawrence J. Waldman For Against Management
1.5 Elect Director John C. Andres For Against Management
1.6 Elect Director Craig Swandal For Against Management
2 Ratify BDO USA, LLC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ARAVIVE, INC.
Ticker: ARAV Security ID: 03890D108
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amato Giaccia For Withhold Management
1.2 Elect Director Jay P. Shepard For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Approve 2019 Equity Incentive Plan For Against Management
--------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS, INC.
Ticker: ARC Security ID: 00191G103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumarakulasingam For For Management
("Suri") Suriyakumar
1.2 Elect Director Bradford L. Brooks For For Management
1.3 Elect Director Cheryl Cook For For Management
1.4 Elect Director Tracey Luttrell For For Management
1.5 Elect Director Dewitt Kerry McCluggage For For Management
1.6 Elect Director Mark W. Mealy For For Management
2 Ratify Armanino LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ASHFORD INC.
Ticker: AINC Security ID: 044104107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Monty J. Bennett For Withhold Management
1.2 Elect Director Dinesh P. Chandiramani For Withhold Management
1.3 Elect Director Darrell T. Hail For Withhold Management
1.4 Elect Director J. Robison Hays, III For Withhold Management
1.5 Elect Director Uno Immanivong For Withhold Management
1.6 Elect Director W. Michael Murphy For Withhold Management
1.7 Elect Director Brian Wheeler For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASPEN AEROGELS, INC.
Ticker: ASPN Security ID: 04523Y105
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Mitchell For Withhold Management
1.2 Elect Director Richard F. Reilly For Withhold Management
1.3 Elect Director Donald R. Young For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ASURE SOFTWARE, INC.
Ticker: ASUR Security ID: 04649U102
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Sandberg For Withhold Management
1.2 Elect Director W. Carl Drew For Withhold Management
1.3 Elect Director Daniel Gill For Withhold Management
1.4 Elect Director Patrick Goepel For Withhold Management
1.5 Elect Director Charles Lathrop, Jr. For Withhold Management
1.6 Elect Director Bradford Oberwager For Withhold Management
1.7 Elect Director Bjorn Reynolds For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Amend Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ATLANTICUS HOLDINGS CORPORATION
Ticker: ATLC Security ID: 04914Y102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Hanna For Withhold Management
1.2 Elect Director Jeffrey A. Howard For Withhold Management
1.3 Elect Director Deal W. Hudson For Withhold Management
1.4 Elect Director Mack F. Mattingly For Withhold Management
1.5 Elect Director Thomas G. Rosencrants For Withhold Management
2 Approve Conversion of Securities For For Management
--------------------------------------------------------------------------------
AVALON HOLDINGS CORPORATION
Ticker: AWX Security ID: 05343P109
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurtis D. Gramley For Withhold Management
1.2 Elect Director Stephen L. Gordon For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AVIAT NETWORKS, INC.
Ticker: AVNW Security ID: 05366Y201
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director John Mutch For Against Management
1B Elect Director Kenneth Kong For Against Management
1C Elect Director John J. Quicke For Against Management
1D Elect Director James C. Stoffel For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BARNES & NOBLE EDUCATION, INC.
Ticker: BNED Security ID: 06777U101
Meeting Date: SEP 25, 2019 Meeting Type: Annual
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emily C. Chiu For For Management
1.2 Elect Director Daniel A. DeMatteo For For Management
1.3 Elect Director David G. Golden For For Management
1.4 Elect Director Michael P. Huseby For For Management
1.5 Elect Director John R. Ryan For For Management
1.6 Elect Director Jerry Sue Thornton For For Management
1.7 Elect Director David A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INCORPORATED
Ticker: BSET Security ID: 070203104
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Belk For Withhold Management
1.2 Elect Director Kristina Cashman For Withhold Management
1.3 Elect Director Virginia W. Hamlet For Withhold Management
1.4 Elect Director J. Walter McDowell For Withhold Management
1.5 Elect Director Robert H. Spilman, Jr. For Withhold Management
1.6 Elect Director William C. Wampler, Jr. For Withhold Management
1.7 Elect Director William C. Warden, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BCB BANCORP, INC.
Ticker: BCBP Security ID: 055298103
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Ballance For Withhold Management
1.2 Elect Director Joseph J. Brogan For Withhold Management
1.3 Elect Director August Pellegrini, Jr. For Withhold Management
1.4 Elect Director James G. Rizzo For Withhold Management
2 Ratify Wolf & Company, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BG STAFFING, INC.
Ticker: BGSF Security ID: 05544A109
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Baum, Jr. For Withhold Management
1.2 Elect Director Paul A. Seid For Withhold Management
2 Ratify Whitley Penn LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION
Ticker: BGFV Security ID: 08915P101
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer H. Dunbar For Against Management
1b Elect Director Steven G. Miller For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BIOANALYTICAL SYSTEMS, INC.
Ticker: BASI Security ID: 09058M103
Meeting Date: MAR 19, 2020 Meeting Type: Annual
Record Date: JAN 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Richard A. Johnson For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BLONDER TONGUE LABORATORIES, INC.
Ticker: BDR Security ID: 093698108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Bruno For Withhold Management
1.2 Elect Director Stephen K. Necessary For Withhold Management
1.3 Elect Director Steven L. Shea For Withhold Management
2 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
3 Approve Issuance of Convertible For For Management
Indebtedness Pursuant to Private
Placement Rule
4 Approve Issuance of Convertible For For Management
Indebtedness Pursuant to Change of
Control Rule
5 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
BUILD-A-BEAR WORKSHOP, INC.
Ticker: BBW Security ID: 120076104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maxine Clark For Against Management
1.2 Elect Director Sharon John For For Management
1.3 Elect Director Sarah Personette For Against Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
C&F FINANCIAL CORPORATION
Ticker: CFFI Security ID: 12466Q104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Anthony Peay For Withhold Management
1.2 Elect Director Julie R. Agnew For Withhold Management
1.3 Elect Director J. P. Causey, Jr. For Withhold Management
1.4 Elect Director Thomas F. Cherry For Withhold Management
1.5 Elect Director George R. Sisson, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
CALEDONIA MINING CORPORATION PLC
Ticker: CAL Security ID: G1757E113
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Leigh A. Wilson For For Management
1b Elect Director Steven Curtis For For Management
1c Elect Director Mark Learmonth For For Management
1d Elect Director John Kelly For For Management
1e Elect Director Johan Holtzhausen For For Management
1f Elect Director John McGloin For For Management
1g Elect Director Nick Clarke For For Management
2 Approve BDO South Africa Inc as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3a Elect Audit Committee Member Johan For For Management
Holtzhausen
3b Elect Audit Committee Member John Kelly For For Management
3c Elect Audit Committee Member John For For Management
McGloin
--------------------------------------------------------------------------------
CAPITALA FINANCE CORP.
Ticker: CPTA Security ID: 14054R106
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R. Charles Moyer For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
CB FINANCIAL SERVICES, INC.
Ticker: CBFV Security ID: 12479G101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Fox For Withhold Management
1.2 Elect Director William C. Groves For Withhold Management
1.3 Elect Director John J. LaCarte For Withhold Management
1.4 Elect Director William G. Petroplus For Withhold Management
1.5 Elect Director David F. Pollock For Withhold Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B202
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karen L. Shoos For Withhold Management
1.2 Elect Director Anthony S. Marucci For Withhold Management
1.3 Elect Director Keith L. Brownlie For Withhold Management
1.4 Elect Director Herbert J. Conrad For Withhold Management
1.5 Elect Director James J. Marino For Withhold Management
1.6 Elect Director Harry H. Penner, Jr. For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CENTRAL FEDERAL CORPORATION
Ticker: CFBK Security ID: 15346Q400
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert E. Hoeweler For Withhold Management
1.2 Elect Director John T. Pietrzak For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD LLP as Auditors For For Management
4 Authorize a New Class of Non-Voting For For Management
Common Stock
5 Approve Issuance of Common Stock Upon For For Management
Conversion of Non-Voting Common Stock
or Series C Preferred Stock
6 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CENTRUS ENERGY CORP.
Ticker: LEU Security ID: 15643U104
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mikel H. Williams For For Management
1.2 Elect Director Michael Diament For Withhold Management
1.3 Elect Director W. Thomas Jagodinski For For Management
1.4 Elect Director Patricia J. Jamieson For Withhold Management
1.5 Elect Director William J. Madia For For Management
1.6 Elect Director Daniel B. Poneman For For Management
1.7 Elect Director Neil S. Subin For Withhold Management
1.8 Elect Director Michael W. None None Management
O'Shaughnessy - Withdrawn
1.9 Elect Director Tina W. Jonas For For Management
2 Amend NOL Rights Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHARLES & COLVARD, LTD.
Ticker: CTHR Security ID: 159765106
Meeting Date: NOV 21, 2019 Meeting Type: Annual
Record Date: SEP 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anne M. Butler For Withhold Management
1.2 Elect Director Benedetta Casamento For Withhold Management
1.3 Elect Director Neal I. Goldman For Withhold Management
1.4 Elect Director Suzanne Miglucci For Withhold Management
1.5 Elect Director Ollin B. Sykes For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CHICAGO RIVET & MACHINE CO.
Ticker: CVR Security ID: 168088102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bourg For Withhold Management
1.2 Elect Director Kent H. Cooney For Withhold Management
1.3 Elect Director Patricia M. Miller For Withhold Management
1.4 Elect Director Kurt Moders For Withhold Management
1.5 Elect Director James W. Morrissey For Withhold Management
1.6 Elect Director Walter W. Morrissey For Withhold Management
1.7 Elect Director John C. Osterman For Withhold Management
1.8 Elect Director John L. Showel For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHINA XD PLASTICS COMPANY LIMITED
Ticker: CXDC Security ID: 16948F107
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jie Han For Withhold Management
1.2 Elect Director Taylor Zhang For Withhold Management
1.3 Elect Director Linyuan Zhai For Withhold Management
1.4 Elect Director Huiyi Chen For Withhold Management
1.5 Elect Director Guanbao Huang For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG Huazhen LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
CIM COMMERCIAL TRUST CORPORATION
Ticker: CMCT Security ID: 125525584
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas Bech For Withhold Management
1.2 Elect Director Robert Cresci For Withhold Management
1.3 Elect Director Kelly Eppich For Withhold Management
1.4 Elect Director Frank Golay, Jr. For Withhold Management
1.5 Elect Director Shaul Kuba For Withhold Management
1.6 Elect Director Richard Ressler For Withhold Management
1.7 Elect Director Avraham Shemesh For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CINEDIGM CORP.
Ticker: CIDM Security ID: 172406209
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. McGurk For Withhold Management
1.2 Elect Director Peter C. Brown For Withhold Management
1.3 Elect Director Peng Jin For Withhold Management
1.4 Elect Director Patrick W. O'Brien For Withhold Management
1.5 Elect Director Zvi M. Rhine For Withhold Management
1.6 Elect Director Peixin Xu For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
CITI TRENDS, INC.
Ticker: CTRN Security ID: 17306X102
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Carney For For Management
1.2 Elect Director Jonathan Duskin For For Management
1.3 Elect Director David N. Makuen For For Management
1.4 Elect Director Peter R. Sachse For For Management
1.5 Elect Director Kenneth D. Seipel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CM FINANCE INC
Ticker: CMFN Security ID: 12574Q103
Meeting Date: AUG 28, 2019 Meeting Type: Special
Record Date: JUN 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
between CM Finance Inc and CM
Investment Partners LLC
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COMMERCIAL VEHICLE GROUP, INC.
Ticker: CVGI Security ID: 202608105
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harold C. Bevis For For Management
1b Elect Director Roger L. Fix For For Management
1c Elect Director Robert C. Griffin For For Management
1d Elect Director Wayne M. Rancourt For For Management
1e Elect Director James R. Ray, Jr. For For Management
1f Elect Director Janice E. Stipp For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC.
Ticker: JCS Security ID: 203900105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger H.D. Lacey For Withhold Management
1.2 Elect Director Richard A. Primuth For Withhold Management
1.3 Elect Director Randall D. Sampson For Withhold Management
1.4 Elect Director Steven C. Webster For Withhold Management
1.5 Elect Director Michael R. Zapata For Withhold Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
COMMUNITY WEST BANCSHARES
Ticker: CWBC Security ID: 204157101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Bartlein For For Management
1.2 Elect Director Jean W. Blois For For Management
1.3 Elect Director Dana L. Boutain For For Management
1.4 Elect Director Tom L. Dobyns For For Management
1.5 Elect Director John D. Illgen For For Management
1.6 Elect Director James W. Lokey For For Management
1.7 Elect Director Shereef Moharram For For Management
1.8 Elect Director William R. Peeples For For Management
1.9 Elect Director Martin E. Plourd For For Management
1.10 Elect Director Kirk B. Stovesand For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify RSM as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
COMPUTER TASK GROUP, INCORPORATED
Ticker: CTG Security ID: 205477102
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: JUN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Klein For For Management
1.2 Elect Director Valerie Rahmani For For Management
1.3 Elect Director Filip J.L. Gyde For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMSTOCK HOLDING COMPANIES, INC.
Ticker: CHCI Security ID: 205684202
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David M. Guernsey For Withhold Management
1.2 Elect Director James A. MacCutcheon For Withhold Management
1.3 Elect Director Robert P. Pincus For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONSUMER PORTFOLIO SERVICES, INC.
Ticker: CPSS Security ID: 210502100
Meeting Date: OCT 22, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bradley, Jr. For Withhold Management
1.2 Elect Director Chris A. Adams For Withhold Management
1.3 Elect Director Louis M. Grasso For Withhold Management
1.4 Elect Director Brian J. Rayhill For Withhold Management
1.5 Elect Director William B. Roberts For Withhold Management
1.6 Elect Director Gregory S. Washer For Withhold Management
1.7 Elect Director Daniel S. Wood For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CUMBERLAND PHARMACEUTICALS, INC.
Ticker: CPIX Security ID: 230770109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joey A. Jacobs For Withhold Management
1.2 Elect Director Caroline R. Young For Withhold Management
1.3 Elect Director Kenneth J. Krogulski For Withhold Management
1.4 Elect Director Jonathan I. Griggs For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Amend Omnibus Stock Plan For Against Management
5 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
--------------------------------------------------------------------------------
CYNERGISTEK, INC.
Ticker: CTEK Security ID: 23258P105
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caleb Barlow For Withhold Management
1.2 Elect Director Michael Loria For Withhold Management
1.3 Elect Director Robert McCashin For Withhold Management
1.4 Elect Director Michael McMillan For Withhold Management
1.5 Elect Director Theresa Meadows For Withhold Management
1.6 Elect Director Mark Roberson For Withhold Management
1.7 Elect Director Dana Sellers For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Haskell & White LLP as Auditors For For Management
--------------------------------------------------------------------------------
DELTA APPAREL, INC.
Ticker: DLA Security ID: 247368103
Meeting Date: FEB 06, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anita D. Britt For Withhold Management
1.2 Elect Director J. Bradley Campbell For Withhold Management
1.3 Elect Director G. Jay Gogue For Withhold Management
1.4 Elect Director Glenda E. Hood For Withhold Management
1.5 Elect Director Robert W. Humphreys For Withhold Management
1.6 Elect Director Robert E. Staton, Sr. For Withhold Management
1.7 Elect Director A. Alexander Taylor, II For Withhold Management
1.8 Elect Director David G. Whalen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DESTINATION XL GROUP, INC.
Ticker: DXLG Security ID: 25065K104
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: JUN 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Kyees For Against Management
1.2 Elect Director Harvey S. Kanter For Against Management
1.3 Elect Director Jack Boyle For Against Management
1.4 Elect Director Lionel F. Conacher For Against Management
1.5 Elect Director Seymour Holtzman For Against Management
1.6 Elect Director Willem Mesdag For Against Management
1.7 Elect Director Ward K. Mooney For Against Management
1.8 Elect Director Mitchell S. Presser For Against Management
1.9 Elect Director Ivy Ross For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DIGITAL TURBINE, INC.
Ticker: APPS Security ID: 25400W102
Meeting Date: SEP 17, 2019 Meeting Type: Annual
Record Date: JUL 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Deutschman For For Management
1.2 Elect Director Roy H. Chestnutt For For Management
1.3 Elect Director Mohan S. Gyani For For Management
1.4 Elect Director Jeffrey Karish For For Management
1.5 Elect Director Christopher Rogers For For Management
1.6 Elect Director Michelle M. Sterling For For Management
1.7 Elect Director William G. Stone, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify SingerLewak LLP as Auditors For For Management
--------------------------------------------------------------------------------
DLH HOLDINGS CORP.
Ticker: DLHC Security ID: 23335Q100
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James P. Allen For For Management
1.2 Elect Director Martin J. Delaney For For Management
1.3 Elect Director Elder Granger For For Management
1.4 Elect Director Frances M. Murphy For For Management
1.5 Elect Director Zachary C. Parker For For Management
1.6 Elect Director Frederick G. Wasserman For For Management
1.7 Elect Director Austin J. Yerks, III For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify WithumSmith+Brown, PC as For For Management
Auditors
--------------------------------------------------------------------------------
EARTHSTONE ENERGY, INC.
Ticker: ESTE Security ID: 27032D304
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad A. Thielemann For Withhold Management
1.2 Elect Director Zachary G. Urban For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT INC.
Ticker: EEI Security ID: 278878103
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Justin C. Jacobs For Against Management
1.2 Elect Director Michael El-Hillow For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT INC.
Ticker: EEI Security ID: 278878103
Meeting Date: NOV 20, 2019 Meeting Type: Special
Record Date: OCT 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EDUCATIONAL DEVELOPMENT CORPORATION
Ticker: EDUC Security ID: 281479105
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall W. White For Withhold Management
1.2 Elect Director John A. Clerico For Withhold Management
2 Ratify HoganTaylor LLP as Auditors For Against Management
--------------------------------------------------------------------------------
ELECTROMED, INC.
Ticker: ELMD Security ID: 285409108
Meeting Date: NOV 15, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Craney For Withhold Management
1.2 Elect Director John L. Erb For Withhold Management
1.3 Elect Director Stan K. Erickson For Withhold Management
1.4 Elect Director Gregory J. Fluet For Withhold Management
1.5 Elect Director Lee A. Jones For Withhold Management
1.6 Elect Director Kathleen S. Skarvan For Withhold Management
1.7 Elect Director George H. Winn For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensations
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ELEVATE CREDIT, INC.
Ticker: ELVT Security ID: 28621V101
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen J. Shaper For Withhold Management
1.2 Elect Director Saundra D. Schrock For Withhold Management
1.3 Elect Director Tyler W.K. Head For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENNIS, INC.
Ticker: EBF Security ID: 293389102
Meeting Date: JUL 18, 2019 Meeting Type: Annual
Record Date: MAY 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Blind For For Management
1.2 Elect Director Barbara T. Clemens For For Management
1.3 Elect Director Michael J. Schaefer For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
ENVELA CORPORATION
Ticker: ELA Security ID: 29402E102
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Loftus For Withhold Management
1.2 Elect Director Joel S. Friedman For Withhold Management
1.3 Elect Director Jim R. Ruth For Withhold Management
1.4 Elect Director Alexandra C. Griffin For Withhold Management
1.5 Elect Director Allison M. DeStefano For Withhold Management
2 Ratify Whitley Penn LLP as Auditors For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ENZO BIOCHEM, INC.
Ticker: ENZ Security ID: 294100102
Meeting Date: FEB 25, 2020 Meeting Type: Proxy Contest
Record Date: DEC 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy Card (Gold Proxy Card) None
1 Approve Increase in Size of Board For Did Not Vote Management
2 Elect Class II Directors None None Management
3 Elect Director Rebecca J. Fischer For Did Not Vote Management
If the Shareholders Approve Proposal 1 None
4 Elect Director Barry W. Weiner For Did Not Vote Management
5 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
6 Ratify EisnerAmper, LLP as Auditors For Did Not Vote Management
7 Adopt Majority Voting for Uncontested For Did Not Vote Management
Election of Directors
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1 Approve Increase in Size of Board Against Against Management
2.1 Elect Director Fabian Blank For For Shareholder
2.2 Elect Director Peter J. Clemens, IV For Withhold Shareholder
3 Advisory Vote to Ratify Named Against Against Management
Executive Officers' Compensation
4 Ratify EisnerAmper LLP as Auditors For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
FARMER BROS. CO.
Ticker: FARM Security ID: 307675108
Meeting Date: DEC 10, 2019 Meeting Type: Proxy Contest
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1.1 Elect Director Charles F. Marcy For For Management
1.2 Elect Director D. Deverl Maserang, II For For Management
1.3 Elect Director Christopher P. Mottern For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Non-Binding Proposal Urging the Board Abstain For Shareholder
of Directors to Provide for the
Phased-In Declassification of the
Board of Directors
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Proxy Card) None
1.1 Elect Director Thomas William Mortensen For Did Not Vote Shareholder
1.2 Elect Director Jonathan Michael Waite For Did Not Vote Shareholder
1.3 Elect Director D. Deverl Maserang, II For Did Not Vote Shareholder
2 Ratify Deloitte & Touche LLP as For Did Not Vote Management
Auditors
3 Advisory Vote to Ratify Named Abstain Did Not Vote Management
Executive Officers' Compensation
4 Declassify the Board of Directors For Did Not Vote Management
--------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY
Ticker: FNHC Security ID: 31431B109
Meeting Date: OCT 17, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Braun For Against Management
1.2 Elect Director Jenifer G. Kimbrough For Against Management
1.3 Elect Director David W. Michelson For Against Management
1.4 Elect Director David K. Patterson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BUSINESS FINANCIAL SERVICES, INC.
Ticker: FBIZ Security ID: 319390100
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carla C. Chavarria For For Management
1.2 Elect Director Ralph R. Kauten For For Management
1.3 Elect Director Gerald L. (Jerry) For For Management
Kilcoyne
1.4 Elect Director Daniel P. Olszewski For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST SAVINGS FINANCIAL GROUP, INC.
Ticker: FSFG Security ID: 33621E109
Meeting Date: FEB 18, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director L. Chris Fordyce For Withhold Management
1.2 Elect Director Larry W. Myers For Withhold Management
1.3 Elect Director Troy D. Hanke For Withhold Management
2 Ratify Monroe Shine & Co., Inc. as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FIRST UNITED CORPORATION
Ticker: FUNC Security ID: 33741H107
Meeting Date: JUN 11, 2020 Meeting Type: Proxy Contest
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director John F. Barr For For Management
1.2 Elect Director Brian R. Boal For For Management
1.3 Elect Director John W. McCullough For Withhold Management
1.4 Elect Director Marisa A. Shockley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Michael J. Driscoll For Did Not Vote Shareholder
1.2 Elect Director Lisa Narrell-Mead For Did Not Vote Shareholder
1.3 Elect Director Ethan C. Elzen For Did Not Vote Shareholder
1.4 Management Nominee Marisa A. Shockley For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP Against Did Not Vote Management
as Auditors
--------------------------------------------------------------------------------
FLEXSHOPPER, INC.
Ticker: FPAY Security ID: 33939J303
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James D. Allen For Withhold Management
1.2 Elect Director Howard S. Dvorkin For Withhold Management
1.3 Elect Director Sean Hinze For Withhold Management
1.4 Elect Director T. Scott King For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
FRANKLIN FINANCIAL SERVICES CORPORATION
Ticker: FRAF Security ID: 353525108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director G. Warren Elliott For Withhold Management
1.2 Elect Director Timothy G. Henry For Withhold Management
1.3 Elect Director Stanley J. Kerlin For Withhold Management
1.4 Elect Director Kimberly M. Rzomp For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Articles of Incorporation For For Management
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FRIEDMAN INDUSTRIES, INCORPORATED
Ticker: FRD Security ID: 358435105
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Taylor For Withhold Management
1.2 Elect Director Durga D. Agrawal For Withhold Management
1.3 Elect Director Max Reichenthal For Withhold Management
1.4 Elect Director Joel Spira For Withhold Management
1.5 Elect Director Tim Stevenson For Withhold Management
1.6 Elect Director Joe L. Williams For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Moss Adams LLP as Auditors For For Management
5 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
FUEL TECH, INC.
Ticker: FTEK Security ID: 359523107
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent J. Arnone For Withhold Management
1.2 Elect Director Douglas G. Bailey For Withhold Management
1.3 Elect Director Sharon L. Jones For Withhold Management
1.4 Elect Director James J. Markowsky For Withhold Management
1.5 Elect Director Thomas S. Shaw, Jr. For Withhold Management
1.6 Elect Director Dennis L. Zeitler For Withhold Management
2 Approve Reverse Stock Split For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin L. Artzt For Withhold Management
1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management
1.3 Elect Director Leslie B. Daniels For Withhold Management
1.4 Elect Director Mario J. Gabelli For Withhold Management
1.5 Elect Director Eugene R. McGrath For Withhold Management
1.6 Elect Director Robert S. Prather, Jr. For Withhold Management
1.7 Elect Director Elisa M. Wilson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Reduce Authorized Class B Common Stock For For Management
4 Amend Employment Agreement with Mario For Against Management
J. Gabelli
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GLOBALSCAPE, INC.
Ticker: GSB Security ID: 37940G109
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Mann For Withhold Management
2 Ratify Weaver and Tidwell, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GRIFFIN INDUSTRIAL REALTY, INC.
Ticker: GRIF Security ID: 398231100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David R. Bechtel For Against Management
1b Elect Director Edgar M. Cullman, Jr. For Against Management
1c Elect Director Frederick M. Danziger For Against Management
1d Elect Director Gordon F. DuGan For Against Management
1e Elect Director Michael S. Gamzon For Against Management
1f Elect Director Jonathan P. May For Against Management
1g Elect Director Molly North For Against Management
1h Elect Director Amy Rose Silverman For Against Management
1i Elect Director Albert H. Small, Jr. For Against Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Securities Transfer For Against Management
Restrictions
5 Change State of Incorporation from For Against Management
Delaware to Maryland
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GULF RESOURCES, INC.
Ticker: GURE Security ID: 40251W309
Meeting Date: DEC 18, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ming Yang For Withhold Management
1.2 Elect Director Xiaobin Liu For Withhold Management
1.3 Elect Director Naihui Miao For Withhold Management
1.4 Elect Director Shengwei Ma For Withhold Management
1.5 Elect Director Yang Zou For Withhold Management
1.6 Elect Director Shitong Jiang For Withhold Management
1.7 Elect Director Tengfei Zhang For Withhold Management
2 Ratify Morison Cogen LLP as Auditors For For Management
3 Approve Reverse Stock Split For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC.
Ticker: HBIO Security ID: 416906105
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine A. Eade For For Management
1.2 Elect Director Thomas W. Loewald For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HILL INTERNATIONAL, INC.
Ticker: HIL Security ID: 431466101
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Evans For For Management
1.2 Elect Director James B. Renacci For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOUSTON WIRE & CABLE COMPANY
Ticker: HWCC Security ID: 44244K109
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Pokluda, III For Withhold Management
1.2 Elect Director Roy W. Haley For Withhold Management
1.3 Elect Director Margaret S. Laird For Withhold Management
1.4 Elect Director David Nierenberg For Withhold Management
1.5 Elect Director Sandford W. Rothe For Withhold Management
1.6 Elect Director William H. Sheffield For Withhold Management
1.7 Elect Director G. Gary Yetman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IDENTIV, INC.
Ticker: INVE Security ID: 45170X205
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven Humphreys For Withhold Management
1.2 Elect Director Nina B. Shapiro For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify BPM LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDT CORPORATION
Ticker: IDT Security ID: 448947507
Meeting Date: DEC 12, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Chenkin For Against Management
1.2 Elect Director Eric F. Cosentino For Against Management
1.3 Elect Director Howard S. Jonas For Against Management
1.4 Elect Director Bill Pereira For Against Management
1.5 Elect Director Judah Schorr For Against Management
2 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IES HOLDINGS, INC.
Ticker: IESC Security ID: 44951W106
Meeting Date: FEB 19, 2020 Meeting Type: Annual
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd M. Cleveland For Withhold Management
1.2 Elect Director Joseph L. Dowling, III For Withhold Management
1.3 Elect Director David B. Gendell For Withhold Management
1.4 Elect Director Jeffrey L. Gendell For Withhold Management
1.5 Elect Director Joe D. Koshkin For Withhold Management
1.6 Elect Director Donald L. Luke For Withhold Management
1.7 Elect Director Gary S. Matthews For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IMPAC MORTGAGE HOLDINGS, INC.
Ticker: IMH Security ID: 45254P508
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Akin - None None Management
Withdrawn
1.2 Elect Director Katherine J. Blair For Withhold Management
1.3 Elect Director Frank P. Filipps For Withhold Management
1.4 Elect Director Stewart B. Koenigsberg For Withhold Management
1.5 Elect Director George A. Mangiaracina For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Tax Benefits Rights For For Management
Preservation Agreement
5 Ratify Squar Milner LLP as Auditors For For Management
--------------------------------------------------------------------------------
INFINITY PHARMACEUTICALS, INC.
Ticker: INFI Security ID: 45665G303
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel Agresta For Against Management
1b Elect Director David Beier For Against Management
1c Elect Director Anthony B. Evnin For Against Management
1d Elect Director Richard Gaynor For Against Management
1e Elect Director Adelene Q. Perkins For Against Management
1f Elect Director Norman C. Selby For Against Management
1g Elect Director Michael C. Venuti For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
INFUSYSTEM HOLDINGS, INC.
Ticker: INFU Security ID: 45685K102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. DiIorio For Withhold Management
1.2 Elect Director Paul A. Gendron For Withhold Management
1.3 Elect Director Gregg O. Lehman For Withhold Management
1.4 Elect Director Darrell B. Montgomery For Withhold Management
1.5 Elect Director Christopher R. Sansone For Withhold Management
1.6 Elect Director Scott A. Shuda For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTERMOLECULAR, INC.
Ticker: IMI Security ID: 45882D109
Meeting Date: JUL 17, 2019 Meeting Type: Special
Record Date: JUN 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
INTEST CORPORATION
Ticker: INTT Security ID: 461147100
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Abrams For Withhold Management
1.2 Elect Director Jeffrey A. Beck For Withhold Management
1.3 Elect Director Joseph W. Dews, IV For Withhold Management
1.4 Elect Director Gerald J. (Jerry) For Withhold Management
Maginnis
1.5 Elect Director James Pelrin For Withhold Management
2 Ratify RSM US LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEVAC, INC.
Ticker: IVAC Security ID: 461148108
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Dury For Withhold Management
1.2 Elect Director Wendell T. Blonigan For Withhold Management
1.3 Elect Director Kevin D. Barber For Withhold Management
1.4 Elect Director Dorothy D. Hayes For Withhold Management
1.5 Elect Director Stephen A. Jamison For Withhold Management
1.6 Elect Director Michele F. Klein For Withhold Management
1.7 Elect Director Mark P. Popovich For Withhold Management
1.8 Elect Director Thomas M. Rohrs For Withhold Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Approve Omnibus Stock Plan For For Management
4 Ratify BPM LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTRICON CORPORATION
Ticker: IIN Security ID: 46121H109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert N. Masucci For For Management
1.2 Elect Director Philip I. Smith For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INVESTCORP CREDIT MANAGEMENT BDC, INC.
Ticker: ICMB Security ID: 46090R104
Meeting Date: DEC 05, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Michael C. Mauer For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
INVIVO THERAPEUTICS HOLDINGS CORP.
Ticker: NVIV Security ID: 46186M407
Meeting Date: JUL 11, 2019 Meeting Type: Annual
Record Date: APR 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christina Morrison For Withhold Management
1.2 Elect Director Daniel R. Marshak For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Authorize New Class of Blank Check For Against Management
Preferred Stock
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
7 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
ION GEOPHYSICAL CORPORATION
Ticker: IO Security ID: 462044207
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John N. Seitz For For Management
1.2 Elect Director Tina L. Wininger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRIDEX CORPORATION
Ticker: IRIX Security ID: 462684101
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: MAY 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David I. Bruce For Against Management
1.2 Elect Director Robert Grove For Against Management
1.3 Elect Director Robert A. Gunst For Against Management
1.4 Elect Director Kenneth E. Ludlum For Against Management
1.5 Elect Director Ruediger Naumann-Etienne For Against Management
1.6 Elect Director Maria Sainz For Against Management
1.7 Elect Director Scott Shuda For Against Management
2 Ratify BPM LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IRIDEX CORPORATION
Ticker: IRIX Security ID: 462684101
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David I. Bruce For Withhold Management
1.2 Elect Director Doris Engibous For Withhold Management
1.3 Elect Director Robert Grove For Withhold Management
1.4 Elect Director Robert A. Gunst For Withhold Management
1.5 Elect Director Kenneth E. Ludlum For Withhold Management
1.6 Elect Director Scott Shuda For Withhold Management
2 Ratify BPM LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOUNCE THERAPEUTICS, INC.
Ticker: JNCE Security ID: 481116101
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Perry Karsen For Withhold Management
1.2 Elect Director Richard Murray For Withhold Management
1.3 Elect Director Cary Pfeffer For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
KEWAUNEE SCIENTIFIC CORPORATION
Ticker: KEQU Security ID: 492854104
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret B. Pyle For Withhold Management
1.2 Elect Director Donald F. Shaw For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
L.B. FOSTER COMPANY
Ticker: FSTR Security ID: 350060109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Bauer For Withhold Management
1.2 Elect Director Lee B. Foster, II For Withhold Management
1.3 Elect Director Dirk Junge For Withhold Management
1.4 Elect Director Diane B. Owen For Withhold Management
1.5 Elect Director Robert S. Purgason For Withhold Management
1.6 Elect Director William H. Rackoff For Withhold Management
1.7 Elect Director Suzanne B. Rowland For Withhold Management
1.8 Elect Director Bradley S. Vizi For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC.
Ticker: LAKE Security ID: 511795106
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Ryan For Withhold Management
1.2 Elect Director A. John Kreft For Withhold Management
2 Ratify Friedman LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
LIFEVANTAGE CORPORATION
Ticker: LFVN Security ID: 53222K205
Meeting Date: DEC 05, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Darren J. Jensen For For Management
1b Elect Director Michael A. Beindorff For For Management
1c Elect Director Erin Brockovich For For Management
1d Elect Director Raymond B. Greer For For Management
1e Elect Director Vinayak R. Hegde For For Management
1f Elect Director Darwin K. Lewis For For Management
1g Elect Director Garry P. Mauro For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify WSRP, LLC as Auditors For For Management
--------------------------------------------------------------------------------
LINCOLN EDUCATIONAL SERVICES CORPORATION
Ticker: LINC Security ID: 533535100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvin O. Austin For Withhold Management
1.2 Elect Director Peter S. Burgess For Withhold Management
1.3 Elect Director James J. Burke, Jr. For Withhold Management
1.4 Elect Director Celia H. Currin For Withhold Management
1.5 Elect Director Ronald E. Harbour For Withhold Management
1.6 Elect Director J. Barry Morrow For Withhold Management
1.7 Elect Director Scott M. Shaw For Withhold Management
1.8 Elect Director Kevin M. Carney For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIVE VENTURES INCORPORATED
Ticker: LIVE Security ID: 538142308
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon Isaac For Withhold Management
1.2 Elect Director Tony Isaac For Withhold Management
1.3 Elect Director Richard D. Butler, Jr. For Withhold Management
1.4 Elect Director Dennis (De) Gao For Withhold Management
1.5 Elect Director Tyler Sickmeyer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify WSRP as Auditors For Against Management
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
LONESTAR RESOURCES US INC.
Ticker: LONE Security ID: 54240F103
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Frank D. Bracken, III For Against Management
1B Elect Director Henry B. Ellis For Against Management
1C Elect Director Daniel R. Lockwood For Against Management
1D Elect Director Matthew B. Ockwood For Against Management
1E Elect Director Stephen H. Oglesby For Against Management
1F Elect Director Phillip Z. Pace For Against Management
1G Elect Director John H. Pinkerton For Against Management
1H Elect Director Randy L. Wolsey For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
LSI INDUSTRIES INC.
Ticker: LYTS Security ID: 50216C108
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Beech For Withhold Management
1.2 Elect Director Ronald D. Brown For Withhold Management
1.3 Elect Director James A. Clark For Withhold Management
1.4 Elect Director Amy L. Hanson For Withhold Management
1.5 Elect Director John K. Morgan For Withhold Management
1.6 Elect Director Wilfred T. O'Gara For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANNATECH, INCORPORATED
Ticker: MTEX Security ID: 563771203
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert A. Toth For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANNING & NAPIER, INC.
Ticker: MN Security ID: 56382Q102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Goldberg For Withhold Management
1.2 Elect Director Barbara Goodstein For Withhold Management
1.3 Elect Director Robert Kopech For Withhold Management
1.4 Elect Director Kenneth A. Marvald For Withhold Management
1.5 Elect Director Marc O. Mayer For Withhold Management
1.6 Elect Director Edward J. Pettinella For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MARCHEX, INC.
Ticker: MCHX Security ID: 56624R108
Meeting Date: SEP 26, 2019 Meeting Type: Annual
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Cline For Withhold Management
1.2 Elect Director Donald Cogsville For Withhold Management
1.3 Elect Director Russell C. Horowitz For Withhold Management
1.4 Elect Director M. Wayne Wisehart For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
MASTECH DIGITAL, INC.
Ticker: MHH Security ID: 57633B100
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Ausura For Withhold Management
1.2 Elect Director Brenda Galilee For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MEDALLION FINANCIAL CORP.
Ticker: MFIN Security ID: 583928106
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvin Murstein For Withhold Management
1.2 Elect Director John Everets For Withhold Management
1.3 Elect Director Cynthia A. Hallenbeck For Withhold Management
2 Ratify Mazars USA LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MIDSTATES PETROLEUM COMPANY, INC.
Ticker: MPO Security ID: 59804T407
Meeting Date: AUG 02, 2019 Meeting Type: Annual
Record Date: JUN 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2.1 Elect Director David J. Sambrooks For Withhold Management
2.2 Elect Director Alan J. Carr For Withhold Management
2.3 Elect Director Patrice D. Douglas For Withhold Management
2.4 Elect Director Neal P. Goldman For Withhold Management
2.5 Elect Director Randal T. Klein For Withhold Management
2.6 Elect Director Evan S. Lederman For Withhold Management
2.7 Elect Director David H. Proman For Withhold Management
2.8 Elect Director Todd R. Snyder For Withhold Management
3 Bundled Say on Pay/Golden Parachute For For Management
Advisory Vote
4 Ratify Grant Thornton LLP as Auditors For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MISONIX, INC.
Ticker: MSON Security ID: 604871103
Meeting Date: SEP 26, 2019 Meeting Type: Special
Record Date: AUG 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3A Classify the Board of Directors For Against Management
3B Eliminate Right to Act by Written For Against Management
Consent
3C Increase Supermajority Vote For Against Management
Requirement to Amend Bylaws
3D Eliminate Right to Call Special Meeting For Against Management
3E Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MITCHAM INDUSTRIES, INC.
Ticker: MIND Security ID: 606501104
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter H. Blum For Withhold Management
1.2 Elect Director Robert P. Capps For Withhold Management
1.3 Elect Director R. Dean Lewis For Withhold Management
1.4 Elect Director Robert J. Albers For Withhold Management
1.5 Elect Director Thomas S. Glanville For Withhold Management
1.6 Elect Director Marcus Rowland For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
MTBC, INC.
Ticker: MTBC Security ID: 55378G102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Omnibus Stock Plan For Against Management
2 Amend Omnibus Stock Plan For For Management
3.1 Elect Director A. Hadi Chaudhry For Withhold Management
3.2 Elect Director John N. Daly For Withhold Management
3.3 Elect Director Mahmud Haq For Withhold Management
3.4 Elect Director Cameron P. Munter For Withhold Management
--------------------------------------------------------------------------------
MVB FINANCIAL CORP.
Ticker: MVBF Security ID: 553810102
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Cava, Jr. For Against Management
1.2 Elect Director Larry F. Mazza For Against Management
1.3 Elect Director Cheryl D. Spielman For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MYOMO, INC.
Ticker: MYO Security ID: 62857J201
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas F. Kirk For Withhold Management
1.2 Elect Director Paul R. Gudonis For Withhold Management
2 Ratify Marcum LLP as Auditor For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
NANTHEALTH, INC.
Ticker: NH Security ID: 630104107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Soon-Shiong For Withhold Management
1.2 Elect Director Michael S. Sitrick For Withhold Management
1.3 Elect Director Kirk K. Calhoun For Withhold Management
1.4 Elect Director Michael Blaszyk For Withhold Management
1.5 Elect Director Deanna Wise For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATIONAL HOLDINGS CORPORATION
Ticker: NHLD Security ID: 636375206
Meeting Date: APR 02, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Gary For Against Management
1.2 Elect Director Michael A. Mullen For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATURAL ALTERNATIVES INTERNATIONAL, INC.
Ticker: NAII Security ID: 638842302
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan G. Dunn For Withhold Management
1.2 Elect Director Lee G. Weldon For Withhold Management
2 Elect Director Laura Kay Matherly For Withhold Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Haskell & White LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
NATURAL GROCERS BY VITAMIN COTTAGE, INC.
Ticker: NGVC Security ID: 63888U108
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zephyr Isely For Withhold Management
1.2 Elect Director Michael T. Campbell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
NAVIOS MARITIME ACQUISITION CORPORATION
Ticker: NNA Security ID: Y62159143
Meeting Date: DEC 19, 2019 Meeting Type: Annual
Record Date: NOV 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christos Kokkinis For Withhold Management
1.2 Elect Director Ted C. Petrone For Withhold Management
1.3 Elect Director Nikolaos Veraros For Withhold Management
2 Ratify Ernst & Young (Hellas) For For Management
Certified Auditors-Accountants S.A as
Auditors
--------------------------------------------------------------------------------
NAVIOS MARITIME HOLDINGS INC.
Ticker: NM Security ID: Y62197119
Meeting Date: DEC 19, 2019 Meeting Type: Annual
Record Date: NOV 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shunji Sasada For Withhold Management
1.2 Elect Director Spyridon Magoulas For Withhold Management
2 Ratify PricewaterhouseCoopers S.A. as For For Management
Auditors
--------------------------------------------------------------------------------
NETSOL TECHNOLOGIES, INC.
Ticker: NTWK Security ID: 64115A402
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Najeeb U. Ghauri For For Management
1b Elect Director Mark Caton For For Management
1c Elect Director Malea Farsai For For Management
1d Elect Director Henry Tolentino For For Management
1e Elect Director Kausar Kazmi For For Management
2 Ratify BF Borgers CPA PC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NEURONETICS, INC.
Ticker: STIM Security ID: 64131A105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Bakewell For Withhold Management
1.2 Elect Director Brian Farley For Withhold Management
1.3 Elect Director Cheryl R. Blanchard For Withhold Management
1.4 Elect Director Sheryl L. Conley For Withhold Management
1.5 Elect Director Wilfred E. Jaeger For Withhold Management
1.6 Elect Director Glenn Muir For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORTHEAST BANK
Ticker: NBN Security ID: 66405S100
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Orestis For Withhold Management
1.2 Elect Director David A. Tanner For Withhold Management
1.3 Elect Director Judith E. Wallingford For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For Against Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis R. Caldwell For For Management
1.2 Elect Director Alan J. Bowers For For Management
1.3 Elect Director Jenne K. Britell For For Management
1.4 Elect Director Jacques J. Busquet For For Management
1.5 Elect Director Glen A. Messina For For Management
1.6 Elect Director DeForest B. Soaries, Jr. For For Management
1.7 Elect Director Kevin Stein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OLYMPIC STEEL, INC.
Ticker: ZEUS Security ID: 68162K106
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Wolfort For For Management
1.2 Elect Director Dirk A. Kempthorne For For Management
1.3 Elect Director Idalene F. Kesner For For Management
1.4 Elect Director Richard P. Stovsky For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
ONE STOP SYSTEMS, INC.
Ticker: OSS Security ID: 68247W109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Potashner For Withhold Management
1.2 Elect Director Kimberly Sentovich For Withhold Management
1.3 Elect Director David Raun For Withhold Management
1.4 Elect Director Jack Harrison For Withhold Management
2 Ratify Haskell & White LLP as Auditors For For Management
3 Approve Issuance of Common Stock Upon For For Management
Conversion or Exercise or Otherwise
Pursuant to the Terms of the Senior
Secured Convertible Notes
--------------------------------------------------------------------------------
ORION ENERGY SYSTEMS, INC.
Ticker: OESX Security ID: 686275108
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Howe For Withhold Management
1.2 Elect Director Anthony L. Otten For Withhold Management
1.3 Elect Director Michael J. Potts For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ORION GROUP HOLDINGS INC.
Ticker: ORN Security ID: 68628V308
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas N. Amonett For Against Management
1b Elect Director Margaret M. Foran For Against Management
1c Elect Director Mark R. Stauffer For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
PCM, INC.
Ticker: PCMI Security ID: 69323K100
Meeting Date: AUG 26, 2019 Meeting Type: Special
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PCTEL, INC.
Ticker: PCTI Security ID: 69325Q105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven D. Levy For For Management
1.2 Elect Director Giacomo Marini For For Management
1.3 Elect Director David A. Neumann For For Management
2 Reduce Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
PERCEPTRON, INC.
Ticker: PRCP Security ID: 71361F100
Meeting Date: NOV 18, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bryant For For Management
1.2 Elect Director Jay W. Freeland For For Management
1.3 Elect Director Sujatha Kumar For For Management
1.4 Elect Director C. Richard Neely, Jr. For For Management
1.5 Elect Director James A. Ratigan For For Management
1.6 Elect Director William C. Taylor For For Management
1.7 Elect Director David L. Watza For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
PERMA-PIPE INTERNATIONAL HOLDINGS, INC.
Ticker: PPIH Security ID: 714167103
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David S. Barrie For Against Management
1b Elect Director Cynthia A. Boiter For Against Management
1c Elect Director David B. Brown For Against Management
1d Elect Director David J. Mansfield For Against Management
1e Elect Director Jerome T. Walker For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PORTMAN RIDGE FINANCE CORPORATION
Ticker: PTMN Security ID: 73688F102
Meeting Date: JUL 10, 2019 Meeting Type: Annual
Record Date: MAY 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grunebaum For Withhold Management
1.2 Elect Director Dean C. Kehler For Withhold Management
1.3 Elect Director David Moffitt For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PORTMAN RIDGE FINANCE CORPORATION
Ticker: PTMN Security ID: 73688F102
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Graeme Dell For Withhold Management
1.2 Elect Director Robert Warshauer For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PRIMEENERGY RESOURCES CORPORATION
Ticker: PNRG Security ID: 74158E104
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Drimal, Jr. For Withhold Management
1.2 Elect Director Beverly A. Cummings For Withhold Management
1.3 Elect Director H. Gifford Fong For For Management
1.4 Elect Director Thomas S. T. Gimbel For Withhold Management
1.5 Elect Director Clint Hurt For Withhold Management
2 Amend Certificate of Incorporation For For Management
--------------------------------------------------------------------------------
PRO-DEX, INC.
Ticker: PDEX Security ID: 74265M205
Meeting Date: NOV 21, 2019 Meeting Type: Annual
Record Date: SEP 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond E. Cabillot For Withhold Management
1.2 Elect Director William J. Farrell, III For Withhold Management
1.3 Elect Director David C. Hovda For Withhold Management
1.4 Elect Director Nicholas J. Swenson For Withhold Management
1.5 Elect Director Richard L. Van Kirk For Withhold Management
2 Ratify Moss Adams, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PROTALIX BIOTHERAPEUTICS, INC.
Ticker: PLX Security ID: 74365A309
Meeting Date: JUN 07, 2020 Meeting Type: Annual
Record Date: APR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zeev Bronfield For Withhold Management
1.2 Elect Director Dror Bashan For Withhold Management
1.3 Elect Director Amos Bar Shalev For Withhold Management
1.4 Elect Director Pol F. Boudes For Withhold Management
1.5 Elect Director David Granot For Withhold Management
1.6 Elect Director Gwen A. Melincoff For Withhold Management
1.7 Elect Director Aharon Schwartz For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Kesselman & Kesselman as For For Management
Auditors
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC.
Ticker: PROV Security ID: 743868101
Meeting Date: NOV 26, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Barr For Withhold Management
1.2 Elect Director Bruce W. Bennett For Withhold Management
1.3 Elect Director Debbi H. Guthrie For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC.
Ticker: PZN Security ID: 74731Q103
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Pzena For Withhold Management
1.2 Elect Director John P. Goetz For Withhold Management
1.3 Elect Director William L. Lipsey For Withhold Management
1.4 Elect Director Steven M. Galbraith For Withhold Management
1.5 Elect Director Joel M. Greenblatt For Withhold Management
1.6 Elect Director Richard P. Meyerowich For Withhold Management
1.7 Elect Director Charles D. Johnston For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QUEST RESOURCE HOLDING CORPORATION
Ticker: QRHC Security ID: 74836W203
Meeting Date: JUL 10, 2019 Meeting Type: Annual
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Golden For Withhold Management
1.2 Elect Director Russell J. Knittel For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For Against Management
5 Ratify Semple, Marchal and Cooper, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
RADIANT LOGISTICS, INC.
Ticker: RLGT Security ID: 75025X100
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: SEP 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bohn H. Crain For Against Management
1.2 Elect Director Jack Edwards For Against Management
1.3 Elect Director Richard P. Palmieri For Against Management
1.4 Elect Director Michael Gould For Against Management
2 Ratify Peterson Sullivan LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
RAMACO RESOURCES, INC.
Ticker: METC Security ID: 75134P303
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall W. Atkins For Against Management
1.2 Elect Director Michael D. Bauersachs For Against Management
1.3 Elect Director C. Lynch Christian, III For Against Management
1.4 Elect Director Bruce E. Cryder For Against Management
1.5 Elect Director Patrick C. Graney, III For Against Management
1.6 Elect Director Trent Kososki For Against Management
1.7 Elect Director Bryan H. Lawrence For Against Management
1.8 Elect Director Peter Leidel For Against Management
1.9 Elect Director Tyler Reeder For Against Management
1.10 Elect Director Richard M. Whiting For Against Management
--------------------------------------------------------------------------------
RETRACTABLE TECHNOLOGIES, INC.
Ticker: RVP Security ID: 76129W105
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas J. Shaw For Withhold Management
1.2 Elect Director Walter O. Bigby, Jr. For Withhold Management
1.3 Elect Director John W. Fort, III For Withhold Management
--------------------------------------------------------------------------------
RF INDUSTRIES, LTD.
Ticker: RFIL Security ID: 749552105
Meeting Date: SEP 09, 2019 Meeting Type: Annual
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Dawson For Withhold Management
1b Elect Director Sheryl Cefali For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
RICHARDSON ELECTRONICS, LTD.
Ticker: RELL Security ID: 763165107
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Richardson For Withhold Management
1.2 Elect Director Paul J. Plante For Withhold Management
1.3 Elect Director Jacques Belin For Withhold Management
1.4 Elect Director James Benham For Withhold Management
1.5 Elect Director Kenneth Halverson For Withhold Management
1.6 Elect Director Robert H. Kluge For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RIVERVIEW BANCORP, INC.
Ticker: RVSB Security ID: 769397100
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia W. Eby For Withhold Management
1.2 Elect Director David Nierenberg For Withhold Management
1.3 Elect Director Gerald L. Nies For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKY BRANDS, INC.
Ticker: RCKY Security ID: 774515100
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Finn For Withhold Management
1.2 Elect Director G. Courtney Haning For Withhold Management
1.3 Elect Director William L. Jordan For Withhold Management
1.4 Elect Director Curtis A. Loveland For Withhold Management
1.5 Elect Director Robert B. Moore, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Schneider Downs & Co., Inc. as For For Management
Auditors
--------------------------------------------------------------------------------
SACHEM CAPITAL CORP.
Ticker: SACH Security ID: 78590A109
Meeting Date: OCT 03, 2019 Meeting Type: Annual
Record Date: AUG 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John L. Villano For Withhold Management
1.2 Elect Director Jeffrey C. Villano For Withhold Management
1.3 Elect Director Leslie Bernhard For Withhold Management
1.4 Elect Director Arthur Goldberg For Withhold Management
1.5 Elect Director Brian Prinz For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify Hoberman & Lesser, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SB FINANCIAL GROUP, INC.
Ticker: SBFG Security ID: 78408D105
Meeting Date: APR 15, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Fawcett, Jr. For Withhold Management
1.2 Elect Director Gaylyn J. Finn For Withhold Management
1.3 Elect Director Rita A. Kissner For Withhold Management
2 Ratify BKD, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHMITT INDUSTRIES, INC.
Ticker: SMIT Security ID: 806870200
Meeting Date: DEC 05, 2019 Meeting Type: Annual
Record Date: OCT 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Davidson For Withhold Management
1.2 Elect Director Steven Strom For Withhold Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
6 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEASPINE HOLDINGS CORPORATION
Ticker: SPNE Security ID: 81255T108
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly J. For Withhold Management
Commins-Tzoumakas
1.2 Elect Director Renee Gaeta For Withhold Management
1.3 Elect Director Kirtley (Kirt) C. For Withhold Management
Stephenson
2 Ratify RSM US LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SECURITY NATIONAL FINANCIAL CORPORATION
Ticker: SNFCA Security ID: 814785309
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott M. Quist For Withhold Management
1.2 Elect Director H. Craig Moody For Withhold Management
1.3 Elect Director S. Andrew Quist For Withhold Management
1.4 Elect Director John L. Cook For Withhold Management
1.5 Elect Director Gilbert A. Fuller For Withhold Management
1.6 Elect Director Robert G. Hunter For Withhold Management
1.7 Elect Director Jason G. Overbaugh For Withhold Management
1.8 Elect Director Norman G. Wilbur For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock For For Management
Option Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SERVICESOURCE INTERNATIONAL, INC.
Ticker: SREV Security ID: 81763U100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew M. Baker For Against Management
1.2 Elect Director John R. Ferron For Against Management
1.3 Elect Director John R. Harris For Against Management
1.4 Elect Director John A. Meyer For Against Management
1.5 Elect Director Gary B. Moore For Against Management
1.6 Elect Director Jane Okun Bomba For Against Management
1.7 Elect Director Robin L. Smith For Against Management
1.8 Elect Director Richard G. Walker For Against Management
2 Approve Reverse Stock Split For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SILVERBOW RESOURCES, INC.
Ticker: SBOW Security ID: 82836G102
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Duginski For Withhold Management
1.2 Elect Director Christoph O. Majeske For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SILVERCREST ASSET MANAGEMENT GROUP INC.
Ticker: SAMG Security ID: 828359109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Dunn For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SUNLINK HEALTH SYSTEMS, INC.
Ticker: SSY Security ID: 86737U102
Meeting Date: NOV 11, 2019 Meeting Type: Annual
Record Date: SEP 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Thornton, Jr. For Withhold Management
1.2 Elect Director Steven J. Baileys For Withhold Management
1.3 Elect Director Gene E. Burleson For Withhold Management
2 Ratify Cherry Bekaert LLP as Auditors For For Management
3 Ratify Extension of the Tax Benefits For Against Management
Preservation Rights Plan
--------------------------------------------------------------------------------
SUNWORKS, INC.
Ticker: SUNW Security ID: 86803X105
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Cargile For Withhold Management
1.2 Elect Director Daniel Gross For Withhold Management
1.3 Elect Director Rhone Resch For Withhold Management
1.4 Elect Director Joshua Schechter For Withhold Management
1.5 Elect Director Stanley Speer For Withhold Management
2 Ratify Liggett & Webb, P.A. as Auditors For For Management
3 Approve Reverse Stock Split For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SUPERIOR DRILLING PRODUCTS, INC.
Ticker: SDPI Security ID: 868153107
Meeting Date: AUG 02, 2019 Meeting Type: Annual
Record Date: JUN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Annette Meier For Withhold Management
1.2 Elect Director James R. Lines For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
SYNACOR, INC.
Ticker: SYNC Security ID: 871561106
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin M. Rendino For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAITRON COMPONENTS INCORPORATED
Ticker: TAIT Security ID: 874028103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tzu-Sheng (Johnson) Ku For Withhold Management
1.2 Elect Director Stewart Wang For Withhold Management
1.3 Elect Director Richard Chiang For For Management
1.4 Elect Director Craig Miller For For Management
1.5 Elect Director Chi-Lin (Teresa) Chung For For Management
--------------------------------------------------------------------------------
TEL-INSTRUMENT ELECTRONICS CORP.
Ticker: TIKK Security ID: 879165207
Meeting Date: JAN 15, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Walker For Withhold Management
1.2 Elect Director Jeffrey C. O'Hara For Withhold Management
1.3 Elect Director George J. Leon For Withhold Management
1.4 Elect Director Robert A. Rice For Withhold Management
1.5 Elect Director Stephen A. Fletcher For Withhold Management
2 Ratify Friedman LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TESSCO TECHNOLOGIES INCORPORATED
Ticker: TESS Security ID: 872386107
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Barnhill, Jr. For Withhold Management
1.2 Elect Director John D. Beletic For Withhold Management
1.3 Elect Director Jay G. Baitler For Withhold Management
1.4 Elect Director Paul J. Gaffney For Withhold Management
1.5 Elect Director Benn R. Konsynski For Withhold Management
1.6 Elect Director Dennis J. Shaughnessy For Withhold Management
1.7 Elect Director Murray N. Wright For Withhold Management
1.8 Elect Director Morton F. Zifferer, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
THE EASTERN COMPANY
Ticker: EML Security ID: 276317104
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fredrick D. DiSanto For Withhold Management
1.2 Elect Director John W. Everets For Withhold Management
1.3 Elect Director Charles W. Henry For Withhold Management
1.4 Elect Director Michael A. McManus, Jr. For Withhold Management
1.5 Elect Director James A. Mitarotonda For Withhold Management
1.6 Elect Director Peggy B. Scott For Withhold Management
1.7 Elect Director August M. Vlak For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Fiondella, Milone & LaSaracina For For Management
LLP as Auditors
--------------------------------------------------------------------------------
THE L.S. STARRETT COMPANY
Ticker: SCX Security ID: 855668109
Meeting Date: OCT 16, 2019 Meeting Type: Annual
Record Date: AUG 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard B. Kennedy For Withhold Management
1.2 Elect Director Terry A. Piper For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE ONE GROUP HOSPITALITY, INC.
Ticker: STKS Security ID: 88338K103
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dimitrios Angelis For Withhold Management
1.2 Elect Director Michael Serruya For Withhold Management
2 Ratify Plante Moran, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED
Ticker: TACT Security ID: 892918103
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Schwarz For Withhold Management
1.2 Elect Director Bart C. Shuldman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRANSATLANTIC PETROLEUM LTD.
Ticker: TAT Security ID: G89982113
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Malone Mitchell 3rd For Against Management
1b Elect Director Charles J. Campise For Against Management
1c Elect Director K. Kirk Krist For Against Management
1d Elect Director Harold Lee Muncy For Against Management
1e Elect Director Gregory K. Renwick For Against Management
2 Approve DMF Sistem Uluslararasi For For Management
Bagimsiz Denetim Danismanlik ve YMM A.
S. as Auditors and Authorize Board to
Fix Their Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRANSCAT, INC.
Ticker: TRNS Security ID: 893529107
Meeting Date: SEP 11, 2019 Meeting Type: Annual
Record Date: JUL 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles P. Hadeed For Withhold Management
1.2 Elect Director Paul D. Moore For Withhold Management
1.3 Elect Director Angela J. Panzarella For Withhold Management
2 Fix Number of Directors at Ten For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Freed Maxick CPAs, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
TRAVELCENTERS OF AMERICA INC.
Ticker: TA Security ID: 89421B109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Morea For Withhold Management
1.2 Elect Director Jonathan M. Pertchik For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRAVELZOO
Ticker: TZOO Security ID: 89421Q205
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Bartel For For Management
1.2 Elect Director Christina Sindoni Ciocca For For Management
1.3 Elect Director Carrie Liqun Liu For For Management
1.4 Elect Director Mary Reilly For For Management
1.5 Elect Director Beatrice Tarka For For Management
2 Approve Option Grant to Ralph Bartel For Against Management
3 Approve Option Grants to Key Employees For For Management
4 Approve Repricing of Options For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRECORA RESOURCES
Ticker: TREC Security ID: 894648104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary K. Adams For Against Management
1.2 Elect Director Pamela R. Butcher For Against Management
1.3 Elect Director Nicholas N. Carter For Against Management
1.4 Elect Director Adam C. Peakes For Against Management
1.5 Elect Director Patrick D. Quarles For Against Management
1.6 Elect Director Janet S. Roemer For Against Management
1.7 Elect Director Karen A. Twitchell For Against Management
2 Ratify BKM Sowan Horan, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TUESDAY MORNING CORPORATION
Ticker: TUES Security ID: 899035505
Meeting Date: NOV 20, 2019 Meeting Type: Annual
Record Date: SEP 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Becker For Withhold Management
1.2 Elect Director Terry Burman For Withhold Management
1.3 Elect Director James T. Corcoran For Withhold Management
1.4 Elect Director Barry S. Gluck For Withhold Management
1.5 Elect Director Frank M. Hamlin For Withhold Management
1.6 Elect Director Reuben E. Slone For Withhold Management
1.7 Elect Director Sherry M. Smith For Withhold Management
1.8 Elect Director Richard S. Willis For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
VAALCO ENERGY, INC.
Ticker: EGY Security ID: 91851C201
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cary M. Bounds For Withhold Management
1.2 Elect Director Andrew L. Fawthrop For Withhold Management
1.3 Elect Director George Maxwell For Withhold Management
1.4 Elect Director Cathy Stubbs For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VINCE HOLDING CORP.
Ticker: VNCE Security ID: 92719W207
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome Griffith For Withhold Management
1.2 Elect Director Brendan Hoffman For Withhold Management
1.3 Elect Director Marc J. Leder For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
VIRCO MFG. CORPORATION
Ticker: VIRC Security ID: 927651109
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig L. Levra For Withhold Management
1.2 Elect Director Robert R. Lind For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VOLT INFORMATION SCIENCES, INC.
Ticker: VOLT Security ID: 928703107
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nick S. Cyprus For Withhold Management
1.2 Elect Director Bruce G. Goodman For Withhold Management
1.3 Elect Director William J. Grubbs For Withhold Management
1.4 Elect Director Linda Perneau For Withhold Management
1.5 Elect Director Arnold Ursaner For Withhold Management
1.6 Elect Director Celia R. Brown For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZOVIO INC
Ticker: ZVO Security ID: 98979V102
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Cole For Withhold Management
1.2 Elect Director Ryan D. Craig For Withhold Management
1.3 Elect Director Michael B. Horn For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
===================== Bridgeway Ultra Small Company Market =====================
1347 PROPERTY INSURANCE HOLDINGS, INC.
Ticker: PIH Security ID: 68244P107
Meeting Date: DEC 17, 2019 Meeting Type: Annual
Record Date: OCT 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rita Hayes For For Management
1.2 Elect Director Lewis M. Johnson For For Management
1.3 Elect Director Dennis A. Wong For For Management
2 Declassify the Board of Directors For For Management
3 Amend Bylaws to Provide Directors May For For Management
Be Removed With or Without Cause
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
1ST CONSTITUTION BANCORP
Ticker: FCCY Security ID: 31986N102
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Raymond R. Ciccone For For Management
1.2 Elect Director Edwin J. Pisani For For Management
1.3 Elect Director Roy D. Tartaglia For For Management
1.4 Elect Director Robert F. Mangano For For Management
2 Approve Non-Employee Director Omnibus For For Management
Stock Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify BDO USA LLP as Auditors For For Management
--------------------------------------------------------------------------------
A-MARK PRECIOUS METALS, INC.
Ticker: AMRK Security ID: 00181T107
Meeting Date: OCT 30, 2019 Meeting Type: Annual
Record Date: SEP 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Benjamin For Withhold Management
1.2 Elect Director Ellis Landau For Withhold Management
1.3 Elect Director Beverley Lepine For Withhold Management
1.4 Elect Director William Montgomery For Withhold Management
1.5 Elect Director John (Jay) U. Moorhead For Withhold Management
1.6 Elect Director Jess M. Ravich For Withhold Management
1.7 Elect Director Gregory N. Roberts For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
A. H. BELO CORPORATION
Ticker: AHC Security ID: 001282102
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Beckert For Withhold Management
1.2 Elect Director Louis E. Caldera For Withhold Management
1.3 Elect Director Robert W. Decherd For Withhold Management
1.4 Elect Director Ronald D. McCray For Withhold Management
2 Ratify Grant Thornton LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: JUL 15, 2019 Meeting Type: Annual
Record Date: MAY 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katharine Wolanyk For Against Management
1.2 Elect Director Isaac T. Kohlberg For Against Management
2 Declassify the Board of Directors For For Management
3 Eliminate Supermajority Vote For For Management
Requirements for Specified Corporate
Actions
4 Provide Right to Call Special Meeting For For Management
5 Approve Securities Transfer For For Management
Restrictions
6 Ratify Tax Benefits Preservation Plan For For Management
7 Ratify Grant Thornton LLP as Auditors For Against Management
8 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: FEB 14, 2020 Meeting Type: Special
Record Date: DEC 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Voting of Preferred Shares For For Management
on an As-Converted Basis and the
Issuance of Common Stock in Connection
with the Potential Future Conversion
of Series A Convertible Preferred
Stock and Exercise of Warrants
2 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
ACACIA RESEARCH CORPORATION
Ticker: ACTG Security ID: 003881307
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Maureen O'Connell For Against Management
1B Elect Director Katharine Wolanyk For Against Management
1C Elect Director Isaac T. Kohlberg For Against Management
1D Elect Director Jonathan Sagal For Against Management
1E Elect Director Clifford Press For Against Management
1F Elect Director Alfred V. Tobia, Jr. For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ACME UNITED CORPORATION
Ticker: ACU Security ID: 004816104
Meeting Date: APR 20, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter C. Johnsen For Withhold Management
1.2 Elect Director Richmond Y. Holden, Jr. For Withhold Management
1.3 Elect Director Brian S. Olschan For Withhold Management
1.4 Elect Director Stevenson E. Ward, III For Withhold Management
1.5 Elect Director Susan H. Murphy For Withhold Management
1.6 Elect Director Rex L. Davidson For Withhold Management
1.7 Elect Director Brian K. Barker For Withhold Management
2 Amend Stock Option Plan For For Management
3 Amend Non-Employee Director Stock For For Management
Option Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
ADAMAS PHARMACEUTICALS, INC.
Ticker: ADMS Security ID: 00548A106
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Bigham For Withhold Management
1.2 Elect Director John MacPhee For Withhold Management
1.3 Elect Director David L. Mahoney For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ADAMS RESOURCES & ENERGY, INC.
Ticker: AE Security ID: 006351308
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Townes G. Pressler For For Management
1.2 Elect Director Michelle A. Earley For For Management
1.3 Elect Director Murray E. Brasseux For For Management
1.4 Elect Director Richard C. Jenner For For Management
1.5 Elect Director W.R. Scofield For For Management
1.6 Elect Director John O. Niemann, Jr. For For Management
1.7 Elect Director Dennis E. Dominic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ADVERUM BIOTECHNOLOGIES, INC.
Ticker: ADVM Security ID: 00773U108
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Machado For Withhold Management
1.2 Elect Director Leone Patterson For For Management
1.3 Elect Director James Scopa For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
AEGLEA BIOTHERAPEUTICS, INC.
Ticker: AGLE Security ID: 00773J103
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sandesh Mahatme For Withhold Management
1.2 Elect Director Suzanne Bruhn For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
AEROCENTURY CORP.
Ticker: ACY Security ID: 007737109
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roy E. Hahn For Withhold Management
1.2 Elect Director Toni M. Perazzo For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AGEX THERAPEUTICS, INC.
Ticker: AGE Security ID: 00848H108
Meeting Date: DEC 30, 2019 Meeting Type: Annual
Record Date: NOV 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Bailey For Withhold Management
1.2 Elect Director Annalisa Jenkins For Withhold Management
1.3 Elect Director John F. Mauldin For Withhold Management
1.4 Elect Director Michael H. May For Withhold Management
1.5 Elect Director Michael D. West For Withhold Management
2 Ratify OUM & Co. LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALASKA COMMUNICATIONS SYSTEMS GROUP, INC.
Ticker: ALSK Security ID: 01167P101
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David W. Karp For For Management
1.2 Elect Director Peter D. Aquino For For Management
1.3 Elect Director Wayne Barr, Jr. For For Management
1.4 Elect Director Benjamin C. Duster, IV For For Management
1.5 Elect Director Shelly C. Lombard For For Management
1.6 Elect Director William H. Bishop For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
ALIMERA SCIENCES, INC.
Ticker: ALIM Security ID: 016259103
Meeting Date: NOV 04, 2019 Meeting Type: Special
Record Date: SEP 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALIMERA SCIENCES, INC.
Ticker: ALIM Security ID: 016259202
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Largent For For Management
1.2 Elect Director C. Daniel Myers For For Management
1.3 Elect Director John Snisarenko For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALITHYA GROUP INC.
Ticker: ALYA Security ID: 01643B106
Meeting Date: SEP 18, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana Ades-Landy For For Management
1.2 Elect Director Robert Comeau For For Management
1.3 Elect Director Fredrick DiSanto For For Management
1.4 Elect Director Lucie Martel For For Management
1.5 Elect Director Paul Raymond For For Management
1.6 Elect Director Ghyslain Rivard For For Management
1.7 Elect Director Jeffrey Rutherford For For Management
1.8 Elect Director C. Lee Thomas For For Management
1.9 Elect Director Pierre Turcotte For For Management
2 Approve Raymond Chabot Grant Thornton For For Management
LLP as Auditors and Authorize Board to
Fix Their Remuneration
--------------------------------------------------------------------------------
ALJ REGIONAL HOLDINGS, INC.
Ticker: ALJJ Security ID: 001627108
Meeting Date: SEP 06, 2019 Meeting Type: Annual
Record Date: JUL 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael C. Borofsky For Withhold Management
1.2 Elect Director Jess M. Ravich For Withhold Management
1.3 Elect Director Anna Van Buren For Withhold Management
1.4 Elect Director Robert Scott Fritz For Withhold Management
1.5 Elect Director Marc Reisch For Withhold Management
1.6 Elect Director John Scheel For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ALTUS MIDSTREAM COMPANY
Ticker: ALTM Security ID: 02215L100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark Borer For Withhold Management
1.2 Elect Director Clay Bretches For Withhold Management
1.3 Elect Director Staci L. Burns For Withhold Management
1.4 Elect Director C. Doug Johnson For Withhold Management
1.5 Elect Director D. Mark Leland For Withhold Management
1.6 Elect Director Kevin S. McCarthy For Withhold Management
1.7 Elect Director Christopher J. Monk For Withhold Management
1.8 Elect Director Stephen P. Noe For Withhold Management
1.9 Elect Director Robert S. Purgason For Withhold Management
1.10 Elect Director Ben C. Rodgers For Withhold Management
1.11 Elect Director Jon W. Sauer For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Approve Conversion of Securities. For For Management
4 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
AMCON DISTRIBUTING COMPANY
Ticker: DIT Security ID: 02341Q205
Meeting Date: DEC 23, 2019 Meeting Type: Annual
Record Date: NOV 06, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher H. Atayan For Withhold Management
1.2 Elect Director Raymond F. Bentele For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
AMERICAN REALTY INVESTORS, INC.
Ticker: ARL Security ID: 029174109
Meeting Date: DEC 11, 2019 Meeting Type: Annual
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Henry A. Butler For Withhold Management
1.2 Elect Director Robert A. Jakuszewski For Withhold Management
1.3 Elect Director Ted R. Munselle For Withhold Management
1.4 Elect Director Raymond D. Roberts, Sr. For Withhold Management
2 Ratify Farmer, Fuqua & Huff, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
AMERICAN RIVER BANKSHARES
Ticker: AMRB Security ID: 029326105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicolas C. Anderson For For Management
1.2 Elect Director Kimberly A. Box For For Management
1.3 Elect Director Charles D. Fite For For Management
1.4 Elect Director Jeffery Owensby For For Management
1.5 Elect Director Julie A. Raney For For Management
1.6 Elect Director David E. Ritchie, Jr. For For Management
1.7 Elect Director William A. Robotham For For Management
1.8 Elect Director Philip A. Wright For For Management
1.9 Elect Director Michael A. Ziegler For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Crowe LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMERICAN SUPERCONDUCTOR CORPORATION
Ticker: AMSC Security ID: 030111207
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: JUN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vikram S. Budhraja For Withhold Management
1.2 Elect Director Arthur H. House For Withhold Management
1.3 Elect Director Barbara G. Littlefield For For Management
1.4 Elect Director Daniel P. McGahn For For Management
1.5 Elect Director David R. Oliver, Jr. For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMERISERV FINANCIAL, INC.
Ticker: ASRV Security ID: 03074A102
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allan R. Dennison For Withhold Management
1.2 Elect Director Sara A. Sargent For Withhold Management
2 Ratify S.R. Snodgrass PC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AMPCO-PITTSBURGH CORPORATION
Ticker: AP Security ID: 032037103
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Abel For Withhold Management
1.2 Elect Director William K. Lieberman For Withhold Management
1.3 Elect Director Stephen E. Paul For Withhold Management
1.4 Elect Director Carl H. Pforzheimer, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMPLIFY ENERGY CORP.
Ticker: AMPY Security ID: 03212B103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher W. Hamm For Against Management
1b Elect Director Scott L. Hoffman For Against Management
1c Elect Director Randal T. Klein For Against Management
1d Elect Director Evan S. Lederman For Against Management
1e Elect Director David H. Proman For Against Management
1f Elect Director Todd R. Snyder For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
AMREP CORPORATION
Ticker: AXR Security ID: 032159105
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert E. Robotti For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
AMTECH SYSTEMS, INC.
Ticker: ASYS Security ID: 032332504
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jong S. Whang For Withhold Management
1.2 Elect Director Robert M. Averick For Withhold Management
1.3 Elect Director Michael Garnreiter For Withhold Management
1.4 Elect Director Robert F. King For Withhold Management
1.5 Elect Director Sukesh Mohan For Withhold Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Non-Employee Director Stock For For Management
Option Plan
--------------------------------------------------------------------------------
APPLIED GENETIC TECHNOLOGIES CORPORATION
Ticker: AGTC Security ID: 03820J100
Meeting Date: DEC 04, 2019 Meeting Type: Annual
Record Date: OCT 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan B. Washer For Withhold Management
1.2 Elect Director Ed Hurwitz For Withhold Management
1.3 Elect Director James Rosen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
APTINYX INC.
Ticker: APTX Security ID: 03836N103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick G. Enright For Withhold Management
1.2 Elect Director Adam M. Koppel For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
APYX MEDICAL CORPORATION
Ticker: APYX Security ID: 03837C106
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Makrides For Against Management
1.2 Elect Director Charles D. Goodwin For Against Management
1.3 Elect Director Michael E. Geraghty For Against Management
1.4 Elect Director Lawrence J. Waldman For Against Management
1.5 Elect Director John C. Andres For Against Management
1.6 Elect Director Craig Swandal For Against Management
2 Ratify BDO USA, LLC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
AQUESTIVE THERAPEUTICS, INC.
Ticker: AQST Security ID: 03843E104
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory B. Brown For Withhold Management
1.2 Elect Director John Cochran For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
ARATANA THERAPEUTICS, INC.
Ticker: PETX Security ID: 03874P101
Meeting Date: JUL 16, 2019 Meeting Type: Special
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3 Advisory Vote on Golden Parachutes For For Management
--------------------------------------------------------------------------------
ARC DOCUMENT SOLUTIONS, INC.
Ticker: ARC Security ID: 00191G103
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kumarakulasingam For For Management
("Suri") Suriyakumar
1.2 Elect Director Bradford L. Brooks For For Management
1.3 Elect Director Cheryl Cook For For Management
1.4 Elect Director Tracey Luttrell For For Management
1.5 Elect Director Dewitt Kerry McCluggage For For Management
1.6 Elect Director Mark W. Mealy For For Management
2 Ratify Armanino LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: OCT 25, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Farrell For Withhold Management
1.2 Elect Director Joseph E. Payne For Withhold Management
1.3 Elect Director Andy Sassine For Withhold Management
1.4 Elect Director James Barlow For Withhold Management
1.5 Elect Director Edward W. Holmes For Withhold Management
1.6 Elect Director Magda Marquet For Withhold Management
1.7 Elect Director Karah Parschauer For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARCTURUS THERAPEUTICS HOLDINGS INC.
Ticker: ARCT Security ID: 03969T109
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Farrell For Withhold Management
1.2 Elect Director Joseph E. Payne For Withhold Management
1.3 Elect Director Andy Sassine For Withhold Management
1.4 Elect Director James Barlow For Withhold Management
1.5 Elect Director Edward W. Holmes For Withhold Management
1.6 Elect Director Magda Marquet For Withhold Management
1.7 Elect Director Karah Parschauer For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
ARK RESTAURANTS CORP.
Ticker: ARKR Security ID: 040712101
Meeting Date: MAR 19, 2020 Meeting Type: Annual
Record Date: FEB 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Weinstein For Withhold Management
1b Elect Director Steven Shulman For Withhold Management
1c Elect Director Anthony J. Sirica For Withhold Management
1d Elect Director Marcia Allen For Withhold Management
1e Elect Director Paul Gordon For Withhold Management
1f Elect Director Bruce R. Lewin For Withhold Management
1g Elect Director Vincent Pascal For Withhold Management
1h Elect Director Arthur Stainman For Withhold Management
1i Elect Director Stephen Novick For Withhold Management
2 Ratify CohnReznick LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ARLINGTON ASSET INVESTMENT CORP.
Ticker: AI Security ID: 041356205
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel E. Berce For Against Management
1b Elect Director David W. Faeder For Against Management
1c Elect Director Melinda H. McClure For Against Management
1d Elect Director Ralph S. Michael, III For Against Management
1e Elect Director Anthony P. Nader, III For Against Management
1f Elect Director J. Rock Tonkel, Jr. For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARMSTRONG FLOORING, INC.
Ticker: AFI Security ID: 04238R106
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael F. Johnston For For Management
1b Elect Director Kathleen S. Lane For For Management
1c Elect Director Jeffrey Liaw For For Management
1d Elect Director Michael W. Malone For For Management
1e Elect Director Larry S. McWilliams For For Management
1f Elect Director James C. Melville For For Management
1g Elect Director Michel S. Vermette For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
AROTECH CORPORATION
Ticker: ARTX Security ID: 042682203
Meeting Date: DEC 17, 2019 Meeting Type: Special
Record Date: OCT 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ASHFORD INC.
Ticker: AINC Security ID: 044104107
Meeting Date: OCT 24, 2019 Meeting Type: Special
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger and Issue Shares in For Against Management
Connection with Merger
2 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ASHFORD INC.
Ticker: AINC Security ID: 044104107
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Monty J. Bennett For Withhold Management
1.2 Elect Director Dinesh P. Chandiramani For Withhold Management
1.3 Elect Director Darrell T. Hail For Withhold Management
1.4 Elect Director J. Robison Hays, III For Withhold Management
1.5 Elect Director Uno Immanivong For Withhold Management
1.6 Elect Director W. Michael Murphy For Withhold Management
1.7 Elect Director Brian Wheeler For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASPEN AEROGELS, INC.
Ticker: ASPN Security ID: 04523Y105
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Mitchell For Withhold Management
1.2 Elect Director Richard F. Reilly For Withhold Management
1.3 Elect Director Donald R. Young For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ASPEN GROUP, INC.
Ticker: ASPU Security ID: 04530L203
Meeting Date: DEC 30, 2019 Meeting Type: Annual
Record Date: NOV 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Mathews For Withhold Management
1.2 Elect Director Frank Cotroneo For Withhold Management
1.3 Elect Director Norman D. Dicks For Withhold Management
1.4 Elect Director C. James Jensen For Withhold Management
1.5 Elect Director Andrew Kaplan For Withhold Management
1.6 Elect Director Malcolm F. MacLean, IV For Withhold Management
1.7 Elect Director Sanford Rich For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Salberg & Company, P.A. as For For Management
Auditors
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ASSERTIO THERAPEUTICS, INC.
Ticker: ASRT Security ID: 04545L107
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2.1 Elect Director James P. Fogarty For For Management
2.2 Elect Director Karen A. Dawes For For Management
2.3 Elect Director James J. Galeota, Jr. For For Management
2.4 Elect Director Arthur J. Higgins For For Management
2.5 Elect Director Heather L. Mason For For Management
2.6 Elect Director William T. McKee For For Management
2.7 Elect Director Peter D. Staple For For Management
2.8 Elect Director James L. Tyree For For Management
2.9 Elect Director David E. Wheadon For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Approve Reverse Stock Split For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Advisory Vote on Golden Parachutes For For Management
8 Ratify Ernst & Young LLP as Auditors For For Management
9 Adjourn Meeting For For Management
10 Other Business For Against Management
--------------------------------------------------------------------------------
ASTA FUNDING, INC.
Ticker: ASFI Security ID: 046220109
Meeting Date: AUG 14, 2019 Meeting Type: Annual
Record Date: JUN 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary Stern For Withhold Management
1.2 Elect Director David Slackman For Withhold Management
1.3 Elect Director Timothy Bishop For Withhold Management
1.4 Elect Director Michael Monteleone For Withhold Management
1.5 Elect Director Louis A. Piccolo For Withhold Management
2 Ratify EisnerAmper LLP as Auditors For For Management
--------------------------------------------------------------------------------
ASTRONOVA, INC.
Ticker: ALOT Security ID: 04638F108
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jean A. Bua For Withhold Management
1.2 Elect Director Mitchell I. Quain For Withhold Management
1.3 Elect Director Yvonne E. Schlaeppi For Withhold Management
1.4 Elect Director Harold Schofield For Withhold Management
1.5 Elect Director Richard S. Warzala For Withhold Management
1.6 Elect Director Gregory A. Woods For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Wolf & Company, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
ATLANTIC AMERICAN CORPORATION
Ticker: AAME Security ID: 048209100
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hilton H. Howell, Jr. For Withhold Management
1.2 Elect Director Robin R. Howell For Withhold Management
1.3 Elect Director Mark E. Preisinger For Withhold Management
1.4 Elect Director Joseph M. Scheerer For Withhold Management
1.5 Elect Director Scott G. Thompson For Withhold Management
1.6 Elect Director D. Keehln Wheeler For Withhold Management
2 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ATLANTICUS HOLDINGS CORPORATION
Ticker: ATLC Security ID: 04914Y102
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David G. Hanna For Withhold Management
1.2 Elect Director Jeffrey A. Howard For Withhold Management
1.3 Elect Director Deal W. Hudson For Withhold Management
1.4 Elect Director Mack F. Mattingly For Withhold Management
1.5 Elect Director Thomas G. Rosencrants For Withhold Management
2 Approve Conversion of Securities For For Management
--------------------------------------------------------------------------------
AUBURN NATIONAL BANCORPORATION, INC.
Ticker: AUBN Security ID: 050473107
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Wayne Alderman For Withhold Management
1.2 Elect Director Terry W. Andrus For Withhold Management
1.3 Elect Director J. Tutt Barrett For Withhold Management
1.4 Elect Director Laura Cooper For Withhold Management
1.5 Elect Director Robert W. Dumas For Withhold Management
1.6 Elect Director William F. Ham, Jr. For Withhold Management
1.7 Elect Director David E. Housel For Withhold Management
1.8 Elect Director Anne M. May For Withhold Management
1.9 Elect Director Edward Lee Spencer, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Elliott Davis LLC as Auditors For For Management
--------------------------------------------------------------------------------
AVIAT NETWORKS, INC.
Ticker: AVNW Security ID: 05366Y201
Meeting Date: NOV 13, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director John Mutch For Against Management
1B Elect Director Kenneth Kong For Against Management
1C Elect Director John J. Quicke For Against Management
1D Elect Director James C. Stoffel For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AWARE, INC.
Ticker: AWRE Security ID: 05453N100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert A. Eckel For Withhold Management
1.2 Elect Director Peter R. Faubert For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
AXT, INC.
Ticker: AXTI Security ID: 00246W103
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Morris S. Young For For Management
1.2 Elect Director David C. Chang For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BPM LLP as Auditors For For Management
--------------------------------------------------------------------------------
BABCOCK & WILCOX ENTERPRISES, INC.
Ticker: BW Security ID: 05614L209
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Matthew E. Avril For Withhold Management
2b Elect Director Alan B. Howe For Withhold Management
3a Elect Director Matthew E. Avril For Withhold Management
3b Elect Director Alan B. Howe For Withhold Management
4 Eliminate Supermajority Vote For For Management
Requirement to Amend Bylaws
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BALLANTYNE STRONG, INC.
Ticker: BTN Security ID: 058516105
Meeting Date: DEC 17, 2019 Meeting Type: Annual
Record Date: OCT 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Kyle Cerminara For Withhold Management
1.2 Elect Director Lewis M. Johnson For Withhold Management
1.3 Elect Director William J. Gerber For Withhold Management
1.4 Elect Director Jack H. Jacobs For Withhold Management
1.5 Elect Director Charles T. Lanktree For Withhold Management
1.6 Elect Director Robert J. Roschman For Withhold Management
1.7 Elect Director Ndamukong Suh For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Haskell & White LLP as Auditors For For Management
--------------------------------------------------------------------------------
BANK OF COMMERCE HOLDINGS
Ticker: BOCH Security ID: 06424J103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Orin N. Bennett For Withhold Management
1.2 Elect Director Gary R. Burks For Withhold Management
1.3 Elect Director Randall S. Eslick For Withhold Management
1.4 Elect Director Joseph Q. Gibson For Withhold Management
1.5 Elect Director Jon W. Halfhide For Withhold Management
1.6 Elect Director David J. Inderkum For Withhold Management
1.7 Elect Director Linda J. Miles For Withhold Management
1.8 Elect Director Karl L. Silberstein For Withhold Management
1.9 Elect Director Terence J. Street For Withhold Management
1.10 Elect Director Lyle L. Tullis For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BANK7 CORP.
Ticker: BSVN Security ID: 06652N107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William M. Buergler For Against Management
1b Elect Director John T. "J.T." Phillips For Against Management
1c Elect Director Charles W. Brown For Against Management
2 Ratify BKD LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
BANKFINANCIAL CORPORATION
Ticker: BFIN Security ID: 06643P104
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director F. Morgan Gasior For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BARNES & NOBLE EDUCATION, INC.
Ticker: BNED Security ID: 06777U101
Meeting Date: SEP 25, 2019 Meeting Type: Annual
Record Date: JUL 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Emily C. Chiu For For Management
1.2 Elect Director Daniel A. DeMatteo For For Management
1.3 Elect Director David G. Golden For For Management
1.4 Elect Director Michael P. Huseby For For Management
1.5 Elect Director John R. Ryan For For Management
1.6 Elect Director Jerry Sue Thornton For For Management
1.7 Elect Director David A. Wilson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BASSETT FURNITURE INDUSTRIES, INCORPORATED
Ticker: BSET Security ID: 070203104
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Belk For Withhold Management
1.2 Elect Director Kristina Cashman For Withhold Management
1.3 Elect Director Virginia W. Hamlet For Withhold Management
1.4 Elect Director J. Walter McDowell For Withhold Management
1.5 Elect Director Robert H. Spilman, Jr. For Withhold Management
1.6 Elect Director William C. Wampler, Jr. For Withhold Management
1.7 Elect Director William C. Warden, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BBQ HOLDINGS, INC.
Ticker: BBQ Security ID: 05551A109
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anand D. Gala For Withhold Management
1.2 Elect Director Joseph M. Jacobs For Withhold Management
1.3 Elect Director Peter O. Haeg For Withhold Management
1.4 Elect Director Richard A. Shapiro For Withhold Management
1.5 Elect Director Jeffery Crivello For Withhold Management
1.6 Elect Director Bryan L. Wolff For Withhold Management
1.7 Elect Director Richard S. Welch For Withhold Management
1.8 Elect Director David L. Kanen For Withhold Management
2 Ratify Schechter, Dokken, Kanter, For For Management
Andrews & Selcer, Ltd. as Auditors
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BCB BANCORP, INC.
Ticker: BCBP Security ID: 055298103
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert Ballance For Withhold Management
1.2 Elect Director Joseph J. Brogan For Withhold Management
1.3 Elect Director August Pellegrini, Jr. For Withhold Management
1.4 Elect Director James G. Rizzo For Withhold Management
2 Ratify Wolf & Company, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BEASLEY BROADCAST GROUP, INC.
Ticker: BBGI Security ID: 074014101
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Fiorile For Withhold Management
1.2 Elect Director Mark S. Fowler For Withhold Management
1.3 Elect Director Brian E. Beasley For Withhold Management
1.4 Elect Director Bruce G. Beasley For Withhold Management
1.5 Elect Director Caroline Beasley For Withhold Management
1.6 Elect Director George G. Beasley For Withhold Management
1.7 Elect Director Peter A. Bordes, Jr. For Withhold Management
1.8 Elect Director Leslie Godridge For Withhold Management
1.9 Elect Director Allen B. Shaw For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
BEL FUSE INC.
Ticker: BELFB Security ID: 077347300
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Dooley For Withhold Management
1.2 Elect Director Rita V. Smith For Withhold Management
2 Ratify Deloitte and Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Conversion of Class A Common Against For Shareholder
Stock
--------------------------------------------------------------------------------
BELLICUM PHARMACEUTICALS, INC.
Ticker: BLCM Security ID: 079481107
Meeting Date: JAN 15, 2020 Meeting Type: Special
Record Date: NOV 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BG STAFFING, INC.
Ticker: BGSF Security ID: 05544A109
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard L. Baum, Jr. For Withhold Management
1.2 Elect Director Paul A. Seid For Withhold Management
2 Ratify Whitley Penn LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
BIG 5 SPORTING GOODS CORPORATION
Ticker: BGFV Security ID: 08915P101
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jennifer H. Dunbar For Against Management
1b Elect Director Steven G. Miller For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
BIOSCRIP, INC.
Ticker: BIOS Security ID: 09069N108
Meeting Date: AUG 02, 2019 Meeting Type: Special
Record Date: JUN 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Amend Certificate of Incorporation For For Management
3 Amend the Series A Certificate of For For Management
Designations
4 Advisory Vote on Golden Parachutes For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
BIOTIME, INC.
Ticker: BTX Security ID: 09066L105
Meeting Date: JUL 30, 2019 Meeting Type: Annual
Record Date: JUN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Deborah Andrews For Withhold Management
1b Elect Director Don M. Bailey For Withhold Management
1c Elect Director Neal C. Bradsher For Withhold Management
1d Elect Director Brian M. Culley For Withhold Management
1e Elect Director Stephen C. Farrell For Withhold Management
1f Elect Director Alfred D. Kingsley For Withhold Management
1g Elect Director Michael H. Mulroy For Withhold Management
1h Elect Director Angus C. Russell For Withhold Management
2 Ratify OUM & Co. LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BK TECHNOLOGIES CORPORATION
Ticker: BKTI Security ID: 05587G104
Meeting Date: JUL 12, 2019 Meeting Type: Annual
Record Date: MAY 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Kyle Cerminara For Withhold Management
1.2 Elect Director Lewis M. Johnson For Withhold Management
1.3 Elect Director Michael R. Dill For Withhold Management
1.4 Elect Director Charles T. Lanktree For Withhold Management
1.5 Elect Director E. Gray Payne For Withhold Management
1.6 Elect Director John W. Struble For Withhold Management
1.7 Elect Director Ryan R. K. Turner For Withhold Management
2 Ratify Moore Stephens Lovelace, P.A. For For Management
as Auditor
--------------------------------------------------------------------------------
BK TECHNOLOGIES CORPORATION
Ticker: BKTI Security ID: 05587G104
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Struble For Withhold Management
1.2 Elect Director D. Kyle Cerminara For Withhold Management
1.3 Elect Director Michael R. Dill For Withhold Management
1.4 Elect Director Lewis M. Johnson For Withhold Management
1.5 Elect Director Charles T. Lanktree For Withhold Management
1.6 Elect Director E. Gray Payne For Withhold Management
2 Ratify MSL, P.A. as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BLONDER TONGUE LABORATORIES, INC.
Ticker: BDR Security ID: 093698108
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Bruno For Withhold Management
1.2 Elect Director Stephen K. Necessary For Withhold Management
1.3 Elect Director Steven L. Shea For Withhold Management
2 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
3 Approve Issuance of Convertible For For Management
Indebtedness Pursuant to Private
Placement Rule
4 Approve Issuance of Convertible For For Management
Indebtedness Pursuant to Change of
Control Rule
5 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUE APRON HOLDINGS, INC.
Ticker: APRN Security ID: 09523Q200
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tracy Britt Cool For Withhold Management
1.2 Elect Director Elizabeth Huebner For Withhold Management
1.3 Elect Director Matthew B. Salzberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
BLUELINX HOLDINGS INC.
Ticker: BXC Security ID: 09624H208
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karel K. Czanderna For Withhold Management
1.2 Elect Director Dominic DiNapoli For Withhold Management
1.3 Elect Director Kim S. Fennebresque For Withhold Management
1.4 Elect Director Mitchell B. Lewis For Withhold Management
1.5 Elect Director Alan H. Schumacher For Withhold Management
1.6 Elect Director J. David Smith For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRIDGFORD FOODS CORPORATION
Ticker: BRID Security ID: 108763103
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William L. Bridgford For Withhold Management
1.2 Elect Director Allan L. Bridgford, Sr. For Withhold Management
1.3 Elect Director Allan L. Bridgford, Jr. For Withhold Management
1.4 Elect Director Todd C. Andrews For Withhold Management
1.5 Elect Director Raymond F. Lancy For Withhold Management
1.6 Elect Director Keith A. Ross For Withhold Management
1.7 Elect Director Mary Schott For Withhold Management
1.8 Elect Director D. Gregory Scott For Withhold Management
1.9 Elect Director John V. Simmons For Withhold Management
2 Ratify Squar Milner LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BUILD-A-BEAR WORKSHOP, INC.
Ticker: BBW Security ID: 120076104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maxine Clark For Against Management
1.2 Elect Director Sharon John For For Management
1.3 Elect Director Sarah Personette For Against Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
C&F FINANCIAL CORPORATION
Ticker: CFFI Security ID: 12466Q104
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director D. Anthony Peay For Withhold Management
1.2 Elect Director Julie R. Agnew For Withhold Management
1.3 Elect Director J. P. Causey, Jr. For Withhold Management
1.4 Elect Director Thomas F. Cherry For Withhold Management
1.5 Elect Director George R. Sisson, III For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
CADIZ, INC.
Ticker: CDZI Security ID: 127537207
Meeting Date: JUL 10, 2019 Meeting Type: Annual
Record Date: MAY 29, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Brackpool For For Management
1.2 Elect Director John A. Bohn For For Management
1.3 Elect Director Jeffrey J. Brown For For Management
1.4 Elect Director Stephen E. Courter For For Management
1.5 Elect Director Maria Echaveste For For Management
1.6 Elect Director Geoffrey Grant For For Management
1.7 Elect Director Winston H. Hickox For For Management
1.8 Elect Director Murray H. Hutchison For For Management
1.9 Elect Director Richard Nevins For For Management
1.10 Elect Director Scott S. Slater For For Management
1.11 Elect Director Carolyn Webb de Macias For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Amend Bylaws Against Against Shareholder
--------------------------------------------------------------------------------
CALYXT, INC.
Ticker: CLXT Security ID: 13173L107
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andre Choulika For Withhold Management
1b Elect Director Philippe Dumont For Withhold Management
1c Elect Director Jonathan B. Fassberg For Withhold Management
1d Elect Director Anna Ewa For Withhold Management
Kozicz-Stankiewicz
1e Elect Director Kimberly K. Nelson For Withhold Management
1f Elect Director Christopher J. Neugent For Withhold Management
1g Elect Director Yves J. Ribeill For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CANTERBURY PARK HOLDING CORPORATION
Ticker: CPHC Security ID: 13811E101
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Maureen H. Bausch For Withhold Management
1.2 Elect Director John S. Himle For Withhold Management
1.3 Elect Director Carin J. Offerman For Withhold Management
1.4 Elect Director Randall D. Sampson For Withhold Management
1.5 Elect Director Dale H. Schenian For Withhold Management
2 Ratify Wipfli LLP as Auditor For For Management
--------------------------------------------------------------------------------
CAPITAL BANCORP, INC.
Ticker: CBNK Security ID: 139737100
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen N. Ashman For Withhold Management
1.2 Elect Director Steven J. Schwartz For Withhold Management
1.3 Elect Director James F. Whalen For Withhold Management
2 Ratify Elliott Davis, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
CAPITALA FINANCE CORP.
Ticker: CPTA Security ID: 14054R106
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: FEB 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director R. Charles Moyer For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
CARROLS RESTAURANT GROUP, INC.
Ticker: TAST Security ID: 14574X104
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Hannah S. Craven For Against Management
1b Elect Director Lawrence E. Hyatt For Against Management
1c Elect Director Alexander Sloane For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CASTLIGHT HEALTH, INC.
Ticker: CSLT Security ID: 14862Q100
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Eberhard For Withhold Management
1.2 Elect Director David Ebersman For Withhold Management
1.3 Elect Director Maeve O'Meara For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
CATABASIS PHARMACEUTICALS, INC.
Ticker: CATB Security ID: 14875P206
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth Bate For Withhold Management
1.2 Elect Director Joanne T. Beck For Withhold Management
1.3 Elect Director Hugh M. Cole For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CB FINANCIAL SERVICES, INC.
Ticker: CBFV Security ID: 12479G101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Fox For Withhold Management
1.2 Elect Director William C. Groves For Withhold Management
1.3 Elect Director John J. LaCarte For Withhold Management
1.4 Elect Director William G. Petroplus For Withhold Management
1.5 Elect Director David F. Pollock For Withhold Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CBAK ENERGY TECHNOLOGY, INC.
Ticker: CBAT Security ID: 14986C102
Meeting Date: NOV 18, 2019 Meeting Type: Annual
Record Date: SEP 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yunfei Li For For Management
1.2 Elect Director J. Simon Xue For Against Management
1.3 Elect Director Martha C. Agee For Against Management
1.4 Elect Director Jianjun He For Against Management
1.5 Elect Director Guosheng Wang For For Management
2 Ratify Centurion ZD CPA & Co. as For For Management
Auditors
--------------------------------------------------------------------------------
CENTRUS ENERGY CORP.
Ticker: LEU Security ID: 15643U104
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mikel H. Williams For For Management
1.2 Elect Director Michael Diament For Withhold Management
1.3 Elect Director W. Thomas Jagodinski For For Management
1.4 Elect Director Patricia J. Jamieson For Withhold Management
1.5 Elect Director William J. Madia For For Management
1.6 Elect Director Daniel B. Poneman For For Management
1.7 Elect Director Neil S. Subin For Withhold Management
1.8 Elect Director Michael W. None None Management
O'Shaughnessy - Withdrawn
1.9 Elect Director Tina W. Jonas For For Management
2 Amend NOL Rights Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHARAH SOLUTIONS, INC.
Ticker: CHRA Security ID: 15957P105
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack A. Blossman, Jr. For Withhold Management
1.2 Elect Director Dorsey 'Ron' McCall For Withhold Management
1.3 Elect Director Scott A. Sewell For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHEMUNG FINANCIAL CORPORATION
Ticker: CHMG Security ID: 164024101
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Lounsberry, For Withhold Management
III
1.2 Elect Director Anders M. Tomson For Withhold Management
1.3 Elect Director G. Thomas Tranter, Jr. For Withhold Management
1.4 Elect Director Larry H. Becker For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHIASMA, INC.
Ticker: CHMA Security ID: 16706W102
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd Foley For Withhold Management
1.2 Elect Director Bard Geesaman For Withhold Management
1.3 Elect Director Raj Kannan For Withhold Management
2 Ratify Deloitte & Touche, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
CHICAGO RIVET & MACHINE CO.
Ticker: CVR Security ID: 168088102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Bourg For Withhold Management
1.2 Elect Director Kent H. Cooney For Withhold Management
1.3 Elect Director Patricia M. Miller For Withhold Management
1.4 Elect Director Kurt Moders For Withhold Management
1.5 Elect Director James W. Morrissey For Withhold Management
1.6 Elect Director Walter W. Morrissey For Withhold Management
1.7 Elect Director John C. Osterman For Withhold Management
1.8 Elect Director John L. Showel For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHICKEN SOUP FOR THE SOUL ENTERTAINMENT INC.
Ticker: CSSE Security ID: 16842Q100
Meeting Date: OCT 24, 2019 Meeting Type: Annual
Record Date: SEP 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Rouhana, Jr. For Withhold Management
1.2 Elect Director Scott W. Seaton For Withhold Management
1.3 Elect Director Amy L. Newmark For Withhold Management
1.4 Elect Director Fred M. Cohen For Withhold Management
1.5 Elect Director Cosmo DeNicola For Withhold Management
1.6 Elect Director Martin Pompadur For Withhold Management
1.7 Elect Director Christina Weiss Lurie For Withhold Management
1.8 Elect Director Diana Wilkin For Withhold Management
2 Ratify Rosenfield and Company, PLLC as For For Management
Auditors
--------------------------------------------------------------------------------
CHICKEN SOUP FOR THE SOUL ENTERTAINMENT INC.
Ticker: CSSE Security ID: 16842Q100
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William J. Rouhana, Jr. For Withhold Management
1.2 Elect Director Scott W. Seaton For Withhold Management
1.3 Elect Director Amy L. Newmark For Withhold Management
1.4 Elect Director Fred M. Cohen For Withhold Management
1.5 Elect Director Cosmo DeNicola For Withhold Management
1.6 Elect Director Martin Pompadur For Withhold Management
1.7 Elect Director Christina Weiss Lurie For Withhold Management
1.8 Elect Director Diana Wilkin For Withhold Management
2 Ratify Rosenfield and Company, PLLC as For For Management
Auditors
--------------------------------------------------------------------------------
CHIMERIX, INC.
Ticker: CMRX Security ID: 16934W106
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Meyer For For Management
1.2 Elect Director Michael A. Sherman For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHINA XD PLASTICS COMPANY LIMITED
Ticker: CXDC Security ID: 16948F107
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jie Han For Withhold Management
1.2 Elect Director Taylor Zhang For Withhold Management
1.3 Elect Director Linyuan Zhai For Withhold Management
1.4 Elect Director Huiyi Chen For Withhold Management
1.5 Elect Director Guanbao Huang For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG Huazhen LLP as Auditors For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
CIDARA THERAPEUTICS, INC.
Ticker: CDTX Security ID: 171757107
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Daniel D. Burgess For Withhold Management
1b Elect Director Theodore R. Schroeder For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CITI TRENDS, INC.
Ticker: CTRN Security ID: 17306X102
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian P. Carney For For Management
1.2 Elect Director Jonathan Duskin For For Management
1.3 Elect Director David N. Makuen For For Management
1.4 Elect Director Peter R. Sachse For For Management
1.5 Elect Director Kenneth D. Seipel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CITIZENS COMMUNITY BANCORP, INC.
Ticker: CZWI Security ID: 174903104
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard McHugh For Withhold Management
1.2 Elect Director Francis E. Felber For Withhold Management
1.3 Elect Director Michael L. Swenson For Withhold Management
2 Ratify Eide Bailly LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITIZENS HOLDING COMPANY
Ticker: CIZN Security ID: 174715102
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig Dungan For Withhold Management
1.2 Elect Director Daniel Adam Mars For Withhold Management
1.3 Elect Director David P. Webb For Withhold Management
1.4 Elect Director Jane D. Crosswhite For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify HORNE LLP as Auditors For For Management
--------------------------------------------------------------------------------
CLEARFIELD, INC.
Ticker: CLFD Security ID: 18482P103
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: DEC 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl Beranek For Withhold Management
1.2 Elect Director Ronald G. Roth For Withhold Management
1.3 Elect Director Patrick Goepel For Withhold Management
1.4 Elect Director Roger Harding For Withhold Management
1.5 Elect Director Charles N. Hayssen For Withhold Management
1.6 Elect Director Donald R. Hayward For Withhold Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
CLEARSIDE BIOMEDICAL, INC.
Ticker: CLSD Security ID: 185063104
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Edwards For Withhold Management
1.2 Elect Director Clay B. Thorp For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CM FINANCE INC
Ticker: CMFN Security ID: 12574Q103
Meeting Date: AUG 28, 2019 Meeting Type: Special
Record Date: JUN 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment Advisory Agreement For For Management
between CM Finance Inc and CM
Investment Partners LLC
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
COASTAL FINANCIAL CORPORATION
Ticker: CCB Security ID: 19046P209
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew P. Skotdal For Withhold Management
1.2 Elect Director Gregory A. Tisdel For For Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
CODORUS VALLEY BANCORP, INC.
Ticker: CVLY Security ID: 192025104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sarah M. Brown For Withhold Management
1.2 Elect Director John W. Giambalvo For Withhold Management
1.3 Elect Director MacGregor S. Jones For Withhold Management
1.4 Elect Director Larry J. Miller For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditor For For Management
--------------------------------------------------------------------------------
COLLECTORS UNIVERSE, INC.
Ticker: CLCT Security ID: 19421R200
Meeting Date: DEC 03, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah A. Farrington For Withhold Management
1.2 Elect Director Joseph R. Martin For Withhold Management
1.3 Elect Director A. J. "Bert" Moyer For Withhold Management
1.4 Elect Director Joseph J. Orlando For Withhold Management
1.5 Elect Director Bruce A. Stevens For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COLONY BANKCORP, INC.
Ticker: CBAN Security ID: 19623P101
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott L. Downing For Withhold Management
1.2 Elect Director M. Frederick Dwozan, Jr. For Withhold Management
1.3 Elect Director T. Heath Fountain For Withhold Management
1.4 Elect Director Terry L. Hester For Withhold Management
1.5 Elect Director Edward P. Loomis, Jr. For Withhold Management
1.6 Elect Director Mark H. Massee For Withhold Management
1.7 Elect Director Meagan M. Mowry For Withhold Management
1.8 Elect Director Matthew D. Reed For Withhold Management
1.9 Elect Director Jonathan W. R. Ross For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify McNair, McLemore, Middlebrooks For For Management
& Co., LLC as Auditor
--------------------------------------------------------------------------------
COMMERCIAL VEHICLE GROUP, INC.
Ticker: CVGI Security ID: 202608105
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harold C. Bevis For For Management
1b Elect Director Roger L. Fix For For Management
1c Elect Director Robert C. Griffin For For Management
1d Elect Director Wayne M. Rancourt For For Management
1e Elect Director James R. Ray, Jr. For For Management
1f Elect Director Janice E. Stipp For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
COMMUNICATIONS SYSTEMS, INC.
Ticker: JCS Security ID: 203900105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger H.D. Lacey For Withhold Management
1.2 Elect Director Richard A. Primuth For Withhold Management
1.3 Elect Director Randall D. Sampson For Withhold Management
1.4 Elect Director Steven C. Webster For Withhold Management
1.5 Elect Director Michael R. Zapata For Withhold Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
COMMUNITY WEST BANCSHARES
Ticker: CWBC Security ID: 204157101
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Bartlein For For Management
1.2 Elect Director Jean W. Blois For For Management
1.3 Elect Director Dana L. Boutain For For Management
1.4 Elect Director Tom L. Dobyns For For Management
1.5 Elect Director John D. Illgen For For Management
1.6 Elect Director James W. Lokey For For Management
1.7 Elect Director Shereef Moharram For For Management
1.8 Elect Director William R. Peeples For For Management
1.9 Elect Director Martin E. Plourd For For Management
1.10 Elect Director Kirk B. Stovesand For For Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify RSM as Auditors For For Management
4 Other Business For Against Management
--------------------------------------------------------------------------------
COMPUTER TASK GROUP, INCORPORATED
Ticker: CTG Security ID: 205477102
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: JUN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Klein For For Management
1.2 Elect Director Valerie Rahmani For For Management
1.3 Elect Director Filip J.L. Gyde For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
COMPX INTERNATIONAL INC.
Ticker: CIX Security ID: 20563P101
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas E. Barry For For Management
1.2 Elect Director David A. Bowers For Withhold Management
1.3 Elect Director Loretta J. Feehan For Withhold Management
1.4 Elect Director Robert D. Graham For Withhold Management
1.5 Elect Director Terri L. Herrington For For Management
1.6 Elect Director Ann Manix For For Management
1.7 Elect Director Mary A. Tidlund For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONCERT PHARMACEUTICALS, INC.
Ticker: CNCE Security ID: 206022105
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Aldrich For Withhold Management
1.2 Elect Director Thomas G. Auchincloss, For Withhold Management
Jr.
1.3 Elect Director Christine van Heek For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONIFER HOLDINGS, INC.
Ticker: CNFR Security ID: 20731J102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nicholas J. Petcoff For Withhold Management
1.2 Elect Director Isolde G. O'Hanlon For Withhold Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
CONSUMER PORTFOLIO SERVICES, INC.
Ticker: CPSS Security ID: 210502100
Meeting Date: OCT 22, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles E. Bradley, Jr. For Withhold Management
1.2 Elect Director Chris A. Adams For Withhold Management
1.3 Elect Director Louis M. Grasso For Withhold Management
1.4 Elect Director Brian J. Rayhill For Withhold Management
1.5 Elect Director William B. Roberts For Withhold Management
1.6 Elect Director Gregory S. Washer For Withhold Management
1.7 Elect Director Daniel S. Wood For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
CORE MOLDING TECHNOLOGIES, INC.
Ticker: CMT Security ID: 218683100
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Duvall For Withhold Management
1.2 Elect Director Thomas R. Cellitti For Withhold Management
1.3 Elect Director James F. Crowley For Withhold Management
1.4 Elect Director Ralph O. Hellmold For Withhold Management
1.5 Elect Director Matthew E. Jauchius For Withhold Management
1.6 Elect Director Andrew O. Smith For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORINDUS VASCULAR ROBOTICS, INC.
Ticker: CVRS Security ID: 218730109
Meeting Date: OCT 25, 2019 Meeting Type: Special
Record Date: SEP 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
CORMEDIX INC.
Ticker: CRMD Security ID: 21900C308
Meeting Date: NOV 26, 2019 Meeting Type: Annual
Record Date: OCT 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Khoso Baluch For For Management
1.2 Elect Director Janet Dillione For For Management
1.3 Elect Director Alan W. Dunton For For Management
1.4 Elect Director Myron Kaplan For For Management
1.5 Elect Director Mehmood Khan For Withhold Management
1.6 Elect Director Steven W. Lefkowitz For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Friedman LLP as Auditors For For Management
--------------------------------------------------------------------------------
CORVUS PHARMACEUTICALS, INC.
Ticker: CRVS Security ID: 221015100
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Miller For Withhold Management
1.2 Elect Director Linda S. Grais For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
COUNTY BANCORP, INC.
Ticker: ICBK Security ID: 221907108
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Schneider For Withhold Management
1.2 Elect Director Lynn D. Davis For Withhold Management
1.3 Elect Director Andrew J. Steimle For Withhold Management
1.4 Elect Director Jacob B. Eisen For Withhold Management
2 Ratify Plante & Moran, PLLC as Auditor For For Management
--------------------------------------------------------------------------------
CRA INTERNATIONAL, INC.
Ticker: CRAI Security ID: 12618T105
Meeting Date: JUL 10, 2019 Meeting Type: Annual
Record Date: MAY 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul Maleh For Withhold Management
1.2 Elect Director Thomas Avery For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CSP INC.
Ticker: CSPI Security ID: 126389105
Meeting Date: FEB 11, 2020 Meeting Type: Annual
Record Date: DEC 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Victor Dellovo For Withhold Management
1.2 Elect Director Charles Blackmon For Withhold Management
1.3 Elect Director Ismail "Izzy" Azeri For Withhold Management
1.4 Elect Director C. Shelton James For Withhold Management
1.5 Elect Director Marilyn T. Smith For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CSS INDUSTRIES, INC.
Ticker: CSS Security ID: 125906107
Meeting Date: AUG 30, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip R. Broenniman For Against Management
1.2 Elect Director Stephen P. Crane For Against Management
1.3 Elect Director Elam M. Hitchner, III For Against Management
1.4 Elect Director Melissa Ludwig For Against Management
1.5 Elect Director Rebecca C. Matthias For Against Management
1.6 Elect Director Harry J. Mullany, III For Against Management
1.7 Elect Director Christopher J. Munyan For Against Management
1.8 Elect Director William Rulon-Miller For Against Management
1.9 Elect Director David Silver For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CULP, INC.
Ticker: CULP Security ID: 230215105
Meeting Date: SEP 26, 2019 Meeting Type: Annual
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Perry E. Davis For Withhold Management
1.2 Elect Director Sharon A. Decker For Withhold Management
1.3 Elect Director Fred A. Jackson For Withhold Management
1.4 Elect Director Kenneth R. Larson For Withhold Management
1.5 Elect Director Kenneth W. McAllister For Withhold Management
1.6 Elect Director Franklin N. Saxon For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CUMBERLAND PHARMACEUTICALS, INC.
Ticker: CPIX Security ID: 230770109
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joey A. Jacobs For Withhold Management
1.2 Elect Director Caroline R. Young For Withhold Management
1.3 Elect Director Kenneth J. Krogulski For Withhold Management
1.4 Elect Director Jonathan I. Griggs For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Amend Omnibus Stock Plan For Against Management
5 Amend Non-Employee Director Omnibus For Against Management
Stock Plan
--------------------------------------------------------------------------------
CURIS, INC.
Ticker: CRIS Security ID: 231269200
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martyn D. Greenacre For Withhold Management
1.2 Elect Director Kenneth I. Kaitin For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Approve Issuance of Shares for a For For Management
Private Placement
--------------------------------------------------------------------------------
CYBEROPTICS CORPORATION
Ticker: CYBE Security ID: 232517102
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig D. Gates For For Management
1.2 Elect Director Subodh Kulkarni For For Management
1.3 Elect Director Michael M. Selzer, Jr. For For Management
1.4 Elect Director Vivek Mohindra For For Management
1.5 Elect Director Cheryl Beranek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
CYMABAY THERAPEUTICS, INC.
Ticker: CBAY Security ID: 23257D103
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sujal Shah For For Management
1.2 Elect Director Caroline Loewy For For Management
1.3 Elect Director Paul F. Truex For For Management
1.4 Elect Director Kurt von Emster For For Management
1.5 Elect Director Robert J. Wills For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
CYNERGISTEK, INC.
Ticker: CTEK Security ID: 23258P105
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Caleb Barlow For Withhold Management
1.2 Elect Director Michael Loria For Withhold Management
1.3 Elect Director Robert McCashin For Withhold Management
1.4 Elect Director Michael McMillan For Withhold Management
1.5 Elect Director Theresa Meadows For Withhold Management
1.6 Elect Director Mark Roberson For Withhold Management
1.7 Elect Director Dana Sellers For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Haskell & White LLP as Auditors For For Management
--------------------------------------------------------------------------------
DAWSON GEOPHYSICAL COMPANY
Ticker: DWSN Security ID: 239360100
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig W. Cooper For Withhold Management
1.2 Elect Director Stephen C. Jumper For Withhold Management
1.3 Elect Director Michael L. Klofas For Withhold Management
1.4 Elect Director Ted R. North For Withhold Management
1.5 Elect Director Mark A. Vander Ploeg For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditor For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DAXOR CORPORATION
Ticker: DXR Security ID: 239467103
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: MAY 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Feldschuh For Withhold Management
1.2 Elect Director Jonathan Feldschuh For Withhold Management
1.3 Elect Director Edward Feuer For Withhold Management
1.4 Elect Director James A. Lombard For Withhold Management
1.5 Elect Director Bernhard Saxe For Withhold Management
1.6 Elect Director Henry D. Cremisi For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify WithumSmith+Brown, PC as For For Management
Auditors
--------------------------------------------------------------------------------
DEL FRISCO'S RESTAURANT GROUP, INC.
Ticker: DFRG Security ID: 245077102
Meeting Date: SEP 04, 2019 Meeting Type: Special
Record Date: JUL 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
DELTA APPAREL, INC.
Ticker: DLA Security ID: 247368103
Meeting Date: FEB 06, 2020 Meeting Type: Annual
Record Date: DEC 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anita D. Britt For Withhold Management
1.2 Elect Director J. Bradley Campbell For Withhold Management
1.3 Elect Director G. Jay Gogue For Withhold Management
1.4 Elect Director Glenda E. Hood For Withhold Management
1.5 Elect Director Robert W. Humphreys For Withhold Management
1.6 Elect Director Robert E. Staton, Sr. For Withhold Management
1.7 Elect Director A. Alexander Taylor, II For Withhold Management
1.8 Elect Director David G. Whalen For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
DESTINATION XL GROUP, INC.
Ticker: DXLG Security ID: 25065K104
Meeting Date: AUG 08, 2019 Meeting Type: Annual
Record Date: JUN 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Kyees For Against Management
1.2 Elect Director Harvey S. Kanter For Against Management
1.3 Elect Director Jack Boyle For Against Management
1.4 Elect Director Lionel F. Conacher For Against Management
1.5 Elect Director Seymour Holtzman For Against Management
1.6 Elect Director Willem Mesdag For Against Management
1.7 Elect Director Ward K. Mooney For Against Management
1.8 Elect Director Mitchell S. Presser For Against Management
1.9 Elect Director Ivy Ross For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
DHI GROUP, INC.
Ticker: DHX Security ID: 23331S100
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carol Carpenter For For Management
1.2 Elect Director Jennifer Deason For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
DOVER MOTORSPORTS, INC.
Ticker: DVD Security ID: 260174107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Denis McGlynn For Withhold Management
1.2 Elect Director Jeffrey W. Rollins For Withhold Management
--------------------------------------------------------------------------------
EAGLE BANCORP MONTANA, INC.
Ticker: EBMT Security ID: 26942G100
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tanya Chemodurow For Withhold Management
1.2 Elect Director Corey Jensen For Withhold Management
1.3 Elect Director Cynthia A. Utterback For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Approve Non-Employee Director For For Management
Restricted Stock Plan
--------------------------------------------------------------------------------
EARTHSTONE ENERGY, INC.
Ticker: ESTE Security ID: 27032D304
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brad A. Thielemann For Withhold Management
1.2 Elect Director Zachary G. Urban For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
EASTMAN KODAK COMPANY
Ticker: KODK Security ID: 277461406
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Todd Bradley For Against Management
1.2 Elect Director James V. Continenza For Against Management
1.3 Elect Director Jeffrey D. Engelberg For Against Management
1.4 Elect Director George Karfunkel For Against Management
1.5 Elect Director Philippe D. Katz For Against Management
1.6 Elect Director Jason New For Against Management
1.7 Elect Director William G. Parrett For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT INC.
Ticker: EEI Security ID: 278878103
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Justin C. Jacobs For Against Management
1.2 Elect Director Michael El-Hillow For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ECOLOGY AND ENVIRONMENT INC.
Ticker: EEI Security ID: 278878103
Meeting Date: NOV 20, 2019 Meeting Type: Special
Record Date: OCT 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
EDUCATIONAL DEVELOPMENT CORPORATION
Ticker: EDUC Security ID: 281479105
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: JUN 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall W. White For Withhold Management
1.2 Elect Director John A. Clerico For Withhold Management
2 Ratify HoganTaylor LLP as Auditors For Against Management
--------------------------------------------------------------------------------
ELECTROMED, INC.
Ticker: ELMD Security ID: 285409108
Meeting Date: NOV 15, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen H. Craney For Withhold Management
1.2 Elect Director John L. Erb For Withhold Management
1.3 Elect Director Stan K. Erickson For Withhold Management
1.4 Elect Director Gregory J. Fluet For Withhold Management
1.5 Elect Director Lee A. Jones For Withhold Management
1.6 Elect Director Kathleen S. Skarvan For Withhold Management
1.7 Elect Director George H. Winn For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensations
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ELEVATE CREDIT, INC.
Ticker: ELVT Security ID: 28621V101
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen J. Shaper For Withhold Management
1.2 Elect Director Saundra D. Schrock For Withhold Management
1.3 Elect Director Tyler W.K. Head For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ELOXX PHARMACEUTICALS, INC.
Ticker: ELOX Security ID: 29014R103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zafrira Avnur For For Management
1.2 Elect Director Tomer Kariv For For Management
1.3 Elect Director Martijn Kleijwegt For For Management
1.4 Elect Director Silvia Noiman For For Management
1.5 Elect Director Ran Nussbaum For For Management
1.6 Elect Director Steven D. Rubin For Withhold Management
1.7 Elect Director Jasbir Seehra For For Management
1.8 Elect Director Gadi Veinrib For For Management
1.9 Elect Director Gregory C. Williams For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMCORE CORPORATION
Ticker: EMKR Security ID: 290846203
Meeting Date: MAR 20, 2020 Meeting Type: Annual
Record Date: JAN 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rex S. Jackson For For Management
1.2 Elect Director Jeffrey Rittichier For For Management
1.3 Elect Director Bruce E. Grooms For For Management
1.4 Elect Director Noel Heiks For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMERSON RADIO CORP.
Ticker: MSN Security ID: 291087203
Meeting Date: MAR 18, 2020 Meeting Type: Annual
Record Date: FEB 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher Ho For Withhold Management
1.2 Elect Director Duncan Hon For Withhold Management
1.3 Elect Director Michael Binney For Withhold Management
1.4 Elect Director Kareem E. Sethi For Withhold Management
1.5 Elect Director Kin Yuen For Withhold Management
2 Ratify MSPC Certified Public For For Management
Accountants and Advisors as Auditors
--------------------------------------------------------------------------------
EMMIS COMMUNICATIONS CORPORATION
Ticker: EMMS Security ID: 291525400
Meeting Date: JUL 11, 2019 Meeting Type: Annual
Record Date: MAY 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Dubin For Withhold Management
1.2 Elect Director Greg A. Nathanson For Withhold Management
1.3 Elect Director Jeffrey H. Smulyan For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
ENDOLOGIX, INC.
Ticker: ELGX Security ID: 29266S304
Meeting Date: AUG 05, 2019 Meeting Type: Annual
Record Date: JUN 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory D. Waller For Withhold Management
1.2 Elect Director Thomas C. Wilder, III For Withhold Management
1.3 Elect Director Thomas F. Zenty, III For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Qualified Employee Stock For For Management
Purchase Plan
7 Approve Repricing of Options For Against Management
--------------------------------------------------------------------------------
ENDOLOGIX, INC.
Ticker: ELGX Security ID: 29266S304
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel Lemaitre For Withhold Management
1.2 Elect Director Jane Kiernan For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ENTASIS THERAPEUTICS HOLDINGS INC.
Ticker: ETTX Security ID: 293614103
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Heather Behanna For Withhold Management
1.2 Elect Director Howard Mayer For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
ENTASIS THERAPEUTICS HOLDINGS INC.
Ticker: ETTX Security ID: 293614103
Meeting Date: JUN 10, 2020 Meeting Type: Special
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement
2 Approve Corporate Opportunity Amendment For For Management
--------------------------------------------------------------------------------
ENTEGRA FINANCIAL CORP.
Ticker: ENFC Security ID: 29363J108
Meeting Date: AUG 01, 2019 Meeting Type: Annual
Record Date: JUN 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
3.1 Elect Director Ronald D. Beale For Against Management
3.2 Elect Director R. Matt Dunbar For Against Management
3.3 Elect Director Roger D. Plemens For Against Management
4 Ratify Dixon Hughes Goodman LLP as For For Management
Auditors
--------------------------------------------------------------------------------
ENTRAVISION COMMUNICATIONS CORPORATION
Ticker: EVC Security ID: 29382R107
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter F. Ulloa For For Management
1.2 Elect Director Paul A. Zevnik For Withhold Management
1.3 Elect Director Gilbert R. Vasquez For Withhold Management
1.4 Elect Director Patricia Diaz Dennis For Withhold Management
1.5 Elect Director Juan Saldivar von For For Management
Wuthenau
1.6 Elect Director Martha Elena Diaz For Withhold Management
1.7 Elect Director Fehmi Zeko For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENVELA CORPORATION
Ticker: ELA Security ID: 29402E102
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: MAY 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John R. Loftus For Withhold Management
1.2 Elect Director Joel S. Friedman For Withhold Management
1.3 Elect Director Jim R. Ruth For Withhold Management
1.4 Elect Director Alexandra C. Griffin For Withhold Management
1.5 Elect Director Allison M. DeStefano For Withhold Management
2 Ratify Whitley Penn LLP as Auditors For For Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
ENZO BIOCHEM, INC.
Ticker: ENZ Security ID: 294100102
Meeting Date: FEB 25, 2020 Meeting Type: Proxy Contest
Record Date: DEC 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy Card (Gold Proxy Card) None
1 Approve Increase in Size of Board For Did Not Vote Management
2 Elect Class II Directors None None Management
3 Elect Director Rebecca J. Fischer For Did Not Vote Management
If the Shareholders Approve Proposal 1 None
4 Elect Director Barry W. Weiner For Did Not Vote Management
5 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
6 Ratify EisnerAmper, LLP as Auditors For Did Not Vote Management
7 Adopt Majority Voting for Uncontested For Did Not Vote Management
Election of Directors
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Blue Proxy Card) None
1 Approve Increase in Size of Board Against Against Management
2.1 Elect Director Fabian Blank For For Shareholder
2.2 Elect Director Peter J. Clemens, IV For Withhold Shareholder
3 Advisory Vote to Ratify Named Against Against Management
Executive Officers' Compensation
4 Ratify EisnerAmper LLP as Auditors For For Management
5 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
ERA GROUP INC.
Ticker: ERA Security ID: 26885G109
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2.1 Elect Director Christopher S. Bradshaw For For Management
2.2 Elect Director Charles Fabrikant For For Management
2.3 Elect Director Ann Fairbanks For For Management
2.4 Elect Director Christopher P. Papouras For For Management
2.5 Elect Director Yueping Sun For For Management
2.6 Elect Director Steven Webster For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Reverse Stock Split For For Management
5 Ratify Grant Thornton LLP as Auditors For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ESCALADE, INCORPORATED
Ticker: ESCA Security ID: 296056104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter P. Glazer, Jr. For Withhold Management
1.2 Elect Director Katherine F. Franklin For Withhold Management
1.3 Elect Director Edward E. Williams For Withhold Management
1.4 Elect Director Richard F. Baalmann, Jr. For Withhold Management
1.5 Elect Director David L. Fetherman For Withhold Management
1.6 Elect Director Patrick J. Griffin For Withhold Management
2 Ratify BKD, LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ESPEY MFG. & ELECTRONICS CORP.
Ticker: ESP Security ID: 296650104
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick T. Enright, Jr. For Withhold Management
1.2 Elect Director Roger N. Sexauer, II For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Freed Maxick CPAs, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
ESSA BANCORP, INC.
Ticker: ESSA Security ID: 29667D104
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel J. Henning For Withhold Management
1.2 Elect Director Elizabeth B. Weekes For Withhold Management
2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EVANS BANCORP, INC.
Ticker: EVBN Security ID: 29911Q208
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael A. Battle For For Management
1.2 Elect Director James E. Biddle, Jr. For For Management
1.3 Elect Director Jody L. Lomeo For For Management
1.4 Elect Director Nora B. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
EVERSPIN TECHNOLOGIES, INC.
Ticker: MRAM Security ID: 30041T104
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin Conley For Withhold Management
1.2 Elect Director Geoffrey R. Tate For Withhold Management
1.3 Elect Director Darin Billerbeck For Withhold Management
1.4 Elect Director Lawrence G. Finch For Withhold Management
1.5 Elect Director Ronald C. Foster For Withhold Management
1.6 Elect Director Michael B. Gustafson For Withhold Management
1.7 Elect Director Peter Hebert For Withhold Management
1.8 Elect Director Geoffrey Ribar For Withhold Management
1.9 Elect Director Stephen J. Socolof For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Amend Certificate of Incorporation to For For Management
Add Federal Forum Selection Provision
--------------------------------------------------------------------------------
EVOLUTION PETROLEUM CORPORATION
Ticker: EPM Security ID: 30049A107
Meeting Date: DEC 10, 2019 Meeting Type: Annual
Record Date: OCT 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. DiPaolo For Withhold Management
1.2 Elect Director William E. Dozier For Withhold Management
1.3 Elect Director Robert S. Herlin For Withhold Management
1.4 Elect Director Kelly W. Loyd For Withhold Management
1.5 Elect Director Marran H. Ogilvie For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
EXPRESS, INC.
Ticker: EXPR Security ID: 30219E103
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Archbold For For Management
1b Elect Director Timothy Baxter For For Management
1c Elect Director Peter Swinburn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
EYEPOINT PHARMACEUTICALS, INC.
Ticker: EYPT Security ID: 30233G100
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Goran Ando For Withhold Management
1.2 Elect Director Nancy Lurker For Withhold Management
1.3 Elect Director Douglas Godshall For Withhold Management
1.4 Elect Director Jay Duker For Withhold Management
1.5 Elect Director Kristine Peterson For Withhold Management
1.6 Elect Director Ronald W. Eastman For Withhold Management
1.7 Elect Director John B. Landis For Withhold Management
1.8 Elect Director David Guyer For Withhold Management
1.9 Elect Director Wendy F. DiCicco For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY
Ticker: FNHC Security ID: 31431B109
Meeting Date: OCT 17, 2019 Meeting Type: Annual
Record Date: AUG 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael H. Braun For Against Management
1.2 Elect Director Jenifer G. Kimbrough For Against Management
1.3 Elect Director David W. Michelson For Against Management
1.4 Elect Director David K. Patterson For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FEDNAT HOLDING COMPANY
Ticker: FNHC Security ID: 31431B109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David K. Patterson For Against Management
1.2 Elect Director Thomas A. Rogers For Against Management
1.3 Elect Director Roberta N. Young For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BANK
Ticker: FRBA Security ID: 31931U102
Meeting Date: SEP 18, 2019 Meeting Type: Special
Record Date: AUG 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement with Grand For For Management
Bank, N.A.
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
FIRST BANK
Ticker: FRBA Security ID: 31931U102
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick M. Ryan For Withhold Management
1.2 Elect Director Leslie E. Goodman For Withhold Management
1.3 Elect Director Patrick L. Ryan For Withhold Management
1.4 Elect Director Elbert G. Basolis, Jr. For Withhold Management
1.5 Elect Director Douglas C. Borden For Withhold Management
1.6 Elect Director Christopher B. Chandor For Withhold Management
1.7 Elect Director Patricia A. Costante For Withhold Management
1.8 Elect Director Scott R. Gamble For Withhold Management
1.9 Elect Director Deborah Paige Hanson For Withhold Management
1.10 Elect Director Gary S. Hofing For Withhold Management
1.11 Elect Director Glenn M. Josephs For Withhold Management
1.12 Elect Director Peter Pantages For Withhold Management
1.13 Elect Director Michael E. Salz For Withhold Management
1.14 Elect Director John E. Strydesky For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST BUSINESS FINANCIAL SERVICES, INC.
Ticker: FBIZ Security ID: 319390100
Meeting Date: APR 24, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carla C. Chavarria For For Management
1.2 Elect Director Ralph R. Kauten For For Management
1.3 Elect Director Gerald L. (Jerry) For For Management
Kilcoyne
1.4 Elect Director Daniel P. Olszewski For For Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST FINANCIAL NORTHWEST, INC.
Ticker: FFNW Security ID: 32022K102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Kiley, III For Withhold Management
1.2 Elect Director Richard M. Riccobono For Withhold Management
1.3 Elect Director Roger H. Molvar For Withhold Management
1.4 Elect Director Ralph C. Sabin For Withhold Management
1.5 Elect Director Diane C. Davis For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moss Adams LLP as Auditor For For Management
--------------------------------------------------------------------------------
FIRST GUARANTY BANCSHARES, INC.
Ticker: FGBI Security ID: 32043P106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack Rossi For Withhold Management
1.2 Elect Director William K. Hood For Withhold Management
1.3 Elect Director Alton B. Lewis, Jr. For Withhold Management
1.4 Elect Director Marshall T. Reynolds For Withhold Management
1.5 Elect Director Edgar R. Smith, III For Withhold Management
2 Ratify Castaing, Hussey & Lolan, LLC For For Management
as Auditors
--------------------------------------------------------------------------------
FIRST INTERNET BANCORP
Ticker: INBK Security ID: 320557101
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David B. Becker For For Management
1.2 Elect Director Ana Dutra For For Management
1.3 Elect Director John K. Keach, Jr. For For Management
1.4 Elect Director David R. Lovejoy For For Management
1.5 Elect Director Michael L. Smith For For Management
1.6 Elect Director Ralph R. Whitney, Jr. For For Management
1.7 Elect Director Jerry Williams For For Management
1.8 Elect Director Jean L. Wojtowicz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKD, LLP as Auditors For For Management
4 Amend Articles of Incorporation to For For Management
Allow Shareholders to Amend Bylaws
--------------------------------------------------------------------------------
FIRST NORTHWEST BANCORP
Ticker: FNWB Security ID: 335834107
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew P. Deines For Withhold Management
1.2 Elect Director Stephen E. Oliver For Withhold Management
1.3 Elect Director Jennifer Zaccardo For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
FIRST UNITED CORPORATION
Ticker: FUNC Security ID: 33741H107
Meeting Date: JUN 11, 2020 Meeting Type: Proxy Contest
Record Date: APR 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director John F. Barr For For Management
1.2 Elect Director Brian R. Boal For For Management
1.3 Elect Director John W. McCullough For Withhold Management
1.4 Elect Director Marisa A. Shockley For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Michael J. Driscoll For Did Not Vote Shareholder
1.2 Elect Director Lisa Narrell-Mead For Did Not Vote Shareholder
1.3 Elect Director Ethan C. Elzen For Did Not Vote Shareholder
1.4 Management Nominee Marisa A. Shockley For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP Against Did Not Vote Management
as Auditors
--------------------------------------------------------------------------------
FIVE PRIME THERAPEUTICS, INC.
Ticker: FPRX Security ID: 33830X104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kapil Dhingra For For Management
1.2 Elect Director Garry Nicholson For For Management
1.3 Elect Director Carol Schafer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
FLEXSTEEL INDUSTRIES, INC.
Ticker: FLXS Security ID: 339382103
Meeting Date: DEC 09, 2019 Meeting Type: Annual
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William S. Creekmuir For Withhold Management
1.2 Elect Director Jerald K. Dittmer For Withhold Management
1.3 Elect Director Charles R. Eitel For Withhold Management
1.4 Elect Director Matthew A. Kaness For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
FLOTEK INDUSTRIES, INC.
Ticker: FTK Security ID: 343389102
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John W. Gibson, Jr. For Against Management
1b Elect Director Michelle M. Adams For Against Management
1c Elect Director Ted D. Brown For Against Management
1d Elect Director Paul W. Hobby For Against Management
1e Elect Director David Nierenberg For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
FLUENT, INC.
Ticker: FLNT Security ID: 34380C102
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ryan Schulke For Against Management
1b Elect Director Matthew Conlin For Against Management
1c Elect Director Andrew Frawley For Against Management
1d Elect Director Donald Mathis For Against Management
1e Elect Director Barbara Shattuck Kohn For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FORUM ENERGY TECHNOLOGIES, INC.
Ticker: FET Security ID: 34984V100
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evelyn M. Angelle For Withhold Management
1.2 Elect Director John A. Carrig For Withhold Management
1.3 Elect Director Andrew L. Waite For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Reverse Stock Split For For Management
5 Ratify Deloitte & Touche LLP as Auditor For For Management
--------------------------------------------------------------------------------
FREIGHTCAR AMERICA, INC.
Ticker: RAIL Security ID: 357023100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elizabeth Keller Arnold For Withhold Management
1.2 Elect Director James R. Meyer For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For Against Management
Auditors
--------------------------------------------------------------------------------
FREQUENCY ELECTRONICS, INC.
Ticker: FEIM Security ID: 358010106
Meeting Date: OCT 10, 2019 Meeting Type: Annual
Record Date: AUG 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Martin B. Bloch For Withhold Management
1.2 Elect Director Joel Girsky For Withhold Management
1.3 Elect Director Jonathan Brolin For Withhold Management
1.4 Elect Director Richard Schwartz For Withhold Management
1.5 Elect Director Stanton D. Sloane For Withhold Management
1.6 Elect Director Russell M. Sarachek For Withhold Management
1.7 Elect Director Lance W. Lord For Withhold Management
2 Ratify BDO, USA LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
FRIEDMAN INDUSTRIES, INCORPORATED
Ticker: FRD Security ID: 358435105
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike Taylor For Withhold Management
1.2 Elect Director Durga D. Agrawal For Withhold Management
1.3 Elect Director Max Reichenthal For Withhold Management
1.4 Elect Director Joel Spira For Withhold Management
1.5 Elect Director Tim Stevenson For Withhold Management
1.6 Elect Director Joe L. Williams For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Moss Adams LLP as Auditors For For Management
5 Amend Restricted Stock Plan For For Management
--------------------------------------------------------------------------------
FUEL TECH, INC.
Ticker: FTEK Security ID: 359523107
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vincent J. Arnone For Withhold Management
1.2 Elect Director Douglas G. Bailey For Withhold Management
1.3 Elect Director Sharon L. Jones For Withhold Management
1.4 Elect Director James J. Markowsky For Withhold Management
1.5 Elect Director Thomas S. Shaw, Jr. For Withhold Management
1.6 Elect Director Dennis L. Zeitler For Withhold Management
2 Approve Reverse Stock Split For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
FULGENT GENETICS, INC.
Ticker: FLGT Security ID: 359664109
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ming Hsieh For For Management
1.2 Elect Director John Bolger For For Management
1.3 Elect Director Yun Yen For For Management
1.4 Elect Director Linda Marsh For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GAIA, INC.
Ticker: GAIA Security ID: 36269P104
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jirka Rysavy For Withhold Management
1.2 Elect Director Kristin E. Frank For For Management
1.3 Elect Director James Colquhoun For Withhold Management
1.4 Elect Director David Maisel For For Management
1.5 Elect Director Keyur Patel For For Management
1.6 Elect Director Dae Mellencamp For Withhold Management
1.7 Elect Director Paul Sutherland For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC.
Ticker: GCAP Security ID: 36268W100
Meeting Date: JUL 11, 2019 Meeting Type: Annual
Record Date: MAY 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Schenk For Against Management
1.2 Elect Director Christopher W. Calhoun For Against Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GAIN CAPITAL HOLDINGS, INC.
Ticker: GCAP Security ID: 36268W100
Meeting Date: JUN 05, 2020 Meeting Type: Special
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
GAMCO INVESTORS, INC.
Ticker: GBL Security ID: 361438104
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edwin L. Artzt For Withhold Management
1.2 Elect Director Raymond C. Avansino, Jr. For Withhold Management
1.3 Elect Director Leslie B. Daniels For Withhold Management
1.4 Elect Director Mario J. Gabelli For Withhold Management
1.5 Elect Director Eugene R. McGrath For Withhold Management
1.6 Elect Director Robert S. Prather, Jr. For Withhold Management
1.7 Elect Director Elisa M. Wilson For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Reduce Authorized Class B Common Stock For For Management
4 Amend Employment Agreement with Mario For Against Management
J. Gabelli
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENCOR INDUSTRIES, INC.
Ticker: GENC Security ID: 368678108
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director John G. Coburn For Withhold Management
2 Ratify Moore Stephens Lovelace, P.A. For For Management
as Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GENESIS HEALTHCARE, INC.
Ticker: GEN Security ID: 37185X106
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Bloem For Withhold Management
1.2 Elect Director John F. DePodesta For Withhold Management
1.3 Elect Director Terry Allison Rappuhn For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Declassify the Board of Directors For For Management
5 Reduce Ownership Threshold for For For Management
Shareholders to Call Special Meeting
6 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
GENIE ENERGY LTD.
Ticker: GNE Security ID: 372284208
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Courter For Against Management
1.2 Elect Director Howard S. Jonas For Against Management
1.3 Elect Director W. Wesley Perry For Against Management
1.4 Elect Director Alan B. Rosenthal For Against Management
1.5 Elect Director Allan Sass For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION
Ticker: GEOS Security ID: 37364X109
Meeting Date: FEB 06, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Thomas L. Davis For Against Management
1B Elect Director Richard F. Miles For Against Management
1C Elect Director Walter R. Wheeler For Against Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GERON CORPORATION
Ticker: GERN Security ID: 374163103
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karin Eastham For Withhold Management
1.2 Elect Director V. Bryan Lawlis For Withhold Management
1.3 Elect Director Susan M. Molineaux For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GLOBALSCAPE, INC.
Ticker: GSB Security ID: 37940G109
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Mann For Withhold Management
2 Ratify Weaver and Tidwell, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GLYCOMIMETICS, INC.
Ticker: GLYC Security ID: 38000Q102
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia Andrews For Withhold Management
1.2 Elect Director Mark Goldberg For Withhold Management
1.3 Elect Director Timothy Pearson For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
GNC HOLDINGS, INC.
Ticker: GNC Security ID: 36191G107
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hsing Chow For For Management
1.2 Elect Director Alan D. Feldman For For Management
1.3 Elect Director Michael F. Hines For For Management
1.4 Elect Director Amy B. Lane For For Management
1.5 Elect Director Rachel Lau For For Management
1.6 Elect Director Philip E. Mallott For For Management
1.7 Elect Director Kenneth A. Martindale For For Management
1.8 Elect Director Michele S. Meyer For For Management
1.9 Elect Director Robert F. Moran For For Management
1.10 Elect Director Alan Wan For For Management
1.11 Elect Director Yong Kai Wong For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
GOLD RESOURCE CORPORATION
Ticker: GORO Security ID: 38068T105
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bill M. Conrad For Withhold Management
1.2 Elect Director Jason D. Reid For Withhold Management
1.3 Elect Director Alex G. Morrison For Withhold Management
1.4 Elect Director Kimberly C. Perry For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Plante & Moran PLLC as Auditors For For Management
--------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION
Ticker: GDP Security ID: 382410843
Meeting Date: AUG 20, 2019 Meeting Type: Annual
Record Date: JUL 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter G. 'Gil' Goodrich For Withhold Management
1.2 Elect Director Robert C. Turnham, Jr. For Withhold Management
1.3 Elect Director Timothy D. Leuliette For Withhold Management
1.4 Elect Director Ronald F. Coleman For Withhold Management
1.5 Elect Director K. Adam Leight For Withhold Management
1.6 Elect Director Thomas M. Souers For Withhold Management
1.7 Elect Director Jeffrey S. Serota For Withhold Management
1.8 Elect Director Edward J. Sondey For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GOODRICH PETROLEUM CORPORATION
Ticker: GDP Security ID: 382410843
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Walter G. 'Gil' Goodrich For Withhold Management
1.2 Elect Director Robert C. Turnham, Jr. For Withhold Management
1.3 Elect Director Timothy D. Leuliette For Withhold Management
1.4 Elect Director Ronald F. Coleman For Withhold Management
1.5 Elect Director K. Adam Leight For Withhold Management
1.6 Elect Director Thomas M. Souers For Withhold Management
1.7 Elect Director Jeffrey S. Serota For Withhold Management
1.8 Elect Director Edward J. Sondey For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
GP STRATEGIES CORPORATION
Ticker: GPX Security ID: 36225V104
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Tamar Elkeles For Against Management
1B Elect Director Marshall S. Geller For Against Management
1C Elect Director Scott N. Greenberg For Against Management
1D Elect Director Steven E. Koonin For Against Management
1E Elect Director Jacques Manardo For Against Management
1F Elect Director Richard C. Pfenniger, For Against Management
Jr.
1G Elect Director Samuel D. Robinson For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GRAHAM CORPORATION
Ticker: GHM Security ID: 384556106
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Malvaso For Withhold Management
1.2 Elect Director Jonathan W. Painter For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GREENLANE HOLDINGS, INC.
Ticker: GNLN Security ID: 395330103
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aaron LoCascio For Against Management
1b Elect Director Adam Schoenfeld For Against Management
1c Elect Director Neil Closner For Against Management
1d Elect Director Richard Taney For Against Management
1e Elect Director Jeff Uttz For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
GRIFFIN INDUSTRIAL REALTY, INC.
Ticker: GRIF Security ID: 398231100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David R. Bechtel For Against Management
1b Elect Director Edgar M. Cullman, Jr. For Against Management
1c Elect Director Frederick M. Danziger For Against Management
1d Elect Director Gordon F. DuGan For Against Management
1e Elect Director Michael S. Gamzon For Against Management
1f Elect Director Jonathan P. May For Against Management
1g Elect Director Molly North For Against Management
1h Elect Director Amy Rose Silverman For Against Management
1i Elect Director Albert H. Small, Jr. For Against Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Securities Transfer For Against Management
Restrictions
5 Change State of Incorporation from For Against Management
Delaware to Maryland
6 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
GSI TECHNOLOGY, INC.
Ticker: GSIT Security ID: 36241U106
Meeting Date: AUG 29, 2019 Meeting Type: Annual
Record Date: JUL 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee-Lean Shu For Withhold Management
1.2 Elect Director Jack A. Bradley For Withhold Management
1.3 Elect Director E. Thomas Hart For Withhold Management
1.4 Elect Director Haydn Hsieh For Withhold Management
1.5 Elect Director Ruey L. Lu For Withhold Management
1.6 Elect Director Arthur O. Whipple For Withhold Management
1.7 Elect Director Robert Yau For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
GUARANTY FEDERAL BANCSHARES, INC.
Ticker: GFED Security ID: 40108P101
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David T. Moore For Withhold Management
1.2 Elect Director James L. Sivils, III For Withhold Management
1.3 Elect Director John F. Griesemer For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BKD, LLP as Auditors For For Management
--------------------------------------------------------------------------------
GULF ISLAND FABRICATION, INC.
Ticker: GIFI Security ID: 402307102
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert M. Averick For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
GULF RESOURCES, INC.
Ticker: GURE Security ID: 40251W309
Meeting Date: DEC 18, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ming Yang For Withhold Management
1.2 Elect Director Xiaobin Liu For Withhold Management
1.3 Elect Director Naihui Miao For Withhold Management
1.4 Elect Director Shengwei Ma For Withhold Management
1.5 Elect Director Yang Zou For Withhold Management
1.6 Elect Director Shitong Jiang For Withhold Management
1.7 Elect Director Tengfei Zhang For Withhold Management
2 Ratify Morison Cogen LLP as Auditors For For Management
3 Approve Reverse Stock Split For For Management
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
HAMILTON BEACH BRANDS HOLDING COMPANY
Ticker: HBB Security ID: 40701T104
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Belgya For Withhold Management
1.2 Elect Director J.C. Butler, Jr. For Withhold Management
1.3 Elect Director Paul D. Furlow For Withhold Management
1.4 Elect Director John P. Jumper For Withhold Management
1.5 Elect Director Dennis W. LaBarre For Withhold Management
1.6 Elect Director Michael S. Miller For Withhold Management
1.7 Elect Director Alfred M. Rankin, Jr. For Withhold Management
1.8 Elect Director Thomas T. Rankin For Withhold Management
1.9 Elect Director James A. Ratner For Withhold Management
1.10 Elect Director Gregory H. Trepp For Withhold Management
1.11 Elect Director Clara R. Williams For Withhold Management
2 Amend Restricted Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
HARTE HANKS, INC.
Ticker: HHS Security ID: 416196202
Meeting Date: AUG 21, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Evan Behrens For Withhold Management
1b Elect Director David L. Copeland For Withhold Management
1c Elect Director John H. 'Jack' Griffin, For Withhold Management
Jr.
1d Elect Director Melvin L. Keating For Withhold Management
1e Elect Director Maureen E. O'Connell For Withhold Management
1f Elect Director Alfred V. Tobia, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Moody, Famiglietti & Andronico, For For Management
LLP as Auditors
--------------------------------------------------------------------------------
HARVARD BIOSCIENCE, INC.
Ticker: HBIO Security ID: 416906105
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Katherine A. Eade For For Management
1.2 Elect Director Thomas W. Loewald For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HAWTHORN BANCSHARES, INC.
Ticker: HWBK Security ID: 420476103
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Philip D. Freeman For Against Management
1.2 Elect Director Kathleen L. Bruegenhemke For Against Management
1.3 Elect Director Jonathan D. Holtaway For Against Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
HI-CRUSH, INC.
Ticker: HCR Security ID: 428337109
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Affleck-Graves For Withhold Management
1.2 Elect Director John Kevin Poorman For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
HIGHPOWER INTERNATIONAL, INC.
Ticker: HPJ Security ID: 43113X101
Meeting Date: OCT 29, 2019 Meeting Type: Special
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HILL INTERNATIONAL, INC.
Ticker: HIL Security ID: 431466101
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul J. Evans For For Management
1.2 Elect Director James B. Renacci For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
HMN FINANCIAL, INC.
Ticker: HMNF Security ID: 40424G108
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Allen J. Berning For Against Management
1.2 Elect Director Sequoya S. Borgman For Against Management
1.3 Elect Director Bernard R. Nigon For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HOPFED BANCORP, INC.
Ticker: HFBC Security ID: 439734104
Meeting Date: JUL 23, 2019 Meeting Type: Special
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
HORIZON GLOBAL CORPORATION
Ticker: HZN Security ID: 44052W104
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terrence G. Gohl For Withhold Management
1.2 Elect Director Frederick A. "Fritz" For Withhold Management
Henderson
1.3 Elect Director John C. Kennedy For Withhold Management
1.4 Elect Director Ryan L. Langdon For Withhold Management
1.5 Elect Director Brett N. Milgrim For Withhold Management
1.6 Elect Director Debra S. Oler For Withhold Management
1.7 Elect Director Mark D. Weber For Withhold Management
1.8 Elect Director Harry J. Wilson For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
HORIZON TECHNOLOGY FINANCE CORPORATION
Ticker: HRZN Security ID: 44045A102
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James J. Bottiglieri For Withhold Management
1.2 Elect Director Gerald A. Michaud For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
HOUSTON WIRE & CABLE COMPANY
Ticker: HWCC Security ID: 44244K109
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Pokluda, III For Withhold Management
1.2 Elect Director Roy W. Haley For Withhold Management
1.3 Elect Director Margaret S. Laird For Withhold Management
1.4 Elect Director David Nierenberg For Withhold Management
1.5 Elect Director Sandford W. Rothe For Withhold Management
1.6 Elect Director William H. Sheffield For Withhold Management
1.7 Elect Director G. Gary Yetman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HURCO COMPANIES, INC.
Ticker: HURC Security ID: 447324104
Meeting Date: MAR 12, 2020 Meeting Type: Annual
Record Date: JAN 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas A. Aaro For For Management
1.2 Elect Director Robert W. Cruickshank For Withhold Management
1.3 Elect Director Michael Doar For For Management
1.4 Elect Director Cynthia Dubin For For Management
1.5 Elect Director Timothy J. Gardner For For Management
1.6 Elect Director Jay C. Longbottom For For Management
1.7 Elect Director Richard Porter For Withhold Management
1.8 Elect Director Janaki Sivanesan For For Management
1.9 Elect Director Gregory S. Volovic For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
I.D. SYSTEMS, INC.
Ticker: IDSY Security ID: 449489103
Meeting Date: AUG 29, 2019 Meeting Type: Special
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Issuance of Shares Pursuant to For For Management
the Investment Agreement
3 Issue Shares in Connection with Merger For For Management
4 Increase Authorized Common Stock For For Management
5 Approve Certain Charter Provisions For Against Management
Containing Mandatory Indemnification
Provisions and Advancement of Expenses
6 Approve Certain Charter Provisions For Against Management
Providing that Certain Transactions
are Not "Corporate Opportunities"
7 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
8 Amend Omnibus Stock Plan For For Management
9 Advisory Vote on Golden Parachutes For For Management
10 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ICONIX BRAND GROUP, INC.
Ticker: ICON Security ID: 451055305
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Justin Barnes For Against Management
1.2 Elect Director F. Peter Cuneo For Against Management
1.3 Elect Director Drew Cohen For Against Management
1.4 Elect Director Robert C. Galvin For Against Management
1.5 Elect Director James Marcum For Against Management
2 Ratify BDO USA, LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IDEAYA BIOSCIENCES, INC.
Ticker: IDYA Security ID: 45166A102
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Yujiro S. Hata For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
IDT CORPORATION
Ticker: IDT Security ID: 448947507
Meeting Date: DEC 12, 2019 Meeting Type: Annual
Record Date: OCT 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Chenkin For Against Management
1.2 Elect Director Eric F. Cosentino For Against Management
1.3 Elect Director Howard S. Jonas For Against Management
1.4 Elect Director Bill Pereira For Against Management
1.5 Elect Director Judah Schorr For Against Management
2 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IEC ELECTRONICS CORP.
Ticker: IEC Security ID: 44949L105
Meeting Date: MAR 11, 2020 Meeting Type: Annual
Record Date: JAN 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith M. Butler For Withhold Management
1.2 Elect Director Charles P. Hadeed For Withhold Management
1.3 Elect Director Andrew M. Laurence For Withhold Management
1.4 Elect Director Michael W. Osborne For Withhold Management
1.5 Elect Director Jeremy R. Nowak For Withhold Management
1.6 Elect Director Jeffrey T. Schlarbaum For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
IMPAC MORTGAGE HOLDINGS, INC.
Ticker: IMH Security ID: 45254P508
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Akin - None None Management
Withdrawn
1.2 Elect Director Katherine J. Blair For Withhold Management
1.3 Elect Director Frank P. Filipps For Withhold Management
1.4 Elect Director Stewart B. Koenigsberg For Withhold Management
1.5 Elect Director George A. Mangiaracina For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Tax Benefits Rights For For Management
Preservation Agreement
5 Ratify Squar Milner LLP as Auditors For For Management
--------------------------------------------------------------------------------
INDEPENDENCE CONTRACT DRILLING, INC.
Ticker: ICD Security ID: 453415309
Meeting Date: FEB 06, 2020 Meeting Type: Special
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
INFINITY PHARMACEUTICALS, INC.
Ticker: INFI Security ID: 45665G303
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Samuel Agresta For Against Management
1b Elect Director David Beier For Against Management
1c Elect Director Anthony B. Evnin For Against Management
1d Elect Director Richard Gaynor For Against Management
1e Elect Director Adelene Q. Perkins For Against Management
1f Elect Director Norman C. Selby For Against Management
1g Elect Director Michael C. Venuti For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
INFORMATION SERVICES GROUP, INC.
Ticker: III Security ID: 45675Y104
Meeting Date: APR 30, 2020 Meeting Type: Annual
Record Date: MAR 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil G. Budnick For For Management
1.2 Elect Director Gerald S. Hobbs For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
INFUSYSTEM HOLDINGS, INC.
Ticker: INFU Security ID: 45685K102
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. DiIorio For Withhold Management
1.2 Elect Director Paul A. Gendron For Withhold Management
1.3 Elect Director Gregg O. Lehman For Withhold Management
1.4 Elect Director Darrell B. Montgomery For Withhold Management
1.5 Elect Director Christopher R. Sansone For Withhold Management
1.6 Elect Director Scott A. Shuda For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
INNERWORKINGS, INC.
Ticker: INWK Security ID: 45773Y105
Meeting Date: NOV 01, 2019 Meeting Type: Annual
Record Date: SEP 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jack M. Greenberg For Against Management
1B Elect Director Richard S. Stoddart For Against Management
1C Elect Director Charles K. Bobrinskoy For Against Management
1D Elect Director Lindsay Y. Corby For Against Management
1E Elect Director David Fisher For Against Management
1F Elect Director Adam J. Gutstein For Against Management
1G Elect Director Julie M. Howard For Against Management
1H Elect Director Kirt P. Karros For Against Management
1I Elect Director Marc Zenner For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INNERWORKINGS, INC.
Ticker: INWK Security ID: 45773Y105
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Jack M. Greenberg For Against Management
1B Elect Director Richard S. Stoddart For Against Management
1C Elect Director Charles K. Bobrinskoy For Against Management
1D Elect Director Lindsay Y. Corby For Against Management
1E Elect Director David Fisher For Against Management
1F Elect Director Adam J. Gutstein For Against Management
1G Elect Director Julie M. Howard For Against Management
1H Elect Director Kirt P. Karros For Against Management
1I Elect Director Marc Zenner For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
INNODATA INC.
Ticker: INOD Security ID: 457642205
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jack S. Abuhoff For Withhold Management
1.2 Elect Director Louise C. Forlenza For Withhold Management
1.3 Elect Director Stewart R. Massey For Withhold Management
1.4 Elect Director Nauman (Nick) Toor For For Management
2 Ratify CohnReznick LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INNOVATIVE SOLUTIONS AND SUPPORT, INC.
Ticker: ISSC Security ID: 45769N105
Meeting Date: APR 16, 2020 Meeting Type: Annual
Record Date: FEB 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Geoffrey S. M. Hedrick For Withhold Management
1b Elect Director Winston J. Churchill For Withhold Management
1c Elect Director Roger A. Carolin For Withhold Management
1d Elect Director Robert E. Mittelstaedt, For Withhold Management
Jr.
1e Elect Director Glen R. Bressner For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
INTELLICHECK, INC.
Ticker: IDN Security ID: 45817G201
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Guy L. Smith For For Management
1.2 Elect Director Emil R. "Buck" Bedard For For Management
1.3 Elect Director Jack A. Davis For For Management
1.4 Elect Director William P. Georges For For Management
1.5 Elect Director Dylan Glenn For For Management
1.6 Elect Director Amelia L. Ruzzo For For Management
1.7 Elect Director David E. Ullman For For Management
1.8 Elect Director Bryan Lewis For For Management
2 Ratify EisnerAmper LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
INTEST CORPORATION
Ticker: INTT Security ID: 461147100
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Abrams For Withhold Management
1.2 Elect Director Jeffrey A. Beck For Withhold Management
1.3 Elect Director Joseph W. Dews, IV For Withhold Management
1.4 Elect Director Gerald J. (Jerry) For Withhold Management
Maginnis
1.5 Elect Director James Pelrin For Withhold Management
2 Ratify RSM US LLP as Auditors For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTEVAC, INC.
Ticker: IVAC Security ID: 461148108
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Dury For Withhold Management
1.2 Elect Director Wendell T. Blonigan For Withhold Management
1.3 Elect Director Kevin D. Barber For Withhold Management
1.4 Elect Director Dorothy D. Hayes For Withhold Management
1.5 Elect Director Stephen A. Jamison For Withhold Management
1.6 Elect Director Michele F. Klein For Withhold Management
1.7 Elect Director Mark P. Popovich For Withhold Management
1.8 Elect Director Thomas M. Rohrs For Withhold Management
2 Amend Qualified Employee Stock For For Management
Purchase Plan
3 Approve Omnibus Stock Plan For For Management
4 Ratify BPM LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTRICON CORPORATION
Ticker: IIN Security ID: 46121H109
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert N. Masucci For For Management
1.2 Elect Director Philip I. Smith For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
INVESTAR HOLDING CORPORATION
Ticker: ISTR Security ID: 46134L105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Baker For Withhold Management
1.2 Elect Director Thomas C. Besselman, Sr. For Withhold Management
1.3 Elect Director James H. Boyce, III For Withhold Management
1.4 Elect Director Robert M. Boyce, Sr. For Withhold Management
1.5 Elect Director John J. D'Angelo For Withhold Management
1.6 Elect Director William H. Hidalgo, Sr. For Withhold Management
1.7 Elect Director Gordon H. Joffrion, III For Withhold Management
1.8 Elect Director Robert Chris Jordan For Withhold Management
1.9 Elect Director David J. Lukinovich For Withhold Management
1.10 Elect Director Suzanne O. Middleton For Withhold Management
1.11 Elect Director Andrew C. Nelson For Withhold Management
1.12 Elect Director Frank L. Walker For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ION GEOPHYSICAL CORPORATION
Ticker: IO Security ID: 462044207
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John N. Seitz For For Management
1.2 Elect Director Tina L. Wininger For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
IRIDEX CORPORATION
Ticker: IRIX Security ID: 462684101
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: MAY 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David I. Bruce For Against Management
1.2 Elect Director Robert Grove For Against Management
1.3 Elect Director Robert A. Gunst For Against Management
1.4 Elect Director Kenneth E. Ludlum For Against Management
1.5 Elect Director Ruediger Naumann-Etienne For Against Management
1.6 Elect Director Maria Sainz For Against Management
1.7 Elect Director Scott Shuda For Against Management
2 Ratify BPM LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
IRIDEX CORPORATION
Ticker: IRIX Security ID: 462684101
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David I. Bruce For Withhold Management
1.2 Elect Director Doris Engibous For Withhold Management
1.3 Elect Director Robert Grove For Withhold Management
1.4 Elect Director Robert A. Gunst For Withhold Management
1.5 Elect Director Kenneth E. Ludlum For Withhold Management
1.6 Elect Director Scott Shuda For Withhold Management
2 Ratify BPM LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ISSUER DIRECT CORPORATION
Ticker: ISDR Security ID: 46520M204
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William H. Everett For Against Management
1.2 Elect Director Michael Nowlan For Against Management
1.3 Elect Director Brian R. Balbirnie For Against Management
1.4 Elect Director J. Patrick Galleher For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Cherry Bekaert LLP as Auditors For For Management
--------------------------------------------------------------------------------
J. ALEXANDER'S HOLDINGS, INC.
Ticker: JAX Security ID: 46609J106
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carl J. Grassi For Withhold Management
1.2 Elect Director Frank R. Martire For Withhold Management
1.3 Elect Director Raymond R. Quirk For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
JAKKS PACIFIC, INC.
Ticker: JAKK Security ID: 47012E106
Meeting Date: NOV 15, 2019 Meeting Type: Special
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Shares for a For For Management
Private Placement
2 Classify the Board of Directors For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
JAKKS PACIFIC, INC.
Ticker: JAKK Security ID: 47012E106
Meeting Date: JUN 12, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen G. Berman For For Management
1.2 Elect Director Zhao Xiaoqiang For For Management
1.3 Elect Director Carole Levine For For Management
1.4 Elect Director Joshua Cascade For For Management
1.5 Elect Director Alexander Shoghi For For Management
2 Approve Reverse Stock Split For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JMP GROUP LLC
Ticker: JMP Security ID: 46629U107
Meeting Date: JUN 01, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph A. Jolson For Withhold Management
1.2 Elect Director Craig R. Johnson For Withhold Management
1.3 Elect Director Carter D. Mack For Withhold Management
1.4 Elect Director Mark L. Lehmann For Withhold Management
1.5 Elect Director Glenn H. Tongue For Withhold Management
1.6 Elect Director Kenneth M. Karmin For Withhold Management
1.7 Elect Director H. Mark Lunenburg For Withhold Management
1.8 Elect Director David M. DiPietro For Withhold Management
1.9 Elect Director Jonathan M. Orszag For Withhold Management
2 Ratify Marcum LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOUNCE THERAPEUTICS, INC.
Ticker: JNCE Security ID: 481116101
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Perry Karsen For Withhold Management
1.2 Elect Director Richard Murray For Withhold Management
1.3 Elect Director Cary Pfeffer For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
KALEIDO BIOSCIENCES, INC.
Ticker: KLDO Security ID: 483347100
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bonney For Withhold Management
1.2 Elect Director Bonnie L. Bassler For Withhold Management
1.3 Elect Director Geoffrey von Maltzahn For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KANDI TECHNOLOGIES GROUP, INC.
Ticker: KNDI Security ID: 483709101
Meeting Date: DEC 30, 2019 Meeting Type: Annual
Record Date: NOV 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hu Xiaoming For For Management
1.2 Elect Director Sun Chenming For For Management
1.3 Elect Director Wang Lin For For Management
1.4 Elect Director Chen Liming For For Management
1.5 Elect Director Lin Yi For For Management
1.6 Elect Director Jerry Lewin For For Management
1.7 Elect Director Henry Yu For For Management
2 Ratify Marcum Bernstein & Pinchuk LLP For For Management
as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KEWAUNEE SCIENTIFIC CORPORATION
Ticker: KEQU Security ID: 492854104
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Margaret B. Pyle For Withhold Management
1.2 Elect Director Donald F. Shaw For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
KEY TRONIC CORPORATION
Ticker: KTCC Security ID: 493144109
Meeting Date: OCT 25, 2019 Meeting Type: Annual
Record Date: SEP 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Bean For Withhold Management
1.2 Elect Director Craig D. Gates For Withhold Management
1.3 Elect Director Ronald F. Klawitter For Withhold Management
1.4 Elect Director Subodh K. Kulkarni For Withhold Management
1.5 Elect Director Yacov A. Shamash For Withhold Management
1.6 Elect Director Patrick Sweeney For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
KIRKLAND'S, INC.
Ticker: KIRK Security ID: 497498105
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffery C. Owen For For Management
1b Elect Director Chris L. Shimojima For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
L.B. FOSTER COMPANY
Ticker: FSTR Security ID: 350060109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Bauer For Withhold Management
1.2 Elect Director Lee B. Foster, II For Withhold Management
1.3 Elect Director Dirk Junge For Withhold Management
1.4 Elect Director Diane B. Owen For Withhold Management
1.5 Elect Director Robert S. Purgason For Withhold Management
1.6 Elect Director William H. Rackoff For Withhold Management
1.7 Elect Director Suzanne B. Rowland For Withhold Management
1.8 Elect Director Bradley S. Vizi For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LAKE SHORE BANCORP, INC.
Ticker: LSBK Security ID: 510700107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan C. Ballard For Withhold Management
1.2 Elect Director John ("Jack") L. For Withhold Management
Mehltretter
1.3 Elect Director Daniel P. Reininga For Withhold Management
1.4 Elect Director John P. McGrath For Withhold Management
1.5 Elect Director Ronald J. Passafaro For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditor
--------------------------------------------------------------------------------
LAKELAND INDUSTRIES, INC.
Ticker: LAKE Security ID: 511795106
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Ryan For Withhold Management
1.2 Elect Director A. John Kreft For Withhold Management
2 Ratify Friedman LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
LANDMARK BANCORP, INC.
Ticker: LARK Security ID: 51504L107
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent A. Bowman For Against Management
1.2 Elect Director Sarah Hill-Nelson For Against Management
1.3 Elect Director David H. Snapp For Against Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
LEAF GROUP LTD.
Ticker: LEAF Security ID: 52177G102
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles (Lanny) Baker For For Management
1.2 Elect Director Jennifer Schulz For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEE ENTERPRISES, INCORPORATED
Ticker: LEE Security ID: 523768109
Meeting Date: FEB 19, 2020 Meeting Type: Annual
Record Date: DEC 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brent M. Magid For Withhold Management
1.2 Elect Director Margaret R. Liberman For Withhold Management
1.3 Elect Director Steven C. Fletcher For Withhold Management
1.4 Elect Director David T. Pearson For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LEVEL ONE BANCORP, INC.
Ticker: LEVL Security ID: 52730D208
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara E. Allushuski For For Management
1.2 Elect Director Victor L. Ansara For For Management
1.3 Elect Director James L. Bellinson For For Management
1.4 Elect Director Michael A. Brillati For For Management
1.5 Elect Director Shukri W. David For For Management
1.6 Elect Director Thomas A. Fabbri For For Management
1.7 Elect Director Patrick J. Fehring For For Management
1.8 Elect Director Jacob W. Haas For For Management
1.9 Elect Director Mark J. Herman For Withhold Management
1.10 Elect Director Steven H. Rivera For For Management
1.11 Elect Director Stefan Wanczyk For For Management
2 Ratify Plante & Moran, PLLC as Auditors For Against Management
--------------------------------------------------------------------------------
LIBBEY INC.
Ticker: LBY Security ID: 529898108
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William A. Foley For Withhold Management
1.2 Elect Director Deborah G. Miller For Withhold Management
1.3 Elect Director Steve Nave For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIFETIME BRANDS, INC.
Ticker: LCUT Security ID: 53222Q103
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Siegel For Withhold Management
1.2 Elect Director Robert B. Kay For Withhold Management
1.3 Elect Director Rachael A. Jarosh For Withhold Management
1.4 Elect Director John Koegel For Withhold Management
1.5 Elect Director Cherrie Nanninga For Withhold Management
1.6 Elect Director Craig Phillips For Withhold Management
1.7 Elect Director Veronique Gabai-Pinsky For Withhold Management
1.8 Elect Director Bruce G. Pollack For Withhold Management
1.9 Elect Director Michael J. Regan For Withhold Management
1.10 Elect Director Michael Schnabel For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LINCOLN EDUCATIONAL SERVICES CORPORATION
Ticker: LINC Security ID: 533535100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvin O. Austin For Withhold Management
1.2 Elect Director Peter S. Burgess For Withhold Management
1.3 Elect Director James J. Burke, Jr. For Withhold Management
1.4 Elect Director Celia H. Currin For Withhold Management
1.5 Elect Director Ronald E. Harbour For Withhold Management
1.6 Elect Director J. Barry Morrow For Withhold Management
1.7 Elect Director Scott M. Shaw For Withhold Management
1.8 Elect Director Kevin M. Carney For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LIQTECH INTERNATIONAL, INC.
Ticker: LIQT Security ID: 53632A201
Meeting Date: SEP 19, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Leifland For Withhold Management
1.2 Elect Director Alexander J. Buehler For Withhold Management
1.3 Elect Director Mark Vernon For Withhold Management
1.4 Elect Director Peyton Boswell For Withhold Management
1.5 Elect Director Sune Mathiesen For Withhold Management
2 Ratify Sadler, Gibb & Associates, LLC For For Management
as Auditors
--------------------------------------------------------------------------------
LIQUIDITY SERVICES, INC.
Ticker: LQDT Security ID: 53635B107
Meeting Date: FEB 20, 2020 Meeting Type: Annual
Record Date: JAN 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phillip A. Clough For Withhold Management
1.2 Elect Director George H. Ellis For Withhold Management
1.3 Elect Director Jaime Mateus-Tique For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
LOGICBIO THERAPEUTICS, INC.
Ticker: LOGC Security ID: 54142F102
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leon Chen For Against Management
1.2 Elect Director Daniel O'Connell For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
LONESTAR RESOURCES US INC.
Ticker: LONE Security ID: 54240F103
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Frank D. Bracken, III For Against Management
1B Elect Director Henry B. Ellis For Against Management
1C Elect Director Daniel R. Lockwood For Against Management
1D Elect Director Matthew B. Ockwood For Against Management
1E Elect Director Stephen H. Oglesby For Against Management
1F Elect Director Phillip Z. Pace For Against Management
1G Elect Director John H. Pinkerton For Against Management
1H Elect Director Randy L. Wolsey For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
LSB INDUSTRIES, INC.
Ticker: LXU Security ID: 502160104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Packebush For For Management
1.2 Elect Director Diana M. Peninger For For Management
1.3 Elect Director Lynn F. White For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LSI INDUSTRIES INC.
Ticker: LYTS Security ID: 50216C108
Meeting Date: NOV 05, 2019 Meeting Type: Annual
Record Date: SEP 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert P. Beech For Withhold Management
1.2 Elect Director Ronald D. Brown For Withhold Management
1.3 Elect Director James A. Clark For Withhold Management
1.4 Elect Director Amy L. Hanson For Withhold Management
1.5 Elect Director John K. Morgan For Withhold Management
1.6 Elect Director Wilfred T. O'Gara For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUBY'S, INC.
Ticker: LUB Security ID: 549282101
Meeting Date: FEB 05, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jill Griffin For Against Management
1b Elect Director Christopher J. Pappas For Against Management
1c Elect Director John Morlock For Against Management
1d Elect Director Frank Markantonis For Against Management
1e Elect Director Gasper Mir, III For Against Management
1f Elect Director Joe C. McKinney For Against Management
1g Elect Director Twila Day For Against Management
1h Elect Director Randolph C. Read For Against Management
1i Elect Director Gerald W. Bodzy For Against Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Change Range for Size of the Board For For Management
--------------------------------------------------------------------------------
MALVERN BANCORP, INC.
Ticker: MLVF Security ID: 561409103
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard Kent For Withhold Management
1.2 Elect Director James Barrett For Withhold Management
1.3 Elect Director Julia D. Corelli For Withhold Management
1.4 Elect Director Norman Feinstein For Withhold Management
1.5 Elect Director Andrew Fish For Withhold Management
1.6 Elect Director Cynthia Felzer Leitzell For Withhold Management
1.7 Elect Director Stephen Scartozzi For Withhold Management
1.8 Elect Director Anthony C. Weagley For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
MANNATECH, INCORPORATED
Ticker: MTEX Security ID: 563771203
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Robert A. Toth For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MANNING & NAPIER, INC.
Ticker: MN Security ID: 56382Q102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Goldberg For Withhold Management
1.2 Elect Director Barbara Goodstein For Withhold Management
1.3 Elect Director Robert Kopech For Withhold Management
1.4 Elect Director Kenneth A. Marvald For Withhold Management
1.5 Elect Director Marc O. Mayer For Withhold Management
1.6 Elect Director Edward J. Pettinella For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
MARCHEX, INC.
Ticker: MCHX Security ID: 56624R108
Meeting Date: SEP 26, 2019 Meeting Type: Annual
Record Date: AUG 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis Cline For Withhold Management
1.2 Elect Director Donald Cogsville For Withhold Management
1.3 Elect Director Russell C. Horowitz For Withhold Management
1.4 Elect Director M. Wayne Wisehart For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
MARINUS PHARMACEUTICALS, INC.
Ticker: MRNS Security ID: 56854Q101
Meeting Date: MAR 31, 2020 Meeting Type: Special
Record Date: FEB 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
2 Approve Reverse Stock Split For Against Management
3 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
MARINUS PHARMACEUTICALS, INC.
Ticker: MRNS Security ID: 56854Q101
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Enrique J. Carrazana For For Management
1.2 Elect Director Timothy M. Mayleben For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Increase Authorized Common Stock For For Management
4 Reduce Authorized Common Stock For For Management
5 Ratify KPMG LLP as Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
MARLIN BUSINESS SERVICES CORP.
Ticker: MRLN Security ID: 571157106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Calamari For Withhold Management
1.2 Elect Director Lawrence J. DeAngelo For Withhold Management
1.3 Elect Director Scott A. Heimes For Withhold Management
1.4 Elect Director Jeffrey A. Hilzinger For Withhold Management
1.5 Elect Director Matthew J. Sullivan For Withhold Management
1.6 Elect Director J. Christopher Teets For Withhold Management
1.7 Elect Director James W. Wert For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MASTECH DIGITAL, INC.
Ticker: MHH Security ID: 57633B100
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Ausura For Withhold Management
1.2 Elect Director Brenda Galilee For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATINAS BIOPHARMA HOLDINGS, INC.
Ticker: MTNB Security ID: 576810105
Meeting Date: NOV 01, 2019 Meeting Type: Annual
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herbert Conrad For Withhold Management
1.2 Elect Director Patrick G. LePore For Withhold Management
1.3 Elect Director Jerome D. Jabbour For Withhold Management
1.4 Elect Director Eric Ende For Withhold Management
1.5 Elect Director James S. Scibetta For Withhold Management
1.6 Elect Director Adam K. Stern For Withhold Management
1.7 Elect Director Matthew Wikler For Withhold Management
2 Ratify EisnerAmper LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
MAUI LAND & PINEAPPLE COMPANY, INC.
Ticker: MLP Security ID: 577345101
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen M. Case For Withhold Management
1.2 Elect Director Warren H. Haruki For Withhold Management
1.3 Elect Director David A. Heenan For Withhold Management
1.4 Elect Director Anthony P. Takitani For Withhold Management
1.5 Elect Director Arthur C. Tokin For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Accuity LLP as Auditors For For Management
--------------------------------------------------------------------------------
MEDALLION FINANCIAL CORP.
Ticker: MFIN Security ID: 583928106
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alvin Murstein For Withhold Management
1.2 Elect Director John Everets For Withhold Management
1.3 Elect Director Cynthia A. Hallenbeck For Withhold Management
2 Ratify Mazars USA LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MEDIACO HOLDING, INC.
Ticker: MDIA Security ID: 58450D104
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Scott Enright For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
MENLO THERAPEUTICS INC.
Ticker: MNLO Security ID: 586858102
Meeting Date: FEB 06, 2020 Meeting Type: Special
Record Date: JAN 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MERIDIAN CORPORATION
Ticker: MRBK Security ID: 58958P104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher J. Annas For Withhold Management
1.2 Elect Director Edward J. Hollin For Withhold Management
1.3 Elect Director Anthony M. Imbesi For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERRIMACK PHARMACEUTICALS, INC.
Ticker: MACK Security ID: 590328209
Meeting Date: OCT 17, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Crocker For Withhold Management
1.2 Elect Director Eric D. Andersen For Withhold Management
1.3 Elect Director Noah G. Levy For Withhold Management
1.4 Elect Director Ulrik B. Nielsen For Withhold Management
1.5 Elect Director Russell T. Ray For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
--------------------------------------------------------------------------------
MERRIMACK PHARMACEUTICALS, INC.
Ticker: MACK Security ID: 590328209
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary L. Crocker For Withhold Management
1.2 Elect Director Eric D. Andersen For Withhold Management
1.3 Elect Director Noah G. Levy For Withhold Management
1.4 Elect Director Ulrik B. Nielsen For Withhold Management
1.5 Elect Director Russell T. Ray For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
4 Adopt NOL Rights Plan For For Management
5 Require Independent Board Chair Against For Shareholder
--------------------------------------------------------------------------------
MESA AIR GROUP, INC.
Ticker: MESA Security ID: 590479135
Meeting Date: FEB 04, 2020 Meeting Type: Annual
Record Date: DEC 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan G. Ornstein For Withhold Management
1.2 Elect Director Ellen N. Artist For Withhold Management
1.3 Elect Director Mitchell I. Gordon For Withhold Management
1.4 Elect Director Dana J. Lockhart For Withhold Management
1.5 Elect Director Spyridon Skiados For Withhold Management
1.6 Elect Director Harvey W. Schiller For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For Against Management
--------------------------------------------------------------------------------
MEXCO ENERGY CORPORATION
Ticker: MXC Security ID: 592770101
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: JUL 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Banschbach For Withhold Management
1.2 Elect Director Kenneth L. Clayton For Withhold Management
1.3 Elect Director Thomas R. Craddick For Withhold Management
1.4 Elect Director Thomas H. Decker For Withhold Management
1.5 Elect Director Paul G. Hines For Withhold Management
1.6 Elect Director Christopher M. Schroeder For Withhold Management
1.7 Elect Director Nicholas C. Taylor For Withhold Management
2 Ratify Weaver and Tidwell, L.L.P. as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MICROVISION, INC.
Ticker: MVIS Security ID: 594960304
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Simon Biddiscombe For For Management
1.2 Elect Director Robert P. Carlile For For Management
1.3 Elect Director Yalon Farhi For For Management
1.4 Elect Director Perry M. Mulligan For For Management
1.5 Elect Director Bernee D.L. Strom For For Management
1.6 Elect Director Brian Turner For For Management
1.7 Elect Director Sumit Sharma For For Management
2 Increase Authorized Common Stock For For Management
3 Approve Reverse Stock Split For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Moss Adams LLP as Auditors For For Management
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MIDSOUTH BANCORP, INC.
Ticker: MSL Security ID: 598039105
Meeting Date: SEP 18, 2019 Meeting Type: Special
Record Date: AUG 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MIDSTATES PETROLEUM COMPANY, INC.
Ticker: MPO Security ID: 59804T407
Meeting Date: AUG 02, 2019 Meeting Type: Annual
Record Date: JUN 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2.1 Elect Director David J. Sambrooks For Withhold Management
2.2 Elect Director Alan J. Carr For Withhold Management
2.3 Elect Director Patrice D. Douglas For Withhold Management
2.4 Elect Director Neal P. Goldman For Withhold Management
2.5 Elect Director Randal T. Klein For Withhold Management
2.6 Elect Director Evan S. Lederman For Withhold Management
2.7 Elect Director David H. Proman For Withhold Management
2.8 Elect Director Todd R. Snyder For Withhold Management
3 Bundled Say on Pay/Golden Parachute For For Management
Advisory Vote
4 Ratify Grant Thornton LLP as Auditors For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MISONIX, INC.
Ticker: MSON Security ID: 604871103
Meeting Date: SEP 26, 2019 Meeting Type: Special
Record Date: AUG 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Issue Shares in Connection with Merger For For Management
3A Classify the Board of Directors For Against Management
3B Eliminate Right to Act by Written For Against Management
Consent
3C Increase Supermajority Vote For Against Management
Requirement to Amend Bylaws
3D Eliminate Right to Call Special Meeting For Against Management
3E Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MITCHAM INDUSTRIES, INC.
Ticker: MIND Security ID: 606501104
Meeting Date: JUL 23, 2019 Meeting Type: Annual
Record Date: MAY 24, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter H. Blum For Withhold Management
1.2 Elect Director Robert P. Capps For Withhold Management
1.3 Elect Director R. Dean Lewis For Withhold Management
1.4 Elect Director Robert J. Albers For Withhold Management
1.5 Elect Director Thomas S. Glanville For Withhold Management
1.6 Elect Director Marcus Rowland For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
MONEYGRAM INTERNATIONAL, INC.
Ticker: MGI Security ID: 60935Y208
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Coley Clark For For Management
1b Elect Director Victor W. Dahir For For Management
1c Elect Director Antonio O. Garza For For Management
1d Elect Director W. Alexander Holmes For For Management
1e Elect Director Michael P. Rafferty For For Management
1f Elect Director W. Bruce Turner For For Management
1g Elect Director Peggy Vaughan For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MONROE CAPITAL CORPORATION
Ticker: MRCC Security ID: 610335101
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey A. Golman For Withhold Management
1.2 Elect Director Jorde M. Nathan For Withhold Management
1.3 Elect Director Aaron D. Peck For Withhold Management
2 Approve Issuance of Shares Below Net For For Management
Asset Value (NAV)
--------------------------------------------------------------------------------
MONTAGE RESOURCES CORPORATION
Ticker: MR Security ID: 61179L100
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall M. Albert For Withhold Management
1.2 Elect Director Mark E. Burroughs, Jr. For Withhold Management
1.3 Elect Director Don Dimitrievich For Withhold Management
1.4 Elect Director Richard D. Paterson For Withhold Management
1.5 Elect Director D. Martin Phillips For Withhold Management
1.6 Elect Director John K. Reinhart For Withhold Management
1.7 Elect Director Douglas E. Swanson, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
MSB FINANCIAL CORP.
Ticker: MSBF Security ID: 55352L101
Meeting Date: MAY 28, 2020 Meeting Type: Special
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
I Approve Merger Agreement For For Management
II Advisory Vote on Golden Parachutes For Against Management
III Adjourn Meeting For For Management
--------------------------------------------------------------------------------
MUSTANG BIO, INC.
Ticker: MBIO Security ID: 62818Q104
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael S. Weiss For Withhold Management
1.2 Elect Director Lindsay A. Rosenwald For Withhold Management
1.3 Elect Director Neil Herskowitz For Withhold Management
1.4 Elect Director Manuel Litchman For Withhold Management
1.5 Elect Director Michael J. Zelefsky For Withhold Management
1.6 Elect Director Adam J. Chill For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
MYOMO, INC.
Ticker: MYO Security ID: 62857J102
Meeting Date: JAN 30, 2020 Meeting Type: Special
Record Date: DEC 23, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NACCO INDUSTRIES, INC.
Ticker: NC Security ID: 629579103
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J.C. Butler, Jr. For Withhold Management
1.2 Elect Director John S. Dalrymple, III For Withhold Management
1.3 Elect Director John P. Jumper For Withhold Management
1.4 Elect Director Dennis W. LaBarre For Withhold Management
1.5 Elect Director Timothy K. Light For Withhold Management
1.6 Elect Director Michael S. Miller For Withhold Management
1.7 Elect Director Richard de J. Osborne For Withhold Management
1.8 Elect Director Alfred M. Rankin, Jr. For Withhold Management
1.9 Elect Director Matthew M. Rankin For Withhold Management
1.10 Elect Director Roger F. Rankin For Withhold Management
1.11 Elect Director Lori J. Robinson For Withhold Management
1.12 Elect Director Britton T. Taplin For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NANTHEALTH, INC.
Ticker: NH Security ID: 630104107
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Soon-Shiong For Withhold Management
1.2 Elect Director Michael S. Sitrick For Withhold Management
1.3 Elect Director Kirk K. Calhoun For Withhold Management
1.4 Elect Director Michael Blaszyk For Withhold Management
1.5 Elect Director Deanna Wise For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NANTKWEST, INC.
Ticker: NK Security ID: 63016Q102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patrick Soon-Shiong For For Management
1.2 Elect Director Barry J. Simon For For Management
1.3 Elect Director Steve Gorlin For Withhold Management
1.4 Elect Director Michael D. Blaszyk For Withhold Management
1.5 Elect Director Frederick W. Driscoll For For Management
1.6 Elect Director John C. Thomas, Jr. For For Management
1.7 Elect Director Cheryl L. Cohen For Withhold Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
NATURAL ALTERNATIVES INTERNATIONAL, INC.
Ticker: NAII Security ID: 638842302
Meeting Date: DEC 06, 2019 Meeting Type: Annual
Record Date: OCT 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan G. Dunn For Withhold Management
1.2 Elect Director Lee G. Weldon For Withhold Management
2 Elect Director Laura Kay Matherly For Withhold Management
3 Approve Omnibus Stock Plan For Against Management
4 Ratify Haskell & White LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
NATURAL GROCERS BY VITAMIN COTTAGE, INC.
Ticker: NGVC Security ID: 63888U108
Meeting Date: MAR 04, 2020 Meeting Type: Annual
Record Date: JAN 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zephyr Isely For Withhold Management
1.2 Elect Director Michael T. Campbell For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
NAUTILUS, INC.
Ticker: NLS Security ID: 63910B102
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James "Jim" Barr, IV For Withhold Management
1.2 Elect Director Richard A. Horn For Withhold Management
1.3 Elect Director M. Carl Johnson, III For Withhold Management
1.4 Elect Director Patricia "Patty" M. Ross For Withhold Management
1.5 Elect Director Anne G. Saunders For Withhold Management
1.6 Elect Director Marvin G. Siegert For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NCS MULTISTAGE HOLDINGS, INC.
Ticker: NCSM Security ID: 628877102
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Matt Ralls For Withhold Management
1.2 Elect Director John Deane For Withhold Management
1.3 Elect Director Marty Stromquist For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NEOLEUKIN THERAPEUTICS, INC.
Ticker: NLTX Security ID: 64049K104
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan G. Drachman For Withhold Management
1.2 Elect Director Sarah B. Noonberg For Withhold Management
2 Approve Conversion of Securities For For Management
3 Increase Authorized Common Stock For For Management
4 Approve Reverse Stock Split For For Management
5 Amend Omnibus Stock Plan For Against Management
6 Ratify Deloitte LLP as Auditors For For Management
7 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
NEOLEUKIN THERAPEUTICS, INC.
Ticker: NLTX Security ID: 64049K104
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M. Cantey Boyd For Withhold Management
1.2 Elect Director Todd Simpson For Withhold Management
2 Approve Qualified Employee Stock For For Management
Purchase Plan
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
NEOS THERAPEUTICS, INC.
Ticker: NEOS Security ID: 64052L106
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerald McLaughlin For Withhold Management
1.2 Elect Director Greg Robitaille For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
NESCO HOLDINGS, INC.
Ticker: NSCO Security ID: 64083J104
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lee Jacobson For Withhold Management
1.2 Elect Director L. Dyson Dryden For Withhold Management
1.3 Elect Director Jennifer Gray For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
NET 1 UEPS TECHNOLOGIES, INC.
Ticker: UEPS Security ID: 64107N206
Meeting Date: NOV 20, 2019 Meeting Type: Annual
Record Date: SEP 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Herman G. Kotze For For Management
1.2 Elect Director Alex M.R. Smith For For Management
1.3 Elect Director Christopher S. Seabrooke For Withhold Management
1.4 Elect Director Alasdair J.K. Pein For For Management
1.5 Elect Director Paul Edwards For For Management
1.6 Elect Director Alfred T. Mockett For For Management
1.7 Elect Director Ekta Singh-Bushell For For Management
2 Ratify Deloitte & Touche (South For For Management
Africa) as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NETWORK-1 TECHNOLOGIES, INC.
Ticker: NTIP Security ID: 64121N109
Meeting Date: SEP 17, 2019 Meeting Type: Annual
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Corey M. Horowitz For Withhold Management
1.2 Elect Director David C. Kahn For Withhold Management
1.3 Elect Director Emanuel R. Pearlman For Withhold Management
1.4 Elect Director Niv Harizman For Withhold Management
1.5 Elect Director Allison Hoffman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Friedman LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEURONETICS, INC.
Ticker: STIM Security ID: 64131A105
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John K. Bakewell For Withhold Management
1.2 Elect Director Brian Farley For Withhold Management
1.3 Elect Director Cheryl R. Blanchard For Withhold Management
1.4 Elect Director Sheryl L. Conley For Withhold Management
1.5 Elect Director Wilfred E. Jaeger For Withhold Management
1.6 Elect Director Glenn Muir For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NEW CONCEPT ENERGY, INC.
Ticker: GBR Security ID: 643611106
Meeting Date: DEC 05, 2019 Meeting Type: Annual
Record Date: NOV 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gene S. Bertcher For Withhold Management
1.2 Elect Director Dan Locklear For Withhold Management
1.3 Elect Director Victor L. Lund For Withhold Management
1.4 Elect Director Cecelia Maynard For Withhold Management
1.5 Elect Director Raymond D. Roberts, Sr. For Withhold Management
2 Ratify Swalm & Associates, P.C. as For For Management
Auditors
3 Other Business For Against Management
--------------------------------------------------------------------------------
NEWLINK GENETICS CORPORATION
Ticker: NLNK Security ID: 651511107
Meeting Date: MAR 17, 2020 Meeting Type: Special
Record Date: FEB 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Approve Reverse Stock Split For Against Management
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NII HOLDINGS, INC.
Ticker: NIHD Security ID: 62913F508
Meeting Date: AUG 20, 2019 Meeting Type: Annual
Record Date: JUL 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kevin L. Beebe For Against Management
1B Elect Director James V. Continenza For Against Management
1C Elect Director Howard S. Hoffmann For Against Management
1D Elect Director Ricardo Knoepfelmacher For Against Management
1E Elect Director Christopher T. Rogers For Against Management
1F Elect Director Robert A. Schriesheim For Against Management
1G Elect Director Steven M. Shindler For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Approve Decrease in Size of Board For For Management
5 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
NINE ENERGY SERVICE, INC.
Ticker: NINE Security ID: 65441V101
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott E. Schwinger For Withhold Management
1.2 Elect Director Gary L. Thomas For Withhold Management
1.3 Elect Director Andrew L. Waite For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditor
--------------------------------------------------------------------------------
NL INDUSTRIES, INC.
Ticker: NL Security ID: 629156407
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Loretta J. Feehan For Withhold Management
1.2 Elect Director Robert D. Graham For Withhold Management
1.3 Elect Director John E. Harper For For Management
1.4 Elect Director Meredith W. Mendes For For Management
1.5 Elect Director Cecil H. Moore, Jr. For For Management
1.6 Elect Director Thomas P. Stafford For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NORTHEAST BANK
Ticker: NBN Security ID: 66405S100
Meeting Date: NOV 12, 2019 Meeting Type: Annual
Record Date: SEP 18, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John C. Orestis For Withhold Management
1.2 Elect Director David A. Tanner For Withhold Management
1.3 Elect Director Judith E. Wallingford For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For Against Management
--------------------------------------------------------------------------------
NORTHERN TECHNOLOGIES INTERNATIONAL CORPORATION
Ticker: NTIC Security ID: 665809109
Meeting Date: JAN 17, 2020 Meeting Type: Annual
Record Date: NOV 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy E. Calderon For For Management
1.2 Elect Director Sarah E. Kemp For For Management
1.3 Elect Director Soo-Keong Koh For For Management
1.4 Elect Director Sunggyu Lee For For Management
1.5 Elect Director G. Patrick Lynch For For Management
1.6 Elect Director Ramani Narayan For For Management
1.7 Elect Director Richard J. Nigon For For Management
1.8 Elect Director Konstantin von For For Management
Falkenhausen
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditors
--------------------------------------------------------------------------------
NORTHRIM BANCORP, INC.
Ticker: NRIM Security ID: 666762109
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry S. Cash For For Management
1.2 Elect Director Anthony Drabek For For Management
1.3 Elect Director Karl L. Hanneman For For Management
1.4 Elect Director David W. Karp For For Management
1.5 Elect Director David J. McCambridge For For Management
1.6 Elect Director Krystal M. Nelson For For Management
1.7 Elect Director Joseph M. Schierhorn For For Management
1.8 Elect Director Aaron Schutt For For Management
1.9 Elect Director John C. Swalling For For Management
1.10 Elect Director Linda C. Thomas For For Management
1.11 Elect Director David G. Wight For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
NORWOOD FINANCIAL CORP.
Ticker: NWFL Security ID: 669549107
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph W. Adams For Withhold Management
1.2 Elect Director Kevin M. Lamont For Withhold Management
1.3 Elect Director Kenneth A. Phillips For Withhold Management
2 Approve Merger Agreement For For Management
3 Ratify S.R. Snodgrass, P.C. as Auditor For For Management
4 Adjourn Meeting For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NOVABAY PHARMACEUTICALS, INC.
Ticker: NBY Security ID: 66987P201
Meeting Date: OCT 09, 2019 Meeting Type: Special
Record Date: SEP 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Conversion of Securities For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
NOVABAY PHARMACEUTICALS, INC.
Ticker: NBY Security ID: 66987P201
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mijia (Bob) Wu For Withhold Management
1.2 Elect Director Yenyou (Jeff) Zheng For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Ratify OUM & Co. LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOVAN, INC.
Ticker: NOVN Security ID: 66988N106
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Kent Geer For Withhold Management
1.2 Elect Director Robert J. Keegan For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
NOVAVAX, INC.
Ticker: NVAX Security ID: 670002401
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stanley C. Erck For For Management
1.2 Elect Director Rajiv I. Modi For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditor For For Management
--------------------------------------------------------------------------------
OCWEN FINANCIAL CORPORATION
Ticker: OCN Security ID: 675746309
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis R. Caldwell For For Management
1.2 Elect Director Alan J. Bowers For For Management
1.3 Elect Director Jenne K. Britell For For Management
1.4 Elect Director Jacques J. Busquet For For Management
1.5 Elect Director Glen A. Messina For For Management
1.6 Elect Director DeForest B. Soaries, Jr. For For Management
1.7 Elect Director Kevin Stein For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Reverse Stock Split For For Management
5 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OHIO VALLEY BANC CORP.
Ticker: OVBC Security ID: 677719106
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kimberly A. Canady For Withhold Management
1b Elect Director Brent A. Saunders For Withhold Management
1c Elect Director David W. Thomas For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
OIL-DRI CORPORATION OF AMERICA
Ticker: ODC Security ID: 677864100
Meeting Date: DEC 11, 2019 Meeting Type: Annual
Record Date: OCT 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ellen-Blair Chube For Withhold Management
1.2 Elect Director Paul M. Hindsley For For Management
1.3 Elect Director Daniel S. Jaffee For Withhold Management
1.4 Elect Director Joseph C. Miller For Withhold Management
1.5 Elect Director Michael A. Nemeroff For Withhold Management
1.6 Elect Director George C. Roeth For For Management
1.7 Elect Director Allan H. Selig For Withhold Management
1.8 Elect Director Paul E. Suckow For For Management
1.9 Elect Director Lawrence E. Washow For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
OLYMPIC STEEL, INC.
Ticker: ZEUS Security ID: 68162K106
Meeting Date: MAY 01, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Wolfort For For Management
1.2 Elect Director Dirk A. Kempthorne For For Management
1.3 Elect Director Idalene F. Kesner For For Management
1.4 Elect Director Richard P. Stovsky For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
ONCOCYTE CORPORATION
Ticker: OCX Security ID: 68235C107
Meeting Date: JUL 17, 2019 Meeting Type: Annual
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald Andrews For For Management
1.2 Elect Director Andrew Arno For For Management
1.3 Elect Director Melinda Griffith For For Management
1.4 Elect Director Alfred D. Kingsley For For Management
1.5 Elect Director Andrew J. Last For For Management
1.6 Elect Director Aditya P. Mohanty For For Management
1.7 Elect Director Cavan Redmond For For Management
2 Ratify OUM & Co., LLP as Auditors For For Management
3 Change Range for Size of the Board For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ONCOCYTE CORPORATION
Ticker: OCX Security ID: 68235C107
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald Andrews For Withhold Management
1.2 Elect Director Andrew Arno For Withhold Management
1.3 Elect Director Melinda Griffith For Withhold Management
1.4 Elect Director Alfred D. Kingsley For Withhold Management
1.5 Elect Director Andrew J. Last For Withhold Management
1.6 Elect Director Cavan Redmond For Withhold Management
2 Ratify OUM & Co. LLP as Auditors For For Management
3 Increase Authorized Common Stock For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
OOMA, INC.
Ticker: OOMA Security ID: 683416101
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Susan Butenhoff For Withhold Management
1.2 Elect Director Russ Mann For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
OP BANCORP
Ticker: OPBK Security ID: 67109R109
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian Choi For For Management
1.2 Elect Director Ernest E. Dow For For Management
1.3 Elect Director Jason Hwang For For Management
1.4 Elect Director Soo Hun S. Jung For For Management
1.5 Elect Director Min J. Kim For For Management
1.6 Elect Director Ock Hee Kim For For Management
1.7 Elect Director Myung Ja (Susan) Park For For Management
1.8 Elect Director Yong Sin Shin For For Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
OPTICAL CABLE CORPORATION
Ticker: OCC Security ID: 683827208
Meeting Date: MAR 31, 2020 Meeting Type: Annual
Record Date: JAN 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Neil D. Wilkin, Jr. For Withhold Management
1.2 Elect Director Randall H. Frazier For Withhold Management
1.3 Elect Director John M. Holland For Withhold Management
1.4 Elect Director John A. Nygren For Withhold Management
1.5 Elect Director Craig H. Weber For Withhold Management
1.6 Elect Director John B. Williamson, III For Withhold Management
2 Ratify Brown, Edwards & Company, L.L.P. For For Management
as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ORGANOVO HOLDINGS, INC.
Ticker: ONVO Security ID: 68620A104
Meeting Date: SEP 05, 2019 Meeting Type: Annual
Record Date: JUL 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Taylor Crouch For Withhold Management
1.2 Elect Director Mark Kessel For Withhold Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
ORION GROUP HOLDINGS INC.
Ticker: ORN Security ID: 68628V308
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas N. Amonett For Against Management
1b Elect Director Margaret M. Foran For Against Management
1c Elect Director Mark R. Stauffer For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditor For For Management
--------------------------------------------------------------------------------
OTONOMY, INC.
Ticker: OTIC Security ID: 68906L105
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vickie Capps For Withhold Management
1.2 Elect Director Ciara Kennedy For Withhold Management
1.3 Elect Director Iain McGill For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
OVERSEAS SHIPHOLDING GROUP, INC.
Ticker: OSG Security ID: 69036R863
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rebecca DeLaet For Withhold Management
1.2 Elect Director Joseph I. Kronsberg For Withhold Management
1.3 Elect Director Anja L. Manuel For Withhold Management
1.4 Elect Director Samuel H. Norton For Withhold Management
1.5 Elect Director John P. Reddy For Withhold Management
1.6 Elect Director Julie E. Silcock For Withhold Management
1.7 Elect Director Gary Eugene Taylor For Withhold Management
1.8 Elect Director Ty E. Wallach For Withhold Management
1.9 Elect Director Douglas D. Wheat For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
OVID THERAPEUTICS INC.
Ticker: OVID Security ID: 690469101
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeremy M. Levin For Withhold Management
1b Elect Director Karen Bernstein For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
P&F INDUSTRIES, INC.
Ticker: PFIN Security ID: 692830508
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth M. Scheriff For Withhold Management
1.2 Elect Director Mitchell A. Solomon For Withhold Management
2 Ratify CohnReznick LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
P.A.M. TRANSPORTATION SERVICES, INC.
Ticker: PTSI Security ID: 693149106
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael D. Bishop For Withhold Management
1.2 Elect Director Frederick P. Calderone For Withhold Management
1.3 Elect Director Daniel H. Cushman For Withhold Management
1.4 Elect Director W. Scott Davis For Withhold Management
1.5 Elect Director Edwin J. Lukas For Withhold Management
1.6 Elect Director Franklin H. McLarty For Withhold Management
1.7 Elect Director H. Pete Montano For Withhold Management
1.8 Elect Director Matthew J. Moroun For Withhold Management
1.9 Elect Director Matthew T. Moroun For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Supermajority Vote Requirement For For Management
for Removal of Directors
4 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PACIFIC MERCANTILE BANCORP
Ticker: PMBC Security ID: 694552100
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James F. Deutsch For For Management
1.2 Elect Director Brad R. Dinsmore For For Management
1.3 Elect Director Manish Dutta For For Management
1.4 Elect Director Shannon F. Eusey For For Management
1.5 Elect Director Michael P. Hoopis For For Management
1.6 Elect Director Denis P. Kalscheur For For Management
1.7 Elect Director Michele S. Miyakawa For For Management
1.8 Elect Director David J. Munio For For Management
1.9 Elect Director Stephen P. Yost For For Management
2 Ratify RSM US LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PANHANDLE OIL AND GAS INC.
Ticker: PHX Security ID: 698477106
Meeting Date: MAR 03, 2020 Meeting Type: Annual
Record Date: JAN 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark T. Behrman For Against Management
1.2 Elect Director Chad L. Stephens For Against Management
2 Amend Restricted Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Ernst & Young LLP as Auditors For For Management
6 Amend Certificate of Incorporation to For For Management
Authorize the Board to Classify
Unissued Shares, Reclassify Previously
Classified but Unissued Shares of
Class or Series, and Issue Blank Check
Preferred Stock
--------------------------------------------------------------------------------
PARAMOUNT GOLD NEVADA CORP.
Ticker: PZG Security ID: 69924M109
Meeting Date: DEC 11, 2019 Meeting Type: Annual
Record Date: OCT 15, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Glen Van Treek For Withhold Management
1.2 Elect Director John W. Seaberg For Withhold Management
1.3 Elect Director Rudi Fronk For Withhold Management
1.4 Elect Director Christopher Reynolds For Withhold Management
1.5 Elect Director John Carden For Withhold Management
1.6 Elect Director Eliseo Gonzalez-Urien For Withhold Management
1.7 Elect Director Pierre Pelletier For Withhold Management
2 Ratify MNP LLP as Auditors For For Management
3 Approve the Payment of Interest For For Management
Payable on Outstanding Convertible
Notes in Common Stock
--------------------------------------------------------------------------------
PARATEK PHARMACEUTICALS, INC.
Ticker: PRTK Security ID: 699374302
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael F. Bigham For For Management
1.2 Elect Director Robert S. Radie For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP Auditor For For Management
--------------------------------------------------------------------------------
PATRIOT TRANSPORTATION HOLDING, INC.
Ticker: PATI Security ID: 70338W105
Meeting Date: JAN 29, 2020 Meeting Type: Annual
Record Date: DEC 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John E. Anderson For Withhold Management
1.2 Elect Director Edward L. Baker For Withhold Management
1.3 Elect Director Thompson S. Baker, II For Withhold Management
1.4 Elect Director Luke E. Fichthorn, III For Withhold Management
1.5 Elect Director Charles D. Hyman For Withhold Management
2 Ratify Hancock Askew & Co., LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PCM, INC.
Ticker: PCMI Security ID: 69323K100
Meeting Date: AUG 26, 2019 Meeting Type: Special
Record Date: JUL 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PCTEL, INC.
Ticker: PCTI Security ID: 69325Q105
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven D. Levy For For Management
1.2 Elect Director Giacomo Marini For For Management
1.3 Elect Director David A. Neumann For For Management
2 Reduce Authorized Common Stock For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
PEAK RESORTS, INC.
Ticker: SKIS Security ID: 70469L100
Meeting Date: SEP 20, 2019 Meeting Type: Special
Record Date: AUG 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PEDEVCO CORP.
Ticker: PED Security ID: 70532Y303
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: JUL 01, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John J. Scelfo For Against Management
1.2 Elect Director Simon Kukes For Against Management
1.3 Elect Director Ivar Siem For Against Management
1.4 Elect Director H. Douglas Evans For Against Management
2 Amend Omnibus Stock Plan For Against Management
3 Ratify Marcum LLP as Auditors For Against Management
4 Adjourn Meeting For Against Management
--------------------------------------------------------------------------------
PENNS WOODS BANCORP, INC.
Ticker: PWOD Security ID: 708430103
Meeting Date: APR 28, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James M. Furey, II For Withhold Management
1.2 Elect Director Richard A. Grafmyre For Withhold Management
1.3 Elect Director D. Michael Hawbaker For Withhold Management
1.4 Elect Director Brian L. Knepp For Withhold Management
1.5 Elect Director Robert Q. Miller For Withhold Management
1.6 Elect Director John G. Nackley For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Approve Outside Director Stock Awards For For Management
in Lieu of Cash
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
PEOPLES BANCORP OF NORTH CAROLINA, INC.
Ticker: PEBK Security ID: 710577107
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Abernethy For Withhold Management
1.2 Elect Director Robert C. Abernethy For Withhold Management
1.3 Elect Director Douglas S. Howard For Withhold Management
1.4 Elect Director John W. Lineberger, Jr. For Withhold Management
1.5 Elect Director Gary E. Matthews For Withhold Management
1.6 Elect Director Billy L. Price, Jr. For Withhold Management
1.7 Elect Director Larry E. Robinson For Withhold Management
1.8 Elect Director William Gregory Terry For Withhold Management
1.9 Elect Director Dan Ray Timmerman, Sr. For Withhold Management
1.10 Elect Director Benjamin I. Zachary For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Elliott Davis, PLLC as Auditors For For Management
--------------------------------------------------------------------------------
PERCEPTRON, INC.
Ticker: PRCP Security ID: 71361F100
Meeting Date: NOV 18, 2019 Meeting Type: Annual
Record Date: SEP 20, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John F. Bryant For For Management
1.2 Elect Director Jay W. Freeland For For Management
1.3 Elect Director Sujatha Kumar For For Management
1.4 Elect Director C. Richard Neely, Jr. For For Management
1.5 Elect Director James A. Ratigan For For Management
1.6 Elect Director William C. Taylor For For Management
1.7 Elect Director David L. Watza For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
PERMA-PIPE INTERNATIONAL HOLDINGS, INC.
Ticker: PPIH Security ID: 714167103
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David S. Barrie For Against Management
1b Elect Director Cynthia A. Boiter For Against Management
1c Elect Director David B. Brown For Against Management
1d Elect Director David J. Mansfield For Against Management
1e Elect Director Jerome T. Walker For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
PICO HOLDINGS, INC.
Ticker: PICO Security ID: 693366205
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory E. Bylinsky For Against Management
1b Elect Director Dorothy A. Timian-Palmer For Against Management
1c Elect Director Eric H. Speron For Against Management
1d Elect Director Maxim C.W. Webb For Against Management
1e Elect Director Nicole L. Weymouth For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PIXELWORKS, INC.
Ticker: PXLW Security ID: 72581M305
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd A. DeBonis For Withhold Management
1.2 Elect Director Amy L. Bunszel For Withhold Management
1.3 Elect Director C. Scott Gibson For Withhold Management
1.4 Elect Director Daniel J. Heneghan For Withhold Management
1.5 Elect Director Richard L. Sanquini For Withhold Management
1.6 Elect Director David J. Tupman For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Armanino LLP as Auditors For For Management
--------------------------------------------------------------------------------
PORTMAN RIDGE FINANCE CORPORATION
Ticker: PTMN Security ID: 73688F102
Meeting Date: JUL 10, 2019 Meeting Type: Annual
Record Date: MAY 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George Grunebaum For Withhold Management
1.2 Elect Director Dean C. Kehler For Withhold Management
1.3 Elect Director David Moffitt For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
PORTMAN RIDGE FINANCE CORPORATION
Ticker: PTMN Security ID: 73688F102
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Graeme Dell For Withhold Management
1.2 Elect Director Robert Warshauer For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
POTBELLY CORPORATION
Ticker: PBPB Security ID: 73754Y100
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: JUN 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adrian Butler For For Management
1.2 Elect Director Joseph Boehm For For Management
1.3 Elect Director Susan Chapman-Hughes None None Management
*Withdrawn Resolution*
1.4 Elect Director Dan Ginsberg *Withdrawn None None Management
Resolution*
1.5 Elect Director Marla Gottschalk For For Management
1.6 Elect Director David Head For For Management
1.7 Elect Director Alan Johnson For For Management
1.8 Elect Director David Near For For Management
1.9 Elect Director Benjamin Rosenzweig For For Management
1.10 Elect Director Todd Smith For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PREMIER FINANCIAL BANCORP, INC.
Ticker: PFBI Security ID: 74050M105
Meeting Date: JUN 17, 2020 Meeting Type: Annual
Record Date: APR 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Toney K. Adkins For Withhold Management
1.2 Elect Director Philip E. Cline For Withhold Management
1.3 Elect Director Harry M. Hatfield For Withhold Management
1.4 Elect Director Lloyd G. Jackson, II For Withhold Management
1.5 Elect Director Keith F. Molihan For Withhold Management
1.6 Elect Director Marshall T. Reynolds For Withhold Management
1.7 Elect Director Neal W. Scaggs For Withhold Management
1.8 Elect Director Robert W. Walker For Withhold Management
1.9 Elect Director Thomas W. Wright For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PROTAGONIST THERAPEUTICS, INC.
Ticker: PTGX Security ID: 74366E102
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dinesh V. Patel For Withhold Management
1.2 Elect Director Sarah Noonberg For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PROTALIX BIOTHERAPEUTICS, INC.
Ticker: PLX Security ID: 74365A101
Meeting Date: DEC 09, 2019 Meeting Type: Special
Record Date: OCT 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
PROTALIX BIOTHERAPEUTICS, INC.
Ticker: PLX Security ID: 74365A309
Meeting Date: JUN 07, 2020 Meeting Type: Annual
Record Date: APR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Zeev Bronfield For Withhold Management
1.2 Elect Director Dror Bashan For Withhold Management
1.3 Elect Director Amos Bar Shalev For Withhold Management
1.4 Elect Director Pol F. Boudes For Withhold Management
1.5 Elect Director David Granot For Withhold Management
1.6 Elect Director Gwen A. Melincoff For Withhold Management
1.7 Elect Director Aharon Schwartz For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Kesselman & Kesselman as For For Management
Auditors
--------------------------------------------------------------------------------
PROTEOSTASIS THERAPEUTICS, INC.
Ticker: PTI Security ID: 74373B109
Meeting Date: JUN 29, 2020 Meeting Type: Annual
Record Date: APR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Meenu Chhabra For Withhold Management
1.2 Elect Director Jeffery W. Kelly For Withhold Management
1.3 Elect Director David Arkowitz For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PROVIDENT FINANCIAL HOLDINGS, INC.
Ticker: PROV Security ID: 743868101
Meeting Date: NOV 26, 2019 Meeting Type: Annual
Record Date: OCT 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph P. Barr For Withhold Management
1.2 Elect Director Bruce W. Bennett For Withhold Management
1.3 Elect Director Debbi H. Guthrie For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
PRUDENTIAL BANCORP, INC.
Ticker: PBIP Security ID: 74431A101
Meeting Date: FEB 19, 2020 Meeting Type: Annual
Record Date: JAN 03, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Dennis Pollack For Withhold Management
2 Ratify S.R. Snodgrass, P.C. as Auditors For For Management
--------------------------------------------------------------------------------
PZENA INVESTMENT MANAGEMENT, INC.
Ticker: PZN Security ID: 74731Q103
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard S. Pzena For Withhold Management
1.2 Elect Director John P. Goetz For Withhold Management
1.3 Elect Director William L. Lipsey For Withhold Management
1.4 Elect Director Steven M. Galbraith For Withhold Management
1.5 Elect Director Joel M. Greenblatt For Withhold Management
1.6 Elect Director Richard P. Meyerowich For Withhold Management
1.7 Elect Director Charles D. Johnston For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
QAD INC.
Ticker: QADB Security ID: 74727D207
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Scott J. Adelson For Withhold Management
1b Elect Director Anton Chilton For Withhold Management
1c Elect Director Kathleen M. Crusco For Withhold Management
1d Elect Director Peter R. van Cuylenburg For Withhold Management
1e Elect Director Pamela M. Lopker For Withhold Management
1f Elect Director Lee D. Roberts For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUANTERIX CORPORATION
Ticker: QTRX Security ID: 74766Q101
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marijn Dekkers For Withhold Management
1.2 Elect Director Sarah E. Hlavinka For Withhold Management
1.3 Elect Director David R. Walt For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
QUINTANA ENERGY SERVICES INC.
Ticker: QES Security ID: 74875T103
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Christopher J. Baker For Withhold Management
1b Elect Director Corbin J. Robertson, Jr. For Withhold Management
1c Elect Director Dalton Boutte, Jr. For Withhold Management
1d Elect Director Rocky L. Duckworth For Withhold Management
1e Elect Director Gunnar Eliassen For Withhold Management
1f Elect Director Bobby S. Shackouls For Withhold Management
1g Elect Director Dag Skindlo For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
RAMACO RESOURCES, INC.
Ticker: METC Security ID: 75134P303
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randall W. Atkins For Against Management
1.2 Elect Director Michael D. Bauersachs For Against Management
1.3 Elect Director C. Lynch Christian, III For Against Management
1.4 Elect Director Bruce E. Cryder For Against Management
1.5 Elect Director Patrick C. Graney, III For Against Management
1.6 Elect Director Trent Kososki For Against Management
1.7 Elect Director Bryan H. Lawrence For Against Management
1.8 Elect Director Peter Leidel For Against Management
1.9 Elect Director Tyler Reeder For Against Management
1.10 Elect Director Richard M. Whiting For Against Management
--------------------------------------------------------------------------------
RANDOLPH BANCORP, INC.
Ticker: RNDB Security ID: 752378109
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Parent For Withhold Management
1.2 Elect Director Richard C. Pierce For Withhold Management
1.3 Elect Director Janis E. Wentzell For Withhold Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
RANGER ENERGY SERVICES, INC.
Ticker: RNGR Security ID: 75282U104
Meeting Date: MAY 08, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Darron M. Anderson For Withhold Management
1.2 Elect Director Merrill A. "Pete" For Withhold Management
Miller, Jr.
1.3 Elect Director Brett T. Agee For Withhold Management
1.4 Elect Director Richard E. Agee For Withhold Management
1.5 Elect Director William M. Austin For Withhold Management
1.6 Elect Director Charles S. Leykum For Withhold Management
1.7 Elect Director Gerald C. Cimador For Withhold Management
1.8 Elect Director Krishna Shivram For Withhold Management
1.9 Elect Director Michael C. Kearney For Withhold Management
1.10 Elect Director Byron A. Dunn For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
RAYONIER ADVANCED MATERIALS INC.
Ticker: RYAM Security ID: 75508B104
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director De Lyle W. Bloomquist For For Management
1b Elect Director Paul G. Boynton For For Management
1c Elect Director David C. Mariano For For Management
2 Declassify the Board of Directors For For Management
3 Eliminate Supermajority Vote For For Management
Requirement
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
RCM TECHNOLOGIES, INC.
Ticker: RCMT Security ID: 749360400
Meeting Date: DEC 13, 2019 Meeting Type: Annual
Record Date: OCT 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Roger H. Ballou For For Management
1b Elect Director Rick Genovese For For Management
1c Elect Director Swarna Srinivas Kakodkar For For Management
1d Elect Director Leon Kopyt For For Management
1e Elect Director S. Gary Snodgrass For For Management
1f Elect Director Bradley S. Vizi For For Management
2 Ratify Macias, Gini & O'Connell LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
REALNETWORKS, INC.
Ticker: RNWK Security ID: 75605L708
Meeting Date: OCT 31, 2019 Meeting Type: Annual
Record Date: SEP 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher R. Jones For Withhold Management
1.2 Elect Director Dawn G. Lepore For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
RED LION HOTELS CORPORATION
Ticker: RLH Security ID: 756764106
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director R. Carter Pate For Against Management
1.2 Elect Director Frederic F. "Jake" Brace For Against Management
1.3 Elect Director Linda C. Coughlin For Against Management
1.4 Elect Director Ted Darnall For Against Management
1.5 Elect Director Janet L. Hendrickson For Against Management
1.6 Elect Director Joseph B. Megibow For Against Management
1.7 Elect Director Kenneth R. Trammell For Against Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
REPUBLIC FIRST BANCORP, INC.
Ticker: FRBK Security ID: 760416107
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry D. Madonna For Withhold Management
1.2 Elect Director Brian P. Tierney For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
RF INDUSTRIES, LTD.
Ticker: RFIL Security ID: 749552105
Meeting Date: SEP 09, 2019 Meeting Type: Annual
Record Date: JUL 12, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Dawson For Withhold Management
1b Elect Director Sheryl Cefali For Withhold Management
2 Advisory Vote on Say on Pay Frequency One Year One Year Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
RGC RESOURCES, INC.
Ticker: RGCO Security ID: 74955L103
Meeting Date: FEB 03, 2020 Meeting Type: Annual
Record Date: NOV 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nancy Howell Agee For Withhold Management
1.2 Elect Director Jacqueline L. Archer For Withhold Management
1.3 Elect Director J. Allen Layman For Withhold Management
2 Ratify Brown, Edwards & Company, L.L.P. For Against Management
as Auditors
3 Increase Authorized Common Stock For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RICHARDSON ELECTRONICS, LTD.
Ticker: RELL Security ID: 763165107
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: AUG 09, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward J. Richardson For Withhold Management
1.2 Elect Director Paul J. Plante For Withhold Management
1.3 Elect Director Jacques Belin For Withhold Management
1.4 Elect Director James Benham For Withhold Management
1.5 Elect Director Kenneth Halverson For Withhold Management
1.6 Elect Director Robert H. Kluge For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RIGNET, INC.
Ticker: RNET Security ID: 766582100
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Browning For Against Management
1.2 Elect Director Mattia Caprioli For Against Management
1.3 Elect Director Kevin Mulloy For Against Management
1.4 Elect Director Kevin J. O'Hara For Against Management
1.5 Elect Director Keith Olsen For Against Management
1.6 Elect Director Brent K. Whittington For Against Management
1.7 Elect Director Ditlef de Vibe For Against Management
1.8 Elect Director Steven E. Pickett For Against Management
1.9 Elect Director Gail P. Smith For Against Management
2 Ratify Deloitte & Touche LLP as Auditor For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RING ENERGY, INC.
Ticker: REI Security ID: 76680V108
Meeting Date: DEC 17, 2019 Meeting Type: Annual
Record Date: NOV 08, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kelly Hoffman For Withhold Management
1.2 Elect Director David A. Fowler For Withhold Management
1.3 Elect Director Lloyd T. ('Tim') For Withhold Management
Rochford
1.4 Elect Director Stanley M. McCabe For Withhold Management
1.5 Elect Director Anthony B. Petrelli For Withhold Management
1.6 Elect Director Clayton E. Woodrum For Withhold Management
1.7 Elect Director Regina Roesener For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Eide Bailly LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
RIVERVIEW BANCORP, INC.
Ticker: RVSB Security ID: 769397100
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Patricia W. Eby For Withhold Management
1.2 Elect Director David Nierenberg For Withhold Management
1.3 Elect Director Gerald L. Nies For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROCKWELL MEDICAL, INC.
Ticker: RMTI Security ID: 774374102
Meeting Date: MAY 18, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director John G. Cooper For Against Management
1B Elect Director Mark H. Ravich For Against Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Marcum LLP as Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
ROCKY BRANDS, INC.
Ticker: RCKY Security ID: 774515100
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: MAY 04, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael L. Finn For Withhold Management
1.2 Elect Director G. Courtney Haning For Withhold Management
1.3 Elect Director William L. Jordan For Withhold Management
1.4 Elect Director Curtis A. Loveland For Withhold Management
1.5 Elect Director Robert B. Moore, Jr. For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Schneider Downs & Co., Inc. as For For Management
Auditors
--------------------------------------------------------------------------------
ROCKY MOUNTAIN CHOCOLATE FACTORY, INC.
Ticker: RMCF Security ID: 77467X101
Meeting Date: JAN 09, 2020 Meeting Type: Annual
Record Date: NOV 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Franklin E. Crail For Withhold Management
1.2 Elect Director Bryan J. Merryman For Withhold Management
1.3 Elect Director Brett P. Seabert For Withhold Management
1.4 Elect Director Tariq Farid For For Management
1.5 Elect Director Scott G. Capdevielle For Withhold Management
1.6 Elect Director Andrew T. Berger For For Management
1.7 Elect Director Mary K. Thompson For For Management
2 Ratify Plante & Moran PLLC as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SAGA COMMUNICATIONS, INC.
Ticker: SGA Security ID: 786598300
Meeting Date: MAY 11, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Clarke R. Brown, Jr. For Withhold Management
1.2 Elect Director Edward K. Christian For Withhold Management
1.3 Elect Director Timothy J. Clarke For Withhold Management
1.4 Elect Director Roy F. Coppedge, III For Withhold Management
1.5 Elect Director Warren S. Lada For Withhold Management
1.6 Elect Director G. Dean Pearce For Withhold Management
1.7 Elect Director Gary G. Stevens For Withhold Management
2 Ratify UHY LLP as Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Change State of Incorporation from For For Management
Delaware to Florida
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
--------------------------------------------------------------------------------
SALEM MEDIA GROUP, INC.
Ticker: SALM Security ID: 794093104
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 11, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stuart W. Epperson For Against Management
1b Elect Director Edward G. Atsinger, III For Against Management
1c Elect Director Richard A. Riddle For Against Management
1d Elect Director Eric H. Halvorson For Against Management
1e Elect Director Heather W. Grizzle For Against Management
2 Ratify Crowe LLP as Auditors For For Management
--------------------------------------------------------------------------------
SANDRIDGE ENERGY, INC.
Ticker: SD Security ID: 80007P869
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patricia A. Agnello For Against Management
1b Elect Director Jonathan Christodoro For Against Management
1c Elect Director Jonathan Frates For Against Management
1d Elect Director John "Jack" Lipinski For Against Management
1e Elect Director Randolph C. Read For Against Management
2 Ratify Deloitte as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SAVARA INC.
Ticker: SVRA Security ID: 805111101
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert Neville For For Management
1b Elect Director Nevan Elam For Against Management
1c Elect Director Richard J. Hawkins For For Management
1d Elect Director Joseph S. McCracken For For Management
1e Elect Director Matthew Pauls For For Management
1f Elect Director David A. Ramsay For For Management
1g Elect Director Ricky Sun For For Management
1h Elect Director An van Es-Johansson For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SB ONE BANCORP
Ticker: SBBX Security ID: 78413T103
Meeting Date: JUN 24, 2020 Meeting Type: Annual
Record Date: MAY 05, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
4.1 Elect Director Gail Gordon For Withhold Management
4.2 Elect Director Edward J. Leppert For Withhold Management
4.3 Elect Director Michael X. McBride For Withhold Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SCPHARMACEUTICALS INC.
Ticker: SCPH Security ID: 810648105
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Tucker For Withhold Management
1.2 Elect Director Jack A. Khattar For Withhold Management
1.3 Elect Director Klaus Veitinger For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEACHANGE INTERNATIONAL, INC.
Ticker: SEAC Security ID: 811699107
Meeting Date: JUL 11, 2019 Meeting Type: Annual
Record Date: MAY 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert M. Pons For Against Management
1b Elect Director Andrew Sriubas For Against Management
2 Adopt NOL Rights Plan (NOL Pill) For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Grant Thornton LLP as Auditor For For Management
--------------------------------------------------------------------------------
SEACOR MARINE HOLDINGS INC.
Ticker: SMHI Security ID: 78413P101
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles Fabrikant For For Management
1.2 Elect Director John Gellert For For Management
1.3 Elect Director Andrew R. Morse For For Management
1.4 Elect Director R. Christopher Regan For For Management
1.5 Elect Director Robert D. Abendschein For For Management
1.6 Elect Director Julie Persily For For Management
1.7 Elect Director Alfredo Miguel Bejos For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SEASPINE HOLDINGS CORPORATION
Ticker: SPNE Security ID: 81255T108
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kimberly J. For Withhold Management
Commins-Tzoumakas
1.2 Elect Director Renee Gaeta For Withhold Management
1.3 Elect Director Kirtley (Kirt) C. For Withhold Management
Stephenson
2 Ratify RSM US LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SECURITY NATIONAL FINANCIAL CORPORATION
Ticker: SNFCA Security ID: 814785309
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott M. Quist For Withhold Management
1.2 Elect Director H. Craig Moody For Withhold Management
1.3 Elect Director S. Andrew Quist For Withhold Management
1.4 Elect Director John L. Cook For Withhold Management
1.5 Elect Director Gilbert A. Fuller For Withhold Management
1.6 Elect Director Robert G. Hunter For Withhold Management
1.7 Elect Director Jason G. Overbaugh For Withhold Management
1.8 Elect Director Norman G. Wilbur For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Amend Non-Employee Director Stock For For Management
Option Plan
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SELECT BANCORP, INC.
Ticker: SLCT Security ID: 81617L108
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James H. Glen, Jr. For Withhold Management
1.2 Elect Director Gerald W. Hayes For Withhold Management
1.3 Elect Director William L. Hedgepeth, II For Withhold Management
1.4 Elect Director Carlie C. McLamb, Jr. For Withhold Management
1.5 Elect Director Anthony E. Rand None None Management
*Deceased*
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Dixon Hughes Goodman LLP as For For Management
Auditor
--------------------------------------------------------------------------------
SELECTA BIOSCIENCES, INC.
Ticker: SELB Security ID: 816212104
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott D. Myers For Withhold Management
1.2 Elect Director Timothy A. Springer For Withhold Management
1.3 Elect Director Patrick Zenner For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SENECA FOODS CORPORATION
Ticker: SENEA Security ID: 817070501
Meeting Date: AUG 07, 2019 Meeting Type: Annual
Record Date: JUN 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Gaylord For Withhold Management
1.2 Elect Director Kathryn J. Boor For Withhold Management
1.3 Elect Director Susan W. Stuart For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
SENSEONICS HOLDINGS, INC.
Ticker: SENS Security ID: 81727U105
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Francine R. Kaufman For Withhold Management
1.2 Elect Director Timothy T. Goodnow For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditor For For Management
5 Approve Issuance of Common Stock Upon For For Management
Conversion of Senior Notes and Warrants
--------------------------------------------------------------------------------
SERES THERAPEUTICS, INC.
Ticker: MCRB Security ID: 81750R102
Meeting Date: JUN 18, 2020 Meeting Type: Annual
Record Date: APR 21, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen A. Berenson For For Management
1.2 Elect Director Richard N. Kender For Withhold Management
1.3 Elect Director Meryl S. Zausner For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SERVICESOURCE INTERNATIONAL, INC.
Ticker: SREV Security ID: 81763U100
Meeting Date: MAY 14, 2020 Meeting Type: Annual
Record Date: MAR 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew M. Baker For Against Management
1.2 Elect Director John R. Ferron For Against Management
1.3 Elect Director John R. Harris For Against Management
1.4 Elect Director John A. Meyer For Against Management
1.5 Elect Director Gary B. Moore For Against Management
1.6 Elect Director Jane Okun Bomba For Against Management
1.7 Elect Director Robin L. Smith For Against Management
1.8 Elect Director Richard G. Walker For Against Management
2 Approve Reverse Stock Split For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
SERVOTRONICS, INC.
Ticker: SVT Security ID: 817732100
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason T. Bear For Withhold Management
1.2 Elect Director Edward C. Cosgrove For Withhold Management
1.3 Elect Director Lucion P. Gygax For Withhold Management
1.4 Elect Director Christopher M. Marks For Withhold Management
1.5 Elect Director Kenneth D. Trbovich For Withhold Management
2 Ratify Freed Maxick CPAs, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
SESEN BIO, INC.
Ticker: SESN Security ID: 817763105
Meeting Date: MAY 06, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jane V. Henderson For Withhold Management
2 Approve Reverse Stock Split For For Management
3 Ratify Ernst & Young LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SHILOH INDUSTRIES, INC.
Ticker: SHLO Security ID: 824543102
Meeting Date: FEB 26, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Curtis E. Moll For Withhold Management
1.2 Elect Director Ramzi Y. Hermiz For Withhold Management
1.3 Elect Director Robert J. King, Jr. For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
SHORE BANCSHARES, INC.
Ticker: SHBI Security ID: 825107105
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Blenda W. Armistead For Withhold Management
1b Elect Director Clyde V. Kelly, III For Withhold Management
1c Elect Director David W. Moore For Withhold Management
2 Ratify Yount, Hyde & Barbour, P.C. as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIENTRA, INC.
Ticker: SIEN Security ID: 82621J105
Meeting Date: JUN 05, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin O'Boyle For Withhold Management
1.2 Elect Director Caroline Van Hove For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SIERRA ONCOLOGY, INC.
Ticker: SRRA Security ID: 82640U404
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew Allen For Withhold Management
1.2 Elect Director Mona Ashiya For For Management
1.3 Elect Director Andrew Sinclair For For Management
2 Ratify Deloitte & Touche LLP as Auditor For Against Management
--------------------------------------------------------------------------------
SIFCO INDUSTRIES, INC.
Ticker: SIF Security ID: 826546103
Meeting Date: JAN 30, 2020 Meeting Type: Annual
Record Date: DEC 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey P. Gotschall For Withhold Management
1.2 Elect Director Peter W. Knapper For Withhold Management
1.3 Elect Director Donald C. Molten, Jr. For Withhold Management
1.4 Elect Director Alayne L. Reitman For Withhold Management
1.5 Elect Director Mark J. Silk For Withhold Management
1.6 Elect Director Hudson D. Smith For Withhold Management
1.7 Elect Director Norman E. Wells, Jr. For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
5 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
SILVERCREST ASSET MANAGEMENT GROUP INC.
Ticker: SAMG Security ID: 828359109
Meeting Date: JUN 03, 2020 Meeting Type: Annual
Record Date: APR 22, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Brian D. Dunn For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SMART SAND, INC.
Ticker: SND Security ID: 83191H107
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon S. Spurlin For Withhold Management
1.2 Elect Director Timothy J. Pawlenty For Withhold Management
2 Ratify Grant Thornton LLP as Auditor For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SOLID BIOSCIENCES INC.
Ticker: SLDB Security ID: 83422E105
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew Arnold For Against Management
1.2 Elect Director Adam Stone For Against Management
1.3 Elect Director Lynne Sullivan For Against Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SORL AUTO PARTS, INC.
Ticker: SORL Security ID: 78461U101
Meeting Date: MAY 08, 2020 Meeting Type: Special
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SPARK ENERGY, INC.
Ticker: SPKE Security ID: 846511103
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Amanda E. Bush For Withhold Management
2 Ratify Ernst & Young LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
SPOK HOLDINGS, INC.
Ticker: SPOK Security ID: 84863T106
Meeting Date: JUL 29, 2019 Meeting Type: Annual
Record Date: MAY 31, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director N. Blair Butterfield For For Management
1b Elect Director Stacia A. Hylton For For Management
1c Elect Director Vincent D. Kelly For For Management
1d Elect Director Brian O'Reilly For For Management
1e Elect Director Matthew Oristano For For Management
1f Elect Director Todd Stein For For Management
1g Elect Director Samme L. Thompson For For Management
1h Elect Director Royce Yudkoff For For Management
2 RatifyGrant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
STEEL CONNECT, INC.
Ticker: STCN Security ID: 858098106
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: JUN 03, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren G. Lichtenstein For Withhold Management
1.2 Elect Director Glen M. Kassan For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For For Management
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
STRATTEC SECURITY CORPORATION
Ticker: STRT Security ID: 863111100
Meeting Date: OCT 08, 2019 Meeting Type: Annual
Record Date: SEP 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Frank J. Krejci For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
--------------------------------------------------------------------------------
STRATUS PROPERTIES, INC.
Ticker: STRS Security ID: 863167201
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Joseph For Withhold Management
1.2 Elect Director Michael D. Madden For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify BKM Sowan Horan,LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUMMIT STATE BANK
Ticker: SSBI Security ID: 866264203
Meeting Date: JUL 22, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery B. Allen For Withhold Management
1.2 Elect Director James E. Brush For Withhold Management
1.3 Elect Director Josh C. Cox, Jr. For Withhold Management
1.4 Elect Director Bridget M. Doherty For Withhold Management
1.5 Elect Director Todd R. Fry For Withhold Management
1.6 Elect Director Allan J. Hemphill For Withhold Management
1.7 Elect Director Richard E. Pope For Withhold Management
1.8 Elect Director Nicholas J. Rado For Withhold Management
1.9 Elect Director Marshall T. Reynolds For Withhold Management
1.10 Elect Director John W. Wright For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Ratify Moss Adams LLP as Auditors For For Management
--------------------------------------------------------------------------------
SUMMIT STATE BANK
Ticker: SSBI Security ID: 866264203
Meeting Date: JUN 08, 2020 Meeting Type: Annual
Record Date: MAR 06, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffery B. Allen For Withhold Management
1.2 Elect Director James E. Brush For Withhold Management
1.3 Elect Director Josh C. Cox, Jr. For Withhold Management
1.4 Elect Director Todd R. Fry For Withhold Management
1.5 Elect Director Richard E. Pope For Withhold Management
1.6 Elect Director Nicholas J. Rado For Withhold Management
1.7 Elect Director Brian J. Reed For Withhold Management
1.8 Elect Director Marshall T. Reynolds For Withhold Management
1.9 Elect Director Dawn M. Ross For Withhold Management
1.10 Elect Director John W. Wright For Withhold Management
1.11 Elect Director Sharon S. Wright For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
SUPERIOR DRILLING PRODUCTS, INC.
Ticker: SDPI Security ID: 868153107
Meeting Date: AUG 02, 2019 Meeting Type: Annual
Record Date: JUN 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Annette Meier For Withhold Management
1.2 Elect Director James R. Lines For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Other Business For Against Management
--------------------------------------------------------------------------------
SUPERIOR GROUP OF COMPANIES, INC.
Ticker: SGC Security ID: 868358102
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sidney Kirschner For For Management
1.2 Elect Director Michael Benstock For For Management
1.3 Elect Director Robin M. Hensley For For Management
1.4 Elect Director Paul Mellini For For Management
1.5 Elect Director Todd Siegel For For Management
1.6 Elect Director Venita Fields For For Management
1.7 Elect Director Andrew D. Demott, Jr. For For Management
2 Ratify Mayer Hoffman McCann P.C. as For For Management
Auditor
--------------------------------------------------------------------------------
SUPERIOR INDUSTRIES INTERNATIONAL, INC.
Ticker: SUP Security ID: 868168105
Meeting Date: JUN 22, 2020 Meeting Type: Annual
Record Date: MAY 29, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Majdi B. Abulaban For For Management
1.2 Elect Director Michael R. Bruynesteyn For For Management
1.3 Elect Director Richard J. Giromini For For Management
1.4 Elect Director Paul J. Humphries For For Management
1.5 Elect Director Ransom A. Langford For For Management
1.6 Elect Director James S. McElya For For Management
1.7 Elect Director Timothy C. McQuay For For Management
1.8 Elect Director Ellen B. Richstone For For Management
1.9 Elect Director Francisco S. Uranga For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SURFACE ONCOLOGY, INC.
Ticker: SURF Security ID: 86877M209
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Daniel S. Lynch For Withhold Management
1.2 Elect Director Armen B. Shanafelt For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYNACOR, INC.
Ticker: SYNC Security ID: 871561106
Meeting Date: JUN 15, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Kevin M. Rendino For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SYNALLOY CORPORATION
Ticker: SYNL Security ID: 871565107
Meeting Date: JUN 30, 2020 Meeting Type: Proxy Contest
Record Date: MAY 19, 2020
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1.1 Elect Director Craig C. Bram For For Management
1.2 Elect Director Anthony A. Callander For Withhold Management
1.3 Elect Director Susan S. Gayner For For Management
1.4 Elect Director Henry L. Guy For For Management
1.5 Elect Director Jeffrey Kaczka For For Management
1.6 Elect Director Amy J. Michtich For For Management
1.7 Elect Director James W. Terry, Jr. For Withhold Management
1.8 Elect Director Murray H. Wright For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG, LLP as Auditors For For Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1.1 Elect Director Andee Harris For Did Not Vote Shareholder
1.2 Elect Director Christopher Hutter For Did Not Vote Shareholder
1.3 Elect Director Aldo Mazzaferro For Did Not Vote Shareholder
1.4 Elect Director Benjamin Rosenzweig For Did Not Vote Shareholder
1.5 Elect Director John P. Schauerman For Did Not Vote Shareholder
2 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
3 Ratify KPMG, LLP as Auditors None Did Not Vote Management
--------------------------------------------------------------------------------
SYNDAX PHARMACEUTICALS, INC.
Ticker: SNDX Security ID: 87164F105
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Fabrice Egros For Withhold Management
1b Elect Director Pierre Legault For Withhold Management
1c Elect Director Michael A. Metzger For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
SYNLOGIC, INC.
Ticker: SYBX Security ID: 87166L100
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 09, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Barrett For Withhold Management
1.2 Elect Director Edward Mathers For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
SYPRIS SOLUTIONS, INC.
Ticker: SYPR Security ID: 871655106
Meeting Date: MAY 12, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William G. Ferko For Withhold Management
1.2 Elect Director Jeffrey T. Gill For Withhold Management
2 Approve Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TAILORED BRANDS, INC.
Ticker: TLRD Security ID: 87403A107
Meeting Date: JUN 26, 2020 Meeting Type: Annual
Record Date: APR 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dinesh S. Lathi For For Management
1.2 Elect Director Theo Killion For For Management
1.3 Elect Director Irene Chang Britt For For Management
1.4 Elect Director Sue Gove For For Management
1.5 Elect Director Andrew Vollero For For Management
2 Ratify Deloitte & Touche LLP as For Against Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TANDY LEATHER FACTORY, INC.
Ticker: TLF Security ID: 87538X105
Meeting Date: JUN 02, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janet Carr For For Management
1.2 Elect Director Vicki Cantrell For For Management
1.3 Elect Director Jefferson Gramm For For Management
1.4 Elect Director Sharon M. Leite For For Management
1.5 Elect Director James Pappas For For Management
1.6 Elect Director Sejal Patel For For Management
1.7 Elect Director William M. Warren For Withhold Management
2 Amend Restricted Stock Plan For For Management
3 Ratify Weaver and Tidwell LLP as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TELA BIO, INC.
Ticker: TELA Security ID: 872381108
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 08, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lisa Colleran For For Management
1.2 Elect Director Doug Evans For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
TENGASCO, INC.
Ticker: TGC Security ID: 88033R502
Meeting Date: DEC 13, 2019 Meeting Type: Annual
Record Date: OCT 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew K. Behrent For Withhold Management
1.2 Elect Director Peter E. Salas For Withhold Management
1.3 Elect Director Richard M. Thon For Withhold Management
2 Ratify Moss Adams LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency Two Years One Year Management
5 Other Business For Against Management
--------------------------------------------------------------------------------
TESSCO TECHNOLOGIES INCORPORATED
Ticker: TESS Security ID: 872386107
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert B. Barnhill, Jr. For Withhold Management
1.2 Elect Director John D. Beletic For Withhold Management
1.3 Elect Director Jay G. Baitler For Withhold Management
1.4 Elect Director Paul J. Gaffney For Withhold Management
1.5 Elect Director Benn R. Konsynski For Withhold Management
1.6 Elect Director Dennis J. Shaughnessy For Withhold Management
1.7 Elect Director Murray N. Wright For Withhold Management
1.8 Elect Director Morton F. Zifferer, Jr. For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TETRA TECHNOLOGIES, INC.
Ticker: TTI Security ID: 88162F105
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark E. Baldwin For Withhold Management
1.2 Elect Director Thomas R. Bates, Jr. For Withhold Management
1.3 Elect Director Paul D. Coombs For Withhold Management
1.4 Elect Director John F. Glick For Withhold Management
1.5 Elect Director Gina A. Luna For Withhold Management
1.6 Elect Director Brady M. Murphy For Withhold Management
1.7 Elect Director William D. Sullivan For Withhold Management
1.8 Elect Director Joseph C. Winkler, III For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE BANK OF PRINCETON
Ticker: BPRN Security ID: 064520109
Meeting Date: MAY 15, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen Distler For Withhold Management
1.2 Elect Director Ross E. Wishnick For Withhold Management
1.3 Elect Director Judith A. Giacin For Withhold Management
1.4 Elect Director Richard J. Gillespie For Withhold Management
1.5 Elect Director Robert N. Ridolfi For Withhold Management
1.6 Elect Director Stephen K. Shueh For Withhold Management
1.7 Elect Director Edward J. Dietzler For Withhold Management
1.8 Elect Director Martin Tuchman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Certificate of Incorporation to For For Management
Allow Share Repurchases
4 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE CONTAINER STORE GROUP, INC.
Ticker: TCS Security ID: 210751103
Meeting Date: AUG 28, 2019 Meeting Type: Annual
Record Date: JUL 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy J. Flynn For Withhold Management
1.2 Elect Director Robert E. Jordan For For Management
1.3 Elect Director Walter Robb For For Management
1.4 Elect Director Wendi Sturgis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE EASTERN COMPANY
Ticker: EML Security ID: 276317104
Meeting Date: APR 29, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fredrick D. DiSanto For Withhold Management
1.2 Elect Director John W. Everets For Withhold Management
1.3 Elect Director Charles W. Henry For Withhold Management
1.4 Elect Director Michael A. McManus, Jr. For Withhold Management
1.5 Elect Director James A. Mitarotonda For Withhold Management
1.6 Elect Director Peggy B. Scott For Withhold Management
1.7 Elect Director August M. Vlak For Withhold Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Fiondella, Milone & LaSaracina For For Management
LLP as Auditors
--------------------------------------------------------------------------------
THE EXONE COMPANY
Ticker: XONE Security ID: 302104104
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director S. Kent Rockwell For Against Management
1b Elect Director John F. Hartner For Against Management
1c Elect Director John Irvin For Against Management
1d Elect Director Gregory F. Pashke For Against Management
1e Elect Director Lloyd A. Semple For Against Management
1f Elect Director William F. Strome For Against Management
1g Elect Director Roger W. Thiltgen For Against Management
1h Elect Director Bonnie K. Wachtel For Against Management
2 Ratify Schneider Downs & Co., Inc. as For For Management
Auditor
3 Amend Certificate of Incorporation to For For Management
Provide Directors May Be Removed With
or Without Cause
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE GOLDFIELD CORPORATION
Ticker: GV Security ID: 381370105
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: APR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen L. Appel For Withhold Management
1.2 Elect Director David P. Bicks For Withhold Management
1.3 Elect Director Harvey C. Eads, Jr. For Withhold Management
1.4 Elect Director John P. Fazzini For Withhold Management
1.5 Elect Director Danforth E. Leitner For Withhold Management
1.6 Elect Director John H. Sottile For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE HABIT RESTAURANTS, INC.
Ticker: HABT Security ID: 40449J103
Meeting Date: MAR 18, 2020 Meeting Type: Special
Record Date: FEB 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
THE LOVESAC COMPANY
Ticker: LOVE Security ID: 54738L109
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: MAY 15, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Fox For Withhold Management
1.2 Elect Director John Grafer For Withhold Management
1.3 Elect Director Andrew R. Heyer For Withhold Management
1.4 Elect Director Walter D. McLallen For Withhold Management
1.5 Elect Director Shawn Nelson For Withhold Management
1.6 Elect Director William P. Phoenix For Withhold Management
1.7 Elect Director Shirley Romig For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Marcum LLP as Auditor For For Management
--------------------------------------------------------------------------------
THE NEW HOME COMPANY INC.
Ticker: NWHM Security ID: 645370107
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul C. Heeschen For For Management
1.2 Elect Director H. Lawrence Webb For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
THE VITAMIN SHOPPE
Ticker: VSI Security ID: 92849E101
Meeting Date: DEC 11, 2019 Meeting Type: Special
Record Date: NOV 04, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
TILLY'S, INC.
Ticker: TLYS Security ID: 886885102
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hezy Shaked For Withhold Management
1.2 Elect Director Doug Collier For Withhold Management
1.3 Elect Director Seth Johnson For Withhold Management
1.4 Elect Director Janet E. Kerr For Withhold Management
1.5 Elect Director Edmond Thomas For Withhold Management
1.6 Elect Director Bernard Zeichner For Withhold Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify BDO USA, LLP as Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TIMBERLAND BANCORP, INC.
Ticker: TSBK Security ID: 887098101
Meeting Date: JAN 28, 2020 Meeting Type: Annual
Record Date: DEC 02, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Sand For Withhold Management
1.2 Elect Director Jon C. Parker For Withhold Management
1.3 Elect Director Michael J. Stoney For Withhold Management
1.4 Elect Director Daniel D. Yerrington For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Delap LLP as Auditors For For Management
--------------------------------------------------------------------------------
TITAN INTERNATIONAL, INC.
Ticker: TWI Security ID: 88830M102
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard "Dick" M. For Withhold Management
Cashin Jr.
1.2 Elect Director Gary L. Cowger For Withhold Management
1.3 Elect Director Max A. Guinn For Withhold Management
1.4 Elect Director Mark H. Rachesky For Withhold Management
1.5 Elect Director Paul G. Reitz For Withhold Management
1.6 Elect Director Anthony L. Soave For Withhold Management
1.7 Elect Director Maurice M. Taylor, Jr. For Withhold Management
2 Ratify Grant Thornton LLP as Auditor For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRACON PHARMACEUTICALS, INC.
Ticker: TCON Security ID: 89237H100
Meeting Date: NOV 06, 2019 Meeting Type: Special
Record Date: OCT 21, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
TRANSACT TECHNOLOGIES INCORPORATED
Ticker: TACT Security ID: 892918103
Meeting Date: MAY 26, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas R. Schwarz For Withhold Management
1.2 Elect Director Bart C. Shuldman For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRANSCAT, INC.
Ticker: TRNS Security ID: 893529107
Meeting Date: SEP 11, 2019 Meeting Type: Annual
Record Date: JUL 17, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles P. Hadeed For Withhold Management
1.2 Elect Director Paul D. Moore For Withhold Management
1.3 Elect Director Angela J. Panzarella For Withhold Management
2 Fix Number of Directors at Ten For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Ratify Freed Maxick CPAs, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
TRAVELCENTERS OF AMERICA INC.
Ticker: TA Security ID: 89421B109
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 18, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph L. Morea For Withhold Management
1.2 Elect Director Jonathan M. Pertchik For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRAVELZOO
Ticker: TZOO Security ID: 89421Q205
Meeting Date: MAY 29, 2020 Meeting Type: Annual
Record Date: APR 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ralph Bartel For For Management
1.2 Elect Director Christina Sindoni Ciocca For For Management
1.3 Elect Director Carrie Liqun Liu For For Management
1.4 Elect Director Mary Reilly For For Management
1.5 Elect Director Beatrice Tarka For For Management
2 Approve Option Grant to Ralph Bartel For Against Management
3 Approve Option Grants to Key Employees For For Management
4 Approve Repricing of Options For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TRECORA RESOURCES
Ticker: TREC Security ID: 894648104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 24, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary K. Adams For Against Management
1.2 Elect Director Pamela R. Butcher For Against Management
1.3 Elect Director Nicholas N. Carter For Against Management
1.4 Elect Director Adam C. Peakes For Against Management
1.5 Elect Director Patrick D. Quarles For Against Management
1.6 Elect Director Janet S. Roemer For Against Management
1.7 Elect Director Karen A. Twitchell For Against Management
2 Ratify BKM Sowan Horan, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TREVENA, INC.
Ticker: TRVN Security ID: 89532E109
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Carrie L. Bourdow For Withhold Management
1.2 Elect Director Anne M. Phillips For Withhold Management
1.3 Elect Director Barbara Yanni For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Reverse Stock Split For For Management
--------------------------------------------------------------------------------
TREVI THERAPEUTICS, INC.
Ticker: TRVI Security ID: 89532M101
Meeting Date: JUN 11, 2020 Meeting Type: Annual
Record Date: APR 16, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James Cassella For Withhold Management
1.2 Elect Director Michael Heffernan For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRINITY PLACE HOLDINGS INC.
Ticker: TPHS Security ID: 89656D101
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alexander C. Matina For Withhold Management
1.2 Elect Director Jeffrey B. Citrin For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
--------------------------------------------------------------------------------
TRIO-TECH INTERNATIONAL
Ticker: TRT Security ID: 896712205
Meeting Date: DEC 03, 2019 Meeting Type: Annual
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jason T. Adelman For Withhold Management
1.2 Elect Director Richard M. Horowitz For Withhold Management
1.3 Elect Director A. Charles Wilson For Withhold Management
1.4 Elect Director S. W. Yong For Withhold Management
1.5 Elect Director Victor H. M. Ting For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
--------------------------------------------------------------------------------
TUESDAY MORNING CORPORATION
Ticker: TUES Security ID: 899035505
Meeting Date: NOV 20, 2019 Meeting Type: Annual
Record Date: SEP 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven R. Becker For Withhold Management
1.2 Elect Director Terry Burman For Withhold Management
1.3 Elect Director James T. Corcoran For Withhold Management
1.4 Elect Director Barry S. Gluck For Withhold Management
1.5 Elect Director Frank M. Hamlin For Withhold Management
1.6 Elect Director Reuben E. Slone For Withhold Management
1.7 Elect Director Sherry M. Smith For Withhold Management
1.8 Elect Director Richard S. Willis For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
TURTLE BEACH CORPORATION
Ticker: HEAR Security ID: 900450206
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Juergen Stark For Withhold Management
1.2 Elect Director William E. Keitel For Withhold Management
1.3 Elect Director Andrew Wolfe For Withhold Management
1.4 Elect Director L. Gregory Ballard For Withhold Management
1.5 Elect Director Kelly A. Thompson For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TWIN DISC, INCORPORATED
Ticker: TWIN Security ID: 901476101
Meeting Date: OCT 31, 2019 Meeting Type: Annual
Record Date: AUG 22, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John H. Batten For Withhold Management
1.2 Elect Director Harold M. Stratton, II For Withhold Management
1.3 Elect Director Michael C. Smiley For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
TWO RIVER BANCORP
Ticker: TRCB Security ID: 90207C105
Meeting Date: DEC 05, 2019 Meeting Type: Special
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
U.S. AUTO PARTS NETWORK, INC.
Ticker: PRTS Security ID: 90343C100
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua L. Berman For Withhold Management
1.2 Elect Director Sol Khazani For Withhold Management
1.3 Elect Director David Kanen *Withdrawn None None Management
Resolution*
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
U.S. XPRESS ENTERPRISES, INC.
Ticker: USX Security ID: 90338N202
Meeting Date: MAY 27, 2020 Meeting Type: Annual
Record Date: MAR 30, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jon F. Beizer For Withhold Management
1.2 Elect Director Edward "Ned" H. Braman For Withhold Management
1.3 Elect Director Jennifer G. Buckner For Withhold Management
1.4 Elect Director Eric Fuller For Withhold Management
1.5 Elect Director Max Fuller For Withhold Management
1.6 Elect Director Dennis A. Nash For Withhold Management
1.7 Elect Director John C. Rickel For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
4 Provide Proxy Access Right For For Management
5 Amend Omnibus Stock Plan For For Management
6 Amend Articles of Incorporation to For Against Management
Allow Class B Common Stock to be
Pledged Without Conversion to Class A
Common Stock
--------------------------------------------------------------------------------
ULTRALIFE CORPORATION
Ticker: ULBI Security ID: 903899102
Meeting Date: JUL 24, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven M. Anderson For Withhold Management
1.2 Elect Director Michael D. Popielec For Withhold Management
1.3 Elect Director Thomas L. Saeli For Withhold Management
1.4 Elect Director Robert W. Shaw, II For Withhold Management
1.5 Elect Director Ranjit C. Singh For Withhold Management
1.6 Elect Director Bradford T. Whitmore For Withhold Management
2 Ratify Freed Maxick CPAs, P.C. as For For Management
Auditors
--------------------------------------------------------------------------------
UNION BANKSHARES, INC.
Ticker: UNB Security ID: 905400107
Meeting Date: MAY 22, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joel. S. Bourassa For Withhold Management
1b Elect Director Steven J. Bourgeois For Withhold Management
1c Elect Director Dawn D. Bugbee For Withhold Management
1d Elect Director John M. Goodrich For Withhold Management
1e Elect Director Nancy C. Putnam For Withhold Management
1f Elect Director Timothy W. Sargent For Withhold Management
1g Elect Director David S. Silverman For Withhold Management
1h Elect Director John H. Steel For Withhold Management
1i Elect Director Cornelius J. Van Dyke For Withhold Management
2 Ratify Berry Dunn McNeil & Parker, LLC For For Management
as Auditors
--------------------------------------------------------------------------------
UNITED BANCSHARES, INC.
Ticker: UBOH Security ID: 909458101
Meeting Date: APR 22, 2020 Meeting Type: Annual
Record Date: FEB 28, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert L. Benroth For Withhold Management
1.2 Elect Director Herbert H. Huffman For Withhold Management
1.3 Elect Director H. Edward Rigel For Withhold Management
1.4 Elect Director David P. Roach For Withhold Management
1.5 Elect Director Daniel W. Schutt For Withhold Management
1.6 Elect Director R. Steven Unverferth For Withhold Management
1.7 Elect Director Brian D. Young For Withhold Management
2 Ratify CliftonLarsonAllen LLP as For For Management
Auditors
--------------------------------------------------------------------------------
UNITED-GUARDIAN, INC.
Ticker: UG Security ID: 910571108
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 31, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert S. Rubinger For Withhold Management
1.2 Elect Director Kenneth H. Globus For Withhold Management
1.3 Elect Director Lawrence F. Maietta For Withhold Management
1.4 Elect Director Arthur M. Dresner For Withhold Management
1.5 Elect Director Andrew A. Boccone For Withhold Management
1.6 Elect Director S. Ari Papoulias For Withhold Management
2 Advisory Vote on Say on Pay Frequency For For Management
Every Year
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Baker Tilly Virchow Krause LLP For For Management
as Auditor
--------------------------------------------------------------------------------
UNITY BANCORP, INC.
Ticker: UNTY Security ID: 913290102
Meeting Date: APR 23, 2020 Meeting Type: Annual
Record Date: MAR 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wayne Courtright For For Management
1.2 Elect Director David D. Dallas For Withhold Management
1.3 Elect Director Robert H. Dallas, II For Withhold Management
1.4 Elect Director Peter E. Maricondo For Withhold Management
2 Ratify RSM US LLP as Auditors For For Management
--------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODUCTS, INC.
Ticker: USAP Security ID: 913837100
Meeting Date: MAY 07, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Christopher L. Ayers For Withhold Management
1.2 Elect Director Judith L. Bacchus For Withhold Management
1.3 Elect Director M. David Kornblatt For Withhold Management
1.4 Elect Director Dennis M. Oates For Withhold Management
1.5 Elect Director Udi Toledano For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Schneider Downs & Co., Inc. as For For Management
Auditors
--------------------------------------------------------------------------------
UNIVERSAL TECHNICAL INSTITUTE, INC.
Ticker: UTI Security ID: 913915104
Meeting Date: FEB 27, 2020 Meeting Type: Annual
Record Date: JAN 02, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David A. Blaszkiewicz For For Management
1.2 Elect Director Robert T. DeVincenzi For Against Management
1.3 Elect Director Jerome A. Grant For For Management
1.4 Elect Director Kimberly J. McWaters For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Conversion of Securities For For Management
--------------------------------------------------------------------------------
UNUM THERAPEUTICS INC.
Ticker: UMRX Security ID: 903214104
Meeting Date: MAR 09, 2020 Meeting Type: Special
Record Date: FEB 10, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Exchange Program For Against Management
--------------------------------------------------------------------------------
UNUM THERAPEUTICS INC.
Ticker: UMRX Security ID: 903214104
Meeting Date: JUN 09, 2020 Meeting Type: Annual
Record Date: APR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bruce Booth For Withhold Management
1b Elect Director Arlene Morris For Withhold Management
2 Approve Reverse Stock Split For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
URANIUM ENERGY CORP.
Ticker: UEC Security ID: 916896103
Meeting Date: JUL 31, 2019 Meeting Type: Annual
Record Date: JUN 05, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Amir Adnani For For Management
1.2 Elect Director Spencer Abraham For For Management
1.3 Elect Director Vincent Della Volpe For For Management
1.4 Elect Director David Kong For For Management
1.5 Elect Director Ganpat Mani For For Management
1.6 Elect Director Gloria Ballesta For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
USA TRUCK INC.
Ticker: USAK Security ID: 902925106
Meeting Date: MAY 21, 2020 Meeting Type: Annual
Record Date: MAR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara J. Faulkenberry For Withhold Management
1.2 Elect Director M. Susan Chambers For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
VAALCO ENERGY, INC.
Ticker: EGY Security ID: 91851C201
Meeting Date: JUN 25, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cary M. Bounds For Withhold Management
1.2 Elect Director Andrew L. Fawthrop For Withhold Management
1.3 Elect Director George Maxwell For Withhold Management
1.4 Elect Director Cathy Stubbs For Withhold Management
2 Ratify BDO USA, LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
VENUS CONCEPT INC.
Ticker: VERO Security ID: 92332W105
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: APR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott Barry For For Management
1.2 Elect Director Fritz LaPorte For For Management
1.3 Elect Director Garheng Kong For For Management
2 Approve Issuance of Common Stock Upon For For Management
Conversion of Series A Convertible
Preferred Stock
3 Ratify MNP LLP as Auditors For For Management
--------------------------------------------------------------------------------
VERASTEM, INC.
Ticker: VSTM Security ID: 92337C104
Meeting Date: MAY 19, 2020 Meeting Type: Annual
Record Date: MAR 23, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Barberich For Withhold Management
1.2 Elect Director Brian M. Stuglik For Withhold Management
2 Increase Authorized Common Stock For For Management
3 Amend Omnibus Stock Plan For For Management
4 Ratify Ernst & Young LLP as Auditors For For Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VINCE HOLDING CORP.
Ticker: VNCE Security ID: 92719W207
Meeting Date: JUN 30, 2020 Meeting Type: Annual
Record Date: MAY 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jerome Griffith For Withhold Management
1.2 Elect Director Brendan Hoffman For Withhold Management
1.3 Elect Director Marc J. Leder For Withhold Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
VIRCO MFG. CORPORATION
Ticker: VIRC Security ID: 927651109
Meeting Date: JUN 16, 2020 Meeting Type: Annual
Record Date: MAY 01, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Craig L. Levra For Withhold Management
1.2 Elect Director Robert R. Lind For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
--------------------------------------------------------------------------------
VOLITIONRX LIMITED
Ticker: VNRX Security ID: 928661107
Meeting Date: JUN 19, 2020 Meeting Type: Annual
Record Date: APR 27, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan Colman For Withhold Management
1.2 Elect Director Martin Faulkes For Withhold Management
1.3 Elect Director Edward Futcher For Withhold Management
1.4 Elect Director Guy Innes For Withhold Management
1.5 Elect Director Cameron Reynolds For Withhold Management
1.6 Elect Director Phillip Barnes For Withhold Management
2 Ratify Sadler, Gibb & Associates, LLC For For Management
as Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Classify the Board of Directors For Against Management
6 Restrict Right to Act by Written For Against Management
Consent
7 Restrict Right to Call Special Meeting For Against Management
8 Provide Directors May Only Be Removed For Against Management
for Cause
--------------------------------------------------------------------------------
VOLT INFORMATION SCIENCES, INC.
Ticker: VOLT Security ID: 928703107
Meeting Date: APR 21, 2020 Meeting Type: Annual
Record Date: FEB 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nick S. Cyprus For Withhold Management
1.2 Elect Director Bruce G. Goodman For Withhold Management
1.3 Elect Director William J. Grubbs For Withhold Management
1.4 Elect Director Linda Perneau For Withhold Management
1.5 Elect Director Arnold Ursaner For Withhold Management
1.6 Elect Director Celia R. Brown For Withhold Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VOXX INTERNATIONAL CORPORATION
Ticker: VOXX Security ID: 91829F104
Meeting Date: JUL 25, 2019 Meeting Type: Annual
Record Date: MAY 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter A. Lesser For Withhold Management
1.2 Elect Director Denise Waund Gibson For Withhold Management
1.3 Elect Director John Adamovich, Jr. For Withhold Management
1.4 Elect Director John J. Shalam For Withhold Management
1.5 Elect Director Patrick M. Lavelle For Withhold Management
1.6 Elect Director Charles M. Stoehr For Withhold Management
1.7 Elect Director Ari M. Shalam For Withhold Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
WAYSIDE TECHNOLOGY GROUP, INC.
Ticker: WSTG Security ID: 946760105
Meeting Date: JUN 23, 2020 Meeting Type: Annual
Record Date: MAY 12, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey Geygan For Withhold Management
1.2 Elect Director Dale Foster For Withhold Management
1.3 Elect Director Ross Crane For Withhold Management
1.4 Elect Director Andy Bryant For Withhold Management
1.5 Elect Director John McCarthy For Withhold Management
1.6 Elect Director Diana Kurty For Withhold Management
1.7 Elect Director Carol DiBattiste For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify BDO USA, LLP as Auditors For Against Management
--------------------------------------------------------------------------------
WEYCO GROUP, INC.
Ticker: WEYS Security ID: 962149100
Meeting Date: MAY 05, 2020 Meeting Type: Annual
Record Date: MAR 20, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas W. Florsheim, Jr. For For Management
1.2 Elect Director Robert Feitler For For Management
2 Ratify Baker Tilly Virchow Krause, LLP For For Management
as Auditor
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
WIRELESS TELECOM GROUP, INC.
Ticker: WTT Security ID: 976524108
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan L. Bazaar For Withhold Management
1.2 Elect Director Joseph Garrity For Withhold Management
1.3 Elect Director Mitchell Herbets For Withhold Management
1.4 Elect Director Joseph M. Manko Jr. For Withhold Management
1.5 Elect Director Timothy Whelan For Withhold Management
1.6 Elect Director Michael Millegan For Withhold Management
1.7 Elect Director Allan D.L. Weinstein For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify PKF O'Connor Davies, LLP as For For Management
Auditors
--------------------------------------------------------------------------------
XCEL BRANDS, INC.
Ticker: XELB Security ID: 98400M101
Meeting Date: SEP 12, 2019 Meeting Type: Annual
Record Date: AUG 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert W. D'Loren For Withhold Management
1.2 Elect Director Benjamin Malka For Withhold Management
1.3 Elect Director Mark DiSanto For Withhold Management
1.4 Elect Director James D. Fielding For Withhold Management
1.5 Elect Director Michael R. Francis For Withhold Management
1.6 Elect Director Howard Liebman For Withhold Management
1.7 Elect Director Deborah Weinswig For Withhold Management
2 Ratify CohnReznick LLP as Auditors For For Management
--------------------------------------------------------------------------------
XERIS PHARMACEUTICALS, INC.
Ticker: XERS Security ID: 98422L107
Meeting Date: JUN 04, 2020 Meeting Type: Annual
Record Date: APR 17, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dawn Halkuff For Withhold Management
1.2 Elect Director Jeffrey Sherman For Withhold Management
1.3 Elect Director Mark Thierer For Withhold Management
2 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
XOMA CORPORATION
Ticker: XOMA Security ID: 98419J206
Meeting Date: MAY 20, 2020 Meeting Type: Annual
Record Date: MAR 25, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Neal For Withhold Management
1.2 Elect Director W. Denman Van Ness For Withhold Management
1.3 Elect Director Joseph M. Limber For Withhold Management
1.4 Elect Director Jack L. Wyszomierski For Withhold Management
1.5 Elect Director Matthew D. Perry For Withhold Management
1.6 Elect Director Barbara Kosacz For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
XTANT MEDICAL HOLDINGS, INC.
Ticker: XTNT Security ID: 98420P308
Meeting Date: OCT 30, 2019 Meeting Type: Annual
Record Date: SEP 16, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Bakewell For Withhold Management
1.2 Elect Director Michael Eggenberg For Withhold Management
1.3 Elect Director Robert McNamara For Withhold Management
1.4 Elect Director Jeffrey Peters For Withhold Management
1.5 Elect Director Matthew Rizzo For Withhold Management
2 Ratify Plante & Moran PLLC as Auditors For For Management
3 Increase Authorized Common Stock For Against Management
4 Amend Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
ZAFGEN, INC.
Ticker: ZFGN Security ID: 98885E103
Meeting Date: MAY 28, 2020 Meeting Type: Annual
Record Date: APR 13, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
2 Approve Reverse Stock Split For For Management
3 Advisory Vote on Golden Parachutes For For Management
4.1 Elect Director Jeffrey S. Hatfield For Withhold Management
4.2 Elect Director John L. LaMattina For Withhold Management
4.3 Elect Director Frank E. Thomas For Withhold Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Advisory Vote on Say on Pay Frequency One Year One Year Management
7 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
8 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ZEDGE, INC.
Ticker: ZDGE Security ID: 98923T104
Meeting Date: JAN 13, 2020 Meeting Type: Annual
Record Date: NOV 14, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Todd E. Feldman For Against Management
1.2 Elect Director Mark Ghermezian For Against Management
1.3 Elect Director Howard S. Jonas For Against Management
1.4 Elect Director Michael C. Jonas For Against Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Mayer Hoffman McCann CPAs as For For Management
Auditors
--------------------------------------------------------------------------------
ZOVIO INC
Ticker: ZVO Security ID: 98979V102
Meeting Date: MAY 13, 2020 Meeting Type: Annual
Record Date: MAR 26, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael P. Cole For Withhold Management
1.2 Elect Director Ryan D. Craig For Withhold Management
1.3 Elect Director Michael B. Horn For Withhold Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZYNERBA PHARMACEUTICALS, INC.
Ticker: ZYNE Security ID: 98986X109
Meeting Date: JUN 10, 2020 Meeting Type: Annual
Record Date: APR 14, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Armando Anido For For Management
1.2 Elect Director John P. Butler For Withhold Management
1.3 Elect Director Warren D. Cooper For Withhold Management
1.4 Elect Director William J. Federici For For Management
1.5 Elect Director Daniel L. Kisner For For Management
1.6 Elect Director Kenneth I. Moch For For Management
1.7 Elect Director Pamela Stephenson For Withhold Management
2 Ratify KPMG LLP as Auditor For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant Bridgeway Funds, Inc.
-----------------------------------------------------------------
By (Signature and Title)* /s/ Tammira Philippe
---------------------------------------------------
Tammira Philippe, President and Principal
Executive Officer
(principal executive officer)
Date August 14, 2020
------------------------------------------------------------------------
* Print the name and title of each signing officer under his or her signature.